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AD Award Number: W8-XWH-5-- TITLE: Development of Antigen Presenting Cells for adoptive immunotherapy in prostate cancer PRINCIPAL INVESTIGATOR: Mathias Oelke,. CONTRACTING ORGANIZATION: Johns Hopkins University Baltimore, MD 5 REPORT DATE: December 7 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 7-5 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 7-88 Public reporting burden for this collection of information is estimated to average hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (7-88), 5 Jefferson Davis Highway, Suite, Arlington, VA -. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS.. REPORT DATE --7. REPORT TYPE Annual. DATES COVERED DEC 6 - NOV 7. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Development of Antigen Presenting Cells for Adoptive Immunotherapy in Prostate Cancer 5b. GRANT NUMBER W8-XWH-5-- 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) Mathias Oelke,. 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER Email: moelke@jhmi.edu 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Johns Hopkins University Baltimore, MD 5 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES). SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 7-5. SPONSOR/MONITOR S REPORT NUMBER(S). DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited. SUPPLEMENTARY NOTES. ABSTRACT While adoptive immunotherapy holds promise as a treatment for cancer and infectious diseases, development has been impeded by the lack of reproducible methods for generating therapeutic numbers of antigen-specific + CTL. As a result, there are only limited reports of expansion of antigen-specific CTL to levels required for clinical therapy. Therefore, our groups has previously developed artificial Antigen-Presenting Cells (), made by coupling soluble HLA- Ig and anti- to beads. These have successfully been used to induce and expand CTL specific for CMV or melanoma. For the current study we have proposed to used and further developed those for the generation of prostate cancer specific CTL. Our preliminary data demonstrate that loaded with the prostate cancer specific antigen EpHA have been used to generate functional active prostate cancer-specific CTL from peripheral blood healthy donors. 5. SUBJECT TERMS, T cells, EpHA, PSMA, prostate cancer,, MHC-Ig 6. SECURITY CLASSIFICATION OF: 7. LIMITATION OF ABSTRACT a. REPORT U b. ABSTRACT U 8. NUMBER OF PAGES c. THIS PAGE U UU 9a. NAME OF RESPONSIBLE PERSON USAMRMC 9b. TELEPHONE NUMBER (include area code) Standard Form 98 (Rev. 8-98) Prescribed by ANSI Std. Z9.8

Table of Contents Page Introduction.... Body. Key Research Accomplishments. Reportable Outcomes. Conclusions.. References Appendices N/A - -

INTRODUCTION While adoptive immunotherapy holds promise as a treatment for cancer, development of adoptive immunotherapy has been impeded by the lack of a reproducible and economically viable method for generating therapeutic numbers of antigen-specific CTL. Therefore, we are Figure : Schematic of a HLA-Ig-based magnetic bead (5um beads (5um beads + + studying use of HLA A-Ig based (Figure ) for induction and expansion of prostate specific CTL with the goal of replacing the use of autologous DC for anti- HLA-A-IgG adoptive immunotherapy antibody dimer for prostate cancer. More specifically, we will demonstrate functional efficacy of an off the shelf HLA-Ig based artificial Antigen Presenting Cells () for inducing and expanding anti-epha(58) or PSMA 7 prostate-specific CTL. The specific aims are to ) optimize structure and duration of stimulation, and ) analyze the in vivo function of -induced CTL. These studies will serve as precursor ones for induction and expansion of prostate specific CTL from patients with disease for initiation of adoptive immunotherapy clinical studies as an adjuvant therapy post surgery in the setting of minimal residual disease. Deleted: ) for BODY Adoptive immunotherapy for prostate cancer has been limited by the use of autologous dendritic cells (DC) for expansion of prostate cancer-specific CTL. Recently, we have shown that HLA- A-Ig based can be used to expand model antigen specific CTL. To evaluate this approach Figure : Schematic for based induction and expansion of antigen-specific CTL Peptide pulsed - depletion Weekly restimulation with Antigenspecific CTL In vitro characterization: - 5 Cr release assay -dimer staining Legend: + T cells were isolated from peripheral blood of healthy donors using magnetic - depletion and co-cultured as shown in the schematic for -6 weeks. + T cells were co-cultured with peptide loaded and harvested once a week. The old beads were removed; T cells were counted and replated and restimulated in 96 well plates with fresh. After weeks cells were tested as described. Cultures were maintained until the total cell count dropped below 5x 5. -5-

