NCT Teichgräber et al. Trials (2016) DOI /s x

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NCT02540018 Teichgräber et al. Trials (2016) DOI 10.1186/s13063-016-1657-x EffPac-Trial: Effectiveness of Luminor DCB vs. POBA in the SFA: primary endpoint and 12- months results Ulf Teichgräber, MD, MBA on behalf of the investigators Teichgräber U, Aschenbach R, Scheinert D, Zeller T, Brechtel K, Blessing E, Treitl M, Lichtenberg M, von Flotow P, Vogel B, Werk M, Riambau V, Wienke A, Lehmann T, Sixt S, Thieme M

Disclosure of conflict of interest Speaker name: Ulf Teichgräber, MD, MBA Potential conflicts of interest related to the presentation: o Research grant: ivascular, Endoscout Potential conflicts of interest not related to the presentation: o o Consulting Fees, Honoraria, Research Grants, Advisory Boards: ab medica, Abbott Vascular, B.Braun Melsungen, Boston Scientific, Celonova, C.R. Bard, COOK, Endoscout, GE Healthcare, ivascular, Kimal, Maquet, Medtronic, Philips Healthcare, Siemens Healthineers, Spectranetics, W.L.Gore Master research agreements with Siemens Healthineers, GE Healthcare 2

luminor Paclitaxel coated balloon (3,0 µg/mm²) Fast deflation Ultra low tip and crossing profiles Innovative and UNIQUE nanotechnology coating Complete balloon range dimensions Luminor 35: 5-7mm Ø and 20-150mm length Luminor 18: 2-8 mm Ø and 20-200mm length Luminor 14: 1.5-4mm Ø and 40-200mm length 3

luminor UNIQUE nanotechnology coating Ultrasound Uniform coating Spray Technology Dosage of uniform diameter nanodrops by ultrasonic deposition Excipient 20% Paclitaxel 80% Excipient Paclitaxel Organic ester Lipophilic Biocompatible Inhibition of stenosis Lipophilic Specific cellular receptors Proprietary nanotechnology dosage system for an uniform, flexible and ultrathin coating Homogeneous drug dose Multi-layer technology Coating durability during the procedure No cracking Dry-off Microcrystalline structure Optimal drug transfer to the vessel wall within 30-60s seconds 4

Coating Technology Dosage of uniform diameter nanodrops by direct ultrasonic deposition 5

Study Title Multicenter Randomized Controlled Trial to Assess the Effectiveness of Paclitaxel-coated Luminor Balloon Catheter vs. Uncoated Balloon Catheter in the Superficial Femoral and Popliteal Arteries to Prevent Vessel Restenosis or Reocclusion 6

EffPac-Trial Design: Investigator-initiated, prospective, multi-centre, intention-to-treat trial and 2 arms-randomized study Objective: Safety and efficacy of the Luminor Paclitaxel drug eluting balloon in inhibiting restenosis and in ensuring long term patency Sponsor: University of Jena, Germany Representative of the sponsor: Prof. Dr. Ulf Teichgräber, Jena University Hospital 7

EffPac-Trial CoreLab: Dr. Ulrich Beschorner, corelab Bad Krozingen GmbH, Germany Data Safety and Monitoring Board (DSMB): Dr. Michael Werk, Martin Luther Krankenhaus, Berlin, Germany Dr. Vicenc Riambau, Hospital Clinic de Barcelona, Spain Prof. Dr. Wienke, University Halle-Wittenberg, Germany Monitoring (VascuScience GmbH): Dr. Christin Ott, Svenja Peters, Leipzig, Germany Project Management: Nicole Brillinger, Tabitha Heller, University Hospital Jena, Germany SAE Management: Monique Philipp, University Hospital Jena, Germany Data Mangement: Cornelia Eichhorn, University Hospital Jena, Germany Producer of the Investigational Product: Life Vascular Devices Biotech, S.L., Barcelona, Spain 8

11 Participating Sites 01 Jena PD Dr. R. Aschenbach, University Hospital Jena 02 Leipzig Prof. Dr. Dierk Scheinert, University Hospital Leipzig 03 Bad Krozingen Prof. Dr. Thomas Zeller, Heart Center 04 Hamburg Dr. S. Sixt, Dr. S. Brucks, Angiologikum 05 München PD Dr. M. Treitl, University Hospital 06 Berlin Prof. Dr. K. Brechtel, Ihre Radiologen 07 Sonneberg Dr. M. Thieme, Medinos Clinic 08 Karlsbad Prof. Dr. E. Blessing, SRH-Clinic 09 Heidelberg Dr. B. Vogel, Dr. C. Erbel, University Heidelberg 10 Arnsberg Dr. M. Lichtenberg, Clinic Arnsberg 11 Kusel Dr. P. von Flotow, Westpfalz Clinic 9

Flowchart 10

Safety Efficacy Endpoints Baseline 6 month 12 month 24 month Primary Secondary Primary Trial Design and Endpoints Vessel diameter (mm) Late Lumen Loss (LLL) - - Freedom from Target Lesion Revascularization (TLR/TVR) Patency* Change of ABI, Rutherford stage, QoL (WIQ), EQ-5D Major and minor amputation rate at index limb Mortality, independently of cause 11

Patient Flow 171/172 subjects enrolled Recruitment completed on 31.12.2016 Randomization (1:1) POBA N= 86 Luminor35 N= 85 6 month follow-up Analyzable*: N=76 Analyzable*: N=76 Data Lock: 31.08.2017 Primary Endpoint: N=60 Primary Endpoint: N=53 12 month follow-up Analyzable*: N=76 * Patients with data of at least one endpoint Analyzable*: N=76 Data Lock: 31.01.2018 12

