Policy #: 668 Effective Date: December 1, 2016 Category: Pharmacology Latest Review Date: September 2016

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Name of Policy: Tecentriq (Atezolizumab) Policy #: 668 Effective Date: December 1, 2016 Category: Pharmacology Latest Review Date: September 2016 Background/Definitions: As a general rule, benefits are payable under Blue Cross and Blue Shield of Alabama health plans only in cases of medical necessity and only if services or supplies are not investigational, provided the customer group contracts have such coverage. The following Association Technology Evaluation Criteria must be met for a service/supply to be considered for coverage: 1. The technology must have final approval from the appropriate government regulatory bodies; 2. The scientific evidence must permit conclusions concerning the effect of the technology on health outcomes; 3. The technology must improve the net health outcome; 4. The technology must be as beneficial as any established alternatives; 5. The improvement must be attainable outside the investigational setting. Medical Necessity means that health care services (e.g., procedures, treatments, supplies, devices, equipment, facilities or drugs) that a physician, exercising prudent clinical judgment, would provide to a patient for the purpose of preventing, evaluating, diagnosing or treating an illness, injury or disease or its symptoms, and that are: 1. In accordance with generally accepted standards of medical practice; and 2. Clinically appropriate in terms of type, frequency, extent, site and duration and considered effective for the patient s illness, injury or disease; and 3. Not primarily for the convenience of the patient, physician or other health care provider; and 4. Not more costly than an alternative service or sequence of services at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of that patient s illness, injury or disease. An Independent Licensee of the Blue Cross and Blue Shield Association Page 1 of 5

Description of Procedure or Service: Atezolizumab belongs to a class of immunotherapy drugs known as checkpoint inhibitors, which prevent the protein PD-L1 found on some tumor cells from binding to the protein, PD-, on immune cells. The binding of these checkpoint proteins suppresses the immune response, thereby allowing immune cells to attack tumors. Atezolizumab is the first new treatment approved for bladder cancer in the last two decades. Urothelial carcinoma is the most common type of bladder cancer and occurs in the urinary tract system, involving the bladder and related organs. The American Cancer Society estimates that in 2016 there will be approximately 76,960 new cases of bladder cancer (about 58,950 in men and 18,010 in women) and 16,390 deaths from bladder cancer (about 11,820 in men and 4,570 in women) in the United States. Policy: Tecentriq (atezolizumab) meets Blue Cross Blue Shield of Alabama s criteria for coverage the treatment of locally advanced or metastatic urothelial carcinoma when the following criteria are met: 1. Disease has progressed during or following platinum-containing chemotherapy (for example, cisplatin); OR 2. Disease has progressed within 12 months of neoadjuvant or adjuvant treatment with platinum-containing chemotherapy; AND 3. Individual has a current Eastern Cooperative Oncology Group (ECOG) performance status of 0-2; AND 4. Individual has not received treatment with another PD-1 agent (for example, nivolumab or pembrolizumab); AND 5. Individual does not have an active autoimmune disease. Tecentriq (atezolizumab) does not meet Blue Cross and Blue Shield of Alabama s medical criteria for coverage and is considered investigational when the above criteria are not met. Blue Cross and Blue Shield of Alabama does not approve or deny procedures, services, testing, or equipment for our members. Our decisions concern coverage only. The decision of whether or not to have a certain test, treatment or procedure is one made between the physician and his/her patient. Blue Cross and Blue Shield of Alabama administers benefits based on the member's contract and corporate medical policies. Physicians should always exercise their best medical judgment in providing the care they feel is most appropriate for their patients. Needed care should not be delayed or refused because of a coverage determination. Key Points: Urothelial Carcinoma On May 18, 2016, the FDA approved atezolizumab for the treatment of individuals with locally advanced or metastatic urothelial cancer who had disease progression during or following platinum-containing chemotherapy or whose disease progressed within 12 months of Page 2 of 5

