The new Banff vision of the role of HLA antibodies in organ transplantation: Improving diagnostic system and design of clinical trials

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The new Banff vision of the role of HLA antibodies in organ transplantation: Improving diagnostic system and design of clinical trials Carmen Lefaucheur

1 2 Banff 2015: Integration of HLA-Ab for improving diagnosis Banff 2017: HLA-Ab for surrogate endpoint in clinical trials

BANFF 2015: KIDNEY Criterion 3 for diagnosis of ABMR in the kidney allograft: requirement of serologic evidence of DSAs against HLA or other antigens Can DSA be waived for the diagnosis of ABMR in biopsies showing both morphologic evidence of acute or chronic tissue injury and C4d staining? Opinion of the majority of experts at Banff 2015: «Biopsies meeting histologic criteria of ABMR and showing diffuse or focal linear peritubular capillary C4d staining on frozen on paraffin sections are associated with a high probability of ABMR and should prompt expedited DSA testing» Potential role of DSAs currently not tested for in many centers (HLA DP, non-hla antigens)

BANFF 2015: HEART «The vital role and importance of serologic data in the overall assessment of the patient is heavily underscored» «DSA testing shows outstanding sensitivity and negative predictive value for biopsy-diagnosed AMR» «Quantitative DSA should be an essential component in the surveillance for AMR» «Investigators have raised the issue of reintroducing HLA DSA testing information for use in the diagnosis of AMR and for risk assessment of persistent AMR and chronic allograft vasculopathy (CAV)»

BANFF/ASHI HLA panel experts Implementing HLA-Ab detection into the AMR classification: Question identified and recommendations Question Recommendations Definintions What is the optimum timing of DSA testing posttransplantation? Stratify the patients based on risk for AMR and monitor: High and intermediate risk with each biopsy early posttransplant, 3, 6, 9, 12 months first year and yearly if no clinical indication. Low risk minimum 3,6,12 months, yearly after and anytime clinically indicated High Risk: presence of DSA at the time of transplant Intermediate Risk: presence of DSA in historical samples

Importance of post-transplant DSA monitoring de novo DSA 20% 1 st year de novo DSA 5% per year de novo DSA 2% per year DeVos et al., Transplantation (2014) Years post-transplant Wiebe et al., AJT (2015) Reference De novo DSA 1 st Month 1 st Year >1 st Year Cooper 15.6% 27.0% 0% yr 2 DeVos 8.0% 20.0% 5.0%/yr Heilman 8.2% 17.6% n.a. Everly 3.0% 11.0% 2.3%/yr Wiebe 0.0% 2.0% 2.0%/yr

Post-Tx DSA monitoring improves risk stratification for allograft loss

Kidney allograft survival DYNAMIC MODELING TO ASSESS IMPROVEMENT IN RISK PREDICTION ACCORDING TO DSA MONITORING AND CHARACTERIZATION Model 4 Model 1 Reference Model Model 2 = Reference Model + DSA detection Post transplant Model 3 = Model 2 + DSA characteristic 1 Post transplant = Model 2 + DSA characteristic 2 Post transplant Donor characteristics Recipient characteristics Transplant characteristics Post-TX prospective anti-hla DSA monitoring strategy Day 0 Year 1 Year 2 Immunological Anti-HLA DSA characteristics

BANFF/ASHI HLA panel experts Implementing HLA-Ab detection into the AMR classification: Question identified and recommendations Question Recommendations Definintions When DSA should be treated? Increased level (Titer and MFI) of persistent DSA should be biopsied to rule out subclinical rejection Strong correlation of persistent DSA with graft dysfunction Level DSA levels assessed by MFI strength and/or titration of sera Persistent DSA: presence of DSA in serial samples Transient DSA: presence of DSA only in one sample

Major impact of subclinical AMR on allograft outcomes Loupy et al., JASN (2015) Loupy et al., AJT (2016)

