Update on Myelodysplastic Syndromes and Myeloproliferative Neoplasms. Kaaren Reichard Mayo Clinic Rochester

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Update on Myelodysplastic Syndromes and Myeloproliferative Neoplasms Kaaren Reichard Mayo Clinic Rochester Reichard.kaaren@mayo.edu

Nothing to disclose Conflict of Interest

Learning Objectives Present the criteria required to establish a diagnosis of MDS and MPN according to the 2016 updated WHO Classification Review the revised 2016 WHO categories of MDS and MPN Discuss changes in classification since the 2008 WHO Highlight new genetic information

Myeloid neoplasm classification Myelodysplastic syndromes Myeloproliferative neoplasms Mastocytosis Myeloid/lymphoid neoplasms with eosinophilia and abnormalities of PDGFRA, PDGFRB, FGFR1 and PCM1-JAK2 Myelodysplastic/myeloproliferative neoplasms Acute myeloid leukemia and related entities Myeloid neoplasms with germline predisposition

Myeloid Neoplasms: Major Subgroups and Discriminating Features Group PB counts BM cellularity % BM blasts Hematopoiesis Maturation Morphology Organomegaly MDS Cytopenias Usually increased Ineffective Present Normal or increased Dysplasia Uncommon MPN Cytoses Usually increased Effective Present Usually normal Normal except megakary ocytes Common AML Variable WBC Usually increased Ineffective or effective Usually minimal >20%; exceptions Variable Uncommon MDS/ MPN WBC usually increased Increased Varies by lineage Present Normal or slightly increased Usually dysplasia in one cell lineage Common MLNE Eosinophilia Increased Effective Present Usually normal Normal Common

Myelodysplastic syndromes (MDS) Clonal hematopoietic stem cell neoplasms with ineffective hematopoiesis and intact maturation Peripheral blood cytopenias Morphologic dysplasia of hematopoietic elements Varying propensity to develop maturation arrest in hematopoietic cells, with accumulation of blasts and progression to AML Cutoff of 20% blasts in bone marrow or peripheral blood distinguishes MDS from AML

Myelodysplastic syndromes (MDS) Clonal hematopoietic stem cell neoplasm Sustained cytopenias: (hemoglobin < 10g/dl, neutrophil count <1.8 x 109/L and platelet count <100 x 109/L) Intact maturation of hematopoietic lineages with 10% dysplastic cells in at least one lineage, and increased intramedullary cell death (apoptosis)(ineffective hematopoiesis) Variable blast percentage but < 20% in blood and bone marrow Increased risk of transformation to acute myeloid leukemia

Biologic Spectrum of MDS Indolent low-grade subtypes Low blast counts Typically low risk of progression to AML Morbidity and mortality due to cytopenias and/or complications of infection, bleeding, transfusion Aggressive subtypes Higher blast counts, genetic instability Often rapidly progress to AML

Dysplasia assessment WHO threshold: 10% of cells in any lineage must manifest dysplastic morphology to call that lineage dysplastic May be interobserver variability Dysplasia is not specific for MDS May observe dysplasia in bone marrow of normal volunteers and even more frequently in patients with non-neoplastic cytopenias

Beyond morphology for MDS diagnosis Flow cytometry Abnormal flow cytometry patterns predict MDS with good sensitivity and specificity WHO 2016 and ELN guidelines do not permit a diagnosis of MDS solely based on flow cytometry Considered supportive of a diagnosis More data needed on findings in reactive conditions Flow is important to evaluate for lymphomas that can present with cytopenia mimicking MDS

Beyond morphology for MDS diagnosis Genetic abnormalities Karyotype abnormalities ~50% of MDS cases have a normal karyotype Sub-karyotypic genetic alterations Microdeletions, other small imbalances Gene mutations (detected mainly in the clinical realm by next generations sequencing assays)

MDS-defining cytogenetic abnormalities Unbalanced Primary MDS Therapy-related MDS -7 or del(7q) 10% 50% del(5q) to t(5q) 10% 40% i(17q) or t(17p) 3-5% -13 or del(13q) 3% del(11q) 3% del(12p) or t(12p) 3% del(9q) 1-2% idic(x)(q13) 1-2% Balanced t(11;16)(q23;p13.3) 3% t(3;21)(q26.2;q22.1) 2% t(1;3)(p36.3;q21.2) 1% t(2;11)(p21;q23) 1% inv(3)(q21q26.2) 1% t(6;9)(p23;q34) 1% +8, -Y, and del(20q) are common in MDS, but can occur in non-neoplastic conditions and are not MDS-defining

Somatic mutations in MDS Increasing availability of sequencing has enabled significant knowledge to be gained in MDS patients Great heterogeneity in mutational landscape Recurrent genetic alterations in multiple cellular pathways: transcription factors, tumor suppressors, epigenetic modifiers, splicing machinery, etc.

