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WELSH INFORMATION STANDARDS BOARD DSC Notice: DSCN 2018 / 06 Date of Issue: 8 th August 2018 Welsh Health Circular / Official Letter: (2015) 053 Subject: CT Maturity Matrix Sponsor: Chris Newbrook, Head of Information Standards & Governance, Digital Health & Care, Welsh Government Implementation Date: 1 st September 2018 All relevant systems in development or procurement SHOULD use this reference Standard from the implementation date. DATA STANDARD CHANGE NOTICE A Data Standard Change Notice (DSCN) is an information mandate for a new or revised information standard. This DSCN was approved by the Welsh Information Standards Board (WISB) at its meeting on 25 th July 2018 WISB Reference: ISRN 2018/015 Summary: Introduction of the CT Maturity Matrix, which specifies levels of incorporation of CT into a clinical electronic system. Applies to: The Matrix is designed to be used in all development projects or procurements intending to use CT both at national and health board levels. Please address enquiries about this Data Standard Change Notice to the Data Standards Team in NHS Wales Informatics Service E-mail: data.standards@wales.nhs.uk / Tel: 029 2050 2539 The Welsh Information Standards Board is responsible for appraising information standards. Submission documents and WISB Outcomes relating to the approval of this standard can be found at: http://howis.wales.nhs.uk/sites3/page.cfm?orgid=742&pid=24632 DSCN 2018 / 06 Page 1 of 8

DATA STANDARD CHANGE NOTICE Introduction CT is the national clinical terminology standard for use in clinical systems in Wales introduced as Ministerial policy via Welsh Health Circular (2015) 053. The Informed Health and Care strategy for Wales was published later in 2015. It sets the digital direction for the NHS and social care in Wales for the next five years and comprises four delivery work streams: 1. Information for You 2. Supporting Professionals 3. Improvement and Innovation 4. A Planned Future The third work stream, Improvement and Innovation, has responsibility for CT implementation. Reference is also made to CT introduction in the Ministerial Statement of Intent on Better Use of Health and Care Data for Safe, Efficient and Effective Services (http://gov.wales/about/cabinet/cabinetstatements/2017/statementofintent/?lang=en). The Systematized Nomenclature of Medicine - Clinical Terms ( CT) is an international clinical terminology, which supports the recording of clinical information in a way that enables data management, exchange and analysis to underpin patient care. It allows health and care professionals to use a common language for data recording and contributes to integrated care records by safeguarding the meaning of collected and shared clinical information. The utilisation of CT is core to the exploitation of the content of individual care records to identify and monitor patient and population outcomes, to facilitate the development of informed service delivery plans and to establish a basis for other, more patient-focused, clinically meaningful performance measures. This is due to CT being a clinician tool, which enables granular clinical detail to be captured across the clinical record. In this respect it contrasts with classification coding (ICD10 and OPCS4) which is a grouping process designed to categorise limited aspects of patient healthcare for statistical analyses including international morbidity comparisons. Welsh Health Circular 2015 (053) stated that CT should be implemented in all IT systems for which there was a business justification and that the NHS Wales Informatics Service (NWIS) should lead the implementation programme. The National Programme has developed a Maturity Matrix, which identifies levels of system sophistication in relation to CT incorporation. These levels range from no use of CT through to a level where all the advanced features of CT are being exploited by the system. The Matrix is also intended to act as an educational tool for developers and procurers, setting out, through use of examples, what each level of maturity means and thus what can be gained from developing or procuring systems with higher levels of maturity. DSCN 2018 / 06 Page 2 of 8

Details of the CT Maturity Matrix including examples of the application of each level of maturity can be found in the Information Specification. Scope This DSCN describes levels of CT implementation in electronic systems. In order to derive full benefit from its use in electronic health record systems, consideration will also need to be given to: - information models on which such systems are based and how effectively they underpin the clinical process - structure of such systems in respect of both standardised data capture and wide-ranging analysis to support individual patient care, disease management, research, management and other uses - messaging standards to enable sharing of CT-populated exchanges between clinical systems in order to achieve semantic interoperability Actions All NHS Wales organisations should: In procurement of clinical systems, use the Matrix to either: o ask the supplier to state their system s level of maturity based on the Matrix in order that systems can be compared in relation to their level of use of CT; or o specify the maturity level to which the system should be developed. In internal NHS Wales development of clinical systems, include a statement in the Requirements Specification(s) as to what level of maturity is required. This includes using the Matrix as a reference to describe overall system maturity, as well as individual data item maturity where helpful. DSCN 2018 / 06 Page 3 of 8

