ENDOSCOPIC ULTRA SOUND GUIDED FNA OF GI TRACT AND PANCREAS

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ENDOSCOPIC ULTRA SOUND GUIDED FNA OF GI TRACT AND PANCREAS Prof. Fernando Schmitt Medical Faculty of Porto University, Porto, Portugal IPATIMUP General Secretary of the International Academy of Cytology

Modern Medicine Surgery is less invasive. Image guidance is fundamental to achieve the right target. Cytopathology has a central role in modern medicine Availability of cells or tissues from patients are crucial to identify molecular changes or surrogate markers important for diagnosis, prognosis or therapeutic response.

Endoscopic Ultrasound-guided Fine Needle Aspiration (EUS-FNA) EchoEndoscope EUS-FNA has been increasingly used for the assessment of diverse intra-abdominal and intra-thoracic tumours. EUS-FNA is a key component of the evaluation of both extramural and intramural structures of GI tract, allowing determination of origin of the lesion and cytological sampling. Transduction

Aspirates of masses in pancreatic head are performed through the duodenum, and those in the body and tail via the stomach

Gastrointestinal Contamination Flat honeycomb pattern of cells Sporadically goblet cells Duodenum Small sheets of cells Foveolar cels with mucin Stomach

Normal pancreas

Histological classification of tumours of the pancreas

Pancreatic Ductal Adenocarcinoma PDAC Ductal Adenocarcinoma

Variants of ductal adenocarcinoma Foamy adenocarcinoma Undifferentiated adenocarcinoma Undifferentiated adenocarcinoma With osteoclast-like giant cells Adenosquamous carcinoma

Well- differentiated ductal adenocarcinoma Gastric epithelium Nuclear crowding and overlap Anisonucleosis Irregular nuclear membrane Drunken honeycomb pattern Benign glandular epithelim

EUS-FNA Ancillary Studies Special staining. Immunocytochemistry. Flow cytometry Molecular techniques.

Ancillary Studies in Cytology Challenges To select the correct test for a limited sample quantity. Avoid to jump from a histological adapted technique directly to cytological material. Use appropriate controls for cytological material.

Ancillary Studies in Cytology Type of material Formalin post-fixed in rehydrated air-dried slides brings reliable and standardized results In ICC. Acta Cytol 52: 178-186,2008

Reduction of variability by using automation, appropriate controls and customized dilution of antibodies according to different samples could improve the quality of ICC and standardize the techniques, along with quality control and quality assurance measures.

100 articles Last 15 years 9 most used antibodies Diagn. Cytopathol. 2011;39:245 250.

Cancer Cytopathology 2011 Molecular cytopathology (MCP) can be defined as molecular studies applied on all types of cytological specimens, namely gynecology cytology, exfoliative nongyn cytology and fine needle aspirates.

DIAGNOSIS PROGNOSIS THERAPEUTIC TARGETS

ACTA CYTOLOGICA 53: 123-129, 2009 K homology domain containing protein overexpressed in cancer (KOC) is an oncofetal RNA binding protein expressed in the majority of PDA. Regulates IGFRII and proliferation. ICC study in previous Pap-stained slides showed 100% of specificity for malignancy and negativity for benign ductal epithelium and IPMN cases, including IPMN with high grade dysplasia.

S100P belongs to the family of S100 calcium-binding proteins. It is a 95 a.a protein and was first purified from the placenta. It is normally present in epithelial cells throughout entire GI tract, but normal pancreatic ductal epithelia and liver usually lack the expression of S100P protein. The level of S100P expression has been found to increase during the progression from pancreatic intraepithelial neoplasia (PanIN) to invasive adenocarcinoma. Hypomethylation of its gene in PDA is suggested to account for the overexpression of protein.

