Non-Small Cell Lung Carcinoma - Myers

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Role of Routine Histology and Special Testing in Managing Patients with Non- Small Cell Lung Carcinoma Jeffrey L. Myers, M.D. A. James French Professor Director, Anatomic Pathology & MLabs University of Michigan, Ann Arbor, MI myerjeff@umich.edu Role of Pathology in Managing Patients with NSCLC apply the results of lung biopsies to triaging patients with advanced stage nonsmall cell lung carcinoma to appropriate treatment strategies, apply the results of special studies to classification of nonsmall lung carcinomas, and integrate the results of molecular testing to managing patients with adenocarcinoma of the lung. Classification of Lung Carcinoma Important Clinical Inflection Points squamous cell carcinoma adenocarcinoma large cell carcinoma small cell carcinoma non-small cell carcinoma squamous cell carcinoma adenocarcinoma large cell carcinoma small cell carcinoma

Classification of Lung Carcinoma Important Clinical Inflection Points squamous cell carcinoma adenocarcinoma large cell carcinoma non-small cell carcinoma squamous cell carcinoma adenocarcinoma large cell carcinoma small cell carcinoma Historically, histologic subtype has not reliably been shown to have prognostic importance in advanced NSLC. Hirsch et al. J Thorac Oncol 2008; 3: 1468 Squamous Cell Carcinoma General Features cigarette smoking 25% of incident cases men > women (~ 3:1) central > peripheral Squamous Cell Carcinoma Definition malignant epithelial tumor showing, keratinization &/or intercellular bridges

Classification of Lung Carcinoma Important Clinical Inflection Points squamous cell carcinoma non-small cell carcinoma squamous cell carcinoma adenocarcinoma large cell carcinoma adenocarcinoma Adenocarcinoma Definition malignant epithelial tumor with, glandular differentiation and/or mucin production... showing acinar, or solid with mucin growth patterns Adenocarcinomas with a mixture of histologic patterns are the most frequent subtype, representing 90% of resected adenocarcinomas. bronchioloalveolar, papillary,

Travis et al. J Thorac Oncol 2011; 6: 244-85 Lung Adenocarcinoma IASLC/ATS/ERS Consensus Classification Preinvasive lesions atypical adenomatous hyperplasia adenocarcinoma in situ, non-mucinous and/or mucinous Minimally invasive adenocarcinoma, non-mucinous and/or mucinous Invasive adenocarcinoma lepidic predominant acinar predominant papillary predominant micropapillary predominant solid predominant BAC Travis et al. J Thorac Oncol 2011; 6: 244-85 Bronchioloalveolar Carcinoma 1999/2004 WHO Definition Growth of neoplastic cells along pre-existing alveolar structures without evidence of stromal, vascular, or pleural invasion. Non-mucinous, mucinous, and mixed cell subtypes are recognized

Bronchioloalveolar Carcinoma 2004 WHO Definition non-mucinous subtype A non-mucinous adenocarcinoma with Clara cells and/or type II pneumocytes growing along alveolar walls without stromal invasion.

Bronchioloalveolar Carcinoma 2004 WHO Definition non-mucinous subtype A non-mucinous adenocarcinoma with Clara cells and/or type II pneumocytes growing along alveolar walls without stromal invasion. mucinous subtype tall columnar cells, with varying amounts of cytoplasmic mucin, which typically displace the nucleus to the base of the cell, growing along alveolar walls and without stromal invasion.

BRONCHIOLOALVEOLAR CARCINOMA Mucinous Subtype Lung Adenocarcinoma IASLC/ATS/ERS Consensus Classification Pathology Recommendation 1 We recommend discontinuing the use of the term BAC. Strong recommendation, low-quality evidence. Travis et al. J Thorac Oncol 2011; 6: 244-85

Lung Adenocarcinoma IASLC/ATS/ERS Consensus Classification Pathology Recommendation 2 For small ( 3 cm), solitary adenocarcinomas with pure lepidic growth, we recommend the term Adenocarcinoma in situ that defines patients who should have 100% diseasespecific survival if the lesion is completely resected (strong recommendation, moderate quality evidence). Travis et al. J Thorac Oncol 2011; 6: 244-85 Significance of Invasion in Small (< 2.0 cms) Adenocarcinomas of the Lung Sakurai et al. Am J Surg Pathol 2004; 28: 198-206 Grade 0 pure BAC growth pattern Grade 1 stromal invasion in area of BAC growth Significance of Invasion in Small (< 2.0 cms) Adenocarcinomas of the Lung Sakurai et al. Am J Surg Pathol 2004; 28: 198-206 Grade 2 invasion localized to periphery of fibrotic focus Grade 3 invasion in center of fibrotic focus