Somatic mutations in MDS* Genetic mutation Incidence Comments RNA splicing SF3B1 25-30% Strong assoc. w/rs and LR-MDS, OS, SRSF2 10-20% OS prognosis U2AF1 5-10% risk for AML DNA methylation TET2 20-30% DNMT3A 10% Assoc. w/ OS IDH1/IDH2 ~5% Assoc. w/ MLD and Papaemmanuil E Blood. 2013;122:3616 blasts *(not all inclusive)

Somatic mutations in MDS* Genetic mutation Incidence Comments Chromatin modification ASXL1 15-20% OS Transcription RUNX1 10% assoc. w/ MLD and blasts NPM1 <5% DNA repair TP53 ~10% in HG-MDS; OS *(not all inclusive)

Can mutations = diagnosis of MDS? A subset of healthy older individuals harbor MDS-type mutations in hematopoietic cells Top genes include: DNMT3A, TET2, ASXL1, TP53, JAK2, SF3B1 Associated with increased risk of subsequent hematologic malignancy but many patients never develop MDS even after years of follow-up Designated as Clonal Hematopoiesis of Indeterminate Potential (CHIP) in the absence of cytopenias or Clonal Cytopenia of Undetermined Significance (CCUS) in the presence of cytopenias CHIP CCUS MDS Clonality + + + Dysplasia -- -- + Cytopenias -- + + Jaiswal S et al. NEJM 2014;371:2488, Genovese G et al. NEJM 2014;371:2477, Xie M et al. Nature Med 2014;20:1472; Steensma D et al. Blood 2015;126:9

CHIP Appears to be a precursor state to MDS Analogous to the relationship of MGUS to myeloma and monoclonal B-lymphocytosis to CLL Most patients with CHIP do not develop MDS CHIP phenomenon precludes the current use of mutations in isolation to diagnose MDS Specific mutation patterns and high mutant allele frequency may confer higher risk of MDS Mutant allele fraction 10% Spliceosome gene mutation TET2, DNMT3A or ASXL1 mutation with at least one other mutation Malcovati L et al. Blood 2017;129:3371

WHO 2016 MDS Classification MDS with single lineage dysplasia MDS with multilineage dysplasia MDS with ring sideroblasts MDS-RS with single lineage dysplasia MDS-RS with multilineage dysplasia MDS with isolated del(5q) MDS, unclassifiable MDS with excess blasts Refractory cytopenia of childhood (RCC)(provisional)

Updates in MDS Classification Molecular testing for SF3B1 mutations useful in cases with ring sideroblasts One additional cytogenetic abnormality allowed for MDS with isolated del 5q Molecular testing for TP53 mutations useful for prognosis Cases formerly fulfilling criteria for AEL, myeloid/erythroid will often become MDS-EB

MDS with ring sideroblasts (MDS-RS) Now includes single lineage and multilineage dysplasia categories Usually requires >15% ring sideroblasts; however the diagnosis can be made with >5% in the presence of SF3B1 mutation Secondary causes of ring sideroblasts must be excluded

MDS with ring sideroblasts; Strong association of MDS-RS with SF3B1 mutation Seen in ~70% of MDS- RS cases Probable early event in disease development SF3B1 is a spliceosome gene Favorable clinical outcome SF3B1 association Cumulative probability of survival 0 0.5 1.0 0 96 240 Time in months Malcovati L, et al. SF3B1 mutation identifies a distinct subset of myelodysplastic syndrome withring sideroblasts. Blood. 2015 Jul 9;126(2):233-41.

