Transcatheter Mitral Valve Repair and Replacement: Where is the Latest Randomized Evidence Taking US Mitral-Fr, COAPT

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Transcatheter Mitral Valve Repair and Replacement: Where is the Latest Randomized Evidence Taking US Mitral-Fr, COAPT and Saibal Kar, MD, FACC, FSCAI Professor of Medicine Director of Interventional Cardiac Research Heart Institute, Cedars-Sinai Medical Center, Los Angeles, CA

Introduction MitraClip is the primary transcatheter treatment option for selected patients with mitral regurgitation Over 60,000 cases have been performed worldwide There is evidence of safety, efficacy and durability of this therapy Exciting new data on its role in functional MR are now available Transcatheter mitral valve replacement is in early clinical phase

Treatment of MR Primary (degenerative) MR Low/Intermediate risk pt: Surgical repair rather than replacement High risk pts: MitraClip Secondary (Functional) MR Role of surgery is controversial No consensus about repair vs replacement Trials of Ring annuloplasty vs replacement MitraClip could be a reasonable option Mitra-Fr and COAPT trials

CTSN Ischemic MR Trial Acker et al. N Engl J Med. 2014 Jan 2;370(1):23-32 Goldstein D et al. N Engl J Med 2016;374:344-353

Replacement vs Repair for Secondary MR (CTSN) Design From 2009 through 2012, 3458 patients were screened, and 251 underwent randomization DESIGN: Prospective, randomized, multicenter study PRIMARY END POINT: left ventricular reverse remodeling, as assessed by means of the left ventricular end-systolic volume index (LVESVI) on the basis of transthoracic echocardiography performed 12 months after randomization SECONDARY ENDPOINT: Mortality, MACE, recurrence of MR, readmissions of HF, quality of life Chord sparing mitral valve replacement ( n=125) Clinical and echo follow up at 2 year) Ring annupplasty (n= 126)

Results of CTSN Trial No significant difference in left ventricular reverse remodeling at 12 months and 2 years between the two groups In surviving patients there was higher degree recurrence of moderate or severe mitral regurgitation(mr) in repair versus replacement (32.6% [28.4% moderate and 4.2% severe] vs. 2.3% [all moderate]; P<0.001) at 12 months In the repair group, the 12-month LVESVI was 64.1±23.9 ml/m2 in pts with recurrent MR versus 47.3±23.0 ml/m2 in those without recurrent MR (P<0.001).

Goldstein D et al. N Engl J Med 2016;374:344-353 Time-to-Event Curves for Death.

Cumulative Failure of Mitral-Valve Repair or Replacement. Goldstein D et al. N Engl J Med 2016;374:344-353

Conclusions Among patients with severe ischemic mitral regurgitation who were assigned to mitral-valve repair or replacement, there were no significant between-group differences in left ventricular remodeling or mortality at 2 years. Mitral regurgitation recurred more frequently in the repair group which resulted in more heart failure related adverse events and cardiac admissions Goldstein D et al. N Engl J Med 2016;374:344-353

MitraClip: Results 5 year follow up of EVEREST II high risk registry Treatment of functional MR

Kar et al. Heart 2018;

Kaplan-Meier Estimates of freedom from Mortality A. Freedom from mortality B. Freedom from mortality stratified by acute procedural success(aps) vs non-aps Kar et al. Heart 2018;

Effectiveness measured at 5 yrs MR grade < 2 in 75% of pts ( p =0.0107) LV end diastolic volume reduction by 38 ml (p<0.0001) LV end systolic volume reduction by 15 ml(p=0.03) NYHA class improvement (p<0.005) Kar et al. Heart 2018;

MitraClip: Results in functional MR Mitra-Fr trial COAPT trial

Mitra-Fr Trial N Engl J Med. 2018 Aug 27. doi: 10.1056

Mitra Fr : Study Design Objective: Evaluation of MitraClip + Medical therapy vs medical therapy alone in patients with HF and severe secondary MR Primary Endpoint Composite All cause death or unplanned rehospitalization for HF in 12 months Important inclusion criteria Symptomatic despite optimal medical Rx ( NYHA 2) EF: 15 40%, NYHA Severe secondary MR (ESC criteria) ERO > 0.2 sq cm No eligible for surgery based on local heart team approach

