Treating personality fragmentation and dissociation in borderline personality disorder: A pilot study of the impact of cognitive analytic therapy

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British Journal of Medical Psychology (2001), 74, 47 55 q 2001 The British Psychological Society Printed in Great Britain 47 Treating personality fragmentation and dissociation in borderline personality disorder: A pilot study of the impact of cognitive analytic therapy A manda Wildgoose Islington Community Health Service NHS Trust, UK Sue Clarke* Dorset Healthcare Trust, UK Glenn Waller St George s Hospital Medical School, University of London, UK Recent ndings suggest that personality fragmentation may be a core component of borderline personality disorder (BPD) and that successful treatment of BPD may depend on the extent to which this is addressed. Cognitive analytic therapy (CAT) can increase integration by strengthening awareness, and hence control, of the dissociative processes maintaining fragmentation. This pilot study aimed to conduct a systematic evaluation of the impact of CAT on BPD severity and personality integration. A patient series within-subject design was used. Five BPD participants completed a series of assessments to evaluate the impact of therapy on BPD severity, fragmentation, dissociation, symptomatology and interpersonal adjustment before, during and following 16-session CAT. By follow-up, CAT had produced reductionsin the severity of BPD for all ve participants,and three participantsshowed signi cant changes in their levels of personality fragmentation. Improvements in comorbid disturbance were less consistent, however. Although the small number of participants involved limits these ndings, they have theoretical and clinical interest. They generally support the suggestion that integration should be enhanced with BPD patients, and suggest that CAT may be a useful method to achieve this goal. Interest in borderline personality disorder (BPD) has increased dramatically during the past 15 years. Individuals meeting DSM-IV (American Psychiatric Association, 1994) BPD criteria present themselves to mental health services with increasing frequency (Widiger & Frances, 1989), and receive longer periods of hospital treatment (Stone, Hurt, & Stone, 1987) and more contact from psychiatric out-patient services (Seivewright & Tyrer, 1988) than other groups. Their interpersonal dif culties, impulsivity and parasuicidal behaviour render them a high-risk patient group (Paris, 1993; Stone, 1990) that *Requests for reprints should be addressed to Dr Sue Clarke, Head of Intensive Psychological Therapies Service, Branksome Clinic, Layton Road, Parkstone, Poole BH12 2BJ, Dorset, UK (e-mail: susan.clarke@dorsethc-tr.swest.nhs.uk).

48 Amanda Wildgoose et al. is notoriously dif cult to treat effectively (Pope, Jonas, Hudson, Cohen, & Gunderson, 1983; McGlashen, 1987). Although BPD is the most widely researched personality disorder in terms of epidemiology, diagnosis and aetiology, there are only a few treatment outcome studies. Consequently, the treatment of BPD is based mainly on theoretical guidelines. Different theoretical models assign core component status to different features of BPD, and this has implications for clinical intervention. For example, the central aim of dialectical behaviour therapy (DBT; Linehan, 1993) is to correct emotional dysregulation, while schema-focused approaches (Padesky, 1994; Young, 1994) aim to challenge early maladaptive schemas and extreme construing. Dynamic approaches target yet another feature of BPD. These models regard personality fragmentation an unstable and discontinuous sense of self as being a core component of BPD (Kernberg, 1984; Kohut, 1971). Two recent studies provide some support for this interpretation. Pollock, Broadbent, Clarke, Dorrian, & Ryle (in press) assessed levels of personality fragmentation in three groups: BPD patients, dissociative identity disordered (DID) patients and non-clinical patients. Signi cantly higher levels of personality fragmentation were found in the BPD group than in the other two groups. High levels of fragmentation were positively related to different aspects of dissociation and mood variability, and were negatively related to improved levels of global functioning for the whole group. Wildgoose, Waller, Clarke, & Reid (2001) considered the role of personality fragmentation, dissociation and other psychiatric symptoms as factors that might differentiate BPD participants from those with other personality disorders. The BPD group had higher levels of symptomatic distress, which appeared to be mediated by dissociation. This nding is in keeping with recent evidence suggesting that dissociation may mediate the relationship between trauma and psychopathology (Becker-Lausen, Sander, & Chinsky, 1995; Grif n, Resick, & Mechanic, 1997; Zatzick, Marmar, Weiss, & Metzler, 