Implementing Cough Reflex Testing in a clinical pathway for acute stroke: A pragmatic randomised control trial

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Implementing Cough Reflex Testing in a clinical pathway for acute stroke: A pragmatic randomised control trial Makaela Field 1, Rachel Wenke 1,2, Arman Sabet 1, Melissa Lawrie 1,2, Elizabeth Cardell 2 1. Gold Coast Hospital and Health Service, Southport, Queensland, Australia 2. School of Allied Health, Discipline of Speech Pathology, Griffith University, Southport, Queensland, Australia

Background What we already know Impact of dysphagia present in up to half of acute stroke patients [1] associated with a 40% increase in hospital length of stay [2], increased prevalence of pneumonia associated mortality [3, 4]. A major challenge speech pathologists face in dysphagia management is detecting silent aspiration: occurs when there is aspiration with no cough response [3] exists in 28-38% of stroke patients who experience dysphagia [5].

Background our current problem Standard clinical bedside assessments relatively poor predictor of silent aspiration [6]. Instrumental assessment (e.g., VFSS or FEES) gold standard to identify silent aspiration, however: require expensive equipment specialist training not able to be readily performed at the bedside.

Emerging evidence cough reflex testing Cough reflex testing (CRT) simple bedside assessment using citric acid inhalation, to assess the sensory integrity of a patient s cough Response on CRT may be as an indicator of silent aspiration risk [7]. A RCT by Miles et al. [8] showed that CRT as a simple tool to enhance detection of silent aspiration in acute stroke patients. Did not reduce incidence of pneumonia or length of stay Authors suggested a more structured clinical pathway may lead to a clearer reduction in pneumonia rates and subsequent hospital stays. Further research indicated to determine impact of CRT when it is embedded into a consistent clinical pathway in the acute stroke setting Patient and clinician satisfaction - important as healthcare providers when considering the feasibility of implementing a new procedure [9].

Aims Primary aim: to determine the impact of establishing a CRT clinical pathway on: incidence of aspiration pneumonia length of stay for acute stroke patients in comparison to patients receiving standard care. Secondary aims: evaluate the clinical feasibility of implementing CRT including: patients tolerance clinician satisfaction VFSS referral rates clinician time.

Design Pragmatic randomised control trial Ethically approved by Gold Coast Health Human Research ethics Committee and put HREC number: HREC/14/QGC/152 Trial registered on ANZCTR (ACTRN12616000724471)

Participants Inclusion admitted to the Gold Coast University Hospital Acute Stroke Unit (ASU) with a stroke or transient ischemic attack (TIA). received their initial swallowing assessment during speech pathology working hours on week days. Participants with high intracranial pressure were discussed with the treating consultant prior to assessment Exclusion under 18 years of age known to be pregnant being treated palliatively required an initial swallowing assessment on the weekend or public holiday or were unable to provide informed consent

Flowchart Enrolment Assessed for eligibility (n= 531) Excluded (n=43 ) Previously included (n=4) Not meeting inclusion criteria (over 18 yo n=1) Declined to participate (n=31) Documentation incomplete (n=7) Randomised (n=488) Allocation Cough Reflex Testing group Excluded as not a stroke (n=51) Allocated to intervention (n=192) Received intervention (n=192) Did not receive intervention (n=0) Control group Excluded as not a stroke (n=53) Allocated to intervention (n=190) Received intervention (n=190) Did not receive intervention (n=0) Follow-up Died (n=10) Lost to follow up (n=0) Discontinued intervention (n=0) Died (n=11) Lost to follow up (n=1) Discontinued intervention (n=0) Analysis Analysed (n=192) Excluded from analysis (n=0) Analysed (n=190) Excluded from analysis (n=0)

Demographics Patients (n=382) Cough Reflex Testing group (N=192) Standard Care (N=190) P value Age Mean 69.1 (SD 15) Mean 69.4 (SD 14) 0.839 Sex (female) 76 39.90% 75 39.5% 0.983 Comorbidities Previous stroke 50 25.8% 57 30.2% 0.371 Respiratory comorbidities 16 8.2% 19 10.1% 0.561 Cardiac comorbidities 70 36.1% 72 38.1% 0.741 Diagnosis Left cortical 41 21.4% 31 16.3% 0.558 Right cortical 45 23.4% 40 21.1% 0.673 Cerebellar 10 5.2% 5 2.6% 0.21 Right subcortical 17 8.9% 23 12.1% 0.29 Left subcortical 16 8.3% 20 10.5% 0.413 TIA 49 25.5% 55 28.9% 0.74 Other 14 7.3% 16 8.4% 0.626

