Investigation of false-positive results by the QuantiFERON-TB Gold In-Tube assay

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JCM Accepts, published online ahead of print on 11 July 2012 J. Clin. Microbiol. doi:10.1128/jcm.00730-12 Copyright 2012, American Society for Microbiology. All Rights Reserved. 1 2 Investigation of false-positive results by the QuantiFERON-TB Gold In-Tube assay Madeline Slater 1, Julie Parsonnet 1, Niaz Banaei 1,2,3 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 Division of Infectious Diseases and Geographic Medicine, Department of 1 Medicine and 2 Pathology, Stanford University School of Medicine, Palo Alto, California; 3 Clinical Microbiology Laboratory, Stanford University Medical Center, Palo Alto, California Running Title: False-positive QuantiFERON-TB Gold In-Tube results Corresponding author: Niaz Banaei, M.D. 3375 Hillview Avenue, Room 1602 Palo Alto, CA, 94304, USA Phone: 650-736-8052, Fax: 650-725-5671 Abstract: We investigated a sudden increase in the rate of positive QuantiFERON-TB Gold In-Tube results from 10% to 31% at a US academic institution. Direct comparison of the TB Antigen tubes with tubes from a different lot number identified that a potential problem with the TB Antigen vials in a certain tube lot was the likely cause of the

23 24 elevated positive rate. The underlying defect remains unknown. This finding warrants refinement of quality control programs by the manufacturer and users. 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 Diagnosing latent tuberculosis infection (LTBI) relies on the host T cell response to M. tuberculosis (Mtb) antigens. Historically, the tuberculin skin test (TST) has been used, but more recently, in vitro Interferon-Gamma (IFN-γ) Release Assays (IGRAs) have become more widespread. IGRAs are based on measuring IFN-γ released from predominantly CD4 T cells upon stimulation with Mtb-specific antigens (1). The QuantiFERON-TB Gold In-Tube test (QFT-GIT; Cellestis Limited, Carnegie, Victoria, Australia) is an IGRA that is increasingly used for LTBI surveillance of health care employees in the United States. Blood is collected into 3 tubes specially designed for QFT-GIT that contain Mtb antigens (TB Antigen tube), mitogen (Mitogen tube), or neither TB antigen nor mitogen (Nil tube). After incubation, the IFN-γ concentration in plasma from the Nil tube (Nil), the TB Antigen tube (TB Ag), and the Mitogen tube (Mitogen) are determined by ELISA. The TB response is calculated by subtracting Nil from TB Ag (TB Ag-Nil). The threshold for a positive result is a TB Ag-Nil response of 0.35 IU/mL. The Stanford Hospital and Clinics clinical microbiology laboratory implemented the QFT-GIT in 2008. This assay is used to annually screen new employees and employees with prior negative tests for LTBI (>10,000 tests per year). Due to transient increases in the daily positive rate in the past, the laboratory implemented a surveillance

46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 program in 2010 for tracking daily positive rates. The baseline positive rate has consistently ranged from 5% to 15% (mean 9%). However, the proportion of positives significantly increased to an average of 31% (p<0.001, chi-squared test) during the period of November 10 th to 20 th, 2011 (Figure 1). Means of the Nil, TB Ag, Mitogen, and TB Ag-Nil values for the 10 day suspect period (N=370) were compared by the Student s t-test to means for the 10 day period preceding November 10 th, 2011 (presuspect period) (N=435) (Table 1). Age distribution was similar across the two periods (p=0.31, chi-squared test). The mean TB Ag-Nil values were 0.77 IU/mL and 0.23 IU/mL for the suspect and pre-suspect periods, respectively, and the mean TB Ag values were 0.87 IU/mL and 0.33 IU/mL, respectively. Both the TB Ag-Nil and the TB Ag values during the suspect period were significantly elevated compared to the pre-suspect period value, respectively (p<0.001). The mean Nil values were not significantly different between suspect and pre-suspect periods at 0.12 IU/mL and 0.1 IU/mL, respectively (p=0.99) (Table 1). The mean Mitogen value was significantly higher in the pre-suspect period compared to the suspect period with values of 9.2 IU/mL and 8.69 IU/mL respectively (p<0.001). Given the negative impact of false positive results for occupational health and infection control departments, an investigation was initiated to identify the cause of the significant rise in positive rate. The fact that 92% (107/116) of the health care workers with positive results during the suspect period had no prior history of positive test results or TB exposure between their last QFT-GIT result and the current test suggested that their current result was a false positive. Therefore, all aspects of the assay were examined,

