SKCC Protocol Review Committee New Study Application

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Instructions: Submit the following documents to prc@jefferson.edu - Completed New Study Application (aka MCSF) - Protocol - Protocol Facilitation Committee Approval (if applicable) - MDG Priority Score form (if applicable) - Updated MDG disease map diagram that includes this study (if applicable) General Information JeffTrial Number If the study does not require MDG Committee review and therefore has not been registered in JeffTrial yet, enter "pending." For these studies, the Protocol Support Unit will register the study in JeffTrial when this application is processed and then provide the PI and study team with the JeffTrial number. Sponsor's Protocol ID (if applicable) Principal Investigator Protocol Title SKCC Protocol Review Committee New Study Application Please list all TJU Co-Investigators involved in this study. Please list all Abington Co-Investigators involved in this study. If this is an investigator-initiated study, is it: [Note: Quantitative studies are designed to collect numbers; data is structured and stastical in nature. Qualitative studies are designed to describe a topic more than measure it; data is often in words and phrases. Mixed methods studies employ both strategies to complement one another.] For investigator initiated quantitative or mixed methods studies, provide the name of the statistician: Study Type: Involves both retrospective and prospective PRC New Study Application v.10/05/2018 Page 1

Please indicate the appropriate category using the following definitions. Interventional: Individuals are assigned prospectively by an investigator based on a protocol to receive specific interventions. The participants may receive diagnostic, treatment, behavioral, or other types of interventions. The assignment of the intervention may or may not be random. The participants are followed and biomedical and/or health outcomes are assessed. Observational: Studies that focus on cancer patients and healthy populations and involve no prospective intervention or alteration in the status of the participants. Biomedical and/or health outcome(s) are assessed in pre-defined groups of participants. The participants in the study may receive diagnostic, therapeutic, or other interventions, but the investigator of the observational study is not responsible for assigning specific interventions to the participants of the study. Ancillary: Studies that are stimulated by, but are not a required part of, a main clinical trial/study, and that utilize patient or other resources of the main trial/study to generate information relevant to it. Ancillary studies must be linked to an active clinical research study and should include only patients accrued to that clinical research study. Correlative: Laboratory-based studies using specimens to assess cancer risk, clinical outcomes, response to therapies, etc. Please indicate the primary purpose of this study using the following definitions. Basic Science: Protocol designed to examine the basic mechanisms of action (e.g., physiology, biomechanics) of an intervention. Diagnostic: Protocol designed to evaluate one or more interventions aimed at identifying a disease or health condition. Health Services Research: Protocol designed to evaluate the delivery, processes, management, organization, or financing of health care. Prevention: Protocol designed to assess one or more interventions aimed at preventing the development of a specific disease or health condition. Screening: Protocol designed to assess or examine methods of identifying a condition (or risk factor for a condition) in people who are not yet known to have the condition (or risk factor). Supportive Care: Protocol designed to evaluate one or more interventions where the primary intent is to maximize comfort, minimize side effects, or mitigate against a decline in the participant's health or function. In general, supportive care interventions are not intended to cure a disease. Treatment: Protocol designed to evaluate one or more interventions for treating a disease, syndrome, or condition. Other: Not in other categories. Please indicate what line of therapy is being used in the study. First line Third line or greater Neoadjuvant Consolidation Second line Adjuvant Induction Maintenance N/A - Study does not involve treatment Other, please specify: PRC New Study Application v.10/05/2018 Page 2

Please indicate the study phase(s). Pilot Feasibility 0 I II III IV N/A (epidemiological, cancer control/behavioral, observational, ancillary, correlative, or other biological) If the study involves more than one phase, please indicate which phase(s) SKCC will participate in: Phase I Phase II Phase III Are there any other portions of the study in which SKCC is not participating (specific cohorts or arms, correlative studies)? Please explain. Please describe the primary endpoint. PRC New Study Application v.10/05/2018 Page 3