for use in prostate cancer immunotherapy we proposed to study initially based in vitro expansion of prostate cancer specific CTL using blood from healthy donors and later to evaluate the in vivo efficacy of these CTL using a human/scid mouse model. Over the past award time we have focused on our goals as identified in the statement of work, specifically on optimization of based T cell stimulation and induction of EphA and PSMA specific CTL. We performed stimulation as described in Figure for multiple donors with PSMA, EphA and control peptides like CMV or Mart-. After several weeks of culture we were able to detect EphA specific T cells from donors, whereas no PSMA specific T cells could be generated. At the same time control cultures using Mart- or CMV loaded generated large numbers of highly specific T cells. Figure shows one representative example. The specificity and functionality of the EphA-specific CTL was confirmed by specific lyses of peptide pulsed target cells in a 5 Cr-release assay (Figure A). In contrast from a different donor we were able to generate repeatedly PSMA-specific CTL, Figure B and C is showing antigen-specific responses of these CTL measured by either 5 Chromium release assay using allogenic prostate cancer cell lines as target (Figure B) or by CD7a expression after stimulation with PSMA loaded (Figure C). Deleted: n Formatted: Superscript Figure : Dimer/ analysis of induced CTL after weeks of culture A B C D - EphA.%.% D - PSMA.%.5% D - CMV.%.8% control-dimer - PE.8% 79.8% control-dimer - PE.% 77.5% Mart- Tetramer - PE.59% 99.% EphA-dimer - PE D - EphA.%.59% 9.79% 78.6% PSMA-dimer - PE D - PSMA.%.8% 9.75% 8.5% CMV - PE D - CMV.9% 95.%.5%.8% Legend: Figure shows dimer/ staining of T cells which were stimulated for weeks with A) EphA loaded, B) PSMA loaded and C) CMV loaded. While the CMV loaded induced high numbers of antigen specific CTL, loaded with the prostate cancer specific peptides induce only small numbers using the EphA peptide and no specific T cells using the PSMA peptide. -6 -

Since the initial approach was not successful for generation of high frequencies and/or large numbers of PSMA and EphA-specific CTL, we have started to develop second generation formulations as proposed in the statement of work. B7. () and B7. (6) on DC are the natural ligands to on T cells. In addition, it has been reported that the engagement of on DC with his currently still unknown ligand on T cells can support proliferation and at the same time reduce T cell apoptosis. Our standard was made by using HLA-A-Ig in combination with an antibody specific for on T cells (Figure ). We postulated that the natural ligand might have higher affinity or activity and therefore might induce better or stronger costimulation. Figure : Evaluation of the functional activity of induced CTL in vitro I II III A % specific lysis 5 5 5 5 T +EphA unloaded T 5 to 7 to 6 t o 5 5 5 5 T +PSMA unloaded T 66 to to 7 to 7 6 5 T +CMV unloaded T 9 to to to Deleted: specific CTL and the generation of Deleted: was limited in numbers Deleted: Figure : Cytotoxic activity o by 5Cr-release ass I % specific lysis Formatted: Font: pt, Bold 5 5 5 5 T +EphA unloaded T 5 to 7 to 6 to Eff Effector : Target ratio B 87 donor K PMSA tumor cell CTL C K PMSA Donor d K alone alone. K Donor PMSA d K PMSA +. PSMA Formatted: Font: pt, Bold % killing 5 5 5 5 :5 :5 : target: effector cell ratio DU-5 LnCAP CD7a.%.%.7% 99.6% CD7a.% 5.7%.8% 9.8% Legend: In Figure we demonstrate the functional activity of induced prostate cancer-specific CTL. + T cells were stimulated for weeks with peptide loaded and then analysed for their functional activity after in vitro stimulation. Figure A: positive CTL from a healthy donor were stimulated with either EphA loaded (I), PSMA loaded (II) or CMV loaded (III) and then tested for their cytotoxic activity using a standard 5 Cr-release assay. T cells were incubated with either peptide loaded target cells or unloaded target cells as negative control. The given ratios are the ratios from total T cells to target cells. Figure B: positive CTL from a different healthy donor were cultureded with PSMA loaded for weeks and then tested for their cytotoxic activity using a standard 5 Cr-release assay against allogenic prostate cancer derived tumor cell lines. In red is shown the killing of the HLA-A+ tumor cell line LnCAP and in blue is shown as negative control the HLA-A- DU5 cell line. Figure C is showing the cyotoxic activity of the same cells by measuring the expression of CD7a on the CTL pre and post stimulation with PSMA loaded -7 - Deleted: shows Deleted: cytotoxic Deleted: peptide Deleted: with either Deleted: EphA loaded Deleted: A Deleted: B Deleted: C Deleted: Therefore, total

