Functional Foods in Health and Disease 2018; 8(9): Page 462 of 471

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Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 462 of 471 Research Article Open Access Effects of Saccharomyces cerevisiae NK-1 on stool frequency and volume in healthy individuals with infrequent bowel movements: a randomized, placebo, placebo controlled, double-blind study Ryuji Takeda 1, Norio Kanesugi 2, Michiyo Kanesugi 2, Syukuko Ebihara 3, and Shigeru Imai 4 1 Faculty of Health Sciences for Welfare, Department of Nutritional Sciences for Well-being, Kansai University of Welfare Sciences, 3-11-1 Asahigaoka Kashiwara Osaka 582-0026 Japan; 2 Nikkenkyo Service Corporation, Sanchome n 12, Konosu, Saitama 369-0134 Japa; 3 Chiyoda Para-Medical Care Clinic, 3-3-5 Uchikanda, Chyoda-ku Tokyo 101-0047 Japan; 4 CRoee Co., Ltd., Ikebukuro YS Building 2F, 1-13-23 Minami-Ikebukuro, Toshima-Ku, Tokyo 171-0022 Japan Corresponding author: Ryuji Takeda, PhD; Faculty of Health Sciences for Welfare, Department of Nutritional Sciences for Well-being, Kansai University of Welfare Sciences Asahigaoka 3-11-1, Kashiwara Osaka 582-0026, Japan. Submission date: August 21 st, 2018, Acceptance Date: September 28 th, 2018, Publication Date: September 30 th, 2018 Citation: Takeda R., Kanesugi N., Kanesugi M., Ebihara S., Imai S. Effects of Saccharomyces cerevisiae NK-1 on stool frequency and volume in healthy individuals with infrequent bowel movements: a randomized, placebo, placebo controlled, double-blind study. Functional Foods in Health and Disease 2018; 8(9): 462-471. https://doi.org/10.31989/ffhd.v8i9.545 ABSTRACT Background: Constipation and other symptoms of gastrointestinal discomfort, such as abdominal swelling, are common among healthy individuals and have a significant impact on quality of life. Despite the known contribution of gut microbiomes to this pathology, little is known regarding which groups of microorganisms play a key role. Yeasts have been used for fermenting foods since ancient times. Saccharomyces cerevisiae is a type of yeast used for industrial and pharmaceutical purposes in the genetic and medical fields because it is unicellular with a simple biological structure. Yeast also helps improve the intestinal environment. The present study aimed to investigate the effect of foods containing Saccharomyces cerevisiae on bowel movement and to validate the safety of its long-term usage. Stool frequency and consistency were also assessed.

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 463 of 471 Methods: This was a randomized, double-blind, parallel-group study. The test food contained S. cerevisiae NK-1 powder (1 10 10 cells), whereas the placebo did not contain it. The food was made into sticks and provided to healthy individuals with infrequent bowel movements (3 5 movements a week), three times a day for 12 weeks. Then we investigated the changes in stool frequency, volume, and other adverse events. Results: The number of days with bowel movement significantly increased in the test group compared with the placebo group after 8 12 weeks of consuming the test food (p < 0.05). Based on the blood test results, there were no adverse events associated with the consumption of the test food observed. Conclusions: Consumption of the test food regulated intestinal function by promoting defecation in healthy individuals prone to constipation. Thus, S. cerevisiae NK-1 helps facilitate smoother defecation. Keywords: Saccharomyces cerevisiae NK-1, bowel movement, stool frequency volume, gastrointestinal discomfort BACKGROUND Constipation is a functional bowel disorder usually described as persistent, difficult, infrequent, and/or incomplete defecation associated with three or fewer bowel movements per week [1]. Recently, the efficacy of probiotics and prebiotics in functional constipation was reviewed. The theory that probiotics play key roles in the development of constipation was not validated because the trials were limited, heterogeneous, and poorly designed [2]. Although there has been evidence demonstrating how prebiotic fibers (e.g., psyllium and inulin) positively affect constipation and are accordingly recommended, the quality of evidence is still low [3]. Constipation is usually caused by lack of fiber. Decreased vermiculation of the intestines results in irregular bowel movement. When long periods of constipation persist, the stool loses its water content because it was retained in the intestines for too long, causing it to harden. Furthermore, chronic retention of stool in the intestines increases the number of putrid bacteria in the intestinal flora, thereby reducing the number of lactobacilli. This phenomenon generates indole, skatole, ammonia, and hydrogen sulfide in the intestines, which results in unpleasant symptoms such as intestinal tissue infection and bloating. Constipation is not only associated with abdominal but also psychological symptoms [4-6]. Abdominal bloating lowers appetite

