RECIST 1.1 Criteria Handout. Medical Imaging. ICONplc.com/imaging

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RECIST 1.1 Criteria Handout Medical Imaging ICONplc.com/imaging

2 Contents Basic Paradigm 3 3 Image Acquisition 44 Measurable Lesions 55 Non-Measurable Lesions. 66 Special Lesion Types 77 Baseline Lesion Burden 88 Target Lesions 99 Baseline Documentation 10 Lesions with Prior Local Treatment 11 Evaluating Response at Each Timepoint 12 Target Lesion Evaluation 13 14 Missing Assessments and Non-evaluable Designation 15 Non-Target Lesion Evaluation 16 New Lesions 17 17 FDG-PET 18 18 Recurrence of Lesions 19 19 Evaluation of Overall Timepoint Response for Patients with 20 Measurable Disease at Baseline 20 Evaluation of Overall Timepoint Response for Patients without Measurable Disease at Baseline Confirmation 21 22 What Has Changed: RECIST 1.0 RECIST 1.1 23 Modifications and Variants 24 References 25

3 Basic Paradigm Assess at baseline Look for measurable lesions Select target and non-target lesions Measure target lesions The sum of the target lesions longest diameters represents the tumor burden. Treat patient Follow-up evaluation Measure target lesions Assess non-target lesions and look for new lesions Calculate timepoint response

4 Image Acquisition CT Slice thickness 5mm if possible, contiguous IV and oral contrast used (3-phase liver if appropriate) Field of view adjusted to body habitus (include the whole body, out to the skin) MRI Axial T1 and T2, axial T1 post contrast 5mm contiguous slices if possible Use the same machine for all timepoints PET/CT Not required, but may be useful for assessment of new lesions on future timepoints (see page 18) CT portion of PET/CT is usually of lower quality, and should not be used instead of dedicated diagnostic CT. If the CT is of high quality, with oral and IV contrast. Additional information from PET may bias CT assessment Use the same machine for all timepoints Calipers - Reproducibility difficult Include ruler in photograph for skin lesions Chest x-ray (CXR) Use in place of CT (When CT is not available) Ultrasound Not reproducible

5 Measurable Lesions Tumor 10 mm in longest diameter (LD) on an axial image on CT or MRI with 5 mm reconstruction interval If slice thickness >5 mm, LD must be at least 2 times the thickness Tumor 20 mm LD by chest x-ray (if clearly defined and surrounded by aerated lung); CT is preferred (even without contrast) Tumor 10 mm LD on clinical evaluation (photo) with electronic calipers; skin photos should include ruler Lesions which cannot be accurately measured with calipers should be recorded as nonmeasurable Lymph nodes 15 mm in short axis on CT (CT slice thickness recommended to be no more than 5 mm) Ultrasound cannot be used to measure lesions

6 Non-Measurable Lesions All other definite tumor lesions Masses <10 mm Lymph nodes 10-14 mm in short axis Leptomeningeal disease Ascites, pleural or pericardial effusion Inflammatory breast disease Lymphangitic involvement of skin or lung Abdominal masses or organomegaly identified by physical exam which cannot be measured by reproducible imaging techniques Benign findings are NEVER included. Also, do not include equivocal ( cannot exclude ) findings

7 Special Lesion Types Bone Lesions NMBS, PET scans & plain films can be used to confirm the presence or disappearance of bone lesions, but NOT for measurement. These should be confirmed by CT Bone lesions with identifiable soft tissue components seen on CT or MR can be measurable if the soft tissue component meets the definition above Blastic bone lesions are unmeasurable Cystic Lesions Simple cysts are not included as lesions Cystic metastases may be selected, but prefer to use non-cystic lesions as target Clarify with sponsor as to their acceptability before study start

8 Baseline Lesion Burden Lesions Measurable Non-measurable Measurable lesions not selected as target Target Followed qualitatively Non-target Followed qualitatively

9 Target Lesions Choose up to 5 lesions in total Up to 2 per organ Add up longest diameters (LD) of non-nodal lesions (axial plane) Add short axis diameters of nodes This is the sum of diameters

10 Baseline Documentation Only patients with measurable disease at baseline should be included in protocols where objective tumor response is the primary endpoint. Target Lesions A maximum of five (5) target lesions in total (up to two (2) per organ) Select largest reproducibly measurable lesions If the largest lesion cannot be measured reproducibly, select the next largest lesion which can be Non-Target Lesions It is possible to record multiple non-target lesions involving the same organ as a single item on the ecrf (e.g. multiple enlarged pelvic lymph nodes or multiple liver metastases )

1 11 Lesions with Prior Local Treatment Lesions in previously irradiated areas (or areas treated with local therapy) should not be selected as target lesions Conditions in which these lesions may be considered target lesions should be defined in study protocols

12 Evaluating Response at Each Timepoint 1. Measure previously chosen target lesions Even if they are no longer the largest 2. Evaluate all previously identified non-target lesions 3. Look for new definite neoplastic lesions 4. Combine lesion responses into timepoint response using appropriate table

13 Target Lesion Evaluation Measure LD (axial plane) for each non-nodal target lesion Measure short axis for target lymph nodes Add these measurements to get the sum of the longest diameters If too small to measure, a default value of 5 mm is assigned. If the lesion disappears completely, the measurement is recorded as 0 mm. If an accurate measurement can be obtained, use actual measurement even if smaller than 5 mm as long as the measurement is greater than the slice thickness Splitting or coalescent lesions If a target lesion fragments into multiple smaller lesions, the LDs of all fragmented portions are added to the sum If target lesions merge, the LD of the resulting merged lesion is added to the sum