1994). Personality fragmentation also differentiated the two groups, but this was not related to other psychiatric disturbance. Wildgoose et al. concluded that, while reducing the levels of comorbid disturbance in BPD depended on reducing dissociation, the amelioration of BPD per se may depend on addressing both fragmentation and dissociation. The relationship between childhood trauma, dissociation and borderline personality disorder is well established (Herman, Perry, & van der Kolk 1989; Ogata, Silk, Goodrick, Lohr, Western, & Hilt, 1990). According to van der Hart, van der Kolk, and Boon (1996), personality fragmentation represents a particular form of dissociation that may be associated with very early trauma. They provide a theoretical model with three distinct but related levels of dissociation. Primary dissociation involves a fragmented, rather than integrated, processing of traumatic events. Secondary dissociation involves the individual perceiving a traumatic event without experiencing the full emotional impact. Tertiary dissociation (personality fragmentation) involves the development of separate ego-states, some of which contain the traumatic experience, including the traumatic cognitions, emotions and behavioural patterns, while other states remain more or less detached from the trauma. Given the high levels of dissociative symptomatology and personality fragmentation associated with BPD, the successful treatment of this disorder may depend on the extent

CAT and fragmentation to which all three levels of dissociation are addressed. Cognitive analytic therapy (CAT) (Ryle, 1991, 1995, 1997) offers a potential means of achieving this goal. CAT is a timelimited, integrative therapy that combines understandings from object relations theory with cognitive behavioural features. In contrast with other interventions, the central aim of CAT with BPD patients is to provide a higher-order understanding of the dissociative processes that maintain their fragmented sense of self and others. This approach is thus more likely to ameliorate borderline disturbance by strengthening the patient s capacity to self-re ect on dissociative processes, thereby enhancing control and integration. Because CAT forms the therapeutic basis of the study described later in this paper, Ryle s BPD model (Ryle, 1997) and the key features of CAT that relate to issues of integration are described here. According to this multiple self states model, BPD is best understood as re ecting the changing dominance of a small range of partially dissociated self-states or reciprocal role procedures (RRPs), either pole of which may be identi ed in relation to a reciprocating other (or part of the self). According to Ryle (1997), developing awareness of dissociated self-states and offering a corrective therapeutic relationship enhance integration. Unique features of CAT (such as the reformulation letter and the self states sequential diagram (SSSD); a map-like representation of the RRPs) enhance both self-re ection and self-cohesion. The SSSD also enables the therapist to offer a collaborative, non-reciprocating relationship, by providing an informed understanding of the complex transference issues that are likely to develop. The ef cacy of CAT has been assessed by a number of descriptive studies. A recent study of 27 participants showed that 50% no longer met DSM-IV diagnostic criteria for BPD, following 24 weekly sessions of CAT (Ryle & Golynkina, 2000). Although the central aim of CAT with this patient group is to reduce personality fragmentation, no systematic evaluation of the impact of CAT on dissociative processes and integration with BPD participants has been conducted to date. This was the primary aim of the present pilot study. 49 Method Given the possibility of individual differences in relationship to outcome, we adopted a within-subjects patient series design to assess the impact of CAT on measures of BPD severity, personality fragmentation, dissociation, symptomatic distress and interpersonal adjustment. Participants Five participants (three female, two male) with DSM-IV diagnoses of BPD (American Psychiatric Association, 1994) were recruited to the study from the NHS waiting lists of three experienced clinical psychologists trained in CAT. All participants were assessed by the respective clinical psychologist as meeting DSM-IV criteria for BPD, and all scored above the cut-off score (75) for BPD on the Millon Clinical Multiaxial Inventory-III(MCMI-III; Millon, Millon, & Davies, 1994). Psychotic patients and patients with a serious substance-abuse problem were excluded. Only one participant had received any previous psychological therapy. Given the small number of participants, a brief description of each is provided to allow an assessment of the representativeness of the sample. All names have been changed to ensure anonymity. Trevor was a divorced 36-year-old who had been sexually and physically abused by his father until the age of 14. His adolescence had been characterized by drug and alcohol abuse and an active involvement in gangs. Having married in his early twenties, he later discovered that his wife had been having an affair. He was