Efficacy: Late Lumen Loss - LLL * LLL = difference between the diameters (in mm) post-procedure minus 6 months follow-up LUMINOR POBA Difference, 95% CI (LUMINOR vs. POBA) p value LLL 6M (mm)* 0.14 [CI: -0.38; 0.67] 1.06 [CI: 0.54; 1.59] -0.92 [CI: -1.36; -0.49] <0.001 * Estimated LLL (Mean, 95% CI) from linear mixed model adjusted for center 13

Efficacy: Late Lumen Loss - LLL Study THUNDER Tepe et al. 2008 Paccocath coating AcoArt I Trial Jia et al. 2016 Orchid (Acotec) EFFPAC 2017 Luminor (ivascular) RANGER Bausback et al. 2017 Ranger DCB LEVANT I Scheinert et al. 2014 Lutonix (Bard) BIOLUX P-I Trial Scheinert et al. 2015 Passeo-18 Lux (Biotronik) FEMPAC Werk et al. 2008 Paccocath DCB CONSEQUENT 2017 SeQuent Please (B. Braun) Drug-coated balloon 6 mo LLL (mm) Control 6 mo LLL (mm) LLL Difference (mm) 0.4±1.2 1.7±1.8-1.3 0.05±0.73 1.15±0.89-1.1 0.14 [CI: -0.38; 0.67] 1.06 [CI:0.54; 1.59] -0.92-0.16±0.99 0.76±1.4-0.92 0.46±1.13 1.09±1.07-0.63 0.51±0.72 1.04±1.0-0.53 0.5±1.1 1.0±1.1-0.5 0.35 [CI: 0.19; 0.79] 0.72 [CI: 0.68; 1.22] -0.37 14

Efficacy: Target Lesion Revascularization (TLR) LUMINOR POBA Relative Risk, 95% CI (LUMINOR vs. POBA) Number needed to treat (NNT) p value TLR 12M (%) 1.3 (1/76) 18.7 (14/75) 0.08 [0.01; 0.53]* 6 <0.001 *Relative Risk Reduction (RRR) = 91.8%, Cochran-Mantel-Haenszel estimate, adjusted for center 15

Efficacy: Target Lesion Revascularization (TLR) 1.0 + Censored Luminor Patients with Freedom from TLR 0.8 0.6 0.4 0.2 POBA 0.0 + Censored 0 100 200 300 400 500 Follow-up (Days) DEB POBA 16

Efficacy: Patency LUMINOR POBA Relative Risk*, 95% CI (LUMINOR vs. POBA) Number needed to treat (NNT) p value Patency (%) 90.3 (65/72) 65.3 (47/72) 1.38 [1.14; 1.67] 4 <0.001 * Interpretation: Relative chance for patency is increased by 38% in the LUMINOR group Primary patency: Freedom from restenosis (determined by duplex ultrasound PSVR <2.5) and freedom from TLR at 12 months 17

Efficacy: Improvement of Rutherford after 6 months* after 12 months** Improvement of Rutherford-Becker Paclitaxel-Coated Balloon (n=74) Standard Angioplasty Balloon (n=72) Paclitaxel-Coated Balloon (n=74) Standard Angioplasty Balloon (n=68) Deterioration of 1 stage 1 (1.4) 0 (0.0) 1 (1.4) 1 (1.5) No improvement 10 (13.5) 18 (25.0) 6 (8.1) 7 (10.3) Improvement of 1 stage 9 (12.2) 15 (20.8) 13 (17.6) 12 (17.6) Improvement of 2 stages 21 (28.4) 19 (26.4) 17 (23.0) 21 (30.9) Improvement of 3 stages 33 (44.6) 20 (27.8) 37 (50.0) 27 (39.7) 18

Efficacy: Improvement of Rutherford p=0.021* p=0.740* 100 Baseline 6 Months 12 Months Percentage of Patients (%) 90 80 70 60 50 40 30 Minor tissue loss Ischemic rest pain Severe claudication Moderate claudication Mild claudication asymptomatic * Cochran-Mantel-Haenszel method was applied to compare the change of RBC at 6 and 12 months to baseline between DCB- and POBAgroup 20 10 0 DCB POBA DCB POBA DCB POBA 19

Safety: Mortality after 12 months 1.0 + Censored LUMINOR POBA p value Death (%) 1.2 (1*/85) 2.3 (2*/86) 1.000 Probability of Survival 0.8 0.6 0.4 * Not related to device or procedure 0.2 0.0 + Censored 0 100 200 300 400 500 Followup DCB POBA 20

Safety: Amputation after 12 months LUMINOR POBA p value Minor Amputation (%) 0 (0/85) 1.2 (1/86) 1.000 Major Amputation (%) 0 (0/85) 0 (0/86) 1.000 21

Conclusions The LUMINOR Paclitaxel-coated balloon catheter demonstrates to be clinical highly effective and safe in inhibiting restenosis compared to POBA The innovative coating technique matters and is shown not only in the patency, LLL and TLR data, but also in an improvement of the Rutherford stage The results of the study allow direct comparison to other already-completed RCTs applying Paclitaxel-coated DEB from different manufacturers in the same target vessel 22

NCT02540018 Teichgräber et al. Trials (2016) DOI 10.1186/s13063-016-1657-x EffPac-Trial: Effectiveness of Luminor DCB vs. POBA in the SFA: primary endpoint and 12- months results Ulf Teichgräber, MD, MBA on behalf of the investigators Teichgräber U, Aschenbach R, Scheinert D, Zeller T, Brechtel K, Blessing E, Treitl M, Lichtenberg M, von Flotow P, Vogel B, Werk M, Riambau V, Wienke A, Lehmann T, Sixt S, Thieme M