KAPC Practice Guideline Title: Presurgical Testing Guidelines. Date Approved: 2/13/2017

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KAPC Practice Guideline Title: Presurgical ing Guidelines Date Approved: 2/13/2017 Policy Overview: Several specialty societies, most notably the American Society of Anesthesiologists and the American College of Cardiology, have published guidelines addressing the appropriateness of presurgical testing. These guidelines are, in the case of the ASA, quite comprehensive but also quite nonspecific. The practical utility of nonspecific guidelines is limited. The purpose of the following KAPC Practice Guideline is to establish specific parameters for preoperative testing which are simple to follow and which are, in any case, consistent with published guidelines. The KAPC Practice Guideline is not intended to supersede published guidelines. Furthermore, it is recognized that clinical judgment may lead responsible physicians to make reasonable exceptions to these specific guidelines in some cases. Exceptions may involve ordering tests where they are not required by the guidelines, or forgoing tests where they are required by the guidelines. This guideline does not address preoperative referrals for either cardiac stress testing or sleep studies. The indications for evaluation of obstructive sleep apnea are outlined in Kalamazoo Anesthesiology s OSA Practice Guidelines. Published guidelines for preoperative cardiac testing may be found on the Kalamazoo Anesthesiology website under Guidelines > Links. Definitions: (see http://www.asahq.org/publicationsandservices/standards/20.pdf) Minimal Sedation (Anxiolysis) is a drug-induced state during which patients respond normally to verbal commands. Although cognitive function and coordination may be impaired, ventilator and cardiovascular functions are unaffected. Moderate Sedation/Analgesia ( Conscious Sedation ) is a drug-induced depression of consciousness during which patients respond purposefully to verbal commands, either alone or accompanied by light tactile stimulation. No interventions are required to maintain a patent airway, and spontaneous ventilation is adequate. Cardiovascular function is usually maintained. Deep Sedation/Analgesia is a drug-induced depression of consciousness during which patients cannot be easily aroused but respond purposefully following repeated or painful stimulation. The ability to independently maintain ventilatory function may be impaired. Patients may require assistance in maintaining a patent airway, and spontaneous ventilation may be inadequate. Cardiovascular function is usually maintained. General Anesthesia is a drug-induced loss of consciousness during which patients are not arousable, even by painful stimulation. The ability to independently maintain ventilatory function is often impaired. Patients often require assistance in maintaining a patent airway, and positive pressure ventilation may be required because of depressed spontaneous ventilation or druginduced depression of neuromuscular function. Cardiovascular function may be impaired.

Policy Steps 1. Consider type of surgery and anesthesia a. Low risk: endoscopy, TEE, superficial procedures, cataract surgery, breast surgery when performed under minimal or moderate sedation; in general, applies where the surgery / anesthesia combination presents only a minimally increased risk compared to any other activity of daily living; common examples of specific low risk procedures may be found on page 2 of this guideline. b. Intermediate risk: more than low risk surgery or planned regional anesthesia, deep sedation or GA c. High risk: major vascular surgery, intracranial surgery, anticipated prolonged surgery (scheduled > 3 hrs), anticipated major fluid shifts or probable significant blood loss 2. Consider patient s clinical status a. Healthy b. Chronic, stable, and well-controlled illness c. Progressive, poorly controlled, or serious chronic illness The following table contains examples of commonly encountered illnesses and is to be used as and aid in differentiating categories a, b, and c: A: Healthy B: Chronic, stable, and well-controlled illness C: Progressive, poorly controlled, or serious chronic illness CAD None Stable and asymptomatic Hx MI; hx intervention within 5 years; CAD which limits patient s ability to perform ADLs PAD None Stable and asymptomatic Hx intervention, hx CVA, or PAD which limits patient s ability to perform ADLs CHF None None Hx CHF or fatigue with moderate exertion (ADLs) Pulmonary disease No chronic or recurrent problems Prophylactic inhalers only, or occasional bronchodilator use Diabetes None Well controlled and stable, or recent A1C < 8 Kidney disease None Elevated serum creatinine without need for management Daily rescue bronchodilator use or home O2 requirement Poorly controlled, or with renal or vascular complications, or recent A1C > 8 Hx of dialysis requirement or specific medical management

3. Consider specific acute or current illness a. Cardiac disease: includes history of CAD, arrhythmia, valvular disease, CHF, or cardiomyopathy; does not include controlled HTN b. Hematological disease: includes anemia, thrombocytopenia, leukemia and related disorders, recent bleeding or transfusion c. Diabetes: requires Glucose before any procedure d. Specific medications: loop diuretic use requires K+ before Intermediate or High Risk Surgery; heparin or warfarin use requires before Intermediate or High Risk Surgery

Low Risk Surgery (superficial procedure, mild or moderate sedation) Healthy Stable, wellcontrolled Progressive or poorly controlled Specific acute or current illness ECG Not req. Not req. Not req. Not req. Hb or HCT Not req. Not req. Not req. Not req. BMP Not req. Not req. Not req. Not req. K Not req. Not req. Not req. Required for history of renal failure if dialysis has been interrupted BMP Not req. Not req. Not req. Not req. Glucose or OT Required for diabetics Not req. for anesthesia, but may be ordered by surgeon (e.g., nerve blocks) Intermediate Risk Surgery (deep sedation or GA or regional anesthesia, or more than superficial procedure) ECG (generally, within 6 months prior to surgery) Healthy Stable, wellcontrolled Progressive or poorly controlled Specific acute or current illness Not req. Not req. Required Required for history of CAD, arrhythmia, or other cardiovascular disease Hb or HCT Not req. Not req. Required, unless surgery is expected to involve minimal blood loss Required for history of anemia or abnormal bleeding BMP Not req. Not req. Required Required for history of renal disease or for planned IV contrast administration K Not req. Not req. Incl. in BMP Required for patients taking loop diuretics Glucose or OT Required for diabetics Required for patients on heparin or warfarin High Risk Surgery Healthy Stable, well-controlled Progressive or poorly controlled ECG Not req. Required Required Hb or HCT Required Required Required BMP Not req. Required Required K Incl. in BMP Glucose or OT Not req. Required Required Required for patients on heparin or warfarin

Partial listing of surgical procedures generally considered low-risk when performed under Minimal or Moderate Sedation Blepharoplasty Carpal Tunnel Decompression Frenulectomy Cervical Lymph Node Biopsy Cystoscopy DIP Arthroplasty Discogram Entropin/Ectropion Repair Excision of a Superficial Cyst Removal of Foreign Body from the Ear Excision of a Ganglion Hand or Foot Lacrimal Duct Probe Myringotomy and Tubes Fulgeration of Lesion Excision Lesion of the Extremity in OPS Excision of Lipoma Lumbar Block, Puncture, Sympathectomy Lymph Node Excision or Biopsy in OPS Excision of Morton s Neuroma Nerve Block Laser Vaporization of Warts and Skin Lesions Removal of Superficial Hardware Excision of Benign Lesion Excision of Malignant Lesions less than 2cm Dental Restoration, Extraction, Fillings Release of Trigger Finger Steroid Injection Stellate Nerve Block