Emanuel Todorov, Athanassios Siapas and David Somers. Dept. of Brain and Cognitive Sciences. E25-526, MIT, Cambridge, MA 02139

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A Model of Recurrent Interactions in Primary Visual Cortex Emanuel Todorov, Athanassios Siapas and David Somers Dept. of Brain and Cognitive Sciences E25-526, MIT, Cambridge, MA 2139 Email: femo,thanos,somersg@ai.mit.edu Abstract A general feature of the cerebral cortex is its massive interconnectivity - it has been estimated anatomically [15] that cortical neurons receive on the order of, synapses, the majority of which originate from other nearby cortical neurons. Numerous experiments in primary visual cortex (V1) have revealed strongly nonlinear interactions between stimulus elements, implying a signicant physiological role of recurrent computation. However, most theories of visual processing have either assumed a feedforward processing scheme [6], or have used recurrent interactions to account for isolated eects only [1, 12, 14]. Since nonlinear systems cannot in general be taken apart and analyzed in pieces, it is not clear what one learns by building a recurrent model that only accounts for one, or very few phenomena. Here we develop a relatively simple model of recurrent interactions in V1, that reects major anatomical and physiological features of intracortical connectivity, and simultaneously accounts for a wide range of phenomena observed physiologically. All phenomena we address are strongly nonlinear, and cannot be explained by linear feedforward models. 1 The Model We analyze the mean ring rates observed in oriented V1 cells in response to stimuli consisting of an inner and outer circular grating. Individual cells are modeled as a single response function, whose arguments are the mean ring rates of the cell's inputs, and whose value is the cell's mean ring rate.

1.1 Neuronal model Each neuron is modeled as a single voltage compartment in which the membrane potential V is given by: dv (t) Cm dt = g ex (t)(e ex, V (t)) + g inh (t)(e inh, V (t)) + g leak (E leak, V (t)) + g ahp (t)(e ahp, V (t)) where Cm is the membrane capacitance, Ex is the reversal potential for current x, and gx is the conductance for that current. If the voltage exceeds a threshold V, a spike is generated, and afterhyperpolarizing currents are activated. The conductances for excitatory and inhibitory currents are modeled as sums of -functions, and the ahp conductance is modeled as a decaying exponential. The model consists of two distinct cell types, excitatory and inhibitory, with realistic cellular parameters [], similar to the ones used in [13]. To compute the response functions for the two cell types, we simulated one cell of each type, receiving excitatory and inhibitory Poisson inputs. The synaptic strengths were held constant, while the rates of the excitatory and inhibitory inputs were varied independently. Although the driving forces for excitation and inhibition vary, we found that single cell responses can be accurately modeled if incoming exitation and inhibition are combined linearly, and the net input is passed through a reponse function that is approximately threshold-linear, with some smoothing around threshold. It is important to note that feedforward responses did not saturate. 1.2 Cortical connectivity The connectivity of the cerebral cortex if fairly stereotypic. Excitatory cells make dense local projections, as well as long-range horizontal projections that usually contact cells with similar response properties. Inhibitory cells make only local projections, which are spread further in space than the local excitatory connections [8]. We will assume that cells with similar response properties have a higher probability of connection, and that probability falls down with distance in \feature" space. For simplicity, we consider only two feature dimensions: orientation and RF center in visual space. Since we are dealing with stimuli with radial symmetry, one spatial dimension is sucient. The extension to more dimensions, i.e. another spatial dimension, direction selectivity, color, etc., is straightforward. We assume that the feature space is lled uniformly with excitatory and inhibitory cells. Rather than modeling individual cells, we model a grid of locations, and for each location we compute the mean ring rate of cells present there. The connectivity is dened by two projection kernels Kex;Kin (one for each presynaptic cell type) and weights Wee;Wei;Wie;Wii, corresponding to how many synapses are made to excitatory/inhibitory cells. The excitatory projection has sharper tuning in orientation space, and bigger spread in visual space (Figure 1). 1.3 Visual stimuli and thalamocortical input The visual stimulus is dened by ve parameters: diameter d of the inner grating (the outer is assumed innite), log contrast c 1 ;c 2, and orientation 1 ; 2 of each grating. The two gratings are always centered in the spatial center of the model.