Therefore, we created new by coating B7., B7. or B7. and B7. together with HLA- A-Ig on magnetic beads (Schematically shown in Figure 5). In addition we also generated by coating magnetic beads with HLA-A-Ig in combination with -Ig +/- anti-. Figure shows a schematic of the new created. To investigate these new systems we compared the stimulation of the new with our prototype anti- based in either the Mart- or in case of the -based in the CMV system. Both are robust systems which work well for induction of functional antigenspecific CTL as shown in our previous work(, ). Formatted: Font: pt, Bold We found that in of experiments B7- based generated a higher frequency of antigenspecific CTL than our standard, figure 6 shows one representative experiment. For one donor we also found a much higher proliferation compared to all other formulations tested (data not shown). Figure 5: Schematic of second generation formulations A magnetic bead + + HLA-A-IgG dimer magnetic bead + + HLA-A-IgG dimer magnetic bead + + + HLA-A-IgG dimer B magnetic bead + + HLA-A-IgG dimer magnetic bead + + HLA-A-IgG dimer + anti- Legend: Figure 5 shows schematically the structure of various formulations of second generation. A shows based on the use of B7.- and B7.-Ig and B based on the use of -Ig either alone or in combination with anti-. -8- Deleted:

Based on these results we have repeated the experiments to induce prostate cancer specific CTL directed at an epitope from EphA, comparing our standard anti- based with the B7.-Ig based (Figure 7). We found that in the first experiments that the use of B7.-Ig based did not improve the outcome of the resulting T cell product. While the FACS analysis using antigen-specific dimer staining showed the induction of EphA-specific CTL at comparable levels to our standard (Figure 7A), further functional analysis showed high non-specific killing for CTL that were induced with B7.-Ig based. In contrast CTL which were induced with our regular anti- showed only minimal non-specific killing (Figure 7B). This could be due to the high amount of non-epha-spepcific cells contaminating the culture. Therefore, further experiments, which are currently ongoing, are necessary to analyze the capacity of the B7.-Ig based in more detail. This is specifically important since these seemed to be more potent in the well established Mart- system. Deleted:, Figure 6: Tetramer analysis of nd generation B7-Ig based induced CMV specific CTL Mart- CMV Puetz Mart- control. based % % % 5.% % 5.78% 99.8%.5% Puetz Mart- tetramr.9 Puetz B7- Mart- tetramr.7 Puetz B7- Mart- control. % B7. based % % % 85.5%.95%.% 99.79% Puetz B7- Mart- control. Puetz B7- Mart-.5Puetz B7- Mart- tetramr.6 B7. based % % %.% % 97.67% 7.6% 7.8% Puetz B7- Mart- control. B7.,B7. based % % % % 99.6% 5.% 7.96%.7% Legend: Figure 6 shows a analysis of Mart- specific CTL generated with nd generation B7-Ig based. The different formulations are indicated on top of each column. The ana;ysis shows that the B7.-Ig based induced the highest frequency of antigen specific CTL. As negative control staining with the non-specific CMV was used. Formatted: Justified -9 -