50 Amanda Wildgoose et al. subsequently imprisoned following a revengeful attempt to harm her lover. His in-patient admission for depressionand suicidal ideation occurred 6 months prior to treatment and he had been taking antidepressants since that time. In terms of DSM-IV criteria (American Psychiatric Association, 1994), his presenting dif culties were an unstable sense of self, self-harm (self-burning and cutting) and other impulsive behaviours, a history of unstable and intense relationships, affective instability, inappropriate anger, severe depression and suicidal ideation. This was Trevor s rst experience of psychological therapy. Paula was a divorced 46 year old with two adult children,one of whom was a heroin addict. Her parents were strict and emotionally unavailable and she had been sexually abused during her adolescence. Several admissions to psychiatric hospitals followed and Paula had been on prescribed medication for 20 years for both unipolar and bipolar depression. Her weight concerns led her to discontinue antidepressantmedication. At the time of her referral for CAT, she was not considered to be suffering from bipolar depression. Her presenting dif culties were frantic efforts to avoid real or imagined abandonment, a pattern of intense and unstable relationships, an unstable sense of self, recurrent self-harm (facial hitting) and suicidal ideation, affective instability, inappropriate and intense anger, severe depression and bulimia nervosa. Four years before the present referral, Paula had experienced 2 years of cognitive therapy for her depression. Samantha was a 30-year-old single mother with three children. She had suffered neglect from her mother and severe ridicule from her father who had scorned her developing sexuality. Samantha had abused drugs and alcohol since she was 14. She had suffered serious physical and emotional abuse from the father of her three children. At the time of her referral, she had attended a residential addiction programme and had been drugand alcohol-free for 6 months. Her presenting dif culties included a pattern of intense and unstable relationships, an unstable sense of self, promiscuity and other impulsive behaviours, recurrent suicidal ideation, inappropriate and intense anger, low self-esteem and parenting dif culties. This was Samantha s rst experience of psychological therapy. Calam was a 47-year-old who lived alone but was involved in an unstable relationship with an anorexic younger woman. As a child, he had experienced both physical and verbal abuse from his father and neglect from his mother. Following a period of sexual abuse during his adolescence, Calam experienced a number of psychiatric admissions for both depression and anorexia. His presenting dif culties were a pattern of intense and unstable relationships, an unstable sense of self, recurrent self-harm (overdoses) and suicidal ideation, affective instability, chronic feelings of emptiness and severe dissociative symptoms and anorexia. This was Calam s rst experience of psychological therapy. Zoe was a 38-year-old mother of two. Both of her parents were critical and emotionally distant and her father was also physically abusive. She had been sexually abused during her childhood and raped in her early adult life. She had a 10-year history of drug and alcohol abuse and had experienced several in-patient admissions for addiction. Her presenting dif culties were frantic attempts to avoid abandonment, a pattern of unstable and intense relationships, an unstable sense of self, impulsive behaviour, self-harm (overdosing) and suicidal ideation, affective instability and severe dissociative symptoms. This was Zoe s rst experience of psychological therapy. Measures Several psychometric measures were used; each of which had acceptable statistical properties. In each case, higher scores are associated with higher levels of psychopathology.the Millon Clinical Multiaxial Inventory- III (MCMI-II; Millon et al., 1994) was used to identify Axis II disorders. A cut-off point of 75 was used to determine the presence of BPD. The Personality Structure Questionnaire (PSQ; Pollock et al., in press) is an 8-item self-report questionnaire that measures the extent to which individuals experience themselves and others as integrated and continuous, or fragmented and discontinuous. The remaining measures included the Dissociation Questionnaire (DIS-Q; Vanderlinden, Van Dyck, Vandereycken, Vertommen, & Verkes, 1993); the Symptom Checklist-90-Revised (SCL-90-R; Derogatis, 1977), and the Inventory of Interpersonal Problems (IIP; Horowitz, Rosenberg, Baer, Ureno, & Villasenor, 1988).