Orientation Visual Space Figure 1: Excitatory (solid) and Inhibitory (dashed) connectivity kernels. orientation space visual space Figure 2: LGN input for a stimulus with high contrast, orthogonal orientations of center and surround gratings. Each cortical cell receives LGN input which is the product of log contrast, orientation tuning, and convolution of the stimulus with a spatial receptive eld. The LGN input computed in this way is multiplied by LGNex; LGNin and sent to the cortical cells. Figure 2 shows an example of what the LGN input looks like. 2 Results For given input LGN input, we computed the steady-state activity in cortex iteratively (about iteration were required). Since we studied the model for gradually changing stimulus parameters, it was possible to use the solution for one set of parameters as an initial guess for the next solution, which resulted in signicant speedup. The results presented here are for the excitatory population, since i) it provides the output of the cortex; ii) contains four times more cells than the inhibitory population, and therefore is more likely to be recorded from. All results were obtained for the same set of parameters. 2.1 Classical RF eects First we simulate responses to a central grating (1deg diameter) for increasing logcontrast levels. It has been repeatedly observed that although LGN ring increases linearly with stimulus log-contrast, the contrast response functions observed in V1 saturate, and mayeven supersaturate [9, 2]. The most complete and recent model of that phenomenon [5, 3] assumes shunting inhibition, which contradicts recent intra-

8 Log Contrast Orientation Figure 3: Classical RF eects. Contrast response function for excitatory (solid) and inhibitory (dashed) cells. Orientation tuning for dierent contrast levels (solid); scaled LGN input (dashed). cellular observations [4]. Furthermore, that model cannot explain supersaturation. Our model achieves saturation (Figure 3 for high contrast levels, and can easily achieve supersaturation for dierent parameter setting. Instead of using shunting (divisive) inhibition, we suggest that the inhibitory response to increasing contrast has a higher threshold, i.e. the direct LGN input to inhibitory cells is weaker. Note that we only need a subpopulation of inhibitory neurons with that propertry; the rest can have the same response threshold as the excitatory population. Another well-known property of V1 neurons is that their orientation tuning is roughly contrast-invariant. The LGN input tuning is invariant, therefore this property is easily obtained in models where V1 responses are almost linear, rather than saturating [1, 12]. Contrast-invariant tuning combined with contrast saturation at the population level (while singe cell feedforward response functions are nonsaturating) is rather non-trivial to achieve. The problem is that invariant tuning requires that the responses at all orientations saturate simultaneously. This is the case in our model (Figure 3 - we found that the tuning (half width at half amplitude) varied within a 5deg range as contrast increased. 2.2 Extraclassical RF eects Next we consider stimuli which include both a center and a surround grating. In the rst set of simulations we held the diameter constant (at 1deg) and varied stimulus contrast and orientation. It has been observed [7, 11] that a high contrast isoorientation surround stimulus facilitates responses to a low contrast, but suppresses responses to a high contrast center stimulus. This behavior is captured very well by our model (Figure 4. The strong response to the surround stimulus alone is partially due to direct thalamic input (i.e. the thalamocortical projective eld is larger than the classical receptive eld of a V1 cell). The response to an orthogonal surround is between the center and isoorientation surround responses, as observed in [7]. Many neurons in V1 respond optimally to a center grating with a certain diameter,

Log Contrast Diameter Figure 4: Extraclassical RF eects. Contrast response functions for center (solid), center + isoorientation surround (dashed), center + orthogonal surround (dash-dot). Length tuning for 4 center log contrast levels (1,.75,.5,.4), response to surround of high contrast (dashed). but their response decreases as the diameter increases (end-stopping). End-stopping in the model is shown in Figure 4B - responses to increasing grating diameter reach a peak and then decrease. What is interesting is that the peak shifts to the right as contrast levels decrease (for other parameter settings it can shift more downward than rightward). Note also that a center grating with maximal contrast reaches its peak response for a diameter value which is 3 times smaller than the diameter for which responses to a surround grating disappear. This is interesting because both the peak response to a central grating, and the rst response to a surround grating can be used to dene the extent of the classical RF - in this case clearly leading to very dierent denitions. The eects shown in Figure 4B have been recently observed in V1 [11]. 3 Population Modeling and Variability So far we have analyzed the population ring rates in the model, and compared them to physiological observations. Unfortunately, in many cases the limited sample size, or the variability in a given physiological experiment does not allow an accurate estimate of what the population response might be. In such cases researchers only describe individual cells, which are not necessarily representative. How can ndings reported in this way be captured in a population model? The parameters of the model could be modied in order capture the behavior of individual cells on the population level; or, further subdivisions into neuronal subpopulations may be introduced explicitly. The approach we prefer is to assume that the individual cells receive synaptic input from the already existing subpopulations, that varies around the input to the \average" cell. We consider variations in the amount of excitatory and inhibitory synapses that a particular cell receives from other cortical neurons. Note that the presynaptic origin of these inputs is still the \average" cortical cell, and is not chosen from a subpopulation with special response properties. The two examples we show have recently been reported in [11]. If we increase