EUS-FNA with rescue fluorescence in situ hybridization for the diagnosis of pancreatic carcinoma in patients with inconclusive on-site cytopathology results. Multiprobe FISH to study the ploidy status for chromosomes 3, 7, 17 and deletion of the 9p21 locus (p16 gene) Kubiliun N et al. Gastrointest Endosc 2011

EUS-FNA with rescue fluorescence in situ hybridization for the diagnosis of pancreatic carcinoma in patients with inconclusive on-site cytopathology results. 69 inconclusive cases 15 Benign 54 Malignant Sensitivity for malignancy Cytology: 61% FISH: 74% Both: 85% FISH detected an additional 13 cases of pancreatic adenocarcinoma missed by cytology. Kubiliun N et al. Gastrointest Endosc 2011

Pancreatic solid cellular neoplasms

Pancreatic solid cellular neoplasms Acinic cell carcinoma Acinic cell carcinoma Squamoid corpuscle Pancreatoblastoma Pancreatic endocrine neoplasm

Diagnostic approach to pancreatic tumors with the specimens of endoscopic ultrasound-guided fine needle aspiration. CK 7 CDX 2 NE markers KRAS Adenocarcinoma + +/- - + NE tumors - - + - Acinic cell tumors +/- +/- +/- - Hosoda W et al. Pathol Int 60: 358, 2010

Chromogranin

AE1/AE3 A1AT PR CD56

Solid pseudopapillary pancreatic tumour

Pancreatic Cystic Lesions Pseudocysts Cystic neoplasms. Non-mucinous Mucinous Serous cystoadenoma (VHL) Cystic endocrine tumours Rare lesions Benign IPMN Malignant

Pancreatic Cystic Lesions The clinical management of these lesions is evolving as we learn more about the biologic behaviour of these cysts. Management is based on the preoperative distinction of nonmucinous and mucinous cysts in general and of benign and malignant in particular. Treatment is increasingly nonsurgical even when neoplasia is confirmed. So, accurate preoperative diagnosis is critical to proper patient management. Only (cyto)morphology has low sensitivity We need ancillary tests

Optimal Preparation of EUS-FNAB of Cystic Masses Direct Smears (if thick and of sufficient quantity) Alcohol fixed Air dried Fresh Fluid: triage volume dependent Molecular Analysis (0.5cc) Cyst Fluid Analysis (1cc) Cytospins 1 Pap 2 mucin stains: mucicarmine and Alcian Blue ph2.5 LBC (ThinPrep and SurePath)

Cytology of Neoplastic Mucinous Cysts (MCN or IPMN) Alcian Blue Thick colloid-like mucin on cytology defines a neoplastic mucinous cyst. Mucicarmine

Pancreatic Cystic Lesions Ancillary tests Amylase level. Tumour markers (CEA, CA 125, KOC). Molecular techniques (K-Ras, P53, LOH)

Amylase Levels High levels should be seen in Pseudocysts Low levels should be seen in Serous cysts LEC Variable levels in IPMN MCN

CEA cyst fluid analysis is considered the most accurate predictor for the diagnosis of a mucinous cyst with 79.2% accuracy using a threshold level of 192 ng/ml. GASTROINTESTINAL ENDOSCOPY 69: S203, 2009

Historically, the treatment for all neoplastic mucinous cyst has been surgical excision, however many of them are not malignant and have excellent prognosis. Management algorithm

Serous Cystadenoma Head and tail of elderly m or w Microcystic CEA and amylase is low Grossly large and well circumscribed Multilobulated with fibrous septae Small cysts lined by glycogenrich cuboidal epithelial cells Watery, scant, non-mucinous fluid Monolayered sheets with bland cells Association with haemosiderin-laden macrophages

Lymphoepithelial Cyst Lymphoepithelial cysts are rare benign cysts lined by squamous epithelium with subepithelial non-neoplastic lymphoid tissue. Much more common in men. Mean age of 56 years. Are benign with no reported cases of malignant transformation. Amylase and CEA are low

