Chimeric An+gen Receptor (CAR) Modified T Cell Therapy: Mee#ng the Unmet Need in Follicular Lymphoma

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Chimeric An+gen Receptor (CAR) Modified T Cell Therapy: Mee#ng the Unmet Need in Follicular Lymphoma Stephen J. Schuster, M.D. Director, Lymphoma Program & Lymphoma Translational Research, Abramson Cancer Center Robert and Margarita Louis-Dreyfus Professor of CLL & Lymphoma Perelman School of Medicine, University of Pennsylvania

Disclosures of Stephen J. Schuster, MD Company name Research support Employee Consultant Stockholder Speakers bureau Advisory board Other Celgene X X X Steering Commi=ee Merck X X X Pharmacyclics X X X Steering Commi=ee NovarAs X X X Genentech X X X Sea=le GeneAcs X X X NorAc Nanovector X X AdapAve X Janssen X X X Bristol Meyers Squibb Kite Pharma X X ScienAfic Advisory Board

Non Hodgkin Lymphomas in the Real World One- and Five-Year Relative Survival (%), All Ages, 2004-2011 96.1 86.7 Haematological Malignancy Research Network (HMRN) http://info.cancerresearchuk.org/cancerstats/faqs/#how 30 Nov 2015

Follicular Lymphoma: Unmet Need 5 year survival lower in the early-pod group than reference group: 50% vs 90% (n=110; 19%) (n=420; 71%) Casulo et al. JCO doi:10.1200/jco.2014.59.7534 30 Nov 2015

Idelalisib in relapsed, rituximab- and alkyla+ng agentrefractory follicular lymphoma: PFS Median PFS 11.0 months (95% CI, 8.0 14.0) Salles G, et al Haematologica 2017;102(4).

CD19: An Ideal Target for B Cell Malignancy Normal B Cell Life Cycle and Related B Cell Malignancy Bone Marrow Lymph Node Germinal Center Pluripotent Stem Cell Lymphoid Stem Cell Pre-B Cell B Cell Activated B Cell Plasma Cell Antigen Expression: CD19 CD19 CD19 CD20 CD19 CD20 Precursor B Cell Acute Leukemias Non Hodgkin Myeloma & Hodgkin Lymphomas; Chronic Lymphocytic Leukemia

Chimeric Antigen Receptor for CD19 (CTL019) acd19 Extracellular domain - FMC63 mouse hybridoma derivative CD3 ζ Intracellular domain - Fusion protein

Redirecting the Specificity of T cells Gene transfer technology stably expresses CARs on T cells 1,2 CAR T cell therapy takes advantage of the cytotoxic potential of T cells, killing tumor cells in an antigendependent manner 1,3 Persistent CAR T cells consist of both effector (cytotoxic) and central memory T cells 3 T cells are non-cross resistant to chemotherapy Native TCR T cell CTL019 cell CD19 Dead tumor cell Tumor cell Anti-CD19 CAR construct 1. Milone MC, et al. Mol Ther. 2009;17:1453-1464. 2. Hollyman D, et al. J Immunother. 2009;32:169-180. 3. Kalos M, et al. Sci Transl Med. 2011;3:95ra73.!

Overview of CTL019 Therapy T cells transduced ex vivo with a lentivirus encoding anti-cd19 scfv linked to 4-1BB and CD3-ζ signaling domains Image courtesy of Novartis Pharmaceutical Corporation. All rights reserved.

CTL019 in Relapsed or Refractory CD19+ NHL Study Design: Hypothesis and Objectives Hypothesis: CAR modified T cells directed against CD19 (CTL019) will result in antitumor responses in patients with advanced CD19+ B-cell non-hodgkin lymphomas Primary Objectives: Determine overall response rate (ORR) at 3 months Determine response rate by lymphoma histology Secondary Objectives: Determine CTL019 cell manufacturing feasibility Determine safety of CTL019 cells in NHL subjects Evaluate best response and progression-free survival Determine in vivo expansion of CTL019 cells NCT02030834

CTL019 T Cells in Relapsed or Refractory CD19+ NHL: Study Design Enrollment started Feb 2014 Key eligibility criteria: FL Adult histologically proven CD19+ relapsed or refractory FL FL with 2 prior CIT regimens and PD <2 years after prior therapy Measurable disease ECOG PS 0 or 1 Single IV dose of CTL019 cells, 1-4 days after lymphodepletion chemotherapy Immunophenotypic, cytokine and molecular studies performed at prespecified times after T cell infusion Collection of PB and BM samples Primary Objectives: ORR at 3 months; determine response rate by lymphoma histology Initial tumor response assessed 3 months after infusion using IWG response criteria Secondary endpoints: Determine CTL019 cell manufacturing feasibility; safety; best response; PFS; in vivo expansion of CTL019 cells; effects on B cells and CD19 expression in vivo Schuster et al. ASH 2015. Abstract 183. - NCT02030834

Protocol Schema Apheresis Baseline immune assays Bridging therapy Maintain stable disease while CTL019 was manufactured Restaging CT scans Bone marrow Lymphodepleting therapy Physician s choice Decrease ALC End 1-4 days prior to CTL019 CTL019 Infusion, Monitoring and Response Assessments CTL019 infusion Month +3 response assessment = Clinical evaluation; immune/ctl019 assays Adverse event monitoring Day -1 Day 0 Month +1 Month +2 and Month +3 Q3 Month Follow-up for 2 years Long-term follow-up for 15 years

Patient allocation Patients enrolled (N = 51) FL (N = 15) CTL019 not infused (N = 1) (Progressive disease) Received 1.0 5.0 E+08 CTL019 (N = 14)

Results: High Risk Follicular Lymphoma FL: Patient Characteristics (n = 15 enrolled; n = 14 infused) Median age 62 years (range 43-72) Sex 7 (47%) men Median prior therapies 5 (range 2-10) Prior R-CHOP/R-EPOCH 13 (87%) Prior R/O-bendamustine 11 (73%) Prior idelalisib 4 (27%) Prior transplant % 4 (27%) Stage III IV (enrollment) 13 (87%) Increased LDH (enrollment) 10 (67%) > 1 extranodal site (enrollment) 4 (27%) Median ECOG PS (enrollment) 0 (range 0 1) Chong, et al. ASH 2016. Abstract 1100.

