Master Protocols FDA Oncology Experience

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Master Protocols FDA Oncology Experience Rajeshwari Sridhara, Ph.D. Director, Division of Biometrics V Center for Drug Evaluation and Research, USFDA

Outline Regulations FDA Experience with Basket, Umbrella and Platform Master protocols Concluding Remarks 2

Regulatory support for good statistical practices Substantial evidence of effectiveness Evidence consisting of adequate and well-controlled investigations, including clinical investigations, by qualified scientific experts, that proves the drug will have the effect claimed by its labeling Section 505(d) FD&C Act of 1962 as amended 3

Regulatory Evidence Standard Traditionally interpreted as: Results observed in at least two independent studies Probability of one-sided type I error controlled at 0.025 level in each study Clinically meaningful treatment effect Acceptable risk/benefit profile * Section 505(d) FD&C Act of 1962 as amended 4

Regulatory Approval Pathways Regular Approval (RA): based on Clinical benefit (Survival benefit/patient benefit, or benefit in a validated surrogate marker) Should be better than placebo RCT or single arm studies Accelerated Approval (AA) in serious or lifethreatening disease: based on surrogate endpoint reasonably likely to predict clinical benefit; improvement over available therapy; required confirmation of clinical benefit Comparative efficacy Single arm studies or RCT 5

Challenges and Opportunities in Single Arm Studies Difficult to attribute safety concerns Long-term safety unknown as survival is generally short Biomarker defined population biomarker prognostic marker or predictive marker? Randomization not feasible in very rare populations 6

Master Protocols One overarching protocol that includes one or more of the following: Multiple diseases Multiple treatments Multiple molecular markers Other names: Platform Trials Umbrella Trials Examples: BATTLE 1, ISPY 2, LUNG-MAP, etc. Basket Trials: Examples: Vbasket, Imatinib study, NCI MATCH, etc. 7

Advantages Potential save of resources: centralized governance structure central IRB, standing DMC, central labs with QA oversight Infrastructure advantages: streamlined enrollment, central electronic data capture system, common case report form, etc Potential for data sharing: useful in future design of trials Bayesian priors, historical/external control, etc 8

Clinical Trial with Common Control: Resources can be saved! 5 concurrently run studies in advanced RCC In each of the 5 studies control arm is Sunitinib: Checkmate 214: Ipi + Nivo Nivo vs. Sunitinib Keynote 426: Pembro + Axitinib vs. Sunitinib Javelin Renal 001: Avelumab + Axitinib vs. Sunitinib NCT02420821: Atezo + Bev vs. Sunitinib NCT02811861: Lenvatinib + everolimus vs. Lenvatinib + pembro vs. Sunitinib Could have saved precious patient resource in one study with a common control! 9

Hypothetical Seamless Drug Development Common Screen Early Phase Confirmatory Phase DF EXPC1 EXPC2, DS1 DS2 DS3, D1 D2 DS1, T1, Dx, DS2, T3, Dy, DS2, T4, Dy, DS2, T3+T4, Dy, T2 C1 T4 C2 DF=dose-finding, EXPC=expansion cohort, D=dose, DS=disease, T=treatment 10

Phase 1/2 Expansion Cohort Studies Start with a dose escalation study in all solid tumors or hematological malignancies Amend protocol to start expansion cohorts in specific diseases, with different dosing regimens, single arm and randomized studies Central Governance Things to consider: Pre-specified starting and stopping criteria and maximum sample size needed Patient protection exposing patients to unknown safety risk Data tracking, Data dissemination, IRB involvement, etc. Example: KEYNOTE 001 pembrolizumab study 11

Example 1: Keynote-001: Phase I Trial of Patients with Advanced Solid Tumors (N=1255) Khoja et.al., J of Immuno Therapy of cancer 2015

Basket Trials 13

Histology-Agnostic Clinical Trial Designs Single arm or randomized controlled clinical trials to: Evaluate One treatment for one molecular target in multiple disease sites or histology Evaluate Multiple treatments for one molecular target with single/multiple disease sites or histology 14