Mucinous Cysts of the Pancreas (AFIP Classification in 4 th series fascicle) Mucinous cystic neoplasm Mucinous cystic neoplasm with low grade dysplasia Mucinous cystic neoplasm with moderate dysplasia Mucinous cystic neoplasm with high grade dysplasia (CIS) Mucinous cystic neoplasm with invasive carcinoma Intraductal papillary mucinous neoplasm Intraductal papillary mucinous neoplasm with low grade dysplasia Intraductal papillary mucinous neoplasm with moderate dysplasia Intraductal papillary mucinous neoplasm with high grade dysplasia (CIS) Intraductal papillary mucinous neoplasm with invasive carcinoma: tubular type or colloid carcinoma

Genetic alterations in Pancreatic Neoplasia

K-Ras mutations TGF-α EGFR overexpression: CRC (27 77%) Pancreatic cancer (30 50%) Lung cancer (40 80%) NSCLC (14 91%) EGFR* Grb2 Sos K-Ras* B-Raf* K-Ras mutation: CRC (30 50%) Pancreatic cancer (90%) Papillary thyroid cancer (60%) NSCLC (30%) EGFR mutation: NSCLC (10%) Glioblastoma (20%) MEK MAPK B-Raf mutation: CRC (10%) Melanoma (70%) Papillary thyroid cancer (50%)

Pancreatic Cystic Lesions Ancillary tests K-ras gene mutation appears to be the best discriminator between mucinous cysts and nonmucinous cysts, but is also present in nonmalignant lesions.

K-ras LOH DNA quantity/quality

Molecular analysis of pancreatic cyst fluid adds diagnostic value to the preoperative diagnosis with high sensitivity, specificity and positive predictive value for the major cysts classification of malignant, benign mucinous and benign nonmucinous. A combination of different ancillary tests is critical for a more accurate diagnosis.

Mucinous Cystic Neoplasm Middle aged females Body and tail 20% have a rim of calcification Cysts do not communicate with pancreatic ductal system Cysts lined by mucinous, generally non-papillary epithelium Associated with a subepithelial ovarianlike stroma (not seen in cytology) Heterogenous atypia

MCN with invasive carcinoma Invasive component can be very focal Diagnosis cannot be made from FNA of cyst alone Invasion suggested by combination of cytology and EUS features

Intraductal Papillary Mucinous Neoplasm (IPMN) Main duct IPMN Branch duct IPMN Combined IPMN

Intraductal Papillary Mucinous Neoplasm (IPMN) Older patients M>F Generally in pancreatic head Single or multiple cysts Cysts do not communicate LGD (adenoma) MD Mostly papillary mucinous epithelium with variable atypia. No association with ovarian-like stroma under the epithelium HGD (CIS)

In total, we found that GNAS mutations were present in 66% of IPMNs and that either KRAS or GNAS mutations could be identified in 96%. In eight cases, we could investigate invasive adenocarcinomas that developed in association with IPMNs containing GNAS mutations. In seven of these eight cases, the GNAS mutations present in the IPMNs were also found in the invasive lesion. GNAS mutations were not found in other types of cystic neoplasms of the pancreas or in invasive adenocarcinomas not associated with IPMNs.

Cytology of Neoplastic Mucinous Cysts (MCN or IPMN) LGD MD At least CIS Neoplastic mucinous cysts are heterogenous, so cytologic sampling may not be representative and often under-represents the final grade of the neoplasm Most of neoplastic mucinous cysts are currently excised because of the lack of FNA specificity Cytology can suggest subclassification of mucinous cysts Recognition of malignancy most important, but invasion can only be diagnosed by FNAB of cyst wall masses

Pancreatic Cystic Lesions Thick colloid-like mucin even if acellular is sufficient to diagnose a neoplastic mucinous cyst Cytology may under-estimate the final histology of mucinous cysts Multiple cyst septations, thick cyst wall, mural nodule and background necrosis support a carcinoma Cyst fluid without a high amylase is very unlikely to be a pseudocyst CEA > 200 ng/ml supports mucinous cyst with very high levels often correlating with carcinoma Mucinous cysts with a high amylase supports IPMN over MCN but is there is overlap Mucin stains help to highlight thin background mucin Molecular analysis may provide helpful diagnostic information for cyst aspirates, especially aspirates of very scant fluid where cytology and cyst fluid analysis are not likely to be processed.

