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S anual System Pub 100-03 edicare National overage Determinations Department of Health & Human Services (DHHS) enters for edicare & edicaid Services (S) Transmittal 166 Date: April 18, 2014 hange Request 8739 SUBJET: Fluorodeoxyglucose (FDG) Positron Emission Tomography (PET) for Solid Tumors (This R rescinds and fully replaces R8468/TR2873 dated February 6, 2014) I. SUARY OF HANGES: The purpose of this hange Request (R) is effective for claims with dates of service on and after June 11, 2013, S shall cover three FDG PET scans when used to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy for the same cancer diagnosis. overage of any additional FDG PET scans (that is, beyond three) used to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy for the same diagnosis will be determined by the local edicare Administrative ontractors. This revision to the edicare National overage Determinations anual is a national coverage determination (ND). NDs are binding on all contractors with the Federal government that review and/or adjudicate claims, determinations, and/or decisions, quality improvement organizations, qualified independent contractors, the edicare appeals council, and administrative law judges (ALJs) (see 42 FR section 405.1060(a)(4) (2005)). An ND that expands coverage is also binding on a edicare advantage organization. In addition, an ALJ may not review an ND. (See section 1869(f)(1)(A)(i) of the Social Security Act.) EFFETIVE DATE: June 11, 2013 *Unless otherwise specified, the effective date is the date of service. IPLEENTATION DATE: ay 19, 2014 - A Non-Shared System Edits; July 7, 2014 - WF development/testing, FISS requirement development; October 6, 2014 - WF, FISS, S Shared System Edits Disclaimer for manual changes only: The revision date and transmittal number apply only to red italicized material. Any other material was previously published and remains unchanged. However, if this revision contains a table of contents, you will receive the new/revised information only, and not the entire table of contents. II. HANGES IN ANUAL INSTRUTIONS: (N/A if manual is not updated) R=REVISED, N=NEW, D=DELETED-Only One Per Row. R/N/D R HAPTER / SETION / SUBSETION / TITLE 220/6.17/Positron Emission Tomography (FDG PET) for Oncologic onditions III. FUNDING: For edicare Administrative ontractors (As): The edicare Administrative ontractor is hereby advised that this constitutes technical direction as defined in your contract. S does not construe this as a change to the A statement of Work. The contractor is not obliged to incur costs in excess of the amounts allotted in your contract unless and until specifically authorized by the ontracting Officer. If the contractor considers anything provided, as described above, to be outside the current scope of work, the contractor shall withhold performance on the part(s) in question

and immediately notify the ontracting Officer, in writing or by e-mail, and request formal directions regarding continued performance requirements. IV. ATTAHENTS: Business Requirements anual Instruction

Attachment - Business Requirements Pub. 100-03 Transmittal: 166 Date: April 18 2014 hange Request: 8739 SUBJET: Fluorodeoxyglucose (FDG) Positron Emission Tomography (PET) for Solid Tumors (This R rescinds and fully replaces R8468/TR2873 dated February 6, 2014) EFFETIVE DATE: June 11, 2013 *Unless otherwise specified, the effective date is the date of service. IPLEENTATION DATE: ay 19, 2014 - A Non-Shared System Edits; July 7, 2014 - WF development/testing, FISS requirement development; October 6, 2014 - WF, FISS, S Shared System Edits I. GENERAL INFORATION A. Background: The enters for edicare & edicaid Services (S) was asked to reconsider section 220.6, of the National overage Determinations (ND) anual, to end the prospective data collection requirements across all oncologic indications of FDG PET in the context of this document. The term FDG PET includes PET/computed tomography (T) and PET/magnetic resonance (RI). The S is revising Pub. 100-03, ND anual, section 220.6, to reflect that S has ended the coverage with evidence development (ED) requirement for 18 fluorodeoxyglucose positron emission tomography (FDG PET) and PET/T and PET/RI for all oncologic indications contained in Section 220.6.17 of the ND anual. This removes the current requirement for prospective data collection by the National Oncologic PET Registry (NOPR) for oncologic indications for FDG (HPS A9552) only. B. Policy: Effective for claims with dates of service on and after June 11, 2013, S shall cover three FDG PET scans when used to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy for the same cancer diagnosis. overage of any additional FDG PET scans (that is, beyond three (3)) used to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy for the same diagnosis will be determined by the local edicare Administrative ontractors. Refer to R6632, Transmittal (TR)1833 issued on October 16, 2009, and R7148, TR124 issued September 24, 2010, for previous information on this coverage. NOTE: For clarification purposes, as an example, each, different, cancer dx is allowed 1 initial treatment strategy (-PI modifier) FDG PET Scan and 3 subsequent treatment strategy (-PS modifier) FDG PET Scans without the -KX modifier. The 4th FDG PET Scan and beyond for subsequent treatment strategy for the same cancer dx will always require the -KX modifier. If a different cancer dx is reported, whether reported with a -PI modifier or a -PS modifier, that cancer dx will begin a new count for subsequent treatment strategy for that beneficiary. NOTE: A beneficiary's file may or may not contain a claim for initial treatment strategy with a -PI modifer. The existence or non-existence of an initial treatment strategy claim has no bearing on the frequency count of the subsequent treatment strategy (-PS) claims.