Example 2: Imatinib common molecular driver Imatinib Target Exploration Consortium Study evaluating imatinib mesylate for the treatment of 40 different malignancies all sharing a common molecular driver BCR-ABL translocation Existing large body of data on safety and efficacy of imatinib in other diseases Imatinib mesylate was approved for five supplemental indications, myelodysplastic/myeloproliferative diseases, aggressive systemic mastocytosis, hyper eosinophilic syndrome, chronic eosinophilic leukemia, and dermatofibrosarcoma pertuberans - individually, all these diseases are extremely rare. These were based on ORR 15

Example 3: Pembrolizumab Tissue Agnostic Approval Approved for the treatment of adult and pediatric patients with unresectable or metastatic, microsatellite instability-high (MSI-H) or mismatch repair deficient Solid tumors that have progressed following prior treatment and who have no satisfactory alternative treatment options, or Colorectal cancer that has progressed following treatment with a fluoropyrimidine, oxaliplatin, and irinotecan 16

Agnostic to Cancer Site Mismatch repair (MMR) deficiency refers to deficiency in proteins responsible for DNA MMR: MSH2, MSH6, MLH1, PMS2 MMR deficiency leads to the MSI-H phenotype MMR deficient/msi-h cancers harbor thousands of mutations (i.e., high mutational burden; hypermutated phenotype) The hypothesis is that MSI-H cancer represents a unique, biomarker-identified disease with a common immunobiology Most common recurrent MSI-H/MMRd malignancies have dismal prognosis 17

MSI-H/MMRd biology MSI-H/MMRd tumors share common pathological characteristics MSI-H/MMRd results in increased mutation load which increases neo-antigen burden MSI-H/MMRd selection does not appear to result in higher PD-L1 expression Mutation load / neoantigen burden is associated with improved outcomes to immunotherapy in different tumors 18

15 Different Cancer Types Included in the Submission Cancer type (n) Colorectal 90 Esophageal 1 Gastric 9 Ampullary / Biliary 11 Pancreatic 6 Small Intestine 8 Breast 2 Endometrial 14 Thyroid 1 SCLC 1 Bladder 1 Kidney 1 Prostate 2 Sarcoma 1 Retroperitoneal 1 19

Study Design and Patient Population Number of patients prospective, investigator- initiated KEYNOTE-016 6 sites 28 CRC NCT01876511 patients with CRC and other tumors 30 non-crc KEYNOTE-164 NCT02460198 KEYNOTE-012 NCT01848834 KEYNOTE-028 NCT02054806 KEYNOTE-158 NCT02628067 Table 23: MSI-H Trials (Product Label) prospective international multi- center CRC retrospectively identified patients with PD-L1- positive gastric, bladder, or triple- negative breast cancer retrospectively identified patients with PD-L1- positive esophageal, biliary, breast, endometrial, or CRC prospective international multi- center enrollment of patients with MSI-H/dMMR non-crc retrospectively identified patientswho were enrolled in specific rare tumor non- CRC cohorts Total 149 MSI-H/dMMR testing local PCR or IHC 61 local PCR or IHC 6 central PCR 5 central PCR 19 local PCR or IHC (centralpcr for patients in rare tumor non-crc cohorts) Dose 10 mg/kg every 2 weeks 200 mg every 3 weeks 10 mg/kg every 2 weeks 10 mg/kg every 2 weeks Prior therapy CRC: 2 prior regimens Non-CRC: 1 prior regimen Prior fluoropyrimidine, oxaliplatin, and irinotecan +/- anti- VEGF/EGFR mab 1 prior regimen 1 prior regimen 200 mg every 3 weeks 1 prior regimen CRC = colorectal cancer; PCR = polymerase chain reaction; IHC = immunohistochemistry

Table 24: Efficacy Results for Patients with MSI-H/dMMR Cancer (product label) Endpoint N = 149 Objective response rate ORR (95% CI) 39.6% (31.7, 47.9) Complete response rate 7.4% Partial response rate 32.2% Response duration Median in months (range) NR(1.6+, 22.7+) % with duration 6 months 78%

