Slide 1. Slide 2 Conflict of Interest Disclosure. Slide 3 Stroke Facts. The Treatment of Intracranial Stenosis. Disclosure

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Slide 1 The Treatment of Intracranial Stenosis Helmi Lutsep, MD Vice Chair and Dixon Term Professor, Department of Neurology, Oregon Health & Science University Chief of Neurology, VA Portland Health Care System Slide 2 Conflict of Interest Disclosure Disclosure Editorial Advisory Board, Medscape Neurology Stroke Adjudication Committee, CREST 2 Trial Medical Advisory Board, Coherex Medical National Leader, Bristol-Meyers Squibb, PHRI Consultant, St. Jude Medical/Abbott Slide 3 Stroke Facts Stroke has moved down to the fifth leading cause of death in the US Was in third place until 2008 Leading Causes of Death in the US 1. Heart disease 2. Cancer 3. Chronic lower respiratory diseases 4. Accidents (unintentional injuries) 5. Stroke CDC.gov

Slide 4 Stroke Deaths and Age-Standardized Stroke Death Rate Among Adults 35 Years United States, 2000-2015 MMWR 2017;66:933-939 Slide 5 Intracranial Stenosis May be the most common cause of stroke worldwide Stroke 2008; 39: 2396-2399 Slide 6 Outline: Intracranial Stenosis Evolution in management through clinical trials Warfarin versus aspirin Stenting Risk factor management Potential future directions Methods applied to the management of carotid stenosis

Slide 7 Case A 75 year old woman presents with 3 episodes of word-finding difficulty over a month and new right sided weakness. She has been taking aspirin, 81 mg, daily. Her blood pressure is 157/79 and her LDL (bad cholesterol) is 134 mg/dl (3.47 mmol/l). The carotid arteries and evaluation of the heart were normal. Slide 8 Case 75 year old woman with 2 episodes word finding difficulty Has severe left middle cerebral artery stenosis Management? a) Antiplatelets vs. anticoagulation? b) Should a stent be placed? b) Does aggressive treatment of risk factors make a difference? Slide 9 Warfarin Aspirin Symptomatic Intracranial Disease Trial (WASID) Trial: 2005 Included patients with TIA or stroke caused by intracranial stenosis of 50-99% Compared warfarin and aspirin in the prevention of ischemic stroke, brain hemorrhage and vascular death Did not specify how risk factors should be treated N Engl J Med 2005;352:1305 1316

Slide 10 WASID Trial Results 2005 Warfarin provided no benefit over aspirin in preventing strokes and caused more major hemorrhages In those with stenosis of 70-99%, nearly a quarter had recurrent strokes at two years Risk of stroke at 2 years in 24% 2005 0% 20% 40% 60% 80% 100% N Engl J Med 2005;352:1305 1316; Stroke 2015;46:2562-2567 Slide 11 Risk Factor Control in WASID Blood pressure 53% had blood pressures <140 mmhg at 2 years Lipids Only 10% achieved an LDL target of <70 mg/dl (1.81 mmol/l) Neurology 2007;69:2063-2068 Slide 12 Stents Explored for the Treatment of Intracranial Stenosis High rates of successful stent placement Risk of stroke associated with the procedure Unclear how stents would fare against medical treatment alone Stroke 2004;35:1388-1392; Neurology 2008;70:1518 1524

Slide 13 Trial To Explore Stenting Versus Medical Therapy SAMMPRIS: Stenting and Aggressive Medical Management for Preventing Recurrent Stroke in Intracranial Stenosis Patients with stroke or TIA within 30 days attributed to high grade stenosis of a major intracranial artery Study compared stenting plus aggressive medical management to aggressive medical management alone Outcomes were stroke or death within 30 days, or strokes in the territory of the qualifying artery beyond 30 days NEJM 2011;365:993-1003; Lancet 2014;383:333-41 Slide 14 Metro Areas with SAMMPRIS Sites Slide 15 SAMMPRIS Randomized Trial Enrollment halted for high 30-day stroke/death rate in stenting group after 451 patients were in the trial 30-Day Stroke and Death Rate 14.70% p=0.002 5.80% Stenting Risk factor control alone Patients continued to be followed NEJM 2011;365:993-1003

Slide 16 SAMMPRIS: Final Results Show Medical Therapy Alone Better Than Stenting More strokes in group that received stents (in red) Lancet 2014;383:333-41 Slide 17 Did Any Subgroup Benefit From Stenting? No sub-population of patients did better with stenting, including those who had: Antithrombotic therapy at the time of the target event Hypoperfusion symptoms Greater degrees of stenosis Various other risk factors Stroke 2015;46:775-779; Stroke 2015;46:3282-3284 Slide 18 Is a Balloon-Expandable Stent Better? VISSIT trial Vitesse balloon-expandable stent plus medical therapy vs medical therapy alone in patients with symptomatic intracranial stenosis ( 70%) Outcome: composite of stroke in the same territory within 12 months, or TIA in the same territory day 2 through month 12 Enrollment halted for futility when 112 patients enrolled after SAMMPRIS prompted an early analysis JAMA 2015;313:1240-1248

