Antifungal Susceptibility of Aspergillus Isolates from the Respiratory Tract of Patients in Canadian Hospitals: Results of the CANWARD 2016 Study.

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1 Antifungal Susceptibility of Aspergillus Isolates from the Respiratory Tract of Patients in Canadian Hospitals: Results of the CANWARD 2016 Study. J. FULLER 1,3, A. BULL 2, S. SHOKOPLES 2, T.C. DINGLE 2,3, H. ADAM 4,5, M. BAXTER 4, D. J. HOBAN 4,5 and G. G. ZHANEL 4 1 Pathology and Laboratory Medicine, Western University, London, ON; 2 Provincial Laboratory, Alberta Health Services, Edmonton, AB; 3 Laboratory Medicine and Pathology, University of Alberta, Edmonton, AB; 4 Medical Microbiology and Infectious Diseases, University of Manitoba, Winnipeg, MB; 5 Diagnostic Services of Manitoba, Winnipeg, MB.

2 COI Disclosures Research Grants Astellas Merck Pfizer 2

3 Aspergillus Disease in Canada 2 nd most common cause of invasive fungal infection Predominantly invasive pulmonary disease Estimated 1.6 cases of IA per 100,000 population 5 to 13% incidence in HSCT and haematological malignancy patients and 25% attributable mortality Non-invasive pulmonary aspergillosis 381.8 cases per 100,000 population A. fumigatus >>> A. flavus / A. niger Dufresne et al. EJCMID.2017;36:987-992. Haider. AMMI-CACMID 2015. Haider, et al. CJIDMM. 2014;25(1):17-23.

4 Aspergillus Antifungal Susceptibility Testing Species ID and susceptibility testing is not routine Recent improvements in MS-ID technology and CLSI standards have reduced challenges for clinical laboratories Epidemiological cutoff values (ECV) available for common species (microbiological breakpoints) CLSI M59 2 nd edition, M61 1 st edition Distinguish wild-type MICs from abnormally elevated MICs, indicative of acquired resistance ECVs have no correlation to clinical response to therapy but, in the absence of clinical breakpoints, are critical for antifungal resistance surveillance

5 Aspergillus Epidemiology and Resistance Increasing reports of azole resistance in A. fumigatus 3 to 30% in Europe, Asia, and Middle East Environmental association (intensity of agricultural fungicide use) Not associated with prolonged therapeutic exposure to azoles Increases in azole resistant A. flavus and A. terreus Intrinsic azole resistance in A. calidoustus, A. lentulus, and A. pseudofisheri Standardized surveillance needs driven by limited understanding of resistance implications and treatment options Resendiz Sharpe et al. Med Mycol. 2018;56:S83-S92 Hagiwara et al. Front Micro. 2016;7:

6 CANWARD A national population-based surveillance study of pathogens and antimicrobial susceptibility in hospitals across Canada Coordinated out of Health Sciences Centre, University of Manitoba Aspergillus surveillance Characterize species and MIC distribution of Aspergillus spp. from respiratory specimens Determine the rate of azole resistance Participating sites: 15 clinical laboratories at tertiary care hospitals from 8 provinces Isolates collected from patients admitted to hospital clinics, emergency rooms, medical/surgical wards, and intensive care units Coordinated out of University of Alberta, Edmonton

7 CANWARD Participating Investigators D. Roscoe Vancouver Hospital, Vancouver J. Fuller University of Alberta Hospital, Edmonton J. Blondeau Royal University Hospital, Saskatoon D. Hoban, G. Zhanel Health Sciences Centre, Winnipeg M. John London Health Sciences Centre, London S. Poutanen University Health Network / Mount Sinai Hospital, Toronto L. Matukas St. Michael s Hospital, Toronto R. Davidson Queen Elizabeth II HSC, Halifax M. Laverdière Hôpital Maisonneuve-Rosemont, Montreal R. Pelletier CHU de Québec, l'hôtel-dieu, Quebec M. Goyette CHRTR Pavillon Ste. Marie, Trois- Rivières M. Bergevin - Hôpital de la Cité-de-la-Santé, Laval C. Ellis, Moncton Hospital, Moncton B. Toye Children s Hospital of Eastern Ontario, Ottawa

8 2016 Patient Demographics 453 respiratory tract isolates of Aspergillus spp. Patient Characteristics No. (%) Mean age 55.1 <18 years 35 (7.7) 18 65 years 231 (51.0) >65 years 187 (41.3) Female 217 (47.9) Male 236 (52.1) 8

Distribution of Aspergillus Species Isolated from Respiratory Specimens 9 80 70 60 % Annual Total 50 40 30 20 2012 (n=563) 2013 (n=692) 2014 (n=822) 2015 (n=757) 2016 (n=453) 10 0

Distribution of Aspergillus Species Based on Patient Location in Healthcare Setting 10 70 60 % Annual Total 50 40 30 20 2012 (n=563) 2013 (n=692) 2014 (n=809) 2015 (n=757) 2016 (n=453) 10 0 Clinic Medicine ICU Surgical Emergency

11 Respiratory Specimen Distribution Year Location No. Isolates % Sputum % BAL or BW % ETT 2016 Clinic 227 54 30 9 Medicine 163 64 32 3 ICU 25 28 48 24 Surgical 19 37 63 0 Year Location No. Isolates % Sputum % BAL or BW % ETT 2012-15 Clinic 1594 62 30 5 Medicine 681 47 45 4 ICU 236 23 50 22 Surgical 76 38 41 13 11

12 Itraconazole MIC Distribution Against A. fumigatus 80 ECV 70 60 % Isolate Total 50 40 30 20 2012-16 (n=5) 2016 (n=352) 2012 15 (n=1984) 10 0 0.06 0.12 0.25 0.5 1 2 4 8 >=16 MIC (mg/l) MIC >4 mg/l infers cyp51a mutation