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 464 of 471 and causes depression. Therefore, regular bowel movements are essential for maintaining a high quality of life. To improve bowel routine, the fiber intake should be increased to elevate the number of lactobacilli or bifidobacteria in the intestinal flora and lower the emission of putrefaction gases. Moreover, increasing fiber intake also improves constipation. However, there have only been a few studies investigating the beneficial effects of fiber intake on bowel movement in humans. Although evidence demonstrates how prebiotic fibers positively affect constipation and are usually recommended, the quality of evidence is still considered low. Yeasts have been used for fermenting foods, such as bread, sake, and wine, since ancient times. Furthermore, yeast has been used for industrial and pharmaceutical purposes in the genetic and medical fields because it is unicellular with a simple biological structure. Saccharomyces cerevisiae is a well-known yeast species. Considering its physiological activity, it is well known for its nutrient tonicity and mineral supplement effects associated with its rich nutrient contents. Moreover, yeast is known to improve bowel movement because it is rich in dietary fiber. Therefore, we conducted a randomized, double-blind study to assess and compare the effects of a food with Saccharomyces cerevisiae NK-1 versus a placebo food. METHODS Study design This was a randomized, placebo controlled, double-blind, parallel-group study. We included 50 individuals and equally divided them into two groups: The S. cerevisiae NK-1 group and placebo group. This clinical trial was carried out at Chiyoda Para-Medical Care Clinic. (Tokyo, Japan) The participants were all healthy adults Japanese with infrequent bowel movements (3 5 movements a week) and met the inclusion criteria listed in Table 1. Informed consent was obtained from all the participants in written. The ethics committee of the Japan Conference of Clinical Research reviewed and approved the study prior to its implementation. Furthermore, the study plan was registered under the UMIN Clinical Trials Registry (UMIN #000020476). Table 1 Inclusion and exclusion criteria of the study Inclusion criteria Participants aged 20 64 years Infrequent bowel movements (3 5 movements a week) Exclusion criteria Known allergy or sensitivity to any foods Participants who use any medecines or supplements History of severe disease such as intestinal diseases

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 465 of 471 Randomization Participants were classified using the stratified block randomization method (stratification factor: number of bowel movements). An individual not involved in the study created a computer program using a random number table to randomly stratify the participants into one of the two groups. Both the participants and investigators were blinded to the group stratifications. Placebo and test food S. cerevisiae NK-1 was provided in lyophilized powder. The test food was in the form of a stick containing S. cerevisiae NK-1 powder (Nikkenkyo Service Corporation, 1.0 10 10 cells/stick) and was administered to the participants three times a day. The placebo food did not contain the S. cerevisiae NK-1 powder. Both food did not differ in terms of characteristics, including color, smell, and size. The ingredients of the test and placebo food are listed in Table 2. Table2 Composition of the test (Saccharomyces cerevisiae NK-1) and placebo food samples per day* Bowel movement Throughout the study period, participants frequently answered questionnaires investigating fecal characteristics, including the number of bowel movements and volume of stool (number of medium egg-sized stools) per day. Test Foods Saccharomyces cerevisiae NK-1 5.40 - Placebo Lactose - 5.38 Caramel color - 0.02 5.40 5.40 *3 sticks/day Adverse events Hematological and blood biochemical tests were conducted before and after 4, 8, and 12 weeks of consuming the food. Participants were also interviewed regarding any adverse events faced during each hospital visit to investigate causal relationships and severity. Statistical analysis

