The Chronic Cancer Bioassay Is Frequently Conducted for Pesticides When It Is Not Always Needed to Protect Human Health

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The Chronic Cancer Bioassay Is Frequently Conducted for Pesticides When It Is Not Always Needed to Protect Human Health Douglas C. Wolf, DVM, PhD, FIATP, ATS Senior Fellow Product Safety Syngenta Crop Protection, LLC doug.wolf@syngenta.com

Conflict of Interest Statement The presenter declares that there exists no real or perceived conflict of interest. I acknowledge that all animal experimentation has been carried out in accordance with the Society s Guiding Principles in the Use of Animals in Toxicology.

Overview Using knowledge accumulated from intended use and class of chemistry of the proposed pesticide will focus the questions that need to be answered to protect human populations from cancer risk Chemical carcinogenesis: A Unified Theory of Carcinogenicity based on Contemporary Knowledge RISK21: A transparent systematic approach that is problem formulation based and exposure driven Cancer Waiver Problem Formulation Example Outcome and potential path forward

Source Fate/Transport Exposure Tissue Dose Biologic Interaction Perturbation through Adaptive Stress Responses Population model of chemical carcinogenesis. Requires sufficient exposure and maintaining a sustained stress environment. Toxicity Pathway H Hereditary Factor R Constitutive Replication E G Genotoxic Environmental Factor E IR Environmentally Induced Replication Adapted cell to maintain normal biological function α Proliferation µ Mutation δ Death ρ Repair Wolf et al., Reg Toxicol Pharmacol 103:86-92, 2019 Transformed cell that survives and proliferates uncontrollably toward neoplasia

Carcinogenesis Cancer is due to mistakes occurring in the DNA. More than one mistake in the DNA is necessary. All of the mistakes need to accumulate in a single cell (clonal origin of cancer). The cell population at risk is the tissue pluripotent (stem) cells. Every time DNA replicates, permanent mistakes could occur. Carcinogenesis is a stochastic process. Doe et al., Reg Tox Pharm 103:124-129, 2019

1 2 3 4 5 6 α 1 ρ 1 a 2 3 α 2 ρ 2 a b 3 α 3 ρ 3 α 4 ρ 4 4 5 6 4 5 6 d 5 6 4 5 6 d e 6 4 5 6 d e f µ 1 µ 2 µ 3 δ 2 δ3 µ 4 d 5 6 ρ 1 4 5 6 1 2 3 4 5 6 H R E G E IR δ 1 H H d 5 6 R d e 6 R d e f ρ E 2 G E E ρ G 3 ρ a 2 3 IR E 4 IR a b 3 4 5 6 4 5 6 4 5 6 Survival Wolf et al., Reg Toxicol Pharmacol 103:86-92, 2019 d e 6 δ 6 ρ 6 d e f d e f HRE G E IR α 6 µ 6 H R E G E IR d e f d e 6 δ 4 ρ 5 δ 5 µ 5 α 5 H R E G E I a b Rc d e f ρ 5 d 5 6

Source Fate/Transport Exposure Tissue Dose Biologic Interaction Population model of chemical carcinogenesis. Requires sufficient exposure and maintaining a sustained stress environment. Adaptive Stress Responses Perturbation through Toxicity Pathway H Hereditary Factor R Constitutive Replication E G Genotoxic Environmental Factor E IR Environmentally Induced Replication Adapted cell to maintain normal biological function α Proliferation µ Mutation δ Death ρ Repair Wolf et al., Reg Toxicol Pharmacol 103:86-92, 2019 d e f d e f d e f d e f d e f d e f d e f Transformed Cell that survives and proliferates uncontrollably toward neoplasia Malignancy R E IR

Yes Does SAR or testing indicate mutagenic activity? No Cohen, Current Opin Toxicol 3:6-11, 2017; Cohen et al., Reg Tox Pharm 103:100-105, 2019 Is there a Cramer classification? Will exposure likely exceed the mutagen TTC? No Does testing indicate: Increased cell proliferation, Endocrine activity, and/or Immunosuppression? Yes Yes Will exposure likely exceed the TTC? No Yes No Yes Evaluate metabolism Perform risk assessment Set permissible exposure levels End cancer evaluation Is the mode of action relevant to humans? Yes Identify toxicity endpoint NOAEL or BMD Perform risk assessment Set permissible exposure levels No End cancer evaluation

