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Presentation on: National trends in the frequency of bladder catheterization and physician-diagnosed catheterassociated urinary tract infections: Results from the Medicare Patient Safety Monitoring System for Health Watch USA Meeting, 19 July 2017 (AJIC paper is online at: http://www.ajicjournal.org/article/s0196-6553(17)30204-3/abstract -- send full-text requests to me at noel.eldridge@ahrq.hhs.gov) Noel Eldridge, MS AHRQ Center for Quality Improvement and Patient Safety 1

Why Physician-diagnosed CAUTI? MPSMS definition of CAUTI (from AJIC paper) Patients were defined as having had bladder catheterization if they had at least 1 episode of indwelling bladder catheterization (including suprapubic catheterization) or intermittent straight catheterization at any time during the index hospitalization. Patients with present-on-admission urinary catheters were excluded. A UTI was identified if there was documentation in the medical record by a physician of UTI and antibiotics were prescribed for the physiciandiagnosed UTI. To be identified as a CAUTI, the diagnosis must have occurred 1 calendar day after initial catheterization. The MPSMS CAUTI definition and the major criteria of the NHSN CAUTI definition are presented in Supplementary Table S1. Pros of definition The patient was catheterized and the physician calls it a UTI in the record so it may be a catheter-associated UTI to a reasonable observer Physician treats it with antibiotics like a CAUTI Definition has been essentially unchanged since 2005 Cons of definition Some events may not actually be a real UTI Denominator is different from some other CAUTI measures (we have no catheter-day data) 2

AJIC Paper Abstract Background: It is unclear if bladder catheterization and catheter-associated urinary tract infection (CAUTI) rates have changed since the implementation of public reporting in 2011. Methods: We analyzed data from the Medicare Patient Safety Monitoring System, a national, chart abstraction based surveillance system, for hospitalized adults with a principal discharge diagnosis of heart failure (HF), acute myocardial infarction (AMI), or pneumonia and patients who had undergone certain major surgeries. We assessed bladder catheterization frequency (percentage of patients catheterized) and risk-adjusted CAUTI frequency (percentage of catheterized patients developing CAUTI) from 2009-2014. Results: Bladder catheterization frequency declined significantly (6.6% for AMI patients, 8.0% for HF patients, and 5.7% for surgical patients). For pneumonia patients, there was a non-significant increase of 1.1%. The risk-adjusted CAUTI rate among AMI patients decreased by 9.7% each year relative to the year before. For surgical patients, the decrease was 9.1% per year. There was no significant decline among HF or pneumonia patients. The overall burden of CAUTI among surgical patients was higher than for the other conditions because surgical patients were more likely to be catheterized. Conclusions: There were statistically significant declines in observed bladder catheterization frequency and adjusted CAUTI frequency in some patient populations between 2009 and 2014. 3

Table 1. Observed bladder catheterization rate* and catheter-associated urinary tract infection rate**, 2009-2014. Condition 2009 2010 2011 2012 2013 2014 AMI Patients catheterized /Hospitalized patients (%) 997/3075 (32.4) 2287/7727 (29.6) 2081/7113 (29.3) 1409/4935 (28.6) 1000/4027 (24.8) 1091/4234 (25.8) No. of CAUTIs/catheterized patients, (%) 52 (5.2) 134 (5.9) 108 (5.2) 59 (4.2) 45 (4.5) 36 (3.3) % of hospitalized patients with CAUTI 1.7% 1.7% 1.5% 1.2% 1.1% 0.8% Heart Failure Patients catheterized /Hospitalized patients (%) 1051/3006 (35.0) 2523/7536 (33.5) 2289/6962 (32.9) 1578/4900 (32.2) 1282/4492 (28.5) 1302/4820 (27.0) No. of CAUTIs/catheterized patients, (%) 50 (4.8) 136 (5.4) 117 (5.1) 79 (5.0) 51 (4.0) 62 (4.8) % of hospitalized patients with CAUTI 1.7% 1.8% 1.7% 1.0% 1.1% 1.3% Pneumonia Patients catheterized /Hospitalized patients (%) 1442/5987 (24.1) 2560/9311 (27.5) 2573/9744 (26.4) 2241/8736 (25.7) 1145/4666 (24.5) 1246/4941 (25.2) No. of CAUTIs/catheterized patients (%) 46 (3.2) 106 (4.1) 96 (3.7) 77 (3.4) 54 (4.7) 41 (3.3) % of hospitalized patients with CAUTI 0.8% 1.2% 1.0% 0.9% 1.2% 0.8% Major Surgery Patients catheterized /Hospitalized patients (%) 5343/6205 (86.1) 8271/9655 (85.7) 9104/10624 (85.7) 7716/9085 (84.9) 4157/5067 (82.0) 4681/5820 (80.4) No. of CAUTIs/catheterized patients (%) 132 (2.5) 201 (2.4) 192 (2.1) 162 (2.1) 83 (2.0) 73 (1.6) % of hospitalized patients with CAUTI 2.1% 2.1% 1.8% 1.8% 1.6% 1.3% *Bladder catheterization rate defined as percentage of patients in the sample who underwent straight catheterization or indwelling catheterization at least once during their hospital stay. **Catheter-associated urinary tract infection rate defined as percentage of patients who underwent bladder catheterization who were diagnosed and treated for a new urinary tract infection at least one day after initial catheterization. P value for test of trend 2009-2014, p<0.001 P value for test of trend 2009-2014, p=0.002 4