CAT and fragmentation 51 Procedure All of the measures were administered before therapy, at termination and 9-month follow-up. Therapy was given in a NHS setting by three CAT-trained clinical psychologists, who were receiving weekly supervision with a CAT supervisor. Participants were offered 16 weekly sessions of CAT. The reformulationwas presented at the fourth session, and the SSSD was developed collaboratively during early stages of the therapy. Followup sessions were given at 1, 2, 3, 6 and 9 months, in keeping with Ryle s (1997) recommendations. All the participants attended over 80% of the sessions offered. Data analysis Jacobson, Follette, and Revenstorf s (1984) statistics were applied to each participant s scores to assess whether the changes achieved were clinically signi cant. Because non-patient norms were available for both the SCL-90-R (Derogatis, 1977) and the DIS-Q (Vanderlinden et al., 1993), the clinically signi cant cut-off point for these measures was determined by identifying the mid-point between the mean of the normal samples and that obtained from the current sample of BPD participants. Jacobson et al. s (1984) alternative criterion of two standard deviations below a dysfunctional population mean were used to determine the cutoff points for the PSQ and IIP scores. Jacobson et al. s (1984) reliable change statistics were also applied to each participant s SCL-90-R and DIS-Q scores to assess whether the change achieved was statisticallyreliable, using non-patient means and standard deviations. Severity of borderline personality disorder Results The main nding was that CAT produced positive reductions in the severity of BPD for all ve participants. The MCMI-III scores obtained for each participant at the pre-, postand follow-up stages are shown in Table 1. By termination, two of the ve participants (Samantha and Zoe) no longer met the criterion of caseness (cut-off score 75). Although Samantha s score increased at follow-up, all of the remaining participants scores were below the caseness cut-off 9 months after treatment according to DSM-IV criteria. Personality fragmentation and dissociation Jacobson et al. s (1984) tests showed that the PSQ scores of three of the ve participants (Trevor, Samantha and Calam) fell below the cut-off point for clinical signi cance (26.28) at termination (Table 1). Trevor and Samantha maintained their progress at follow-up and Zoe s score also declined to below the cut-off point. With respect to the DIS-Q scores, Jacobson et al. s (1984) tests showed that the scores of one participant (Samantha) fell below the cut-off point for clinical signi cance (2.21) at termination (Table 1). By followup, Samantha had maintained her progress and the DIS-Q scores of Trevor and Zoe also fell below the cut-off point for clinically signi cant change. Change between pre-test and termination and pre-test and follow-up was statistically reliable for Trevor, Samantha and Zoe. General symptomatology and interpersonal problems Jacobson et al. (1984) tests showed that the SCL-90-R score of one participant (Samantha) fell below the cut-off point for clinical signi cance (0.78) by termination

52 Amanda Wildgoose et al. Table 1. Individuals scores on the MCMI-III, PSQ, DIS-Q, SCL-90-R and IIP before and after CAT MCMI-III PSQ DIS-Q SCL 90R IIP Comparative normal Comparative normal sample mean 1.5 sample mean 0.31 Clinically (SD 0.4) (SD 0.31) signi cant change Clinically signi cant Clinically signi cant Clinically signi cant Caseness cut-off a 75 b 26.28 change b 2.21 change 0.78 change 2.11 Name Pre Post Post Pre Post F/up Pre Post F/up Pre Post F/u Pre Post F/up Trevor 94 88 71 a 39 24 b 22 b 3.03 2.32 1.41 b 2.93 1.39 0.02 b 2.54 1.7 b 0.06 b Paula 90 90 74 a 38 38 35 2.97 3.02 2.9 2.36 2.30 2.49 2.32 2.47 2.47 Sam 89 65 a 78 35 24 b 23 b 2.44 1.65 b 1.83 b 1.36 0.49 b 0.64 b 2.27 1.1 b 1.15 b Calam 81 88 61 a 29 26 b 32 3.35 4.0 4.17 2.34 2.86 3.52 2.25 2.91 2.83 Zoe 88 61 a 65 a 32 29 19 b 2.54 2.27 1.29 b 2.47 1.66 1.38 2.36 2.05 b 1.65 b Mean 88.40 78.40 69.80 34.6 28.6 26.2 2.87 2.65 2.32 2.29 1.74 1.61 2.35 2.05 1.74 (SD) 4.72 14.15 6.83 4.16 5.55 5.55 0.37 0.90 1.21 0.57 0.90 1.41 0.12 0.70 0.92 a Caseness cut-off (Millon et al., 1994). b Clinically signi cant change (Jacobsen et al., 1984). c The SCL-90-R mean score relates to the General Severity Index (GSI).