Mode of Action Risk? www.risk21.org 3 In vivo In vitro 4 Toxicity? QSAR/ TTC Biomonitoring Probabilistic 2 Deterministic Minimal Info Exposure? 1 Problem Formulation Conclude

RISK21 Publications OPEN ACCESS links at www.risk21.org All in Critical Reviews in Toxicology 2014; 44(S3): 1 5 2014; 44(S3): 6 16 2014; 44(S3): 17 43 2016; 46(1): 43 53 2016; 46(1): 54 73 2016; 46(10): 835 844 2016; 47(2): 85 97 2017; 47(4): 317 341

Sauve-Ciencewicki et al Reg Tox Pharm 101 187, 2019

The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) authorizes US EPA to register pesticides and require supporting studies. Part 158 establishes data requirements for pesticide tolerances under section 408 of the Federal Food, Drug, and Cosmetic Act (FFDCA). The studies provide the scientific basis for characterizing potential risks associated with exposure. There is flexibility, however: additional data can be required ( 158.75), alternative approaches can be accepted, and studies can be waived ( 158.45). These guiding principles enable focus on the information most relevant to the assessment. The goal is to ensure there is sufficient information to reliably support registration decisions that are protective of public health and the environment while avoiding the generation and evaluation of data that do not materially influence the scientific certainty of a regulatory decision. Only require data that adequately inform regulatory decision-making. Avoid unnecessary use of time and resources, data generation costs, and animal testing.

Data Requirements for Registration of a Pesticide OCSPP 1 Harmonized Test Guidelines - Master List Last Updated March 2015 The OCSPP harmonized guidelines are organized in the following series: Series No. Series Name Docket ID No. Last Changed 810 Product Performance Test Guidelines EPA-HQ-OPPT-2009-0150 Dec-2012 830 Product Properties Test Guidelines EPA-HQ-OPPT-2009-0151 Nov-2008 835 Fate, Transport and Transformation Test Guidelines EPA-HQ-OPPT-2009-0152 Nov-2008 840 Spray Drift Test Guidelines EPA-HQ-OPPT-2009-0153 Mar-1998 850 Ecological Effects Test Guidelines EPA-HQ-OPPT-2009-0154 Jan-2012 860 Residue Chemistry Test Guidelines EPA-HQ-OPPT-2009-0155 Nov-2008 870 Health Effects Test Guidelines EPA-HQ-OPPT-2009-0156 Mar-2003 875 Occupational and Residential Exposure Test Guidelines EPA-HQ-OPPT-2009-0157 Feb-1996 880 Biochemicals Test Guidelines EPA-HQ-OPPT-2009-0158 Feb-1996 885 Microbial Pesticide Test Guidelines EPA-HQ-OPPT-2009-0159 Feb-1996 890 Endocrine Distruptor Screening Program Test Guidelines EPA-HQ-OPPT-2009-0576 Aug-2009

40 CFR Part 158: Data Requirements for Human Health Evaluation: Acute Exposure http://www.ecfr.gov/cgi-bin/text-idx?tpl=/ecfrbrowse/title40/40cfr158_main_02.tpl

Data Requirements for Human Health Evaluation: Short-Term or Intermediate Exposure

Data Requirements for Human Health Evaluation: Chronic Exposure

Data Requirements for Human Health Evaluation: Mutagenicity and Others

Waiving Acute Studies

Waiving Repeat-Dose Studies

Waiving Repeat-Dose Studies The US EPA allows registrants to submit waiver evaluations that document why a study normally required under Part 158 legislative mandate is unnecessary. Requires the presentation of a scientific rationale on why sufficient knowledge is available to inform a risk decision making the specific study unnecessary. The collective available data and information must be sufficient to support registration decisions that are protective of public health. Combines the use of existing knowledge and determination of specific data needs for consistent characterization of risk and assuring sufficiency of data for safety determinations. Avoids the generation of data that does not influence the regulatory decision.

Waiving Repeat-Dose Studies The value of a waiver is that it promotes the full use of existing knowledge to focus on scientifically sound and credible characterization of a pesticide s risk profile. Through the development of a waiver document one determines data needs required to reliably support the safety of the active ingredient while still remaining protective of public health and the environment. A waiver can prevent delays in regulatory decisions while maintaining the delivery of health and environmental protection in support of providing access to pest management tools and safe products. A successful waiver avoids unnecessary use of time, data generation costs, and animal testing.