Significance of Invasion in Small (< 2.0 cms) Adenocarcinomas of the Lung Sakurai et al. Am J Surg Pathol 2004; 28: 198-206 Histologic Prognostic Indicators in Early Stage Adenocarcinoma of the Lung Yim et al. Mod Pathol 2007; 20: 233-41 n = 141 consecutive surgical resections with curative intent AJCC stage I and II BAC invasive adca Group I 100% none Group II present 5 mm Group III present > 5mm Group IV none 100% Histologic Prognostic Indicators in Early Stage Adenocarcinoma of the Lung Yim et al. Mod Pathol 2007; 20: 233-41 no deaths in Groups I & II Dead of Disease Group I (8) 0 Group II (21) 0 Group III (46) 9 (20%) Group IV (66) 12 (18%)

Invasive Size Predicts Survival in Pulmonary Adenocarcinoma Borczuk A et al. Am J Surg Pathol 2009; 33:462-469. among lung adenocarcinomas, histologic assessment of invasive growth may provide valuable prognostic information, and tumors with invasion < 6 mm have a more indolent course after resection. The presence of a small ( 5 mm) focus of invasive carcinoma does not change the survival advantage in low stage ( 3 cm) BAC. ( minimally invasive adca ) Lung Adenocarcinoma IASLC/ATS/ERS Consensus Classification Pathology Recommendation 3 For small ( 3 cm), solitary adenocarcinomas with predominant lepidic growth and small foci of invasion measuring 0.5 cm, we recommend a new concept of Minimally invasive adenocarcinoma to define patients who should have near 100% disease-specific survival if completely resected (strong recommendation, low quality evidence). Travis et al. J Thorac Oncol 2011; 6: 244-85

Bronchioloalveolar Carcinoma (BAC) Invasion? distinction between sclerosing BAC and early invasive adenocarcinoma may be difficult. 2004 WHO Test Case (N = 1) How would you diagnose (be specific) this 0.8 cm solitary nodule? Would you classify this as in-situ, minimally invasive, or invasive?

No of Reviewers LUNG CARCINOMA SURVEY (N = 1) Results (15 respondents) invasive AIS MIA adeno 3 3 9 Differential diagnosis - adenocarcinoma in situ (nonmucinous) (previous term was BAC). However, it looks less bland than I would like and the cells are crowded... I think I can see some micropapillary areas, (which don t exclude AIS), but would ask a trusted colleagues opinion. Assessing Invasion in Adenocarcinomas Rates of Agreement Among Experts Photomicrographs 2 per case typical invasion (n = 20) no invasion (n = 24) problem cases (n = 24) Scored by 28 international experts (including authors of 2012 IASLC/ATS/ERS classification) 1 definite invasion 2 probably invasion 3 undetermined 4 probable no invasion 5 no invasion Thunnissen et al. Mod Pathol 2012; 25: 1574. Assessing Invasion in Adenocarcinomas Rates of Agreement Among Experts 1-invasion 2-probable invasion 3-indeterminate 30 4-prob no invasion 5-no invasion 25 20 15 15 (23%) equivocal (ie, 9 invasive & non-invasive) 10 5 0 Kappa Statistics # of Categories 5 3 80 Easy 0.55 0.55 0 10 20 30 40 50 60 70 Case # Hard 0.08 0.15 Thunnissen et al. Mod Pathol 2012; 25: 1574.

The presence of a small ( 5 mm) focus of invasive carcinoma does not change the survival advantage in low stage ( 3 cm) BAC...... but it can be really hard for even expert reviewers to agree on presence or absence much less the size of invasion! Canadian Consensus Recommendations on Use of Biomarkers in Treatment of NSCLC Ellis et al. J Thorac Oncol 2011; 6: 1379-91 There is strong evidence that histologic subtype is predictive of treatment efficacy and/or toxicity.

poorly differentiated NSCLC Pathology Recommendation 9 For small biopsies and cytology, we recommend that NSCLC be further classified into a more specific histologic type, such as adenocarcinoma or squamous cell carcinoma, whenever possible (strong recommendation, moderate quality evidence). Travis et al. J Thorac Oncol 2011; 6: 244-85 SqCC vs Adca on Small Specimens A Practical Approach for 2014 SCLC SqCC routinely stained slides Adca PD NSCLC Squamous vs Non-Squamous Cell Carcinomas Role of Special Studies Percent Positive Staining SqCC Adca CK5/6 73% 30% p63 92-100% 18-66% TTF-1 4-8% 65-92%