CAT and fragmentation (Table 1). She maintained her progress during the follow-up period and Trevor s SCL-90- R score also declined to below the cut-off point. Three of the ve participants (Trevor, Samantha and Zoe) showed statistically reliable change between pre-test and termination, and pre-test and follow-up. With respect to the IIP scores, Jacobson et al. s (1984) tests showed that three of the participants (Samantha, Trevor and Zoe) fell below the cut-off point for clinical signi cance (2.11) by termination. All of these participants maintained their progress during the 9-month follow-up period. Discussion The main nding of this series of single cases was that CAT appeared to produce positive reductions in the severity of BPD for all ve participants by follow-up. Given the relatively brief timespan of the therapies and the extreme severity of the participants disturbance, these ndings are encouraging. However, less consistent ndings were observed with respect to the participants comorbid features of BPD. By follow-up, two of the ve participants (Trevor and Sam) had made clinically signi cant changes across measures of personality fragmentation, dissociation, symptomatic distress and interpersonal adjustment, and another participant (Zoe) obtained clinically signi cant changes in levels of personality fragmentation dissociation and interpersonal adjustment. However, two participants (Paula and Calam) showed poor outcomes in this respect. One (who had failed to bene t previously from 2 years of cognitive therapy) appeared to be unaffected by the intervention, and the other participant showed a deterioration across all measures of comorbid disturbance at termination. The ending of a brief therapy is known to be a distressing experience for BPD patients because of their abandonment fears (McHenry, 1994). Thus the possibility of increased levels of borderline and comorbid disturbance at termination (as with Calam) must be acknowledged. The present study involved only 16 sessions, whereas Ryle and Golynkina s (2000) study with BPD participants involved 24-session CAT. Further research should assess systematically whether BPD patients are more likely to achieve a manageable experience of termination with longer therapies. Although the present study is clearly limited by its uncontrolled nature and small number of participants, a systematic patient series of this kind should reveal individual differences in relation to outcome. For example, two participants (Paula and Calam) showed reductions in their borderline pathology despite the fact that their levels of personality fragmentation and other comorbid disturbance remained high. This nding is contrary to Ryle s (1997) proposition that reductions in borderline severity are dependent on enhancing self-cohesion. More positively, the only two participants who achieved clinically signi cant gains across all ve measures (Trevor and Samantha) obtained signi cant changes in their overall levels of dissociation. Therefore, changes in dissociation per se may be more predictive of a positive outcome in comorbid disturbance than changes in personality fragmentation alone. Given the high levels of comorbidity observed in BPD (Gunderson, Zanarini, & Kisiel, 1991) and the likely role of dissociation as a mediator of such disturbances, equal attention should be paid to primary, secondary and tertiary dissociation (van der Hart et al., 1996). Self states sequential diagrams should provide full descriptions of different types of dissociation (dissociative procedures), including the internal (cognitive and 53