Waiving Repeat-Dose Studies Papineni et al., Toxicol Sci 156: Abstr 3491, Late Breaking Suppl 123, 2017 Waivers Considered by US EPA Office of Pesticide Programs (12/2011 to 2/2017) Type of Study Total # of Waiver Requests Animals/ study Cost of study (USD) Waivers Granted Total animals saved $ savings (USD) % accepted Inhalation 288 40 576K 222 8880 128M 77 Neurotoxicity 186 150 171K 164 24600 28M 88 Dermal 57 80 115K 50 4000 4M 88 Developmental 48 1760 129K 39 68640 5M 81 DNT 18 1760 772K 15 26400 12M 83 Subchronic Dog 14 32 260K 11 352 3M 79 Reproductive 38 3360 432K 32 107520 14M 84 Immunotoxicity 223 32 70K 207 6624 14M 93 Chronic/ Carcinogenicity 50 560 887K 39 21840 35M 78 Subchronic Rat 12 40 150K 10 400 1.5M 83 Total 912 789 269,256 245M 87

Problem Formulation Regarding the Chronic Rodent Cancer Bioassay Participants included representative scientists from: US EPA, NTP, AgChem Industry, Pharmaceutical Industry, Academic Institutions, and NGOs The problem is Too resource intensive to get products to market Are we using the right tools? Inefficient assay Costs are too high High false positive rate Human irrelevant tumors Poor models for human carcinogenicity Every compound has to be assessed The doses aren t relevant Questionable value of information Lack of harmonization of interpretation Other data could be used Problem statement: bioassay is being conducted for pesticides where it is not always needed to adequately address carcinogenicity to humans.

Key Knowledge Needs Carcinogenicity waiver requests are most appropriate where one can provide a strong exposure argument, a lot of information on chemical class, and understanding of the Mode of Action Criteria for food use pesticides: Knowledge of intended use indication and class of chemistry Metabolic profile Results of all studies, including in vitro and repeat-dose studies and mechanistic information Genetic Toxicology Study Results Special Studies and Endpoints Evidence of Hormonal Perturbation Evidence of Immune Suppression Read-Across Margins of exposure based on existing data and proposed exposure scenarios

Example Waiver for Cancer Bioassay (SYN1) DRAFT Waiver based on RISK21 Approaches for Chronic/Carcinogenicity Studies Assessment

Example Waiver for Cancer Bioassay TABLE OF CONTENTS TABLE OF CONTENTS 2 1.0 INTRODUCTION 3 2.0 CRITERIA FOR WAIVERS WITH FOOD USE PESTICIDES 3 2.1 Knowledge of intended use indication and class of chemistry...3 2.2 Metabolic Profile...3 2.2.1 ADME...3 2.2.2 Toxicokinetics...5 2.3 Results of all studies, including in vitro and repeat dose studies and mechanistic information...8 2.3.1 Acute toxicity...8 2.3.2 Short-term Toxicity...8 2.4 Genetic Toxicology Study Results...15 2.5 Special Studies and Endpoints...16 2.5.1 CAR3 transactivation reporter assay...16 2.5.2 Mouse 28-day MOA study...17 2.5.3 Primary hepatocytes from mouse and human...17 2.5.4 Potential thyroid MOA investigations...18 2.6 Evidence of Hormonal Perturbation...18 2.7 Evidence of Immune Suppression...18 2.8 Read-across to other molecules in same class...19 2.9 Margins of exposure based on existing data and proposed exposure scenarios...21 3.0 CONCLUSIONS 22 4.0 REFERENCES 23

Key Learnings from the Example Information on the exposure potential for the active ingredient Connect how ADME information informs the need for a rodent chronic/cancer study Toxicokinetic information is helpful and should relate how this chemical may behave relative to the rest of the class Toxicity data: Relevant information that would inform whether progression of toxicity is observed and if target organs are consistently observed across studies Are data consistent with what would be expected based on the ADME data? Absolutely rule out in vivo genotoxicity Evidence to support a lack of estrogenic or other hormonal perturbation? Read-across to other molecules in the same class Margins of exposure based on existing data and proposed exposure scenarios