MDS with isolated del(5q) Updates No adverse effect on clinical outcome with one additional cytogenetic abnormality except -7 and del(7q) The presence of a TP53 mutation is associated with an inferior response in patients treated with lenalidomide

MDS with isolated del(5q): Key tips Diagnosis as MDS with isolated del(5q) even in the presence of a single additional cytogenetic abnormality (except -7 and del(7q) Testing for TP53 mutation is recommended in these patients

Change in blast counting in 2016 WHO Blasts in bone marrow are counted as % of total cells, not as % of nonerythroid cells Change from WHO 2008 Previously blast %, with >50% erythroid precursors, calculated out of the nonerythroid cells Patients previously diagnosed as acute erythroid leukemia (AEL) may not require intensive chemotherapy Overall survival 0 0.5 1.0 AEL MDS-erythroid MDS-typical Months 0 50 100 Wang Sa et al. Mod Pathol. 2016;29:1221

Effect of change in blast counting? Myeloid neoplasms with 50% erythroids but with myeloid blasts <20% of all cells are now classified as MDS. Many cases previously diagnosed as AEL are no classified as MDS-EB. Pure erythroid leukemia remains as an AML subtype (AML, NOS) Malignant proliferation of proerythroblasts

What testing should be performed in the bone marrow workup of MDS? Peripheral Blood CBC Cytologic review with differential count (% blasts) Bone marrow aspirate Cytologic review with differential count (% blasts) % dysplasia and lineage(s) affected Iron stain

What testing should be performed in the bone marrow workup of MDS? Bone marrow core biopsy Cytologic review/assess concordance with aspirate findings Flow cytometry may be helpful but not required Flow blast % should not replace morphologic % Immunohistochemistry for blasts Bone marrow aspirate % is the gold standard Exceptions: aspirate is suboptimal, morpholgoic discordance Caveat: not all blasts are CD34 positive

What genetic testing should be performed in the bone marrow workup of MDS? Cytogenetics required on all cases Detect del(5q), complex, other FISH testing generally not indicated if adequate karyotype (20 metaphases) SF3B1 mutation MDS-RS still defined by iron stain, but mutation analysis allows diagnosis if only a small number of ring sideroblasts are present TP53 mutation in del(5q) Molecular testing (NGS) has utility

Myeloproliferative neoplasms Clonal hematopoietic stem cell disorders Characterized by effective hematopoiesis and proliferation of one or more of the erythroid, granulocytic or megakaryocytic lineages Variable blast percentage but < 20% in blood and bone marrow Often organomegaly Variable propensity to develop fibrosis and AML

WHO 2016 Classification of MPNs* Chronic myeloid leukemia, BCR-ABL1-positive Chronic neutrophilic leukemia Polycythemia vera Primary myelofibrosis Essential thrombocythemia Chronic eosinophilic leukemia, NOS Myeloproliferative neoplasm, unclassifiable Mastocytosis is now its own category Arber DA, Orazi A, Hasserjian RP et al. The 2016 revision to the World Health Organization (WHO) classification of myeloid neoplasms and acute leukemia. Blood. 2016

Chronic myeloid leukemia, BCR-ABL1 positive: Updates Name change from WHO 4 th edition (2008) myeloid New definition of lymphoid blast crisis Any lymphoblast(s) in the PB raise concern for blast crisis Cases with >5% lymphoblasts in the BM should be diagnosed as blast crisis Resistance to TKI treatment is included in the definition of disease progression Lymphoid blast phase

Chronic myeloid leukemia, Most often diagnosed in chronic phase Hallmark genetic abnormality: t(9;22)(q34.1;q11.2), BCR-ABL1 Targeted therapy against tyrosine kinase (ABL) BCR-ABL1 positive Typical chronic phase appearance

Chronic myeloid leukemia, BCR-ABL1 positive Disease monitoring Quantitative BCR-ABL1 transcript levels Goal: complete cytogenetic remission by 12 months Goal: major molecular remission by 12-18 months (3 log reduction; <0.1%)

Chronic myeloid leukemia, Disease progression Evidence of morphologic evolution Evidence of laboratory evolution Evidence of genetic evolution Development of resistance to TKI therapy Mutation testing BCR-ABL1 positive