54 Amanda Wildgoose et al. affective) and external (environmental and interpersonal) context in which these occur, rather than restricting the focus to describing dissociated self states (tertiary dissociation). Moreover, the incorporation of speci c techniques for managing dissociation may enhance the effectiveness of CAT with this patient group. For example, the mindfulness component of DBT (Linehan, 1993) or the cognitive behavioural interventions described by Kennerley (1996) could be integrated within a CAT framework. In conclusion, although this study was limited in its scope, the results suggest that CAT may be an ef cient and relatively effective means of treating some highly fragmented, borderline patients. This study represents a rst attempt to assess systematically the impact of CAT on different aspects of dissociation, and suggests that more comprehensive research into this eld would be justi ed. References American Psychiatric Association (1994). Diagnostic and statistical manual of mental disorders 4th ed. (DSM-IV). Washington, DC: American Psychiatric Association. Becker-Lausen, E., Sanders, B., & Chinsky, J. M. (1995). Mediation of abusive Childhood experiences: Depression, dissociation and negative life outcomes. American Journal of Orthopsychiatry, 65, 560 573. Derogatis, L. R. (1977). SCL-90-R: administration, scoring and procedures manual II. Towson: Clinical Psychometric Research. Grif n, M. G., Resick, P. A., & Mechanic, M. B. (1997). Objective assessment of Peritraumatic dissociation: Psychophysiological indicators. American Journal of Psychiatry, 154, 1081 1088. Gunderson, J. G., Zanarini, M. C., & Kisiel, C. L. (1991). Borderline personality disorder: A review of the data on DMS-III-R descriptions. Journal of Personality Disorders, 5, 340 352. Herman, J. L., Perry, J. C., & van der Kolk, B. A. (1989). Childhood trauma in borderline personality disorrder. American Journal of Psychiatry, 146, 490 495. Horowitz, L. M., Rosenberg, S. E., Baer, B. A., Ureno, G., & Villasenor, V. S. (1988). Inventory of interpersonalproblems: Psychometric properties and clinical applications.journal of Consulting and Clinical Psychology, 56, 885 892. Jacobson, N. S., Follette, W. C., & Revenstorf, D. (1984). Psychotherapy outcome Research: Methods for reporting variability and evaluating clinical signi cance. Behaviour Therapy, 15, 336 340. Kennerley, H., (1996). Cognitive therapy of dissociative symptoms associated with trauma. British Journal of Clinical Psychology, 35, 325 340. Kernberg, O. F. (1984). Severe personality disorders: Psychotherapeutic strategies. Newhaven, CT: Yale University Press. Kohut, H. (1971). The Restoration of the self. New York: International Universities Press. Linehan, M. M. (1993). Cognitive-behavioural treatment for borderline personality disorder: The dialectics of effective treatment. New York: Guilford Press. McGlashen, T. H (1987). Borderline personalitydisorder and unipolar affective disorder. Long-term effects of comorbidity. Journal of Nervous and Mental Disease, 167, 467 473. McHenry, S. S. (1994). When the therapist needs therapy: Characterological countertransferenceissues and failures in the treatment of the borderline personality disorder. Psychotherapy, 31, 557 570. Millon, T., Millon, C., & Davis, R. (1994). Millon clinical multiaxial inventory-iii manual. Minneapolis, MN: National Computer Systems. Ogata, S. N., Silk, K. R., Goodrick, S., Lohr, N. E., Western, D., & Hilt, E. M. (1990). Childhood sexual and physical abuse in adults clients with borderline personality disorder. American Journal of Psychiatry, 147, 1008 1013. Padesky, C. A. (1994). Schema change processes in cognitive therapy. Clinical Psychology and Psychotherapy, 1, 267 278. Paris, J. (1993). Borderline personality disorder: etiology and treatment. Washington, DC: American Psychiatric Press. Pollock, P., Broadbent, M., Clarke, S., Dorrian, A., & Ryle, A. (in press). The personality structure

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