the cortical input (excitation by %, inhibition by %), we obtain a completely patch-suppressed cell, i.e. it does not respond to a center + isoorientation surround stimulus - Figure 5A. Figure 5B shows that this cell is an \orientation discontinuity detector", i.e. it responds well to deg center + 9deg surround, and to 9deg center + deg surround. Interestingly, the cells with that property reported in [11] were all patch-suppressed. Note also that our cell has a supersaturating center response -we found that it always accompanies patch suppression in the model. 35 25 15 5 Log Contrast Orientation Difference Figure 5: Orientation discontinuity detection for a strongly patch- suppressed cell. Contrast response functions for center (solid) and center + isoorientation surround (dashed). Cell's response for deg center,, 9deg surround (solid) and 9deg center, 9, deg surround. 8 8 Log Contarst Sur Ort S+O Cen Figure 6: Nonlinear summation for a non patch-suppressed cell. Contrast response functions for center (solid) and center + isoorientation surround (dashed). Cell's response for isoorientation surround, orthogonal center, surround + center, center only. The second example is a cell receiving 15% of the average cortical input. Not surprisingly, its contrast response function does not saturate - Figure 6A. However, this cell exhibits an interesting nonlinear property - it respond well to a combination

of an isoorientation surround + orthogonal center, but does not respond to either stimulus alone (Figure 6. It is not clear from [11] whether the cells with this property had saturating contrast response functions. 4 Conclusion We presented a model of recurrent computation in primary visual cortex that relies on a limited set of physiologically plausible mechanisms. In particular, we used the dierent cellular properties of excitatory and inhibitory neurons and the nonisotropic shape of lateral connections (Figure 1). Due to space limitations, we only presented simulation results, rather than analyzing the eects of specic parameters. A preliminary version of such analysis is given in [13] for local eects, and will be developed elsewhere for lateral interaction eects. Our goal here was to propose a framework for studying recurrent computation in V1, that is relatively simple, yet rich enough to simultaneously account for a wide range of physiological observations. Such a framework is needed if we are to analyse systematically the fundamental role of recurrent interactions in neocortex. References [1] Ben-Yishai, R., Lev Bar-Or, R. & Sompolinsky,H. Proc. Natl. Acad. Sci. U.S.A. 92, 3844-3848 (1995). [2] Bonds, A.B. Visual Neurosci. 6, 239-255 (1991). [3] Carandini, M. & Heeger, D.J. Science, 264, 1333-1336 (1994). [4] Douglas R.J., Martin K.C., Whitteridge D. An intracellular analysis of the visual responses on neurones in cat visual cortex. J Physiology 44, 659-696, 1991. [5] Heeger, D.J. Visual Neurosci., 181-197 (1992). [6] Hubel, D.H. & Wiesel, T.N. J. Neurophysiol. 148, 574-591 (1959). [7] Knierim, J.J. & Van Essen, D.C. J. Neurophysiol. 67, 961-98 (1992). [8] Kisvarday, Z.F., Martin, K.A.C., Freund, T.F., Magloczky, Z.F., Whitteridge, D., and Somogyi, D. Exp. Brain Res. 64, 541-552. [9] Li, C.Y. & Creutzfeldt, O.D. Pugers Arch. 1, 4-314 (1984). [] McCormick, D.A., Connors, B.W., Lighthall, J.W. & Prince, D.A. J. Neurophysiol. 54, 782-86 (1985). [11] Sillito, A.M., Grieve, K.L., Jones, H.E., Cudeiro, J., & Davis, J. Nature, Nov 1995. [12] Somers, D.C., Nelson, S.B. & Sur, M. J. Neurosci. 15, 5448-5465 (1995). [13] Siapas A, Todorov E, Somers D. Computing the mean ring rates of ensembles of realistic neurons. Soc Neuroscience Abstract, 1995. [14] Stemmler, M., Usher, M. & Niebur, E Science 269, 1877-188, (1995). [15] White, E.L. Cortical Circuits 46-82 (Birkhauser, Boston, 1989).