Evidence of Therapeutic Robots in Physiotherapy

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Evidence of Therapeutic Robots in Physiotherapy Hospital Authority Convention 2014 Special Topic V: 7 May 2014 Dr. Polly Mo-Yee LAU Cluster Manager (Physio), Kowloon Central Cluster Department Manager (Physio), Queen Elizabeth Hospital (Founding) Vice-president, Hong Kong College of Physiotherapy (Founding) Fellow, Hong Kong College of Physiotherapy Adjunct Associate Professor, Hong Kong Polytechnic University Immediate Past President, Hong Kong Physiotherapy Association DHSc (PolyU), MHA (UNSW)

Prevalence of Gait & Upper Limb Problems in Stroke Leading cause of long-term disability in adults (Urton et al., 2007) About 25,000 (7 million population) patients suffered from each year in Hong Kong (HA Statistical Report 2010-11) > 80% with gait impairment during the course of disease (Duncan et al., 2005; Wevers et al., 2009) Estimated ~70% regained walking ability ± walking aids ~ 69% functional impairments in upper limb (Urton et al., 2007) Only ~ 5% of all patients regaining full use of their upper extremity following intensive rehabilitation (Merians et al., 2009)

Hypothesis of Neurorehabilitation--Brain Plasticity Plasticity is the basic mechanism underlying improvement in functional outcome after It refers to the potential for change within the nervous system embracing all re-organisational mechanisms including Collateral axonal sprouting new dendrite formation 開枝散葉 Formation of new synapses 加電製 Unmasking of previously inactive synapse 後備上位 ( 叫醒冬眠 ) These new connections are activities dependent They adjust their activities in response to Quality of activities 質量 Quantity of activities 數量 (Koch et al., 2013)

Common Physiotherapy Interventions in Neurological Rehabilitation Functional Electrical Stimulation Electroacupuncture Manual therapy Neuroprothesis Facilitation ex Functional training Bobath Training Tilt-table standing Standing & balance training Proprioceptive Neuromuscular Facilitation (PNF) Effective with literature support Training for moderate to severely disabled patients remained inadequate / outcome unpromising

Limitations of Conventional Physiotherapy Interventions Reason: difficulty in achieving enough therapeutic dosage Higher intensities of walking practice resulted in better outcomes for patients after (Kwakkel 1999; Van Peppen 2004) Conventional gait training for patients with moderate to severe gait dysfunction usually requires 2 to 3 manual assistants Intensive manual handling required High demand of patient contact time Constraints: Physically exhausting to patient & physiotherapists Limiting training duration Posing restraint on achieving the required effective therapeutic dosage Jeopardizing clinical outcomes, leading to unsatisfactory results

Robotic Therapy Training Robot-assisted gait / arm training fill in the service gap A beneficial adjunct modality to conventional physiotherapy treatment It provides High-intensity Repetitive (>1,000 repetition/session) Task-specific Interactive movement in stimulated environment

Commonly Used Therapeutic Robots Lower extremity Upper Extremity Gait Trainer InMotion 2 Lokomat QEH TWH Armeo Spring ReoAmbulator YMTGDH, KH, BH Reo Go Armeo Boom QEH, KH, KWH, TMH, TPH, DKCH, HKSH Stand Tall Project: Sichuan KWH HHH

Robot-assisted Gait Training System in Hong Kong Hospitals The unique features: Dynamic Body Weight Support (BWS) system (~2 physiological vertical displacement) A motor-driven gait orthosis robotic exo-skeleton guiding force pre-programmed gait pattern Robotic legs are synchronized with the Treadmill to achieve functional walking speed ~0.1 to 1.4 km/h in BWST versus 3.2 km/h in Lokomat (Normal functional gait speed for young city walker) Provide real time feedback Facilitate detail reporting of the patient s progress (Hayward et al., 2010)