BANFF/ASHI HLA panel experts Implementing HLA-Ab detection into the AMR classification: Question identified and recommendations Question Recommendations Definintions Should DSA testing be performed with diagnosis of pamr? Testing for DSA presence and level (HLA and non HLA) should be performed to: a) correlate with severity of pamr b) assess efficacy of treatment

Post-Tx DSA level correlate with the severity of allograft injury and the risk of allograft loss Lefaucheur et al., JASN (2010)

SAB assays to assess antibody removal by PP/IVIG/Rituximab Tambur et al, Hum Immunol (2016)

BANFF/ASHI HLA panel experts HLA-Ab detection: limitations and potential solutions Problem Interpretation Resolution HLA-Ab to denatured antigens Intrinsic and extrinsic factors inhibiting the SAB assay Low MFI on SAB resulting in higher reactivity using cellular targets Using MFI to evaluate level and strength of DSA for risk stratification False positive results: HLA-Ab to cryptic epitopes, clinically irrelevant False low MFI or negative results: due to inhibition of SAB assay False low MFI: DSA to a shared target present on multiple beads Low or high MFI level of DSA may not correlate with risk of AMR, or response to treatment following antibody removal therapies Repeat testing after acid treatment of SAB; surrogate crossmatch Dilution of sera pretesting, adsorption, inhibition of C1q, addition of EDTA, heat treatment Adequate analysis of specific DSA epitope Modified SAB assay to distinguish between C and non-c binding DSA and determining titer of DSA (serial dilutions)

BANFF/ASHI HLA panel experts Integrative assessment of DSA MFI levels Eplets C binding IgG Subclass Graft failure Disease progression Risk prediction Response to therapy Preformed De novo Titration Tambur et al, AJT (2015) Wiebe et al, AJT (2016) Loupy et al, NEJM (2013) Lefaucheur al, JASN (2015) Tait et al, Transplantation (2013)

BANFF 2015: KIDNEY Allograft injury in relation to DSA properties «Accumulating evidence supports the concept that not all DSA are equivalent and that DSA properties (ability to bind complement or IgG subclass) beyond simple positivity and mean MFI are associated with distinct outcomes and injury phenotypes» «These distinct DSA properties and their relationship with distinct allograft injury patterns is also increasingly demonstrated in other solid organ transplants such as liver and heart.»

Biological rationale: Effects of complement-activating IgG subclasses Table 1. Fc-Receptor expression and IgG subclass related effector functions. Cell Expression abundance complement activation FcγRI FcγRIIA-H131 FcγRIIA-R131 FcγRIIB FcγRIIIA-F158 FcγRIIIA-V158 FcγRIIIB NA1 FcγRIIIB NA2 IgG1 ++++ +++ +++ +++ +++ + ++ +++ +++ +++ IgG2 ++ + - ++ - - -- + - - IgG3 + ++++ +++ +++ +++ ++ +++ +++ +++ +++ IgG4 + - +++ + + + - + - - monocytes, monocytes, neutrophils, monocytes, monocytes, neutrophils, activated NK cells NK cells some neutrophils neutrophils B cells, neutrophils monocytes dendritic cells neutrophils, some monocytes Partially adapted from 8 Valenzuela et al, Transplantation (2016)

Animal model of ABMR: C activation by DSA induces distinct allograft injury phenotype Control C DSA Control C DSA C4d deposition in PTC (Banff score) 3 2 1 0 P<0.001 0 ± 0 Control C DSA Serum C5a concentration (ng/ml) 8 0 0 7 0 0 6 0 0 5 0 0 4 0 0 3 0 0 2 0 0 1 0 0 0 Control P=0.014 C DSA Microvascular injury sum score 8 6 4 2 0 Control P=0.026 C DSA Endothelial Gene Expression normalized transcript counts 1 0 0 0 8 0 0 6 0 0 4 0 0 2 0 0 0 P=0.002 C a v 1 P=0.033 P e c a m 1 P=0.020 C d 3 4 Control C DSA CD68+ macrophage infiltrate per whole kidney cross-section 2.5 2.0 1.5 1.0 0.5 0.0 Control 7 P=0.402 C DSA ' Sis et al. (submitted)