69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 including pre-analytic, analytic, and manufacturer-related defects, to determine the potential cause of false positives. There was no change in the patient populations tested. Pre-analytic evaluation of the phlebotomy procedure, incubation of blood, and harvesting of plasma was conducted during a visit by the manufacturer s technical manager. There was slight deviation from the updated manufacturer s recommended blood collection protocol (2) of a flick of the wrist motion rather than inversion of the sample during mixing. However, this collection method had been in place for months prior to the detection of the sudden increase in positive rate. The IFN-γ ELISA procedure was also examined by the manufacturer. Since only the TB Ag and not the Nil or the Mitogen values were positively affected, the ELISA seemed an unlikely source of error. However, 26 positive patient plasma samples were retested by the manufacturer s technical staff using the existing software/hardware setup and reagents in use in the laboratory. All positive results were reproduced when stored plasma was retested with the exception of two samples: one was borderline negative with a TB Ag- Nil value of 0.33 IU/mL, and the other had a pipetting error due to instrument failure, which occurred during substrate addition. The fact that essentially all of the results were reproducible confirmed that the laboratory processes or the instrumentation were not the source of the problem. We then investigated manufacturer-related defects. We discovered that all of the TB Ag tubes giving false results were from a single lot number (A11040IT) that had been introduced around the time of the sharp increase in positive test results. We therefore considered the possibility that a manufacturing-related defect could have caused the

92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 sudden elevation in the positive test rate, and switched to a new TB Ag tube lot number (A11030U2) on November 21, 2011. In the 10-day period following the TB Ag tube replacement, the proportion of positives dropped from 31% to 7% (N=705) (Figure 1). The mean TB Ag values declined from 0.87 IU/mL to 0.26 IU/mL (p<0.001), while the Nil value changed from 0.12 IU/mL to 0.16 IU/mL (p=0.23). The mean TB Ag-Nil values were significantly different at 0.77 IU/mL and 0.1 IU/mL for the suspect and postsuspect periods, respectively (p<0.001). To provide direct evidence of the TB Ag tubes being the source of the problem, 463 employees presenting to Occupational Health for annual LTBI screening with QFT-GIT underwent paired testing with the suspect TB Ag tubes (Lot A11040IT) and a new lot of TB Ag tubes (Lot A11030U2). Results clearly demonstrated a significant difference in the positive rate between the suspect lot (31%) and the new lot (5%) (p<0.001, McNemar s test) (Figure 2). The mean TB Ag-Nil values were significantly higher in the suspect lot (0.58 IU/mL) compared to the new lot (0.06 IU/mL; p<0.001). While 32% of subjects (N=46) had a borderline positive result (TB Ag- Nil 0.35 but <0.7 IU/mL) with the suspect TB Antigen tube, 53% (N=77) had a robust response (TB Ag-Nil >1 IU/mL) (Figure 2). Additionally, in a subset of the employees (N=81) who underwent retesting after the initial false positive results during the suspect period, 91% tested negative with the new lot of TB Ag tubes. Extensive efforts were undertaken by the laboratory in collaboration with the manufacturer to discover and remove the underlying cause. The manufacturer conducted an investigation of the tubes from the suspect lot number. No deviations had occurred during manufacturing of tubes and endotoxin contamination was ruled out.

115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 Their final conclusion was that the root cause of the discrepant results that we observed was not discovered. We also excluded contamination of TB Ag tubes with live culturable organisms. The FDA was contacted with our findings through our communication with the CDC. The underlying mechanism of increased false positive results remains unclear at this point. The elevated QFT-GIT percent positive rate described in this report caused a resource burden on the Occupational Health Clinic and an emotional impact on the employees. The sequelae of the false positive results highlights the need for more rigorous quality control measures by the manufacturer to guarantee batch-to-batch consistency. This could be accomplished by parallel testing of new lots with old lots in adequate numbers of subjects with and without LTBI to ensure proper results. In addition to the manufacturer s quality control program, we recommend that each clinical laboratory institute a surveillance system to monitor and detect sudden changes in daily or weekly positive and indeterminate rates. The surveillance system at our institution was implemented in 2010 in response to a 3-day interval of elevated daily QFT-GIT positivity rate (from 10% to 42%) that resolved spontaneously without any intervention. Similar spikes with spontaneous resolutions have since been observed. Although the causes of these spikes were not investigated, we now question whether these events and the current episode are related. The positive rates over the 2 months prior to the described episode were analyzed and we recommend a daily positive rate greater than 2 standard deviations above the mean lasting longer than 3 days as the threshold prompting investigation. We validated this recommendation with two years of QFT-GIT