II. BUSINESS REQUIREENTS TABLE "Shall" denotes a mandatory requirement, and "should" denotes an optional requirement. Number Requirement Responsibility A/B A D E Shared- System aintainers 8739-03.1 Effective for claims with dates of service on or after June 11, 2013, contractors shall continue to accept and pay for FDG PET oncologic claims billed to inform initial treatment strategy (-PI modifier) or subsequent treatment strategy (-PS modifier) for suspected or biopsy proven solid tumors, as specified in Pub. 100-03 ND anual, section 220.6.17. Please see companion Pub 100-04 for specific business requirements and claims processing instructions. A B H H H X X A F I S S S V S W F Other III. PROVIDER EDUATION TABLE Number Requirement Responsibility 8739-03.2 LN Article : A provider education article related to this instruction will be available at http://www.cms.gov/outreach-and-education/edicare- Learning-Network-LN/LNattersArticles/ shortly after the R is released. You will receive notification of the article release via the established "LN atters" listserv. ontractors shall post this article, or a direct link to this article, on their Web sites and include information about it in a listserv message within one week of the availability of the provider education article. In addition, the provider education article shall be included in the contractor s next regularly scheduled bulletin. ontractors are free to supplement LN atters articles with localized information that would benefit their provider community in billing and administering the edicare program correctly. A/B A A B H H H X X D E A E D I

IV. SUPPORTING INFORATION Section A: Recommendations and supporting information associated with listed requirements: N/A "Should" denotes a recommendation. X-Ref Requirement Number Recommendations or other supporting information: Section B: All other recommendations and supporting information: N/A V. ONTATS Pre-Implementation ontact(s): William Ruiz, 410-786-9283 or william.ruiz@cms.hhs.gov (Institutional laims Processing), Pat Brocato-SImons, 410-786-0261 or patricia.brocatosimons@cms.hhs.gov (overage Policy), Wanda Belle, 410-786-7491 or wanda.belle@cms.hhs.gov (overage Policy), Stuart aplan, 410-786-8564 or stuart.caplan@cms.hhs.gov (overage Policy), Yvette ousar, 410-786-2160 or yvette.cousar@cms.hhs.gov (Practitioner laims Processing), hanelle Jones, 410-786-9668 or chanelle.jones@cms.hhs.gov (Practitioner laims Processing) Post-Implementation ontact(s): ontact your ontracting Officer's Representative (OR). VI. FUNDING Section A: For edicare Administrative ontractors (As): The edicare Administrative ontractor is hereby advised that this constitutes technical direction as defined in your contract. S does not construe this as a change to the A Statement of Work. The contractor is not obligated to incur costs in excess of the amounts allotted in your contract unless and until specifically authorized by the ontracting Officer. If the contractor considers anything provided, as described above, to be outside the current scope of work, the contractor shall withhold performance on the part(s) in question and immediately notify the ontracting Officer, in writing or by e-mail, and request formal directions regarding continued performance requirements.