Figure 7: Analysis of EphA specific CTL induced with either anti-- or B7.-Ig- based A EphA-dimer - PE control-dimer - PE Induced with anti- based.9%.7%.8%.8% 76.%.% 78.%.5% control-dimer - PE FL-H Induced with B7.-Ig based.5%.%.95% 7.86%.8%.5% FL-H 7.97%.9% B % specific lysis Induced with anti- based 5 T +EphA unloaded T 5 5 5 to to to to 5 5 5 5 Induced with B7.-Ig based T +EphA unloaded T to to to to Effector : Target ratio Legend: Figure 7 shows the analysis of the EphA-specific CTL which were induced with B7.- Ig based in comparison with EphA-specific CTL induced with our current standard anti- based. In A is shown the analysis and in B is shown the result of the cytotoxic activity of the different EphA-specific CTL lines determined with a standard 5 Crrelease assay. The effector target ratios are calculated according to the Total T cell number. To evaluate the new -Ig based, we used our well established system of based generation of CMV-specific CTL. We performed experiments to generate CMV specific CTL from + T cells of healthy donors using either our standard or the -Ig based and compared the results. The new -Ig based are fully functional and capable of inducing antigen specific CTL. However, no major differences in specificity or expansion of the expanded T cells were detected. Figure 8 shows one representative experiment. The fact that we were not able to major differences between the old and new could be due to the fact that the CMV system is so robust, that changes in activation due to differences in costimulation may be covered by strong antigen-specific response. Therefore, it is quite possible that we will detect differences when we will use these new to induce EphA- specific CTL. Deleted: the Deleted: system Deleted: with the use of our standard Deleted: The results show that t Deleted: Unfortunately, Deleted: when these new -Ig based were compared with our current standard anti- based. Deleted: such a strong antigen Deleted: which does not require costimulation - -

Figure 8: Tetramer analysis of nd generation induced CMV specific CTL A CMV PE based sample A..% 89.%.%.66% PE / based sample C CMV..6% 8.%.% 5.8% B PE based Alessia CMV CMVtet..% 58.99%.%.% PE CMV Alessia CMV CMVtet..% 79.6%.%.8% Mart- PE sample A Mart-.5.%.%.% 99.97% PE sample C Mart-.7.%.%.6% 99.9% PE Alessia CMV Mart-tet..%.%.% 99.79% PE Alessia CMV Mart-tet..%.5%.% 99.95% Legend: Figure 8 shows the dimer staining analysis of CMV specific CTL which were induced from + T cell of healthy donors using new made by coupling -Ig +/- anti- together with HLA-A-Ig onto magnetic beads. The result shows that all beads are functional, no major differences were seen between our standard anti- based and the new -Ig based. In addition to varying the type of costimulation we have also modified the ratio of signal to signal on our standard by preparing in the presence of different amounts of protein, as proposed in the statement of work. We have prepared a total of different types of, by using the following ratio of HLA-A-Ig to anti- (:, 8:, :, and :8). Figure 9 shows the results of our initial experiments, in which we used the different batches to generate CMV-specific CTL. While the CMV system is ideal to test the functionality of the new it seems it is to robust to identify differences in the stimulation capacity of the batches. Experiments to analyze the stimulation potential for EphA-specific CTL are on going. Finally, since the frequency of the prostate cancer specific CTL was quite low we used dimer and based antigen-specific T cell sorting to enrich for the antigen specific CTL and performed limiting dilution assays to clone EphA specific CTL. Currently we are expanding potential T cell clones using a cloning protocol which we have previously successful established using influenza M specific CTL. The result of such cloning is shown in figure. Once the EphA-specific clones are expanded to sufficient numbers we will test them and proceed with our in vivo experiments as proposed in the statement of work. - -