Procedure Acute stroke Randomisation Cough reflex testing Standard care Response to CRT Strong Weak Absent Proceed with oral trials Proceed with oral trials Proceed with oral trials NBM with no oral trials Refer for VFSSonly if clinically indicated No VFSS required Refer for VFSS when possible Refer for urgent VFSS

CRT Group Case history Oro-motor assessment All participants underwent testing adapted from the procedure that was developed by Miles et al (2013). Details of this procedure are as follows: 3ml of citric acid (0.6mol/L) was administered via a nebuliser. I m going to give you some air to breath, keep breathing normally. The test was repeated three times with a rest between each presentation. The speech pathologist rated each participant s cough response across three trials as either strong, weak, or absent.

Standard care Case history Oro-motor assessment Trials of appropriate diet and fluids consistencies Requesting a referral to VFSS was left to the clinical judgement of the assessing speech pathologist.

Outcome measures Length of stay on acute ward (days) Confirmed aspiration pneumonia within 3 months Assessment time (mins) % of participants who required VFSS % of participants who received VFSS Time from initial assessment to referral to VFSS (days) Time from referral to completion of VFSS (days) Patient satisfaction Clinician questionnaire

Data analysis Statistical analyses were performed using SPSS (v22) To determine differences between groups Continuous variables (e.g., time of assessment, LOS) independent t-tests and Mann Whitney-U tests dependant on normality upheld Categorical data (e.g., presence of pneumonia) Chi square tests Post hoc sub-analyses were undertaken for the primary outcome measures according to stroke type: cortical, subcortical and TIA. Satisfaction ratings reported descriptively Clinician questionnaires free form responses: Qualitative content analyses coded by two authors Results were analysed on a per protocol basis.

Results Comparison Standard vs CRT Standard care CRT n = 190 Overall n = 192 Strong n = 175 Weak n = 13 Absent n = 4 Standard care vs CRT comparison p value Length of stay on acute ward (days) Confirmed aspiration pneumonia within 3 months 5.5 (4.9) 6.2 (4.9) 5.8 10.3 12.5 0.195 4.3% 1.0% 0.0% 7.7% 25.0% 0.086 Assessment time (mins) 7.1 (4.3) 10.3 (4.8) 9.8 17.7 10.88 0.000 Participants who required VFSS 4.20% 10.90% 2.20% 100% 100% 0.013 Participants who received VFSS 3.68% 5.73% 1.71% 38.40% 75.00% 0.047 Time from initial assessment to referral to VFSS (days) Time from referral to completion of VFSS (days) 7.3 (7.7) 2.2 (2.9) 2.7 3.2 0 0.064 2.5 (1.0) 2.7 (2.0) 5 days 2 days 3 days 0.78

Results Stroke type impact on LOS and Aspiration Stroke type CRT n= Standard care n= CRT aspiration % Standard aspiration % Between group difference X= p= CRT mean LOS (days) (SD) Standard Mean LOS (days) (SD) p= Cortical stroke 86 71 0 n = 0 8.45 n = 6 5.432 0.020** 7.67 (5.65) 7.40 (6.65).787 Subcortical stroke 43 48 4.87 n=2 0 n=0 0.632.437 6.86 (4.85) 5.56 (3.88).161 TIA stroke 49 55 0 0 n/a * 3.18 (1.24) 2.96 (1.22) CRT= cough reflex testing, LOS= length of stay, **= statistically significant, *= this test was unable to be performed as the dependant variable was a constant..363

Results - Patient satisfaction The majority (95.2%) of would recommend that other patients receive CRT as part of the initial swallowing assessment post stroke. The mean level of comfort reported by the patients was 5 out of 10.