CML, accelerated phase Any one or more of the following hematologic/cytogenetic criteria or response-to-tki criteria: Persistent or increasing WBC (>10 X 10 9 /L), unresponsive to therapy Persistent or increasing splenomegaly, unresponsive to therapy Persistent thrombocytosis (>1000 X 10 9 /L), unresponsive to therapy Persistent thrombocytopenia (<100 X 109/ L) unrelated to therapy 20% or more basophils in the PB 10-19% blasts*in the PB and/or BM Additional clonal chromosomal abnormalities in Ph+ cells at diagnosis that include "major route" abnormalities (second Ph, trisomy 8, isochromosome 17q, trisomy 19), complex karyotype, or abnormalities of 3q26.2 Any new clonal chromosomal abnormality in Ph+ cells that occurs during therapy "Provisional" Response-to-TKI Criteria Hematologic resistance to the first TKI (or failure to achieve a complete hematologic response**to the first TKI) or Any hematological, cytogenetic or molecular indications of resistance to two sequential TKIs or Occurrence of two or more mutations in BCR-ABL1 during TKI therapy Large clusters or sheets of small, abnormal megakaryocytes, associated with marked reticulin or collagen fibrosis in biopsy specimens may be considered as presumptive evidence of AP, although these findings are usually associated with one or more of the criteria listed above. *The finding of bona fide lymphoblasts in the blood or marrow, even if less than 10%, should prompt concern that lymphoblastic transformation may be imminent and warrants further clinical and genetic investigation; 20% or more blasts in blood or bone marrow, or an infiltrative proliferation of blasts in an extramedullary site is CML, blast phase. **Complete hematologic response: WBC <10x109/L, Platelet count <450 x 10 9 /L, no immature granulocytes in the differential, and spleen nonpalpable.

Chronic neutrophilic leukemia: Updates The CSF3R mutation is strongly associated with chronic neutrophilic leukemia Membrane proximal mutation: T615A, T618I Truncating mutation CSF3R is often co-mutated (SETBP1, ASXL1) Maxson, New Engl J Med, 2013 Lasho TL, Leukemia, 2014 Tefferi, Curr Opin Hematol. 2015 Elliott MA, Am J Hematol. 2015

Chronic neutrophilic leukemia Peripheral blood white blood cell count >25 x 10 9 /L Segmented neutrophils plus banded neutrophils constitute >80% of the white blood cells Neutrophil precursors (promyelocytes, myelocytes, and metamyelocytes) constitute - < 10% of the white blood cells Myeloblasts rarely observed Monocyte count < 1 x 10 9 /L No dysgranulopoiesis Peripheral blood Neutrophilia; Minimal left shift; May see toxic changes; No dysplasia

Chronic neutrophilic leukemia Hypercellular bone marrow Neutrophil granulocytes increased in percentage and number Neutrophil maturation appears normal Myeloblasts constitute <5% of the nucleated cells

Chronic neutrophilic leukemia Does not satisfy WHO criteria for BCR-ABL 1-positive chronic myeloid leukemia, polycythaemia vera, essential thrombocythaemia, or primary myelofibrosis No rearrangement of PDGFRA, PDGFRB, or FGFR1, or PCM1-JAK2 fusion CSF3R T6181 or another activating CSF3R mutation OR Persistent neutrophilia (>3 months), splenomegaly, and no identifiable cause of reactive neutrophilia including absence of a plasma cell neoplasm or, if a plasma cell neoplasm is present, demonstration of clonality of myeloid cells by cytogenetic or molecular studies

Exemplary case

CNL versus acml CNL Neutrophilia lacking significant left shift or granulocytic dysplasia Atypical CML Neutrophilia with left shift and significant granulocytic dysplasia Majority CSFR3 mutation <10% CSFR3 mutation

New data incorporated into the WHO 2016 classification of the classic BCR- ABL1 negative MPNs: PV, ET, PMF The discovery of novel molecular findings in particular the CALR mutation Revise major and minor diagnostic criteria To improve diagnosis To enable discrimination amongst the various early disease presentations (PV) To provide standardized morphologic criteria of MPNs

ET, PV, PMF: Distinct diseases with different natural history ET Survival (%) PMF PV Years Tefferi A et al. Blood. 2014;124:2507-2513

Mutations and MPN Subtypes JAK2 >95% of PV have a JAK2 V617F mutation (exon 14), remaining harbor exon 12 mutation 50-60% of PMF and ET have JAK2 V617F mutation CALR 20-30% of PMF and ET have CALR exon 9 mutations MPL 5-10% of PMF and ET have MPL exon 10 mutation Remaining cases are noted as triple-negative