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 466 of 471 The Mann Whitney U-test and Wilcoxon signed-rank test were performed to assess the number of days with bowel movement and number of bowel movements. The level of statistical significance was set at 5%. Adverse events were examined using Fisher s exact test. Statistical analyses were conducted at the Kansai University of Welfare Sciences using the SAS software version 9.4 (SAS Inc.) RESULTS Analysis set In total, 50 participants were included (25 per group). Three participants from each group dropped out half-way through the study due to personal reasons. Therefore, the final analysis set for efficacy and safety included only 44 participants. In the test period, Participants did not change water intake and meal amount. The weight of participants did not change. Table 3 presents the profiles of all the included participants. Table 3 Profile of the participants Saccharomyces cerevisiae NK-1-treated gr Placebo group Number of participants 22 22 Sex ratio (male-to-female) 7/15 6/16 Age 43.59 ± 8.72 42.36 ± 10.67 Number of days with bowel movement (days/week) 3.29 ± 0.73 3.47 ± 0.41 Bowel movement and stool volume Stool frequency was calculated daily and tallied weekly. The study results are presented in Table 4 (average calculated every four weeks) and Figure 1 (average calculated every week). After 4, 8, and 12 weeks of consuming the test food (p < 0.05), the number of days with bowel movement/week increased significantly in the test group compared to the placebo group. The stool volume significantly increased in the test group compared to the placebo group after 8 and 12 weeks of consuming the test food (p < 0.05). Figure 2 shows the increase in stool frequency per day, which significantly increased in the test group compared to the placebo group after 4 and 8 weeks of consuming the test food (p < 0.05).

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 467 of 471 Table 4 Bowel movement and stool volume before and 4, 8, and 12 weeks after consumption Number of days with a bowel movement (day/week) Group n Saccharomyces cerevisiae NK-1 22 3.29 ± 0.73 4.52 ± 0.84 *# 5.02 ± 1.06 *# 5.01 ± 0.90 *# Placebo 22 3.47 ± 0.41 4.01 ± 0.73 * 4.25 ± 0.87 * 4.38 ± 1.11 * Volume of stool (day/week) Saccharomyces cerevisiae NK-1 22 0.92 ± 0.31 1.29 ± 0.57 $ 1.48 ± 0.57 $ 1.53 ± 0.55 $ (number of medium egg-sized stools) Placebo 22 0.97 ± 0.33 1.08 ± 0.52 $ 1.14 ± 0.52 $ 1.19 ± 0.53 $ *The stool frequency and volume was calculated daily and tallied weekly. This table indicates the average calculated every 4 weeks. * p < 0.05 Wilcoxon signed-rank test vs 0 week, # p < 0.05 Mann Whitney U -test vs placebo group $ p < 0.05 paired t-test vs 0 week, p < 0.05 Student's t test vs placebo group Before 4 weeks 8 weeks 12 weeks

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 468 of 471 Fig.1 Changes in the number of days with bowel movement (days/week) (A) and stool volume (number of medium egg-sized stools) (days/week) (B) *The stool frequency and volume was calculated every day and tallied every week. #; significantly increased in the test group compared to the placebo group (p < 0.05). Volume of stool (day/week) was calculated by number of medium egg-sized stools. #; significantly increased in the test group compared to the placebo group (p < 0.05).