Information Specification 1 No use of CT. 1. A clinical cardiology system that records diagnosis as free text. 2. A clinical system that uses its own codes for recording a patient s current medical conditions e.g. 1 = Heart Attack, 2 = Asthma, 3 = Stroke, 4a = Diabetes type1, 4b = Diabetes type2, 2 Uses externally to generate lists that are then used for creating its internal coding schemes. A clinical system that has structured data entry at the user interface of certain clinically relevant data items uses to generate lists that are either hard-coded into the system user interface dropdowns or used to create reference data tables in the system. These lists are usually created by doing a manual search and curation of content typically using a browser or published spreadsheets of content. The system holds these descriptions but does not hold any codes. This example uses descriptions copied from : 1 = Myocardial infarction, 2 = Asthmatic, 3 = Ischemic stroke, 4a = Diabetes mellitus type 1, 4b = Diabetes mellitus type 2, DSCN 2018 / 06 Page 4 of 8

3 Imports concepts and/or descriptions into its reference database as a flat list. Uses reference data alongside other coding schemes in its own internal reference database. A system has its own set of internal reference tables. In some cases, these can be populated directly from the release files or can be generated manually from using a browser. The system holds both the code and its description. This example uses descriptions and codes copied from : 1 = 22298006 = Myocardial infarction 2 = 195967001 = Asthmatic, 3 = 422504002 = Ischemic stroke, 4a = 46635009 = Diabetes mellitus type 1, 4b = 44054006 = Diabetes mellitus type 2, DSCN 2018 / 06 Page 5 of 8

4 Imports Concepts and Descriptions and Relationships into its internal reference database. Systems utilise these structures to allow users to navigate, select, store and report on clinical data without hierarchy context. It stores codes and descriptions. Does not use subsets/refsets or cross maps. This example shows how synonyms or more detail could be used: 22298006 = Myocardial infarction Synonyms: Myocardial infarction Infarction of heart Cardiac infarction Heart attack Myocardial infarction (disorder) MI - Myocardial infarction Myocardial infarct More detail (children): Acute myocardial infarction (disorder) First myocardial infarction (disorder) Microinfarct of heart (disorder) Mixed myocardial ischemia and infarction (disorder) Myocardial infarction in recovery phase (disorder) Myocardial infarction with complication (disorder) Non-Q wave myocardial infarction (disorder) Old myocardial infarction (disorder) Postoperative myocardial infarction (disorder) Silent myocardial infarction (disorder) Subsequent myocardial infarction (disorder) True posterior myocardial infarction (disorder) Different hierarchy (finding): ECG: myocardial infarction Electrocardiogram finding of infarction Electrocardiographic myocardial infarction (finding) Electrocardiographic myocardial infarction EKG: myocardial infarction DSCN 2018 / 06 Page 6 of 8

5 Imports Concepts, Descriptions, Relationships, Subsets, and X maps. The application record architecture has been validated against the model to use hierarchy context. Systems use the model to search, validate, select, record and report on clinical information using terms. Imports and maps to its own internal reference structures. Systems utilise these structures to allow users to navigate, select, store and report on clinical data without hierarchy context. It stores codes and descriptions. Can use subsets/refsets or cross maps. This example shows how refsets or hierarchy could be used: Hierarchy constrained: Refset constrained: DSCN 2018 / 06 Page 7 of 8

6 Imports and relies on Concepts, Descriptions, Relationships, Subsets, and X maps. The application record architecture has been validated against the model. It uses the model to search, validate, select and record clinical information using terms. It uses as its base/master reference terminology. It uses concepts wherever appropriate as its reference data lists. It can handle and relies on mapping to multiple different terminologies/coding schemes. It cannot handle / does not use post coordinated expressions. 7 Imports and relies on Concepts, Descriptions, Relationships, Subsets, X maps and uses Post Coordination. The application record architecture has been validated against the model. It uses the model to search, validate, select and record clinical information using terms. It uses as its base/master reference terminology. It uses concepts wherever appropriate as its reference data lists. It can handle and relies on mapping to multiple different terminologies/coding schemes. It can produce, store and interpret post coordinated expressions. Example of a post coordinated expression: === 57809008 Myocardial disease (disorder) + 414545008 Ischemic heart disease (disorder) + 251061000 Myocardial necrosis (finding) + 609410002 Necrosis of anatomical site (disorder) : { 116676008 Associated morphology (attribute) = 55641003 Infarct (morphologic abnormality), 363698007 Finding site (attribute) = 74281007 Myocardium structure (body structure) } DSCN 2018 / 06 Page 8 of 8