Table 25: Response by Tumor Type (product label) N Objective response rate n (%) 95% CI DOR range (months) CRC 90 32 (36%) (26%, 46%) (1.6+, 22.7+) Non-CRC 59 27 (46%) (33%, 59%) (1.9+, 22.1+) Endometrial cancer 14 5 (36%) (13%, 65%) (4.2+, 17.3+) Biliary cancer 11 3 (27%) (6%, 61%) (11.6+, 19.6+) Gastric or GE junction cancer 9 5 (56%) (21%, 86%) (5.8+, 22.1+) Pancreatic cancer 6 5 (83%) (36%, 100%) (2.6+, 9.2+) Small intestinal cancer 8 3 (38%) (9%, 76%) (1.9+, 9.1+) Breast cancer 2 PR, PR (7.6, 15.9) Prostate cancer 2 PR, SD 9.8+ Bladder cancer 1 NE Esophageal cancer 1 PR 18.2+ Sarcoma 1 PD Thyroid cancer 1 NE Retroperitoneal adenocarcinoma 1 PR 7.5+ Small cell lung cancer 1 CR 8.9+ Renal cell cancer 1 PD

Example 4: Clinical Trial NCT02034110 A Phase II, open-label, study in subjects with BRAF V600E-mutated rare cancers with several histologies to investigate the clinical efficacy and safety of the combination therapy of dabrafenib and trametinib 23

Study Design 24

Study Design Primary endpoint is ORR Each cohort of tumor type of a given histology will enroll a maximum of 15 subjects A Bayesian hierarchical design dynamically borrows information across histologic cohorts shrinkage estimates Interim analyses for efficacy and safety 25

Review Consideration Typically compare with historical control data. The proposed Bayesian model formally includes historical response rate as a factor in the model, although what is considered as historical control rates (prior) needs discussion changing over time Exchangeability? Trial is still ongoing. ATC results published http://ascopubs.org/doi/pdf/10.1200/jco.2013.51.176 6. When there is new info, will this be updated? Recently approved for the treatment of advanced/metastatic anaplastic thyroid cancer 26

Other Examples Basket trials: Pharmaceutical Trials (Eg: Signature, My Pathway), Institution Trials, MPACT, MATCH Umbrella/Platform trials: Breast (SAFIR-01, I- SPY2), Colon (FOCUS-4, ASSIGN), Melanoma (GEMM), Lung (Lung-MAP, BATTLE, MATRIX, SAFIR-02, ALCHEMIST), Rare tumors (DART), Institution Trials, VIKTORY screening protocol in gastric cancer, AML (BEAT trial) Registries: TAPUR, etc 27

Example outside of Oncology: Single-Arm to RCT (Cooper et al) (Cooper, et al Evaluating clinical trial designs for investigational treatments of Ebola Virus Disease. PLoS Med 2015; 12(4):e1001815) 28 28

Key Questions Objective: Screening patients or Screening drug products, Assess activity vs. Confirm efficacy Disease defined by molecular signature only vs. site of disease, histology and molecular signature Prevalence of each sub-population Knowledge of natural history of the disease in each of the subpopulation Available data from Phase 1 and Phase 2 studies: appropriate dose and preliminary information on activity Known targets? Feasibility of execution of the study 29

Considerations Challenges Could be logistically challenging, Varying clinical experience and development phases between drugs, Transparency and cooperation between pharma Assay platform selection, central vs. local testing, agent selection Lessons from master protocol Possibility of change of the standard care due to new approvals Willing to and plan adapt when necessary OHOP rounds 7/25/2016 30

Remarks Targeted therapy can be beneficial across various diseases in a target population Agnostic to disease site Need for Drug and Device development in parallel Supplemental vs. new molecular entity Opportunities to conduct clinical trials with innovative designs Challenges in the complexity of the designs, analyses and interpretation of the results FDA encourages use of Master protocols where appropriate; Guidance is under development 31