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 469 of 471 DISCUSSION The results of the present study indicated that 4, 8, and 12 weeks of consuming the test food resulted in a significantly higher frequency of bowel movement in the test group than in the control group. Probiotics are living bacteria, viruses, parasites, or yeasts that are beneficial to the consumer. The administration of probiotics is considered promising, safe, and acceptable for treating constipation and irritable bowel syndrome (IBS). Most studies evaluating the effects of probiotics on patients with IBS have been performed using bacterial strains of lactobacilli and/or bifidobacteria [7]. Compared with bacteria, yeasts have numerous benefits, which include antibiotic and phage resistance, higher natural robustness against gastric acid and bile salts, and stronger capacity to regulate innate immune response [8]. However, only two clinical trials to date have assessed the effects of yeast in patients with IBS [9, 10]. No study has yet assessed the effect of yeasts in individuals with constipation. Yeasts are eukaryotic, unicellular, immotile microorganisms that have cell walls. They have no photosynthetic capacity and derive nutrients via decomposition and absorption of external organic matter. Yeasts are morphologically circular or elliptical in shape with minimal features. Microorganisms of this nature were first identified as yeasts. They multiply by budding or division. Proliferating cells are sometimes incompletely attached to each other and give rise to dendrites. These features indicate that yeasts can easily proliferate in the intestine. Furthermore, because this microorganism promotes the production of good bacteria in the

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 470 of 471 intestine and is unicellular, it has a dietary fiber-like action which may help improve bowel movement. CONCLUSION S. cerevisiae NK-1 powder significantly increases the number of days with bowel movement/week in the test group compared with the placebo group. The results demonstrated how S. cerevisiae NK-1 is beneficial due to its regulatory effect on intestinal function. Abbreviations: UMIN: University hospital Medical Information Network Competing Interests: The authors declare no conflict of interest. Authors Contributions: RT, SI, NK, and MK designed this clinical research. RT, SI, and YE performed this clinical research. RT and SI prepared this manuscript. Acknowledgements and Funding: Research for funding was provided from Nikkenkyo Service Corporation. REFERENCES 1. Longstreth GF, Thompson WG, Chey WD, Houghton LA, Mearin F, Spiller RC. Functional bowel disorders. Gastroenterology. 2006; 130:1480 1491. 2. Curro D, Ianiro G, Pecere S, Bibbo S, Cammarota G. Probiotics, fibre and herbal medicinal products for functional and inflammatory bowel disorders. Br J Pharmacol. 2017; 174:1426 1449. 3. Pinheiro I, Robinson L, Verhelst A, et al. A yeast fermentate improves gastrointestinal discomfort and constipation by modulation of the gut microbiome: results from a randomized double-blind placebo-controlled pilot trial. BMC Complement Altern Med. 2017; 17:441. 4. Chung KT, Fulk GE, Slein MW. Tryptophanase of fecal as a possible factor in the etiology of colon cancer. J Natl Cancer Inst. 1975; 54;1073 1078. 5. Drasar BS, Hill MJ. Intestinal bacteria and cancer. Am J Clin Nutr. 1972; 25;1399 1404. 6. Mitsuoka T. The world of enterobacteria. 1980; 43-121, Sobunsya, Tokyo. 7. Moayyedi P, Ford AC, Talley NJ, et al. The efficacy of probiotics in the treatment of irritable bowel syndrome: a systematic review. Gut 2010; 59:325 332.

Functional Foods in Health and Disease 2018; 8(9): 462-471 Page 471 of 471 8. Romanin D, Serradell M, González Maciel D, et al. Down-regulation of intestinal epithelial innate response by probiotic yeasts isolated from kefir. Int J Food Microbiol 2010; 140:102-108. 9. Choi CH, Jo SY, Park HJ, et al. A randomized, double-blind, placebo-controlled multicenter trial of Saccharomyces boulardii in irritable bowel syndrome:effect on quality of life. J Clin Gastroenterol. 2011; 45:679 683. 10. Kabir MA, Ishaque SM, Ali MS, et al. Role of Saccharomyces boulardii in diarrhea predominant irritable bowel syndrome. Mymensingh Medical J. 2011; 20:397 401.