14 Target Lesion Evaluation Response Complete Response (CR) Definition Disappearance of all extranodal target lesions. All pathological lymph nodes must have decreased to <10 mm in short axis Partial Response (PR) At least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum of diameters Progressive Disease (PD) Sum of diameters increased by at least 20% from the smallest value on study (including baseline, if that is the smallest) The sum of diameters must also demonstrate an absolute increase of at least 5mm. (Two lesions increasing from 2 mm to 3 mm, for example, does not qualify.) Stable Disease (SD) Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD

15 Missing Assessments and Non-evaluable Designation If all lesions cannot be evaluated due to missing data or poor image quality the patient is inevaluable (NE) at that time point If only a subset of lesions can be evaluated at an assessment, the visit is also considered NE, unless a convincing argument can be made that the contribution of the individual missing lesion(s) would not change the assigned time point response E.g. PD based on other findings

16 Non-Target Lesion Evaluation Response Complete Response (CR) Definition Disappearance of all extranodal non-target lesions. All lymph nodes must be non-pathological in size (<10 mm short axis.) Normalization of tumor marker level Non CR/Non PD Persistence of one or more non-target lesion(s) and/or maintenance of tumor marker level above the normal limits Progressive Disease (PD) Unequivocal progression of existing non-target lesions. (Subjective judgement by experienced reader)* *Be cautious when calling progression based on non-target lesions. If target lesions are also present, there must be substantial worsening in nontarget disease overall such that, even in presence of SD or PR in target disease, the disease burden has increased enough to merit discontinuation of therapy. A modest increase in non-target lesions is usually not sufficient to qualify for unequivocal progression status.

17 New Lesions Should be unequivocal and not attributable to differences in scanning technique or findings which may not be a tumor Does not have to meet criteria to be measurable If a new lesion is equivocal, continue to next timepoint. If confirmed then, PD is assessed at the date when the lesion was first seen Lesions identified in anatomic locations not scanned at baseline are considered new New lesions on US should be confirmed on CT/MRI

18 FDG-PET FDG-PET can be used to help detect progression A positive FDG-PET scan lesion means one with uptake greater than twice that of the surrounding tissue on the attenuation corrected image Negative PET at baseline and positive PET at follow-up: Progressive Disease (PD) based on a new lesion No PET acquired at baseline and positive PET at follow-up: If there is a corresponding new or growing lesion on CT, this is PD. If a later CT confirms appearance or growth of a lesion, the date of PD is the date of the initial positive PET scan No PET acquired at baseline and positive PET at follow-up: If there is a corresponding preexisting lesion on CT that is stable, this is not PD

19 19 Recurrence of Lesions For a patient with Stable Disease (SD)/Partial Response (PR), a target lesion which disappears and then reappears will continue to be measured and added to the sum Response will depend on the status of the other lesions For a patient with Complete Response (CR), reappearance of a target lesion would be considered Progressive Disease (PD)

20 Evaluation of Overall Timepoint Response for Patients with Measurable Disease at Baseline Target Lesions Non-Target Lesions New Lesions Overall Response CR CR No CR CR Non-CR/Non-PD No PR CR NE No PR PR Non-PD or NE* No PR SD Non-PD or NE* No SD Not all evaluated Non-PD No NE PD Any Yes or No PD Any PD Yes or No PD Any Any Yes PD CR = Complete Response, PR = Partial Response, SD = Stable Disease, PD = Progressive Disease, NE = Inevaluable *When target lesions show SD/PR and some subset of non-target lesions is inevaluable, a careful decision must be made whether to call the overall response at this timepoint SD/PR or NE. This is based on whether the inevaluable lesions, if they showed growth, could cause an overall response of PD in the context of the other lesion responses seen. If the inevaluable non-target lesions comprise a significant proportion of the overall disease burden, the appropriate timepoint response is NE.

21 Evaluation of Overall Timepoint Response for Patients without Measurable Disease at Baseline Non-Target New Overall Response CR No CR Non-CR/Non-PD No Non-CR/Non-PD Not all evaluated No NE Unequivocal Progression Yes or No PD Any Yes PD CR = Complete Response PD = Progressive Disease NE = Inevaluable

22 Confirmation Confirmation of Partial Response (PR)/Complete Response (CR) is only required for non-randomized trials where response is the primary endpoint In these trials, subsequent confirmation of PR with one interim time point of Inevaluable (NE) is acceptable

23 What Has Changed: RECIST 1.0 RECIST 1.1 RECIST 1.0 RECIST 1.1 Tumor Burden 10 Targets (5 per organ) 5 Targets (2 per organ) Lymph Nodes Measure like any other lesion Measure short axis Defined normal size PD Definition 20% increase in SLD 20% increase in sum of diameters 5 mm absolute increase Non-measurable PD Unequivocal More details and examples Confirmation Required for PR and CR Required in non-randomized trial with response as 1º endpoint New Lesions Section on FDG-PET Inevaluable Non-target Lesions Forces timepoint NE Does not force timepoint NE

24 Modifications & Variants RECIST is not set in stone Modifications for specific disease processes have been documented Modifications may be made to meet the needs of individual trials

25 References Print Version: Response assessment in solid tumours (RECIST): Version 1.1 and Supporting Papers European Journal of Cancer, Volume 45, Issue 2 Jan. 2009: 225-310. Print. Online Version:

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