EUS-FNA AND MALIGNANT LYMPHOMAS

Sample : RPMI 1640 medium 10% FCS Adequacy: 2000 events in the lymphocytic gate Screening Panel CD3 CD4 CD5 CD8 CD10 CD19 CD20 CD45 Kappa Lambda Additional Panel CD22 CD23 CD30 CD38 CD43 CD79b CD103 CD138 IgA IgD IgG IgM BCL 2

EUS-FNA OESOPHAGUS AND GI TRACT The advantages of cytology Survey of large mucosa areas Investigation of the cardiac region, not always accessible to endoscopic biopsy Exploration of large ulcers

Oesophagus non-neoplastic lesions

Oesophagus neoplastic lesions

Gastric lesions

Intestinal lesions

DIAGNOSIS PROGNOSIS THERAPEUTIC TARGETS

Gastrointestinal Stromal Tumors GISTs are frequently discovered on endoscopy performed for other reasons and are characterized by a bulging of the GI wall with intact, normal, overlying mucosa. EUS allows identification of the tumor and collection of material for diagnosis and molecular analysis by EUS guided FNA. GISTs are characterized by the presence of activating mutations of CKIT and PDGFR TK receptors. Detection of these mutations are useful for diagnosis confirmation and to predict likelihood of Imatinib response. Cancer Cytopathology 2011

GIST is the ideal model for treatment with TK inhibitors There is a relevant oncogenetic mechanism involving a TK receptor Present in most tumours Demonstrable in diagnostic tumour tissue Targetable in vitro and in vivo

GIST: KIT Mutation Predicts Imatinib Responsiveness % of total 100 80 60 40 20 PD/NE SD PR 0 KIT Exon 11 (n=85) KIT Exon 9 (n=23) No mutation/pdgfra exon 18 (n=9) KIT mutations are predictive of response to imatinib mesylate Exon 11 mutants respond best

Gastrointestinal stromal tumour treated with neoadjuvant imatinib CT 18 FDG-PET Pre-imatinib mesylate 4 weeks of imatinib mesylate Loughrey MB et al. J Clin Pathol 58: 779-781, 2005

GISTs Cytological findings The tumour cells are uniform and spindling with ill-defined cytoplasmic border. The nuclei are spindle and sometimes embedded in a fibrillary background. Necrosis is absent.

Cell-block reveals many tissue fragments of a spindle cell neoplasm with dissecting fascicles. Cell-blocks

Table 2: Mutation analysis results for c-kit gene in cell-blocks obtained from aspirates c-kit status Tumours Wild type Exon 9 Exon 11 Exon 13 Exon 17 GIST (n = 33) 42.5 % 3.0 % 57.6 % - - non-gist (n = 18) 100% - - - -

KRAS and BRAF as Predictive Factors in Metastatic Colorectal Cancer K RAS and BRAF are negative predictors of response to anti EGFR monoclonal therapies for patients with mcrc. Lièvre A, et al. Cancer Res 2006

KRAS status in primary and metastatic site can be different 252 sporadic MSS CRC 132 LN neg 120 LN pos PCR, SSCP Sequencing 29 LN Metastases 17% K ras mutation Oliveira C et al. Oncogene 2007

KRAS and BRAF mutation analysis can be reliably performed on aspirated cytological specimens of metastatic colorectal carcinoma Pang N et al. Cytopathology 2011

Ancillary Studies in Cytology Conclusions Results of ancillary tests can only be interpreted in the context of an informed, carefully considered clinical and cytological diagnosis. In many cases, a single test are unlikely to provide a specific diagnosis even within a limited differential diagnosis. Cytological material is an excellent alternative to study therapeutic targets with minimal discomfort for the patients and high accuracy.

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