220.6.17 - Positron Emission Tomography (FDG PET) for Oncologic onditions (Effective June 11, 2013) (Rev.166, Issued: 04-18-14, Effective: 06-11-13, Implementation: 05-19-14- A Non-Shared System Edits; July 7, 2014 - WF development/testing, FISS requirement development; October 6, 2014 - WF, FISS, S Shared System Edits) A. General FDG (2-[F18] fluoro-2-deoxy-d-glucose) Positron Emission Tomography (PET) is a minimally-invasive diagnostic imaging procedure used to evaluate glucose metabolism in normal tissue as well as in diseased tissues in conditions such as cancer, ischemic heart disease, and some neurologic disorders. FDG is an injected radionuclide (or radiopharmaceutical) that emits sub-atomic particles, known as positrons, as it decays. FDG PET uses a positron camera (tomograph) to measure the decay of FDG. The rate of FDG decay provides biochemical information on glucose metabolism in the tissue being studied. As malignancies can cause abnormalities of metabolism and blood flow, FDG PET evaluation may indicate the probable presence or absence of a malignancy based upon observed differences in biologic activity compared to adjacent tissues. The enters for edicare and edicaid Services (S) was asked by the National Oncologic PET Registry (NOPR) to reconsider section 220.6 of the National overage Determinations (ND) anual to end the prospective data collection requirements under overage with Evidence Development (ED) across all oncologic indications of FDG PET imaging. The S received public input indicating that the current coverage framework of prospective data collection under ED be ended for all oncologic uses of FDG PET imaging. 1. Framework Effective for claims with dates of service on and after June 11, 2013, S is adopting a coverage framework that ends the prospective data collection requirements by NOPR under ED for all oncologic uses of FDG PET imaging. S is making this change for all NDs that address coverage of FDG PET for oncologic uses addressed in this decision. This decision does not change coverage for any use of PET imaging using radiopharmaceuticals NaF-18 (fluorine-18 labeled sodium fluoride), ammonia N-13, or rubidium-82 (Rb-82). 2. Initial Anti-Tumor Treatment Strategy S continues to believe that the evidence is adequate to determine that the results of FDG PET imaging are useful in determining the appropriate initial anti-tumor treatment strategy for beneficiaries with suspected cancer and improve health outcomes and thus are reasonable and necessary under 1862(a)(1)(A) of the Social Security Act (the Act). Therefore, S continues to nationally cover one FDG PET study for beneficiaries who have cancers that are biopsy proven or strongly suspected based on other diagnostic testing when the beneficiary s treating physician determines that the FDG PET study is needed to determine the location and/or extent of the tumor for the following therapeutic purposes related to the initial anti-tumor treatment strategy: To determine whether or not the beneficiary is an appropriate candidate for an invasive diagnostic or therapeutic procedure; or To determine the optimal anatomic location for an invasive procedure; or To determine the anatomic extent of tumor when the recommended anti-tumor treatment reasonably depends on the extent of the tumor.

See the table at the end of this section for a synopsis of all nationally covered and non-covered oncologic uses of FDG PET imaging. B.1. Initial Anti-Tumor Treatment Strategy Nationally overed Indications a. S continues to nationally cover FDG PET imaging for the initial anti-tumor treatment strategy for male and female breast cancer only when used in staging distant metastasis. b. S continues to nationally cover FDG PET to determine initial anti-tumor treatment strategy for melanoma other than for the evaluation of regional lymph nodes. c. S continues to nationally cover FDG PET imaging for the detection of pre-treatment metastasis (i.e., staging) in newly diagnosed cervical cancers following conventional imaging..1 Initial Anti-Tumor Treatment Strategy Nationally Non-overed Indications a. S continues to nationally non-cover initial anti-tumor treatment strategy in edicare beneficiaries who have adenocarcinoma of the prostate. b. S continues to nationally non-cover FDG PET imaging for diagnosis of breast cancer and initial staging of axillary nodes. c. S continues to nationally non-cover FDG PET imaging for initial anti-tumor treatment strategy for the evaluation of regional lymph nodes in melanoma. d. S continues to nationally non-cover FDG PET imaging for the diagnosis of cervical cancer related to initial anti-tumor treatment strategy. 3. Subsequent Anti-Tumor Treatment Strategy B.2. Subsequent Anti-Tumor Treatment Strategy Nationally overed Indications Three FDG PET scans are nationally covered when used to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy. overage of more than three FDG PET scans to guide subsequent management of anti-tumor treatment strategy after completion of initial anti-cancer therapy shall be determined by the local edicare Administrative ontractors. 4. Synopsis of overage of FDG PET for Oncologic onditions Effective for claims with dates of service on and after June 11, 2013, the chart below summarizes national FDG PET coverage for oncologic conditions: FDG PET for ancers Tumor Type Initial Treatment Strategy (formerly diagnosis & staging olorectal over over Esophagus over over Head and Neck (not thyroid, over over NS) Lymphoma over over Non-small cell lung over over Ovary over over Brain over over ervix over with exceptions * over Subsequent Treatment Strategy (formerly restaging & monitoring response to treatment

Small cell lung over over Soft tissue sarcoma over over Pancreas over over Testes over over Prostate Non-cover over Thyroid over over Breast (male and female) over with exceptions * over elanoma over with exceptions * over All other solid tumors over over yeloma over over All other cancers not listed over over *ervix: Nationally non-covered for the initial diagnosis of cervical cancer related to initial anti-tumor treatment strategy. All other indications for initial anti-tumor treatment strategy for cervical cancer are nationally covered. *Breast: Nationally non-covered for initial diagnosis and/or staging of axillary lymph nodes. Nationally covered for initial staging of metastatic disease. All other indications for initial anti-tumor treatment strategy for breast cancer are nationally covered. *elanoma: Nationally non-covered for initial staging of regional lymph nodes. All other indications for initial anti-tumor treatment strategy for melanoma are nationally covered. D. Other N/A