Limitations of Mitra Fr trial Small numbers: Difficult to make any subgroup analysis Multiple exclusions 43 out of 150 pts excluded after randomization Included pts with less severe degree of MR ( ERO > 20 ml were included ) and large ventricles No central eligibility committee High initial failure and complication rate Missing data on quality of life, echos In-experienced operators ( only 5 cases before they randomized patients Higher late recurrence of MR Only one year follow up

Cardiovascular Outcomes Assessment of the MitraClip Percutaneous Therapy for Heart Failure Patients with Functional Mitral Regurgitation.

Key Inclusion Criteria 1. Ischemic or non-ischemic cardiomyopathy with LVEF 20%-50% and LVESD 70 mm 2. Moderate-to-severe (3+) or severe (4+) secondary MR confirmed by an independent echo core laboratory prior to enrollment (US ASE criteria) 3. NYHA functional class II-IVa (ambulatory) despite a stable maximallytolerated GDMT regimen and CRT (if appropriate) per societal guidelines 4. Pt has had at least one HF hospitalization within 12 months and/or a BNP 300 pg/ml* or a NT-proBNP 1500 pg/ml* 5. Not appropriate for mitral valve surgery by local heart team assessment 6. IC believes secondary MR can be successfully treated by the MitraClip Adjusted by a 4% reduction in the BNP or NT-proBNP cutoff for every increase of 1 kg/m 2 in BMI >20 kg/m 2

Primary Endpoints Primary effectiveness endpoint: All HF hospitalizations through 24 months* Powered for superiority of the Device group compared with the Control group Primary safety endpoint: Freedom at 12 mos from device-related complications: - Single leaflet device attachment - Device embolization - Endocarditis requiring surgery - Echo core laboratory-confirmed mitral stenosis requiring surgery - Left ventricular assist device implant - Heart transplant - Any device-related complication requiring non-elective cardiovascular surgery Powered for superiority of the Device group vs. a pre-specified OPG** *Analyzed when the last subject completes 12 months of follow-up; **Objective performance goal

Study Flow and Follow-up 1576 pts with HF and MR considered for enrollment between September 25 th, 2012 and June 23 th, 2017 at 89 centers in the US and Canada Roll-in cases N=51 at 34 sites Eligible for enrollment N=665 Randomized N=614 at 78 sites Ineligible N=911 Reasons for exclusion Inadequate MR or DMR (n=244) Not treated with GDMT (n=79) All inclusion criteria not met (n=85) Exclusion criteria present (n=34) Echo criteria not met (n=255) Incomplete screening or other (n=419) MitraClip + GDMT N=302 GDMT alone N=312

Cumulative HF Hospitalizations (n) Primary Effectiveness Endpoint All Hospitalizations for HF within 24 months 300 250 MitraClip + GDMT GDMT alone 283 in 151 pts 200 150 160 in 92 pts 100 50 HR (95% CI] = 0.53 [0.40-0.70] P<0.001 No. at Risk: MitraClip GDMT 0 0 3 6 9 12 15 18 21 24 Time After Randomization (Months) 302 286 269 253 236 191 178 161 124 312 294 271 245 219 176 145 121 88 Median [25%, 75%] FU = 19.1 [11.9, 24.0] mos

Primary Safety Endpoint Freedom from Device-related Complications within 12 months 100% 96.6%* 90% 80% 70% 60% 50% 94.8% [95% LCL] 88% OPC P<0.001 MitraClip procedure attempted N=293 Device-related complications 9 (3.4%) - Single leaflet device attachment 2 (0.7%) - Device embolization 1 (0.3%) - Endocarditis requiring surgery 0 (0.0%) - Mitral stenosis requiring surgery 0 (0.0%) - Left ventricular assist device implant 3 (1.2%) - Heart transplant 2 (0.8%) - Any device-related complication requiring non-elective CV surgery *KM estimate; **Calculated from Z test with Greenwood s method of estimated variance against a pre-specified objective performance goal of 88% 1 (0.3%)