13 Voriconazole MIC Distribution Against A. fumigatus 70 ECV 60 % Isolate Total 50 40 30 2016 (n=352) 2012 15 (n=1984) 20 10 0 0.06 0.12 0.25 0.5 1 2 4 8 >=16 MIC (mg/l)

14 Posaconazole MIC Distribution Against A. fumigatus 45 40 35 % Isolate Total 30 25 20 2016 (n=352) 2012 15 (n=1984) 15 10 5 0 0.015 0.03 0.06 0.12 0.25 0.5 1 2 MIC (mg/l)

15 Azole Resistance in A. fumigatus; 2012-16 5 isolates of 2336 with ITRA MIC >4 mg/l Independent of year and participating centre Patient locations include 2 Clinic, 2 Medicine, and 1 ICU 3 of 5 had Voriconazole MICs > 1mg/L (ECV) cyp51a sequence mutations TBD

16 Caspofungin MIC Distribution Against A. fumigatus Year No. Tested Mode MIC 90 ECV % Nonwildtype (#) 2016 355 0.125 0.25 <0.5 0 No. Isolates 1,400 1,200 1,000 800 600 400 200 0 0.015 0.03 0.06 0.12 0.25 0.5 1 2 MIC (mg/l) 2012-15 (n=1984)

17 AmB MIC Distribution Against A. fumigatus Year No. Tested Mode MIC 90 ECV % Nonwildtype (#) 2016 355 0.5 0.5 <2 0 No. Isolates 1,000 900 800 700 600 500 400 300 200 100 0 0.06 0.12 0.25 0.5 1 2 MIC (mg/l) 2012-15 (n=1984)

18 Azole MIC Distribution Against A. section Nigri Agent Year No. Tested Mode MIC 90 ECV % Nonwildtype (#) ITRA 2016 44 1 16 <4 29.5 (13) VORI 2016 44 1 4 <2 11.4 (5) POSA 2016 44 0.12 0.5 <2 0 No. Isolates 100 80 60 40 20 Itraconazole 2012-15 (n=228) 0 0.12 0.25 0.5 1 2 4 >16 MIC (mg/l)

19 Azole MIC Distribution Against A. flavus Agent Year No. Tested Mode MIC 90 ECV % Nonwildtype (#) ITRA 2016 28 0.5 0.5 <1 0 VORI 2016 28 1 2 <2 0 POSA 2016 28 0.12 0.5 <0.5 0 No. Isolates 80 60 40 20 Itraconazole 2012-15 (n=191) 0 0.03 0.06 0.12 0.25 0.5 1 MIC (mg/l)

20 Caspofungin MIC Distributions Agent Year No. Tested Mode MIC 90 ECV % Nonwildtype (#) A. Section Nigri 2016 46 0.12 0.12 <0.25 0 2012-15 228 0.12 0.12 <0.25 0 A. flavus 2016 28 0.12 0.25 <0.5 0 2012-15 191 0.12 0.25 <0.5 0

Isolates with Itraconazole MIC>16 mg/l (2012-16) 21 30 25 No. Isolates 20 15 10 5 0 21

22 A. calidoustus Aspergillus section Usti Intrinsically resistant to azoles ~50% resistant to caspofungin Possible emergence linked to azole prophylaxis and lung transplant patients CANWARD 2012-16 31 isolates collected 7 th most common overall (4.1% of non-a. fumigatus) 22 from bronchial specimens 18 from clinic patients and 7 from medicine patients Egli, Fuller, et al. 2012. Transplant. 2012; 94(4):403.

23 A. tubingensis Aspergillus section Nigri Includes A. nigri sensu stricto Variable resistance to azoles has been reported Caspofungin MIC 90 = 0.12 mg/l Bronchial colonization, invasive aspergillosis, otomycosis MALDI and sequence ID efforts are rewriting our understanding of this species and human disease CANWARD 2012-16 Itraconazole resistant species are sequence-confirmed 25 isolates collected 10% of A. section Nigri isolates and 3.4% of non-a. fumigatus species 14 from bronchoscopy specimens 17 from clinic patients and 5 from medicine patients Gautier, et al. Med Mycol. 2016; 54:459.

24 CANWARD - Aspergillus 2016 453 Aspergillus isolates from respiratory specimens A. fumigatus, A. section Nigri, A. flavus, A. terreus, and A. calidoustus represented 78.4%, 10.2%, 6.4%, 2.2%, and 1.1% of the population A. fumigatus isolates were recovered primarily from Sputa (60.0%) and bronchoscopy (31%) specimens Clinic outpatients (47.0%) and inpatients admitted to Medicine (38.5%) and Critical care (5.6%) services A. fumigatus exhibited WT MIC values against the azoles, CASP and AmB 1 isolate exhibited azole resistance with an ITRA MIC >16 mg/l 13 presumptive A. tubingensis were detected with ITRA MICs >16 mg/l Five A. calidoustus isolates exhibited azole resistance (ITRA >4 mg/l) 24

CANWARD Aspergillus Resistance in Respiratory Specimens 25 2012-16 % Resistance (no.) Species (n) ITRA CASP AMB A. fumigatus (2339) 0.2 (5) 0.1 (3) 0 A. Section Nigri (274) 9.2 (25) 0.4 (1) 0 A. flavus (221) 0.5 (1) 0 0 A. calidoustus (31) 93.6 (29) -- -- Azole resistance in A. fumigatus is extremely rare in Canadian patients Significant azole resistance in A. section Nigri (ie. A. tubingensis) MS-ID for moulds is not common; conventional ID = A. niger In total, 78 (2.5%) isolates resistant to azoles (ITRA >16 mg/l)