Clinical correlations in kidney transplant patients: HLA-DR and -DQ Eplet mismatches and transplant glomerulopathy Odds Ratio of Developing TG based upon Total Eplet Threshold Univariate Multivariate ** DR + DQ: 36 vs. <36 2.01 [1.01-4.01] 3.21 [1.26-7.56] DQ: 18 vs. <18 1.50 [0.75-3.00] 2.42 [1.03-5.70] DR: 15 vs. <15 2.44 [1.16-5.12] 3.64 [1.42-9.37] ** Model includes Eplet exposure, recipient age, sex, peak PRA, race, induction and donor type. Sapir-Pichhadze et al. AJT (2015)

Clinical correlations in kidney transplant patients: DSA C -binding capacity and kidney allograft injury phenotype Loupy et al. NEJM (2013)

Clinical correlations in kidney transplant patients: DSA IgG subclasses and kidney allograft injury phenotype Lefaucheur et al. JASN (2016)

Gene expression profiling to define subtypes of ABMR Cohort of interest with interrogation of the reference set (n=590)

1 2 Banff 2015: Integration of HLA-Ab for improving diagnosis Banff 2017: HLA-Ab for surrogate endpoint in clinical trials

ICH HARMONISED TRIPARTITE GUIDELINE STATISTICAL PRINCIPLES FOR CLINICAL TRIALS Criteria for validating surrogate variables Biological plausibility of the relationship Demonstration of the prognostic value of the surrogate for the clinical outcome Evidence that treatment effects on the surrogate correspond to effects on the clinical outcome ICH Guideline E9 (1998)

DSA: 50 years of biological plausibility HLA antibodies Hyperacute rejection HLA antibodies Acute rejection With antibodies, CXM pos = 24/30 immediate failure Patel & Terasaki, NEJM( 1969) Feucht et al, KI (1993) HLA antibodies Graft survival From kidney to other transplants Heart Liver Lung Terasaki, 15 th Workshop

Class II HLA epitope matching and development of de novo DSA Wiebe et al., AJT (2015)

DSA: biological gradient Risk of ABMR DSA MFImax HR P [95% CI] Max DSA MFI > 500 500 1 ]500 1500] 24.8 < 0.001 [4.6 134.8] ]1500 3000] 23.9 0.001 [3.5 160.8] ]3000 6000] 61.3 < 0.001 [11.5 327] > 6000 113 < 0.001 [30.8 414] Risk of graft loss Lefaucheur et al., JASN (2010)

DSA removal: Beneficial effect Lefaucheur et al, AJT (2009) Author Year N Graft survival OKT3 Feucht 1993 43 57% IVIg Lefaucheur 2007 21 70% PP/IVIg Rocha 2003 16 81% PP/Ritux Faguer 2007 8 75% PP/IVIg/Ritux Lefaucheur 2009 12 91.3% PP/Ritux/Bortezomib Woodle 2011 107 81%

Post-therapy drop of MFI correlates with improved graft survival independently of graft function and histology N=278, median FU=3.5 yrs Multivariate Predictors HR 95%CI P egfr at ABMR diagnosis 0.93 [0.90-0.95] <0.001 IF/TA at ABMR diagnosis 2.44 [1.36-4.37] 0.003 Change in egfr after SOC 0.24 [0.16-0.35] <0.001 Change in ptc Banff grade after SOC 1.50 [1.16-1.93] 0.002 Change in DSA IgG MFI after SOC 1.30 [1.11-1.52] 0.001 Viglietti et al., ATC 2016

DSA as a surrogate endpoint for interventions in clinical trials Occurrence of de novo DSA Efficacy of novel agents for baseline immunosuppression Safety of minimization strategies Change in DSA level/c -binding capacity Therapy efficacy in desenzitization Therapy efficacy in ABMR Post-Tx prophylaxis protocols in HLA-incompatible patients Enrichment strategies based on DSA to increase endpoint frequency Targeted population for graft loss High level DSA C -binding DSA Targeted population for occurrence of de novo DSA High class II epitope mismatch load

Thank you for your attention