Powered Secondary Endpoints 1. MR grade 2+ at 12 months 2. All-cause mortality at 12 months 2 - Tested in hierarchical order 1-3. Death and all HF hospitalization through 24 months (Finkelstein-Schoenfeld) 4. Change in QOL (KCCQ) from baseline to 12 months 5. Change in 6MWD from baseline to 12 months 6. All-cause hospitalizations through 24 months 7. NYHA class I or II at 12 months 8. Change in LVEDV from baseline to 12 months 9. All-cause mortality at 24 months 10. Death, stroke, MI, or non-elective CV surgery for device-related compls at 30 days 3 1 All powered for superiority unless otherwise noted; 2 Powered for noninferiority of the device vs. the control group; 3 Powered for noninferiority against an objective performance goal P-value

Powered Secondary Endpoints - Tested in hierarchical order 1-1 All powered for superiority unless otherwise noted; 2 Powered for noninferiority of the device vs. the control group; 3 Powered for noninferiority against an objective performance goal P-value 1. MR grade 2+ at 12 months <0.001 2. All-cause mortality at 12 months 2 <0.001 3. Death and all HF hospitalization through 24 months (Finkelstein-Schoenfeld) <0.001 4. Change in QOL (KCCQ) from baseline to 12 months <0.001 5. Change in 6MWD from baseline to 12 months <0.001 6. All-cause hospitalizations through 24 months 0.03 7. NYHA class I or II at 12 months <0.001 8. Change in LVEDV from baseline to 12 months 0.003 9. All-cause mortality at 24 months <0.001 10. Death, stroke, MI, or non-elective CV surgery for device-related compls at 30 days 3 <0.001

All-cause Mortality (%) All-cause Mortality 100% 80% 60% 40% MitraClip + GDMT GDMT alone NNT (24 mo) = 5.9 [95% CI 3.9, 11.7] HR [95% CI] = 0.62 [0.46-0.82] P<0.001 46.1% 29.1% 20% 0% No. at Risk: MitraClip + GDMT GDMT alone 0 3 6 9 12 15 18 21 24 Time After Randomization (Months) 302 286 269 253 236 191 178 161 124 312 294 271 245 219 176 145 121 88

Why are the COAPT Results so Different from MITRA-FR? Possible Reasons Severe MR entry criteria MITRA-FR (n=304) Severe FMR by EU guidelines: EROA >20 mm 2 or RV >30 ml/beat COAPT (n=614) Severe FMR by US guidelines: EROA >30 mm 2 or RV >45 ml/beat EROA (mean ± SD) 31 ± 10 mm 2 41 ± 15 mm 2 LVEDV (mean ± SD) 135 ± 35 ml/m 2 101 ± 34 ml/m 2 GDMT at baseline and FU Receiving HF meds at baseline allowed variable adjustment in each group during follow-up per real-world practice CEC confirmed pts were failing maximally-tolerated GDMT at baseline few major changes during follow-up Acute results: No clip / 3+ MR 9% / 9% 5% / 5% Procedural complications* 14.6% 8.5% 12-mo MitraClip 3+ MR 17% 5% *MITRA-FR defn: device implant failure, transf or vasc compl req surg, ASD, card shock, cardiac embolism/stroke, tamponade, urg card surg

Conclusions In pts with HF and moderate-to-severe or severe secondary MR who remained symptomatic despite maximally-tolerated GDMT, transcatheter mitral leaflet approximation with the MitraClip was safe, provided durable reduction in MR, reduced the rate of HF hospitalizations, and improved survival, quality-of-life and functional capacity during 24-month follow-up

Implications In patients with severe secondary MR, with suitable anatomy, despite maximally tolerated GDMT, MitraClip should be considered as the first line treatment irrespective of the surgical risk. All other surgical or transcatheter valve repair or replacement options should be evaluated against MitraClip