138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 surveillance data. Another benefit of a surveillance system is to monitor the indeterminate rate, although it was not affected in the current episode. The Veterans Affairs Palo Alto Health Care System recently reported a sharp increase in the indeterminate rate of their QFT-GIT results caused by a faulty lot of Mitogen tubes (3). An ensuing investigation traced the transportation route of the tubes through the Panama Canal, possibly resulting in heat damage of the Mitogen peptides and altering results. This investigation highlighted the need for temperature-controlled transport of QFT-GIT tubes, which led to implementation of refrigerated transportation of tubes by the manufacturer. In summary, we identified that a problem with the TB antigen vials in a certain lot was the likely cause of the elevated false positive rate. This finding underscores the need for more rigorous quality control measures by the manufacturer and implementation of surveillance programs by the clinical laboratories. Acknowledgement We thank Mary Spangler and Tracy Chang, the staff at Stanford University Hospital Occupational Health Clinic and the Microbiology Laboratory technologists for their diligence conducting the investigation.

161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 References 1. Pai M, Dheda K, Cunningham J, Scano F, O'Brien R. T-cell assays for the diagnosis of latent tuberculosis infection: moving the research agenda forward. Lancet Infect Dis 2007;7:428-38. 2. Cellestis. 2011. QuantiFERON-TB Gold package insert. Cellestis Limited, Carnegie, Victoria, Australia. 3. Pirrotta V, Guerrera L, Cheung G, Thanassi W. Variability in QuantiFeron Gold In- Tube Mitogen Tube Performance Necessitating Quality Control Improvement, 2011. Abstr 49 th Annual Infectious Diseases Society of America Meeting. Figure Legend Figure 1. The QFT-GIT surveillance graph showing daily positive rates. The histogram displays the proportion of total QFT-GIT tests that were positive on each day during the month of November in 2011. The arrows indicate the date that the increase in positive test rates was noted and the date that TB Antigen tube Lot A11040IT was switched to a new lot (A11030U2). Figure 2. Within subject comparison of QFT-GIT results with the suspect lot and a new lot of TB Ag tubes. The dot plot displays the TB Antigen minus Nil (TB Ag-Nil) values in IU/mL of the QFT-GIT performed with paired blood samples from 463 subjects using the suspect lot (A11040IT) and a new lot (A11030U2) of TB Ag tubes. The cutoff for positive results is marked with a dashed line. Each symbol represents one subject.

183 184 The mean was significantly higher in the suspect lot (0.58 IU/mL) compared to the new lot (0.06 IU/mL) by the paired t-test. 185 186

Tables Table 1. QFT-GIT results for the period preceding, during, and following the increase in daily positive rate. Pre-Suspect Suspect Post-Suspect P Value Period* Period Period (Pre, Post) (Lot A11040IT) (Lot A11030U2) No. of tests 435 370 705 Mean Nil (IU/mL) 0.1 0.12 0.16 0.99, 0.23 Mean TB Ag (IU/mL) 0.33 0.87 0.26 <0.001, <0.001 Mean Mitogen (IU/mL) 9.2 8.69 7.9 <0.001, <0.001 Mean TB Ag-Nil (IU/mL) 0.23 0.77 0.1 <0.001, <0.001 % Positive Results 11% 31% 6.8% <0.001, <0.001 *Lot number for the Pre-Suspect period was not recorded P values are for comparison of results from Suspect Lot to Pre- and Post-Suspect Lots using the student s t-test. Abbreviations: TB Ag, Tuberculosis Antigen; TB Ag-Nil, Tuberculosis Antigen minus Nil