Results - Staff participants 8 Clinicians Age 21-29 30-39 Years of 50% 50% experience 0-2 2-3 3-5 5-10 12.5% 12.5% 37.5% 37.5%

Results - Staff perceptions of perceived barriers Service / access issues: Additional access to VFSS required Additional training and competency maintenance for staff Access to citric acid (locked in medication rooms) Patient factors: Perceptions of discomfort Potential increase in time spent arranging instrumental assessments Communication difficulties hinder patients abilities to understand and follow instruction Clinical Time: Increase time to gather equipment (citric acid, air port, nebuliser mask and tubing) Additional time required to provided education to patients and their family Additional time to administer the test Other: Research process barriers (paperwork)

Results - Staff perceptions Perceived Benefits Knowledge and confidence: Improved decision making in dysphagia management and referral for instrumental assessments Increased knowledge of cough physiology and clinical implications Creates opportunities to provide education to the multi-disciplinary team on speech pathology interventions Patient outcomes: Increased ability to identify patients at risk of silent aspiration during a bedside assessment Reduced rates and complications from aspiration pneumonia Shorted stay in hospital Enhanced assessment of dysphagia: A more objective assessment of sensory information and cough physiology More reliable and comprehensive assessment Other: Pro-active / preventative intervention rather then reactive. Non-invasive

Discussion A new finding! The finding of significantly reduced aspiration rates following a cortical stroke has not been reported in previous CRT research [8]. The finding that CRT did not impact the overall incidence of aspiration pneumonia may be related to multifactorial nature of aspiration pneumonia.

Limitations Training - While all clinicians were given one on one training, written education, and ongoing supervision, some clinicians deviated from the clinical pathway. This suggests the ongoing training is required to maintain competency Access to VFSS - Onsite access to VFSS 5 days per week, which meant that patients usually received a VFSS within 1-2 days of referral. Other facilities may not have this same level of access

Implication for practice Implementing CRT as part of a clinical pathway may be useful in reducing rates of aspiration pneumonia for acute stroke patients, in particular those who had a cortical stroke. The use of CRT may also provide speech pathologists with additional knowledge and confidence in making decision, regarding dysphagia management. These factors, combined with positive patient satisfaction and only minor increases in clinician time, make implementating a CRT pathway a potentially feasible and useful addition for clinical bedside swallowing assessment for acute stroke patients.

Acknowledgements Gold Coast Hospital and Health Service Improvers Grant. Gold Coast Health Speech Pathology Service Gold Coast Health Neurology Services Thank you to all of the research participants

References 1. Asadollahpour, F., Baghban, K., Asadi, M., Naderifar, E., Dehghani, M., Oropharyngeal dysphagia in acute stroke patients. Zehadan J Res Med Sci, 2015. 17(8): p. e1067. 2. Altman, K., Yu, G-P., Schaefer, D., Consequences of dysphagia in the Hospitalized patient. Impact on prognosis and hospital resources. Arch otolaryngology head neck surgery, 2010(136): p. 784-789. 3. Aviv, J.E., et al., Silent laryngopharyngeal sensory deficits after stroke. Ann Otol Rhinol Laryngol, 1997. 106(2): p. 87-93. 4. Nakagawa, T., et al., High incidence of pneumonia in elderly patients with basal ganglia infarction. Arch Intern Med, 1997. 157(3): p. 321-4. 5. Ramsey, D., D. Smithard, and L. Kalra, Silent aspiration: what do we know? Dysphagia, 2005. 20(3): p. 218-25. 6. Ramsey, D., Smithard, D., Kalra, L., Early assessment of dysphagia and aspiration in acute stroke patients. Stroke. Journal of the American Heart Association, 2003(34): p. 1252-1257. 7. Miles, A., et al., Comparison of cough reflex test against instrumental assessment of aspiraition. Physiology & Behavior, 2013(118): p. 25-31. 8. Miles, A., et al., Cough reflex testing in Dysphagia following stroke: a randomized controlled trial. J Clin Med Res, 2013. 5(3): p. 222-33. 9. Ware, J., et al., Assessment Tools: Functional Health Status and Patient Satisfaction. Americal Journal of Medical Quality, 1995. 11: p. S50-4.

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