Results: High Risk Follicular Lymphoma FL: Lymphodepleting therapy (n = 14) (n) Regimen 6 bendamustine (90 mg/m 2 ) daily x 2 1 cyclophosphamide (200 mg/m 2 ) + fludarabine (20 mg/m 2 ) daily x 3 3 XRT (400 cgy) + cyclophosphamide (1 g/m 2 ) 1 cyclophosphamide (1 g/m 2 ) 1 cyclophosphamide (1.2 g/m 2 ) over 4 days 1 carboplatin + gemcitabine 1 modified EPOCH Chong, et al. ASH 2016. Abstract 1100.

Response Rates: Follicular Lymphoma FL: ORR at 3 Months 79% (N = 14) - CR: 7 - PR: 4 - PD: 3 FL: Best Response Rate 79% (N = 14) - CR: 10 - PR: 1 - PD: 3 3 patients with PRs by anatomic criteria at 3 months converted to CRs by 6 months 1 patient with PR at 3 months who remained in PR at 6 and 9 months had PD at 12 months Chong, et al. ASH 2016. Abstract 1100.

Follicular Lymphoma: 13413-19 15 Oct 2014 CTL019: 4 Nov 2014 3 Dec 2014

Results: Follicular Lymphoma FL: PFS (months) ID Total CTL019 Dose Peak %CD3+CAR19 + Peak Day 13413-04 13413-07 13413-11 13413-13 13413-15 13413-19 13413-24 13413-31 13413-32 13413-33 13413-34 13413-37 13413-38 13413-49 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 Chong, et al. ASH 2016. Abstract 1100. months 13413-04 3.76E+08 0.70% +7 13413-07 5.00E+08 3.00% +10 13413-11 5.00E+08 38.20% +7 13413-13 5.00E+08 3.20% +7 13413-15 5.00E+08 40.50% +7 13413-19 1.79E+08 1.00% +7 13413-24 5.00E+08 8.40% +10 13413-31 2.84E+08 3.50% +10 13413-32 1.95E+08 5.10% +10 13413-33 5.00E+08 23.60% +10 13413-34 3.62E+08 40.00% +14 13413-37 5.00E+08 41.90% +7 13413-38 5.00E+08 26.20% +7 13413-49 5.00E+08 12.90% +10 Ongoing PR Ongoing CR Days to progressive disease Deceased

FL Results: Progression-Free Survival N = 14 PFS: Median NR 65% Progression-free at median follow-up 14.5 months Chong, et al. ASH 2016. Abstract 1100.

FL Results: Response Duration N = 11 RD: Median NR 83% responding at median follow-up 14.5 months Chong, et al. ASH 2016. Abstract 1100.

FL Results: Time to Next Therapy CTL019: Median not reached (CI: 3.8 - NR) Antecedent therapy: 7.2 mo (CI: 4.4-13.8) p = 0.002 Chong, et al. ASH 2016. Abstract 1100.

FL Adverse Events of Interest at Least Possibly Related AE G1 G2 G3 G4 G5 Total AE G1 G2 G3 G4 G5 Total Cytokine release syndrome 4 1 1 6 Allergic reaction 1 1 Hypotension 1 1 1 3 Nausea 4 2 6 Pulmonary edema 1 1 2 Vomiting 1 1 Transaminitis 1 1 Fatigue 2 1 3 Hyperbilirubinemia 1 1 Arthralgias 2 1 3 Fever (non-crs) 3 3 Anemia 1 1 Headache 3 3 Neutropeni a 1 1 Confusion 2 2 Rash 1 1 Encephalitis 1 1 Pneumonia 1 1 Tremor 1 1 Chest pain 1 1 Chong, et al. ASH 2016. Abstract 1100.

Conclusions: CTL019 in Follicular Lymphoma CTL019 can achieve durable responses in patients with relapsed or refractory CD19+ follicular lymphomas All patients who achieved CR remain in CR CTL019 is superior to physician s choice antecedent therapy Chimeric antigen receptor modified T cells directed against CD19 (CTL019) were successfully manufactured for all patients with follicular lymphoma The toxicity of this therapeutic approach appears acceptable There were no deaths from cytokine release syndrome Further studies of CTL019 for treatment of follicular lymphoma are warranted Chong, et al. ASH 2016. Abstract 1100.

Study of Efficacy and Safety of CTL019 in Adult DLBCL Patients (JULIET) ClinicalTrials.gov Identifier: NCT02445248

Acknowledgements Lymphoma & CLL Programs Stephen J. Schuster (PI) David L. Porter, Jakub Svoboda, Sunita Dwivedy Nasta, Anthony R. Mato, Daniel J. Landsburg Translational Research Program Carl H. June, Bruce L. Levine, Saar Gill, Simon F. Lacey, Jan J. Melenhorst, Anne Chew, Katherine T. Marcucci Novartis Our patients and their families