Slide 19 VISSIT: Kaplan-Meier Estimate of Event-Free Survival Rates JAMA 2015;313:1240-1248 Slide 20 Choice of Stents? Chinese Registry, n=300 Patients with symptomatic, within 90 days, intracranial stenosis ( 70%) combined with poor collaterals Excluded if acute infarct within 3 weeks Treated either with balloon-mounted stent or with balloon predilation plus self-expanding stent The 30-day rate of stroke, transient ischemic attack, and death was 4.3% Stroke 2015;46:2822-29 Slide 21 More Careful Patient Selection? WEAVE Registry FDA mandated registry to evaluate stroke and death rate within 72 hours in patients treated with the Wingspan Stent System Primary analysis group (on-label) 70-99% stenosis Refractory to medical management (any medication) > 7 days post stroke Recurrent (2 or more) strokes Age 22-80, mrs 3 or less International Stroke Conference Los Angeles, January 2018

Slide 22 More Careful Patient Selection? WEAVE Registry Results Study stopped early after interim analysis and 152 on-label patients treated Target event rate of 4% for 150 on-label patients met On-label, n=152 Off-label, n=46 Stroke or death 2.6% (4/152) 23% (11/46) within 72 hours International Stroke Conference Los Angeles, January 2018 Slide 23 More Careful Patient Selection? Off-label subjects, WEAVE and SAMMPRIS Off Label Reason (n=46) WEAVE % SAMMPRIS % >80 years old 4% 0% Not refractory to meds 22% 37% (not on antithrombotic) <2 strokes 26% 74% mrs>3 35% 0% 7 days post stroke 50% 50% within 9 days (range 1-34 days) Extracranial disease 4% 0% Intracranial dissection 4% 0% International Stroke Conference L.A., January 2018; NEJM 2011;365:993-1003 Slide 24 More Careful Patient Selection? Early stenting is it risky? Theoretical risk of reperfusion hemorrhage and peri-procedural stroke due to hot plaque However, time from the qualifying event to stenting did not differ in SAMMPRIS in those with and without ischemic or hemorrhagic strokes within 30 days of the procedure (stented at median of 9 days) International Stroke Conference L.A., January 2018; Stroke 2012;43:2682-8, supplemental material

Slide 25 Impact of Operator Experience? Experienced interventionalists in WEAVE Only 24 centers versus 50 in SAMMPRIS Mean number of Wingspan cases prior to enrolling first patient was 37 stents versus 10 for SAMMPRIS However, interventionalists credentialed with less Wingspan experience in SAMMPRIS did not have higher rates of peri-procedural strokes (higher enrolling sites did have fewer hemorrhagic strokes) International Stroke Conference Los Angeles, January 2018; J Neurointerv Surg 2013;5:528-33. Slide 26 Angioplasty Alone Phase I study of submaximal angioplasty Single center, 24 patients Balloon undersized to approximately 50-70% of the non-diseased vessel diameter No strokes within 30 days and 5.6% (1 patient) at 1 year J Neurosurg 2016;064-71 Slide 27 What Really Contributed to the SAMMPRIS Results? Risks in the stenting group were higher than expected Risks in those that received medical management alone were much lower than expected! The rigorous medical treatment and risk factor control likely explain this

Slide 28 Risks of Stroke Cut in Half In Patients With High Grade Intracranial Stenosis: 2015 Versus 2005 Risk of stroke at 2 years in 2015 14% p=0.009 Cut in half!! Risk of stroke at 2 years 24% in 2005 0% 5% 10%15%20%25%30% N Engl J Med 2005;352:1305 1316; Stroke 2015;46:2562-2567 Slide 29 Cumulative Probability of SAMMPRIS Primary Endpoint SAMMPRIS medical patients and WASID patients meeting SAMMPRIS eligibility criteria Stroke 2015;46:2562-2567 Slide 30 Even More Good News for Careful Risk Factor Control Patients at centers most familiar with protocols more often met treatment goals and had better outcomes Risk of stroke at 2 years in 7% Cut in half again!! 2015 careful treatment Risk of stroke at 2 years in 14% 2015 Risk of stroke in 2 years in 24% 2005 0% 5% 10%15%20%25%30% Stroke 2015;46:2562-2567; Neurology 2015;85:2090-2097

Slide 31 Implementing Aggressive Medical Management Antiplatelet agents Aspirin for entire follow-up, clopidogrel for 90 days Aggressive risk factor management Systolic blood pressure <140 mm Hg Low density lipoprotein (LDL) <70 mg/dl (1.81 mmol/l) Diabetes control, Hemoglobin A1C <7.0% Lifestyle modification Exercise, smoking cessation, weight management Lancet 2014;383:333-41; Stroke 2014;45:2160-2236 Slide 32 High Blood Pressure Treatment Algorithm Circ Cardiovasc Qual Outcomes 2012; 5: e51-e60. Slide 33 Clopidogrel and Aspirin for Intracranial Stenosis Thirty-day findings suggest antiplatelet role The 30-day stroke or death rate in the medical group of SAMMPRIS was 5.8% versus 10.7% in similar patients in WASID Rapidity of reduction faster than what would be expected for risk factor reduction Other support for dual antiplatelet use Reduction in microemboli seen with transcranial Doppler compared to aspirin alone in intracranial and carotid stenosis NEJM 2011;365:993-1003; Lancet Neurol 2010;9:489-497