Benefits & Feasibility Review - Strong Evidence of Robot-assisted Gait Training Electromechanical devices can be used to give non-ambulatory patients intensive practice of complex gait cycles. Mehrholz J,Werner C, Kugler J, Pohl M. Electromechanical-assisted training for walking after. Cochrane Database of Systematic Reviews 2007, Issue 4. Art. No.: CD006185. DOI: 10.1002/14651858.CD006185.pub2. Stroke & Traumatic Brain Injury Chin et al., 2010; Fisher et al., 2011; Hidler et al., 2009; Hornby et al., 2008; Husemann et al., 2007; Krewer et al., 2006; Lapitskaya et al., 2011; Mayr et al., 2004, 2007; Mehrholz et al., 2007; Schwartz et al., 2009; Westlake & Patten, 2009 Chisari et al., 2014 Wu et al., 2014 Uçar et al., 2014 Spinal Cord Injury Colombo et al., 2000, 2001; Field-Fote et al., 2011; Galen et al., 2011; Hornby et al., 2005; Lam et al., 2008; Winchester et al., 2005; Wirz et al., 2005; Manella et al., 2010; Mirbagheri et al., 2005; Nooijen 2010; Schwartz et al., 2011; Sherman et al., 2009 Hoekstra et al., 2014 Varoqui et al., 2014 Parkinson s Disease Lo et al., 2010; Barbe et al., 2013 Ustinova et al., 2010; Picelli et al., 2013 Cerebral Palsy Borggraefe et al., 2008, 2010; Brutsch et al., 2010, 2011; Druzbicki et al., 2010; Meyer-Heim et al., 2007, 2009; Patritti et al., 2009, 2010; Schmartz et al., 2010; Schuler et al., 2011 Drużbicki et al., 2013 Burdea et al., 2013 Multiple Sclerosis Beer et al., 2008; Lo and Triche, 2008; Wier et al., 2011 Robotic gait training is effective in regaining walking ability with sustained effect for patients with moderate to severe at the subacute (Morone et al., 2012; Schwartz et al., 2009; Conesa et al., 2012; Husemann et al., 2007) & chronic stage (Hidler et al., 2009; Westlake, 2009; Hornby et al., 2008)

Clinical Use of Electromechanical Devices (Robotic) for Gait Rehabilitation After Stroke Therapeutic benefits Improves functional walking ability (Hesse et al., 2001; Werner et al., 2002) Improves walking independence & mobility in the community (Hesse et al., Pohl et al., 2007) 1995) Improves muscle activation patterns (Hesse et al., 2001; Mayr et al., 2007) Improves gait speed (Mayr et al., 2007; Simons et al., 2009) Reduces muscle tone (Mayr et al., 2007) Improves joint range of motions (Simons et al., 2009) Service enhancement Facilitate a much earlier rehabilitation Allow non-ambulatory patients intensive practice of complex gait cycles with a reduced effort for therapists Provide accurate & objective kinematics & kinetics measure Provide quantifiable and repeatable assistance that ensure consistency during the rehabilitation

Robot-assisted Gait Training Research Findings (1) Cochrane review (Level 1 evidence) Robotic gait training after Included 23 trials with 999 participants (Mehrholz et al., 2013) People who receive electromechanical-assisted gait training in combination with PT after are more likely to achieve independent walking than people who receive gait training without these devices The ability to regain independent walking was not dependent on the type of device used, both Gait Trainer & Lokomat shares similar effectiveness on promoting independent walking after training People in the acute and subacute phase after profit more than people in chronic phase post- from this type of training People who are non-ambulatory at intervention onset can achieve greatest benefit from this type of training Electromechanical-assisted gait training (both Gait Trainer & Lokomat) combined with PT may improve recovery of independent walking in people after Every fifth (1 in 5) dependency in walking ability after could be avoidable if electromechanical-assisted devices are used

Robot-assisted Gait Training Research Findings (2) Exoskeleton-type device (e.g. Lokomat) Author yrs Study type Disease type Device/ Intervention Treatment Protocol Results Husemann et al., 2007 (2 arms) Acute Lokomat vs conventional PT 30 min, 5 /wk 4 wk Better Lokomat group showed an advantage of robotic training over conventional PT in improvement of gait abnormality and body tissue composition Mayr et al., 2007, Crossover (2 arm) Subacute Lokomat vs conventional PT 30 min, 5 /wk 3 wk Better EU-Walking Scale, Rivermead motor assessment scale, Medical research council scale, Ashworth scale demonstrated significantly more improvement during Lokomat training phase than during conventional PT phase Schwartz et al., 2009 (2 arm) Subacute Lokomat vs conventional PT 30 min, 3 /wk 6 wk Better Significantly greater no. of subjects trained with Lokomat reached independent walking compared with control group