Please select the primary disease sites that apply to this study. Lip, Oral Cavity and Pharynx Stomach Colon Anus Pancreas Larynx Other Respiratory and Intrathoracic Organs Soft Tissue Kaposi's sarcoma Other Skin Cervix Uteri Ovary Prostate Bladder Other Urinary Brain and Nervous System Other Endocrine System Hodgkin Lymphoma Lymphoid Leukemia Leukemia, other Unknown Sites Esophagus Small Intestine Rectum Liver Other Digestive Organ Lung Bones and Joins Melanoma, skin Mycosis Fungoides Breast, Female Corpus Uteri Other Female genital Other Male Genital Kidney Eye and Orbit Thyroid Non-Hodgkin Lymphoma Multiple Myeloma Myeloid and Monocytic Leukemia Other Hematopoietic Ill-Defined Sites Other, please describe: PRC New Study Application v.10/05/2018 Page 4

Patient Population Indicate the population being studied: Subjects without a known cancer diagnosis (e.g. healthy subjects) Subjects with cancer Both subjects with cancer and subjects without cancer Sponsor's national accrual goal (only for multicenter trials) Total accrual goal for TJU: Total accrual goal for Abington: Duration of accrual for SKCC (months): Please be realistic in projecting accrual figures. These figures will be the basis for semi-annual scientific progress review by the PRC, whereby those trials not meeting accrual projections will be closed to accrual or terminated. Provide the number of participants traditionally accrued to trials in this patient population at the participating site(s) in the past: Does the study compete or overlap with any active or pending studies? No Yes* *If yes, please provide your justification for opening a competing study, list the JeffTrial or IRB numbers of the competing studies, and describe how you will assign a priority to each study. PRC New Study Application v.10/05/2018 Page 5

Rare population. PRC evaluates all studies for scientific progress and accrual. PRC may give leniency to the accrual expectations for studies that target rare participant populations. Please indicate whether your study population meets any of the following criteria: A rare cancer defined as incidence of 6/100,000 per year A narrow molecular subtype (e.g. rare mutations, targeted therapies) None apply If this study targets a rare population, please provide a justification and rationale for opening this trial at SKCC. Please describe your site specific plan for the inclusion of women and minorities in the study. Please address incidence rates of the cancer in males vs. females, ethnic minority populations vs. Caucasians, and any other relevant vulnerable populations that should be considered for accrual, how you will monitor this ratio, recruitment plans for each participating site, etc. Regional Network Involvement For assistance completing this section, please contact the Regional Network Office at 215-955-0448. Will this study be offered to our network affiliate partners or other academic centers? Yes No If yes, please list other participating sites outside of SKCC: PRC New Study Application v.10/05/2018 Page 6

Funding and Resources How is the study funded? (Check all that apply) Departmentally funded (internal) National Cancer Trials Network (NCTN) group Industry support Grant funding* Other, please describe: *If the study will be supported by a grant, please identify the grantor: Did an SKCC investigator significantly contribute to the authorship of the protocol? Yes No Who will provide the study drug or study device? (Write "n/a" if not applicable) Is the protocol part of an existing IND or IDE? Yes* IND or IDE application is currently pending with FDA N/A *If yes, please provide the IND or IDE number. *If yes, please identify the IND or IDE holder's name and work location (i.e. TJU or AMH). What group will monitor the data and safety of this study? SKCC Data and Safety Monitoring Committee (DSMC) Other, please describe: PRC New Study Application v.10/05/2018 Page 7

MDG Committee and Protocol Facilitation Committee Approval All studies involving cancer (including pre-cancerous lesions) are required to obtain MDG Committee approval with the following exceptions: - Retrospective chart reviews - Correlative lab trials that will utilize banked blood and/or tissue that do not require informed consent Does the study require MDG Committee approval? Yes* No *If yes, then the study must also be approved by the Protocol Facilitation Committee before it may be reviewed by PRC. Please include the Protocol Facilitation Committee Approval and Review Form with this submission to PRC. Principal Investigator Approval Name of Principal Investigator Signature Date PRC New Study Application v.10/05/2018 Page 8

Division Approval TJU STUDIES: Either the Director of Solid Tumor Oncology or Director of Hematological Malignancies must sign below: Name of Director or designee Signature Date ABINGTON STUDIES: Either the Director of the Hanjani Institute, Mark Shahin, MD, or the Director of the Rosenfeld Cancer Center, Steven Cohen, MD must approve and sign below: Name of Director or designee Signature Date PRC New Study Application v.10/05/2018 Page 9