Slide 34 Guidelines for the Prevention of Stroke in Patients With Stroke and TIA Clopidogrel plus aspirin For patients with recent stroke or TIA (within 30 days) attributable to severe stenosis (70% 99%) of a major intracranial artery, the addition of clopidogrel 75 mg/d to aspirin for 90 days might be reasonable (Class IIb; Level of Evidence B). (New recommendation) Stroke 2014:45:2160-2236 Slide 35 Primary Risk Factor Control in SAMMPRIS Averaged From Baseline Until Time of Adverse Event or Close-Out Blood pressure 53% had systolic blood pressures <140 mm Hg Lipids 47% achieved an LDL target of <70 mg/dl (1.81 mmol/l) Neurology 2017:88:1-7 Slide 36 Risk Factors and Outcomes in SAMMPRIS Reduction of blood pressure and lipid control were important for reducing vascular events However, physical activity was the strongest predictor of good outcome in the medical arm of SAMMPRIS Recommended at least 30 minutes of moderate intensity physical exercise most days Measured with 8-point Physician-based Assessment and Counseling for Exercise (PACE) questionnaire, goal 4-8 Neurology 2017:88:1-7

Slide 37 Physical Activity Over Months of Follow-Up SAMMPRIS 44% of Target: medical PACE group score in target 4-8 Lancet 2014; 383:333-41, supplementary appendix Slide 38 Implementing Aggressive Medical Management Antiplatelet agents Aspirin for entire follow-up, clopidogrel for 90 days Aggressive risk factor management Systolic blood pressure <140 mm Hg Low density lipoprotein (LDL) <70 mg/dl (1.81 mmol/l) Diabetes control, Hemoglobin A1C <7.0% Lifestyle modification Exercise, smoking cessation, weight management Lancet 2014;383:333-41; Stroke 2014;45:2160-2236 Slide 39 Back to Our Case A 75 year old woman with 3 episodes of word-finding difficulty and right sided weakness with severe left middle cerebral artery stenosis: Management? a) Antiplatelets vs. anticoagulation? Antiplatelets b) Should a stent be placed? Not currently b) Does aggressive treatment of risk factors make a difference? YES! She was treated with dual antiplatelet therapy for 3 months and then with aspirin and risk factor control

Slide 40 Potential Future Directions Slide 41 Trials of Transient Limb Ischemia Bilateral arm ischemic preconditioning (BAIPC) 5 brief cycles followed by reperfusion; twice daily over 300 consecutive days BAIPC group (n=38) had lower recurrent stroke risk and more reperfusion than controls (n=30) (p<0.01) Ongoing trial in China of 3000 patients with symptomatic intracranial stenosis of 50-99% Bilateral treatment (200 mmhg) once daily for 12 mos Primary outcome: Time from randomization to first occurrence of stroke Neurology 2012;79:1853 61; Int J Stroke 2016;11:831-8; ClinicalTrials.gov Slide 42 Genetic Contributions Ring finger protein 213 (RNF213) gene variant Susceptibility locus for moyamoya disease in East Asian populations RNF213 has been associated with intracranial stenosis in studies of Japanese and Han Chinese patients without signs of moyamoya disease Stroke 2012;43:3371-74; Brain Circulation 2018:4:33-39

Slide 43 Applications to the Carotid Artery Slide 44 Asymptomatic Carotid Stenosis: Risks Low on Current Medical Therapy Oxford Vascular Study of 50% asymptomatic carotid stenosis 101 patients recruited consecutively from 2002-2009 Intensive medical treatment Aspirin +/- clopidogrel x 30 days then Aggrenox, BP <130/80, statin Mean follow-up 3 years Average annual event rate 0.34% for any ipsilateral ischemic stroke (1.78% for ipsilateral TIA) Stroke 2010;41:e11-e17 Slide 45 Asymptomatic Carotid Stenosis: Carotid Occlusion Risk Has Decreased Detection of new carotid artery occlusion during annual monitoring with carotid ultrasound In the database, 316 asymptomatic patients developed occlusions from 1995-2012 Most (80.4%) of new occlusions occurred before 2002 Only 4 patients had ipsilateral strokes, one at time of occlusion (1.2%) Risks of progression of stenosis to occlusion below those of carotid endarterectomy or stenting Have decreased markedly with more intensive medical therapy JAMA Neurol 2015;72:1261-7

Slide 46 SAMMPRIS Approach Relevant for Asymptomatic Carotid Stenosis? CREST 2 trial enrolling (NINDS funded): Asymptomatic carotid artery stenosis Revascularization plus intensive medical management versus medical management alone ClinicalTrials.gov Slide 47 Thank you!