Robot-assisted Gait Training Research Findings (3) Exoskeleton-type device (e.g. Lokomat) Author yrs Chang et al., 2012 Study type (2 arm) Disease type Chronic Device/ Intervention Lokomat vs conventional PT Treatment Protocol 40 mins Lokomat+ 60 min PT x 10 days Results Lokomat group showed advantage in increasing VO2 and lower limb strength Better Hornby et al., 2008 Westlake & Pattern, 2009 (2 arm) (2 arm) Chronic Chronic Lokomat vs body weight supported manual gait training Lokomat vs. manuallyassisted body weight supported treadmill walking 30 mins Lokomat for 12 sessions Better 30 min, 3 /wk 4 wk Better Improved in speed and single limb stance time on impaired leg at experimental group, however manual gait training showed more beneficial for those ambulatory patients. Within Lokomat group, selfselected walk speed, paretic step length ratio, Fugl-Meyer, Berg balance scale, and short physical performance battery improved. Within manual group, only BBS improved

Robot-assisted Gait Training Research Findings (4) End-effector-type device (e.g. Gait Trainer) Author yrs Tong et al., 2006 Pohl et al., 2007 Peurala et al., 2009 Study type (3 arm) (2 arm) (3 arm) Disease type Subacute Subacute Subacute Device/ Intervention (i) Gait trainer alone; (ii) gait trainer + FES; (iii) conventional Gait trainer vs. conventional (i) gait trainer gp; (ii) overground walking training gp; (iii) conventional treatment gp Treatment Protocol 20 min, 5 /wk 4 wk Better 20 min, 5 /wk 4 wk Better 20 min, 5 /wk 3 wk No difference Results Gait trainer with or without FES, had a faster gait, better mobility, and improvement in functional ambulation than participants who underwent conventional gait training Intensive locomotor training plus physiotherapy resulted in a significantly better gait ability and daily living competence in subacute patients compared with physiotherapy alone Exercise therapy with walking training improved gait function irrespective of the method used (gait trainer & overground walking similar effect). Early intensive gait training resulted in better walking ability than did conventional treatment

Robot-assisted Gait Training Research Findings (5) End-effector-type device (e.g. Gait Trainer) Author yrs Study type Disease type Device/ Intervention Treatment Protocol Results Morone at al., 2001 (2 arm) Subacute Gait trainer vs. conventional (high vs. low motor impairment gp) 20 min, 5 /wk 4 wk Better The low motor impairment gp with gait trainer showed significant improved in the FAC, rivermead motor impairment & walking distance Dias et al., 2007 (2 arm) Chronic Gait trainer vs. conventional 40 min, 5 /wk 4 wk Better Both gp shared similar improvement in all outcome measures but only gait trainer gp maintained functional gain after 3 months Peurala et al., 2005 (3 arm) Chronic (i) gait trainer + FES (GTstim), (ii) gait trainer alone (GT), (iii) walking overground (WALK) 20 min, 5 /wk 3 wk No difference Both the body weightsupported training and walking exercise training programs resulted in faster gait after the intensive rehabilitation program. No statistical significant differences were found between the groups

Benefits & Feasibility Review - Evidence of Robot-assisted Arm Training Multiple Sclerosis Bastiaens et al., 2011 Carpinella et al., 2012 Carpinella et al., 2009 Vergaro et al., 2010 Stroke Brokaw et al., 2011 Hu et al., 2012 Kahn et al., 2006 Kwakkel et al., 2008 Lambercy et al., 2011 Liao et al., 2012 Lum et al., 2006 Mehrholz et al., 2008, 2012 Klamroth-Marganska et al., 2014 Pignolo et al., 2009 Reinkensmeyer et al., 2007 Staubli et al., 2009 Secoli et al., 2011 Wu et al., 2012 Spinal Cord Injury Kadivar et al., 2011 Zariffa et al., 2012 Hochberg et al., 2012 Jiang et al., 2013 Cerebral Palsy Krebs et al., 2012 Holley et al., 2013 Pathak & Johnson. 2012 Fasoli et al., 2012 Patients who receive electromechanical and robot-assisted arm training after are more likely to improve their arm function and general upper limb activities Mehrholz J, Hädrich A, Platz T, Kugler J, Pohl M. Electromechanical and robot-assisted arm training for improving generic activities of daily living, arm function, and arm muscle strength after. Cochrane Database Syst Rev. 2012 Jun 13;6:CD006876.