Summary A range of in vitro and shorter-term in vivo assays can be used to evaluate carcinogenic potential. The aim should be to identify effects that may lead directly or indirectly to DNA changes or damage, or increases in cell division. Health is protected by setting exposure limit values that prevent occurrence of primary effects. This approach protects against all adverse long-term effects, including cancer. The modes of action that lead to the induction of tumors are already considered under other hazardous property categories such as Mutagenicity/Genotoxicity and Target Organ Toxicity. A separate category for Carcinogenicity is not required and provides no additional public health protection. Assessment based on this approach will allow human health to be safeguarded, far more chemicals to be fully evaluated, and innovative, safe products to become available more quickly while eliminating a costly, outmoded, and unnecessary assay.

Conclusions The long-term bioassay is not required to evaluate potential for carcinogenicity in humans. Hazard-only classification schemes are outmoded and misleading based on the current understanding of chemical carcinogenesis. Utilizing mode-of-action analysis, a more direct and rational basis for human cancer risk assessment, can be performed rather than simple hazard identification. Avoid waste of money, time, and animals and would end up being equally health protective to prevent adverse outcomes from chronic exposure, including cancer.

References Boobis AR, Cohen SM, Dellarco VL, Doe JE, Fenner-Crisp PA, Moretto A, Pastoor TP, Schoeny RS, Seed JG, Wolf DC. Classification schemes for carcinogenicity based on hazard identification have become outmoded and serve neither science nor society. Reg Toxicol Pharmacol 82:158-166, 2016 Cohen SM. The Relevance of Experimental Carcinogenicity Studies to Human Safety. Current Opinion Toxicol 3:6-11, 2017 Cohen SM, Boobis AR, Doe JE, Dellarco VL, Fenner-Crisp PA, Moretto A, Schoeny RS, Seed JG, Pastoor TP, Wolf DC. Chemical Carcinogenicity Revisited 3: Risk assessment of Carcinogenic Potential Based on the Current State of Knowledge of Carcinogenesis in Humans. Reg Toxicol Pharmacol 100:100-105, 2019 Doe JE, Boobis AR, Dellarco VL, Fenner-Crisp PA, Moretto A, Pastoor TP, Schoeny RS, Seed JG, Wolf DC. Chemical Carcinogenicity Revisited 2: Current Knowledge of Carcinogenesis Shows that Categorization as a Carcinogen or Non-Carcinogen is Not Scientifically Credible. Reg Toxicol Pharmacol 103:124-129, 2019 Embry MR, Backman AN, Bell D, Boobis AR, Cohen SM, Dellarco M, Dewhurst IC, Doerrer NG, Hines RN, Moretto A, Pastoor TP, Phillips RD, Rowlands JC, Tanir JY, Wolf DC, Doe JE. Risk Assessment in the 21st Century: Roadmap and Matrix. Crit Rev Toxicol 44:6-16, 2014

References Papineni S, Burden N, Broadmeadow A, Lowit A, Dewhurst I, Wolf DC, Blacker A, Fegert I, Bars R, Claire T: Strategic Toxicity Testing Approaches for Agrochemicals Incorporating "3R" Principles of Animal Welfare and Enabling Global Harmonization. Toxicol Sci 156: Abstr 3491, Late Breaking Suppl 123, 2017 Pastoor TP, Backman AN, Bell DR, Cohen SM, Dellarco M, Dewhurst IC, Doe JE, Doerrer NG, Embry MR, Hines RN, Moretto A, Phillips RD, Rowlands JC, Tanir JY, Wolf DC, Boobis AR. A 21st Century Roadmap for Human Health Risk Assessment. Crit Rev Toxicol 44:1-5, 2014 Sauve-Ciencewicki A, Davis KP, McDonald J, Ramanarayan T, Raybould A, Wolf DC, Valenti T. A Simple Problem Formulation Framework to Create the Right Solution to the Right Problem. Reg Toxicol Pharmacol 101:187-193, 2019. Wolf DC, Cohen SM, Boobis AR, Dellarco VL, Fenner-Crisp PA, Moretto A, Pastoor TP, Schoeny RS, Seed JG, Doe JE. Chemical Carcinogenicity Revisited 1: A Unified Theory of Carcinogenicity Based on Contemporary Knowledge. Reg Toxicol Pharmacol 103:86-92, 2019.