neoadjuvant or adjuvant treatment with platinum-containing chemotherapy. This indication was approved under an accelerated process based on tumor response rate and durability of response. The FDA stated that continued approval may be contingent upon verification and description of clinical benefit in confirmatory trials. A 2014 phase I study provided the initial evidence of the safety and efficacy of atezolizumab for the treatment of metastatic bladder cancer. Results of the phase I study were expanded into a multicenter, single-arm, phase II trial of individuals at least 18 years of age with inoperable locally advanced or metastatic urothelial carcinoma whose disease had progressed after previous platinum-based chemotherapy. Key inclusion criteria were ECOG performance status of 0 or 1, measurable disease defined by Response Evaluation Criteria In Solid Tumors version 1.1 (RECIST v1.1), adequate hematological and end-organ function, and no autoimmune disease, active infections or corticosteroid use. Treatment consisted of intravenous atezolizumab (1200 mg every 3 weeks). The primary endpoint of the study was objective response rate based on both the independent review facility-assessed objective response rate and the investigator-assessed objective response rate. Between May 13, 2014, and Nov 19, 2014, 315 individuals from 70 major academic medical centers and community oncology practices in Europe and North America were enrolled into the study. Of the 315, a total of 310 received atezolizumab (5 enrollees later did not meet eligibility criteria and were not dosed with study drug). The primary analysis showed that compared with a historical control overall response rate of 10%, treatment with atezolizumab resulted in a significantly improved RECIST v1.1 objective response rate for each prespecified immune cell group (IC2/3: 27% [95% confidence interval (CI), 19-37], p<0.0001; IC1/2/3: 18% [13-24], p=0.0004) and in all subjects (15% [11-20], p=0.0058). Of note, the objective response rate was 8% in subjects who were classified as "negative" for PD-L1 expression-lower than historical control objective response rate. At longer follow-up of all 310 subjects, objective response rates were 26% (95% CI, 18-36) in the IC2/3 group, 18% (13-24) in the IC1/2/3 group, and 15% (11-19) overall in all 310 subjects. At a median follow-up of 11.7 months (95% CI, 11.4-12.2), ongoing responses were recorded in 38 (84%) of 45 subjects. The Cancer Genome Atlas (TCGA) subtypes and mutation load were found to be independently predictive for response to atezolizumab. Grade 3-4 treatment-related adverse events, of which fatigue was the most common (5 individuals [2%]), were low and occurred in 50 (16%) of 310 treated subjects. There were no cases of febrile neutropenia. A total of 15 (5%) of 310 treated subjects had grade 3-4 immune-mediated adverse events, with pneumonitis, increased aspartate aminotransferase, increased alanine aminotransferase, rash, and dyspnea being the most common. There were no treatment-related deaths during the study. The authors concluded that atezolizumab showed durable activity and good tolerability in this particular population. The National Comprehensive Cancer Network (NCCN) Bladder Cancer Guidelines (V2. 2016) currently indicate that atezolizumab may be used as a second line or systemic therapy for locally advanced or metastatic disease (2A designation). Key Words: Tecentriq, Atezolizumab, Urothelial Carcinoma, Non-Small Cell Lung Cancer (NSCLC) Page 3 of 5