Electromechanical & Robot-assisted Arm Training Research Findings (1) Cochrane review Electromechanical & robot-assisted arm training after (Mehrholz et al., 2012) Included 19 trials with 666 participants Patients who receive electromechanical & robot-assisted arm training after are more likely to improve their generic activities of daily living; paretic arm function may also improve, but not arm muscle strength Improve activities of daily living in acute but not chronic phase after The advantage of electromechanical and robotic devices, as compared with conventional therapies, may be an in repetition during arm training due to an of motivation to train & also the opportunity for independent exercise Electromechanical-assistive devices in rehabilitation settings may improve generic activities of daily living Arm function, but not arm muscle strength may improve

Electromechanical & Robot-assisted Arm Training Research Findings (2) Effects of robot-assisted therapy on rehabilitation in upper limbs: systematic review and meta-analysis of the literature (Norouzi-Gheidari et al., 2012) 11 s were selected for reviewed When the duration/intensity of conventional therapy is matched with that of the robot-assisted therapy, no difference exists between intensive conventional & robotic groups in terms of motor recover, activities of daily living, strength, & motor control Additional sessions of robotic therapy promote better motor recovery in the upper limb of patients with when compared with standard conventional PT Use of robotics by itself does not translate into better therapy for people with Robots deliver highly repetitive therapeutic tasks with minimum supervision of a therapist & these additional sessions of robotic therapy improve motor recovery of the hemiparetic arm of patients

Electromechanical & Robot-assisted Arm Training Research Findings (3) End-effector-type device (e.g. InMotion) Author yrs Study type Disease type Device/ Intervention Treatment Protocol Results Lum et al., 2006 (2 arm) Subacute MINE vs. conventional 1 hr x 15 sessions in 4 weeks Better Combined unilateral & bilateral robotic training had adv c/w conventional therapy, producing larger improvements on a motor impairment scale & measure of abn synergies Fasoli et al., 2004 (2 arm) Subacute MIT-MANUS vs. conventional 1 hr x5/wk x5wk Better Patients who received conventional therapy showed little improvement, whereas patients who received robot training plus conventional therapy continued to improve after inpatient discharge Hesse et al., 2005 (2 arm) Subacute Bi-Manu-Track (arm trainer gp) vs. EMG-initiated electrical stimulation (ES gp) 30 min x3/wk x 6 wk Better Arm trainer gp produced sup. improvement in UL motor control & power c/w ES gp in severely affected pts. This may due to greater no. of repetitions & bilateral approach.

Electromechanical & Robot-assisted Arm Training Research Findings (4) End-effector-type device (e.g. InMotion) Author yrs Study type Disease type Device/ Intervention Treatment Protocol Results Masiero et al., 2007 (2 arm) Subacute NeReBot vs. control gp 4 hours a wk x 5 wk Better Patients who received robotic therapy in addition to conventional therapy showed greater reductions in motor impairment and improvements in functional abilities Volpe et al., 2000 (2 arm) Subacute MIT-MANUS vs. conventional 60 min x5/wk x 5 wk Better Motor skills of the robotic gp improved sig. more than the control gp. Analysis showed that interactive robotic therapy sig. reduced motor impairment of the treated limbs, doubling the impairment reduction Conroy et al., 2011 (3 arm) Chronic (i) InMotion 2 (planar robot); (ii) InMotion 2 (planar+vertical robot); (iii) conventional 60 min, 3 /wk 6 wk No difference All groups showed modest gains in the Fugl-Meyer arm fx from baseline to final with no significant btw gp differences. Most change occurred in the planar robot group

Electromechanical & Robot-assisted Arm Training Research Findings (5) Exoskeleton-type device Author yrs Study type Disease type Device/ Intervention Treatment Protocol Results Fazekas et al., 2007 (2 arm) Chronic REHAROB vs. conventional 30 min, for 20 consecutive days Better Similar improvement in both gps generally. Modified Ashworth score of shoulder adductors & elbow flexors showed a statistically sig. change only in the robotic gp Kahn et al., 2006 (2 arm) Chronic ARM-Guide vs. conventional 45 min x3/wk x 8 wk No difference There were sig. improvements with training for ROM, velocity of supported reaching, straightness of unsupported reaching, & functional movement ability in both gps Housman et al., 2009 (2 arm) Chronic T-WREX vs. conventional 30 min x5/wk x 8-9 wk No difference Post-Rx Better 6 mo FU Both gps sig. upper limb motor control (Fugl-Meyer), AROM, & self-reported quality & amount of arm use. Robotic gp maintained a better gains on the Fugl-Meyer than controls at 6 months

Local Experience Sharing of Robotic Service at KCC PT Departments Implementation of robotic training systems at PT department As an adjunct to integrated physiotherapy neurorehabilitation Robot-assisted gait training system Lokomat Quasi-robotic arm training system Armeo Spring Robot-assisted arm training system InMotion 2 Clientele CVA (31%) Spinal Cord Injury (21%) Traumatic Brain Injury (15%) Multiple Sclerosis (12%) Others: e.g. Parkinsonism, Cerebellar Degeneration (21%)