MPSMS CAUTI Data Published in AJIC Table 1 Percent of HOSPITALIZED Patients with a CAUTI (unadjusted data) 2.5% AMI 2.0% 1.5% CHF 1.0% Pneumonia 0.5% 0.0% 2009 2010 2011 2012 2013 2014 Major Surgery This data (taken from a Table 1 in the paper) takes into account catheter use and CAUTI rate among those catheterized (like PfP National HAC Rate data, 2010-2015, see https://www.ahrq.gov/professionals/quality-patient-safety/pfp/index.html ) 5

Same MPSMS CAUTI Data Minus 2009 [which had a slightly different population and needs risk adjustment more than other years (2009 had only 3Qs of data and more data from smaller hospitals) ] Percent of HOSPITALIZED patients with a CAUTI (unadjusted data) 2.5% 2.0% AMI 1.5% CHF 1.0% Pneumonia 0.5% 0.0% 2010 2011 2012 2013 2014 Major Surgery 6

Catheterization Rates (%) 2010-2014, unadjusted 90 80 70 85.7 80.4 60 50 2010 2011 40 30 29.6 25.8 33.5 27 27.5 25.2 2012 2013 2014 20 10 0 AMI CHF Pneumonia Major Surgery 7

Figure 1 Risk-adjusted Annual Change in CAUTI Rate (includes 2009-2014 catheterized patients only) 8

Authors of AJIC Paper Mark L. Metersky MD a,b,*, Noel Eldridge MS c, Yun Wang PhD d, Eric M. Mortensen MD, MSc e, Jennifer Meddings MD, MSc f,g a. Qualidigm, Wethersfield, CT b. Division of Pulmonary, Critical Care and Sleep Medicine, University of Connecticut School of Medicine, Farmington, CT c. Agency for Healthcare Research and Quality, United States Department of Health and Human Services, Rockville, MD d. Department of Biostatistics, Harvard T.H. Chan School of Public Health, Boston, MA e. Section of General Internal Medicine, VA North Texas Health Care System and University of Texas Southwestern Medical Center, Dallas, TX f. Divisions of General Medicine and General Pediatrics, Departments of Internal Medicine and Pediatrics, University of Michigan School of Medicine, Ann Arbor, MI g. Department of Medicine, Veterans Affairs Ann Arbor Medical Center, Ann Arbor, MI *Metersky@uchc.edu 9

Questions? (AJIC paper online at: http://www.ajicjournal.org/article/s0196-6553(17)30204-3/abstract -- send full-text requests to me at noel.eldridge@ahrq.hhs.gov) PfP National HAC Rate data, 2010-2015, on-line at https://www.ahrq.gov/professionals/quality-patientsafety/pfp/index.html ) 10

Backup slides 11

MPSMS CAUTI Algorithm From on-line appendix to: http://www.nejm.org/doi/pdf/10.1056/nejmsa1300991 12

AJIC paper (Draft) Figure S1. Comparison of the Medicare Patient Safety Monitoring System (MPSMS) and National Health Safety Network (NHSN) major rules for defining bladder catheterization rate and catheter-associated urinary tract infection rate. This table does not include many of the detailed NHSN rules for defining bladder catheterization and CAUTI, it is intended to highlight the major differences between the MPSMS and NHSN definitions. Catheter Utilization MPSMS NHSN 2009-2016 Numerator Denominator Number of patients who underwent at least one episode of indwelling bladder catheterization or straight catheterization during index hospitalization Number of hospitalized patients in sample Number of patient days with indwelling bladder catheter Number of patient days Catheter-Associated Urinary Tract Infection Numerator Physician diagnosis of UTI one day or greater after catheterization (regardless of date of removal) and antibiotics ordered to treat the UTI Denominator Number of patients with indwelling catheter or straight catheterization at any time during hospital stay Exclusions Indwelling catheter or straight catheterization prior to arrival to hospital, or UTI diagnosis prior to in-hospital catheterization UTI diagnosed more than 2 days of catheterization and either: 1. Positive urine culture and signs or symptoms of UTI or 2. positive urine culture and positive blood culture Number of patient days with indwelling catheter. Reported as CAUTIs per 1000 catheter days. UTI diagnosed more than one day after catheter removal 13