Approved by Governing Bodies: On May 18, 2016, the U.S. FDA gave accelerated approval to the atezolizumab injection (Tecentriq, Genentech, Inc) for the treatment of patients with locally advanced or metastatic urothelial carcinoma who have disease progression during or following platinum-containing chemotherapy or have disease progression within 12 months of neoadjuvant or adjuvant treatment with platinum-containing chemotherapy. Atezolizumab is a programmed death-ligand 1 (PD-L1) blocking antibody. Benefit Application: Coverage is subject to member s specific benefits. Group specific policy will supersede this policy when applicable. ITS: Home Policy provisions apply. FEP: Special benefit consideration may apply. Refer to member s benefit plan. FEP does not consider investigational if FDA approved and will be reviewed for medical necessity. Current Coding: CPT Codes: J9999 Not otherwise classified, antineoplastic drugs [when specified as atezolizumab] References: 1. Alsina M, Moehler M, Hierro C, et al. Immunotherapy for gastric cancer: a focus on immune checkpoints. Target Oncol. 2016 Feb 16. [Epub ahead of print] 2. American Cancer Society. Bladder Cancer. Available at: www.cancer.org/cancer/bladdercancer/detailedguide/index. 3. American Cancer Society. Lung Cancer - Non-Small Cell. Available at: www.cancer.org/cancer/lungcancer-non-smallcell/detailedguide/index. 4. Atezolizumab. In: DrugPoints System [Electronic Version]. Truven Health Analytics. Greenwood Village, Colo. Last updated May 20, 2016. Available at: www.micromedexsolutions.com. 5. Fehrenbacher L, Spira A, Ballinger M, et al; POPLAR study group. atezolizumab versus docetaxel for patients with previously treated non-small-cell lung cancer (POPLAR): a multicentre, open-label, phase 2 randomised controlled trial. Lancet. 2016 Mar 9. [Epub ahead of print] 6. García-Teijido P, Cabal ML, Fernández IP, Pérez YF. Tumor-infiltrating lymphocytes in triple negative breast cancer: the future of immune targeting. Clin Med Insights Oncol. 2016; 10 (Suppl 1):31-39. 7. Herbst RS, Soria JC, Kowanetz M, et al. Predictive correlates of response to the anti-pd- L1 antibody MPDL3280A in cancer patients. Nature. 2014; 515(7528):563-567. 8. Mahoney KM, Freeman GJ, McDermott DF. The Next immune-checkpoint inhibitors: PD- 1/PD-L1 blockade in melanoma. Clin Ther. 2015; 37(4):764-782. Page 4 of 5

9. McDermott DF, Sosman JA, Sznol M, et al. Atezolizumab, an anti-programmed deathligand 1 antibody, in metastatic renal cell carcinoma: long-term safety, clinical activity, and immune correlates from a phase Ia study. J Clin Oncol. 2016; 34(8):833-842. 10. National Comprehensive Cancer Network. NCCN Drugs & Biologic Compendium Available at: www.nccn.org. 11. NCCN Clinical Practice Guidelines in Oncology. 2016 National Comprehensive Cancer Network, Inc. Bladder Cancer. V2.2016. Revised June 23, 2016. Available at: www.nccn.org/index.asp. 12. Powles T, Eder JP, Fine GD, et al. MPDL3280A (anti-pd-l1) treatment leads to clinical activity in metastatic bladder cancer. Nature. 2014; 515(7528):558-562. 13. Rosenberg JE, Hoffman-Censits J, Powles T, et al. Atezolizumab in patients with locally advanced and metastatic urothelial carcinoma who have progressed following treatment with platinum-based chemotherapy: a single-arm, multicentre, phase 2 trial. Lancet. 2016 Mar 4. [Epub ahead of print]. 14. Tecentriq TM [Product Information]. South San Francisco, CA. Genentech, Inc. May 2016. Available at: www.gene.com/download/pdf/tecentriq_prescribing.pdf U.S. Food and Drug Administration Premarket Approval (PMA) Database. Ventana PD-L1(SP142) CDX Assay. Rockville, MD: FDA. May 18, 2016. Available at: www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpma/pma.cfm?id=p160002. Policy History: Medical Policy Group, September 2016 (2): New policy created Medical Policy Administration Committee, October 2016 Available for comment September 29, 2016 to December 1, 2016 This medical policy is not an authorization, certification, explanation of benefits, or a contract. Eligibility and benefits are determined on a caseby-case basis according to the terms of the member s plan in effect as of the date services are rendered. All medical policies are based on (i) research of current medical literature and (ii) review of common medical practices in the treatment and diagnosis of disease as of the date hereof. Physicians and other providers are solely responsible for all aspects of medical care and treatment, including the type, quality, and levels of care and treatment. This policy is intended to be used for adjudication of claims (including pre-admission certification, pre-determinations, and pre-procedure review) in Blue Cross and Blue Shield s administration of plan contracts. Page 5 of 5