3 Pilot Studies of Therapeutic Robotic Interventions at QEH Effect of Robot-assisted Gait Training in Neurological Patients with Moderate to Severe Gait Dysfunction In period of Jan 2011 to April 2013 78 neurological patients (31%, 21% SCI, 15%TBI, 12% MS) Significant improvement in functional independence, gait velocity, walking endurance, balance control & spasticity measures Effects of Robot-assisted Arm Training for Promoting Motor Recovery in Patients After Stroke In the period of April 2013 to October 2013 22 chronic Stroke patient recruited Significant improved the Fugl-Meyer Motor Assessment score, movement speed & smoothness, & shoulder strength Robot Assisted Gait Training for Children with Cerebral Palsy after Botulinum toxin A A Single Case Study A single-case study Pending result

Modified Barthel Index Resistive torques (Nm/degree) Effect of Robot-assisted Gait Training in Neurological Patients with Moderate to Severe Gait Dysfunction *P<0.001 *P<0.001 40 35 *P=0.036 30 25 20 15 10 5 6-min Walk Test *P=0.004 Berg Balance Scale 10-meter Walk Test Significant Improvement in all domains 100 90 80 70 60 50 40 30 20 10 0 0 Pre-training Pre-training Post-training LL Resistive Torque *P=0.002 Post-training Modified Barthel Index

Mean velocity (m/s) Isometric shoulder force (N) Fugl-Myler Upper Extremity Motor score Movement smoothness Robot-assisted Arm Training Promotes Motor Recovery in Patients with Chronic Stroke 60 ( 27.6%, p=0.011*) 0.6 ( 9.9%, p=0.003*) 50 0.5 40 30 20 24.5 31.25 0.4 0.3 0.2 0.41 0.45 10 0.1 0 Pre-training Post-training Fugl-Meyer Motor Assessment of Upper Extremity 0 Pre-training Post-training Movement Smoothness 0.18 ( 34.4%, p=0.017*) 70 ( 13.5%, p=0.012*) 0.16 60 0.14 0.12 0.1 0.08 0.06 0.04 0.02 0 0.08 Pre-training 0.11 Post-training Significant Improvement in all domains 50 40 30 20 10 0 31.5 Pre-training 35.3 Post-training Movement Speed Isometric Shoulder Force

Enhanced Interventional Physiotherapy Program Robotics gait & upper limb training Fill in the service gap Extending the rehabilitation window to the supra-acute phase & beyond the previously defined chronic plateau phase Increasing the service scope in the management of patients with moderate to severe impairments/ disabilities Suit the local context in HA hospitals High patient to therapist ratio (~ 30 patients per day) Limited patient contact time Early, intensive (high repetition) & task-specific treatment Promote brain plasticity / recovery

Key to Success Implementation of Robot-assisted Training Programs at Physiotherapy Department of KCC

CQI Measures - Patient Safety & Focused Care (1) Local adaptation for product enhancement & patient safety Protective padding for friction & pressure relief Seating device special harness to keep the trunk & shoulder in good alignment Sports uniform during patient setup

CQI Measures - Patient Safety & Focused Care (2) Local adaptation for product enhancement & patient safety Storage cabinet for various parts of the exoskeletons / harness - efficiency & accuracy Full length mirror at the front for visual feedback enhancement

CQI Measures Health & Safety Issues: Guideline; Equipment Checking/ Maintenance / Repair scheduling Kowloon Central Cluster Hospital Authority Queen Elizabeth Hospital Physiotherapy Guideline for the Use of Robot-assisted Therapy (Robotic Therapy) in Patients with Neurological Conditions Equipment checking: the yearly loading test/ monthly checking Document No. KCC/QEH/PHY/GUIDELINE/008 Prepared By Physiotherapy Department Type of Document Physiotherapy Guideline First Issue Date 1 May 2011 Version 1 st Review Date 1 May 2012 Effective Date 1 June 2012 Next Review Date 1 June 2015 Guideline developed Guideline taken as reference for other hospitals in Robotic Gait Training Daily equipment cleansing & operation check with signed documenation for record

CQI Measures Training Accreditation training for PT trainers Structured training to PT staff

Take Home Messages Robot-assisted gait and arm training combined with conventional physiotherapy training enhance motor recovery in patients with moderate to severe neurological impairment Extend the horizon of rehabilitation Act as an adjunct intervention To sustain the promising / encouraging results documentation of clinical outcome; continuous quality improvement (CQI) measures are important