Figure 9: Tetramer analysis of CMV specific CTL after induction with different Mart-- - PE CMV- - PE ratio: HLA/ = /8.%.6% ratio: HLA/ = /8.67% 77.8%.7% 9.98% 5.8%.69% Mart-- - PE CMV- - PE ratio: HLA/ = 8/.%.% ratio: HLA/ = 8/.98% 9.%.6% 8.%.66%.65% Mart-- - PE CMV- - PE ratio: HLA/ = /.6%.6%.6% 96.% ratio: HLA/ = /.5% 8.86%.6%.9% Mart-- - PE CMV- - PE ratio: HLA/ = / ratio: HLA/ = /.%.6%.% 95.95%.% 8.% 5.%.6% Legend: Figure 9 shows the CMV analysis of CMV specific CTL which were generated with which were made by coupling different amounts of HLA-A-Ig and anti- onto a magnetic bead. The ration of signal to signal used for the preparation is shown in the title of each individual density plot. As negative control we stained the T cells with a PE labeled Mart-. Deleted: Figure 9: Tetramer analysis with different Mart-- - PE CMV- - PE ratio: HLA/ = /8.%.6%.7% 9.98% ratio: HLA/ = /8.67% 77.8% 5.8%.69% Mart-- - PE CMV- - PE ra Figure 9: Tetram flu-m ra Figure : 9: Tetramer analysis of an established flu-m-specific T cell clone CMV- - PE pre cloning post cloning.6%.% CMV- - PE.8%.5% Legend: Figure shows the analysis of flu-m-specific CTL pre and post cloning. The left hand side shows analysis of the enriched bulk culture and on the right hand side is shown the analysis of one representative CTL clone. As negative control staining with the nonspecific CMV- was used. CMV- - PE pre cloning.6%.% flu-m- - PE.% 98.%.7% 8.8%.88% 5.% flu-m- - PE.6% 98.%.8% 97.56%.9%.% Deleted: flu-m- - PE.7%.88% - -

While we are still working on optimizing the culture conditions for large scale expansion of the prostate cancer specific CTL, in parallel we have established a new technology of non-invasive bioluminescence imaging technology allowing to monitor trafficking, expansion and accumulation of adoptively transferred CTL in live animals. Formatted: Not All caps KEY RESEARCH ACCOMPLISHMENTS can be used to induce functional active prostate cancer specific CTL. Development of nd generation using multiple costimulatory molecules and different ratios of HLA-Ig to the costimulatory molecule. While some variations from donor to donor and antigen to antigen were observed it seems that the engagement of with his natural ligand B7.-Ig, on nd generation, instead of a mab specific for can result in better stimulation and expansion of antigen-specific CTL. More detailed experiments are necessary to confirm initial results. as well as dimer technology can be used to enrich for antigen specific CTL. REPORTABLE OUTCOMES The results of this study were presented at the IMPACT meeting 7 in Atlanta. A manuscript describing the use of peptide loaded HLA-Ig based for generation of prostate cancer specific CTL is in preparation. CONCLUSION In summary, the performed experiments have resulted in the generation of prostate cancer specific CTL. We have further developed a large variety of nd generation which, while functional proven active, it will be necessary to further evaluate these nd generation by using the low affinity prostate cancer specific antigens EphA and PSMA. Furthermore, we have optimized our human/scid mouse model for better in vivo evaluation of the adoptively transferred CTL. Together these results will permit us to move effectively and clearly into evaluation of the in vivo efficacy of expanded prostate cancer specific T cells. In addition we are currently cloning the induced and enriched EphA specific CTL which will then be used for further in vivo experiments as proposed in the statement of work as well as to explore the potential of the nd generation to further expand these T cell clones in an antigen specific manner. Deleted: ; need Deleted: be Formatted: Superscript Deleted: d - -

REFERENCE. Oelke, M., M. V. Maus, D. Didiano, C. H. June, A. Mackensen, and J. P. Schneck.. Ex vivo induction and expansion of antigen-specific cytotoxic T cells by HLA-Ig-coated artificial antigen-presenting cells. Nat Med 9:69.. Oelke, M., and J. P. Schneck.. HLA-Ig-based artificial antigen-presenting cells: setting the terms of engagement. Clin Immunol :. - -