Survival ET: Survival is the longest for triple-negative and shortest for MPL-mutated patients. Median survival: 19 years for JAK2 and 20 years for CALR-mutated cases PMF: Triple negative median survival 2.3 years; CALR mutated 15.9 years PV: Median survival 13.7 years Tefferi A et al. Blood 2014;124:2507-2513

Comparative BM features PV ET PMF Hypercellular with panmyelosis with a spectrum of megakaryocyte size Normocellular with giant, hyper-lobulated megakaryocytes Hypercellular with ranulocytic hyperplasia with significant megakaryocyte atypia

Value of Megakaryocytes CML 60b09 58b10 PV PMF ET 60b29:CSP 103 71a25

Criteria for Polycythemia Vera* Major Elevated hemoglobin concentration(> 16.5 g/dl in men;> 16.0 g/dl in women) or Elevated hematocrit (> 49% in men; > 48% in women) or Increased red blood cell mass (> 25% above mean normal predicted value) Bone marrow biopsy showing age-adjusted hypercellularity with trilineage growth (panmyelosis), including prominent erythroid, granulocytic, and megakaryocytic proliferation with pleomorphic, mature megakaryocytes (size differences) Presence of JAK2 V617F or JAK2 exon 12 mutation Minor Subnormal serum erythropoietin level *The diagnosis requires either all 3 major or the first 2 major and the minor criterion.

MPN: Polycythemia Vera BM: Spectrum megakaryocytes, panmyelosis; Bld: erythrocytosis, low serum erythropoietin level

Criteria for PMF, prefibrotic/early stage (All major + 1 minor criteria)* Major Atypical meg hyperplasia without fibrosis, with increased cellularity, granulocytic proliferation, and often decreased erythropoiesis Does not meet criteria for PV, CML, MDS or other myeloid neoplasm JAK2, MPL, or CALR mutation or, presence of another clonal marker, or absence of minor reactive BM reticulin fibrosis Minor Palpable splenomegaly Leukocytosis 11 x 10 9 /L Anemia not attributed to a comorbid condition Increase in serum LDH above reference range *For a diagnosis of overt phase PMF: presence of either reticulin and/or collagen fibrosis grades 2 or 3; Leukoerythroblastosis represents one more minor criterion

MPN: Primary Myelofibrosis BM: pleomorphic megakaryocytes; Bld: LER

Criteria for Essential Thrombocythemia Major Minor 1. Platelet count > 450 x 10 9 /L 2. Bone marrow biopsy showing proliferation mainly of the megakaryocytic lineage, with increased numbers of enlarged, mature megakaryocytes with hyperlobulated nuclei; no significant increase or left shift in neutrophil granulopoiesis or erythropoiesis; very rarely MF-1 reticulin fibrosis 3. WHO criteria for BCR-ABL1 positive chronic myeloid leukemia, polycytaemia vera, primary myelofibrosis, or other myeloid neoplasms are not met 4. JAK2, CALR, or MPL mutation Presence of a clonal marker or Absence of evidence of reactive thrombocytosis The diagnosis of essential thrombocythaemia requires that either all major criteria or the first 3 major criteria plus the minor criterion are met.

MPN: Essential Thrombocythemia 1.7 million plts 59a36 BM: hyperlobulated megas; Bld: plts

Key take-away points: MDS Molecular testing for SF3B1 mutations useful in cases with ring sideroblasts Threshold lowered to 5% rings if SF3B1 positive One additional cytogenetic abnormality allowed for MDS with isolated del 5q Cannot be -7, del(7q) or MDS-related abnormality Cases formerly fulfilling criteria for AEL, myeloid/erythroid will often become MDS-EB Alert clinician to monitor carefully for progression to overt AML Test for NPM1 and MLL mutations; if positive suggest evolving AML Molecular testing for TP53 mutations useful for prognosis

Key take-away points: MPN Inclusion of novel molecular findings in addition to JAK2 and MPL mutations; in particular the CALR mutation provides proof of clonality, and has diagnostic and prognostic importance CSF3R mutation and its strong association with CNL PV was likely under-diagnosed using the previous WHO 2008 hemoglobin/hematocrit cutoffs; New cut-offs and BM morphology improve diagnosing early PV Only one minor criterion to diagnose pre-pmf Various minor refinements

Questions?