SqCC vs Adca on Small Specimens A Practical Approach for 2014 SCLC SqCC routinely stained slides Adca PD NSCLC CK5/6 P63/p40 TTF1 SqCC vs Adca on Small Specimens A Practical Approach for 2014 SCLC routinely stained slides SqCC Adca PD NSCLC CK5/6 + P63 + TTF1 CK5/6 P63 TTF1 + SqCC Adca poorly diff adenocarcinoma CK5/6 p63 TTF-1

poorly diff adenocarcinoma CK5/6 napsin TTF-1 34βE12 CK5/6 napsin TTF-1 SqCC vs Adca on Small Specimens A Practical Approach for 2014 SCLC routinely stained slides SqCC Adca PD NSCLC CK5/6 + P63 + TTF1 CK5/6 P63 ± TTF1 + SqCC Adca IHC ambiguous PD NSCLC

Lung Adenocarcinoma IASLC/ATS/ERS Consensus Classification It is unknown whether there is any added value provided by refining NSCLC-NOS via immunohistochemistry on small biopsies or cytology samples. This requires assessment in future trials using systemic therapy. Travis et al. J Thorac Oncol 2011; 6: 244-85 JNCI 2005; 97: 643 Science 2004; 304: 1497 PNAS 2004; 101: 13306 Lung Adenocarcinoma Frequency of Mutations For Targeted Therapy Wild Type 41% PIK3CA 2% HER2 4% BRAF 5% EGFR 16% ALK 5% KRAS 24% 419 patients (1JUL09 1AUG10) mean age 61 (24-95) never smokers 23% adenoca 87% adenosq ca 3% sq cell ca 2% LCC 1% NSCLC, NOS 33% Cardarella (Dana Farber). J Thorac Oncol 2012; 7: 1767.

Biomarker Guidelines College of American Pathologists (CAP)-International Association for the Study of Lung Cancer (IASLC)-Association for Molecular Pathology (AMP) Lung Cancer Biomarkers Guideline Committee Patient s lung cancer should be tested for EGFR mutation/alk fusion gene before targeted therapy is given Lindeman et al. Arch Pathol Lab Med 2013; 137: 828-60 EGFR Mutation Testing CAP-IASLC-AMP Lung Cancer Biomarkers Guideline Committee mutation analysis recommended for EGFR FISH and traditional IHC not recommended IHC using antibodies to specific EGFR mutations under investigation Lindeman et al. Arch Pathol Lab Med 2013; 137: 828-60 EML4-ALK inv(2)(p21p23) Multiple EML4 Fusion Partners Schematic diagram of EML4 and ALK genes, as well as representative fusion variants (listed by EML4 exon breakpoints). Multiple breakpoints within a given exon have been reported, for instance exons 2a and 2b, and 6a and 6b (14,15). Kwak et al. N Engl J Med 2010; 363: 1693 Encoded EML4 domains CC=coiled coil HELP=hydrophobic echinoderm microtubuleassociated protein-like domain WD= WD repeats Encoded ALK domains TM=transmembrane Kinase=intracellular tyrosine kinase Exon 20 breakpoint (dashed line).

EML4-ALK Positive Adenocarcinoma Younger, Never Smokers Consecutive Surgical Resection Referred to Oncology* BWH (116) UP (111) MGH (131) ALK rearranged (%) 1 (0.9%) 0 19 (14.5%) p value Women (%) 63% 57% 64% 0.5 Age (median) 67 70 63 0.002 Never smoker (%) 12% 17% 40% <0.0001 Rodig et al. Clin Cancer Res 2009; 15: 5216 EML4-ALK Positive Adenocarcinoma Higher stage? 90% 60% ALK-POS ALK-NEG 85% 30% 52% 58% 43% 0% 20% 15% LN NEG (%) Stage I - II Stage III - IV Rodig et al. Clin Cancer Res 2009; 15: 5216 59-year-old woman, never smoker progressive shortness of breath and cough x 5 months 10 lb weight loss bilateral crackles on auscultation hypoxemic on room air (89%); worse with exercise (82%) Chest CT: miliary bilateral nodules, right middle lobe and left lower lobe consolidation, right lower lobe infiltrate, and bilateral septal thickening

CK7, TTF-1 positive TBBx: Well differentiated adenocarcinoma with predominantly bronchioloalveolar growth pattern. 10/26/2011 erlotinib ALK Rearrangement Testing by FISH at UM Vysis ALK Break Apart FISH Probe Kit (FDA-approved) ALK Translocation Breakpoints Telomere ALK gene Centromere Red Probe Green Probe Negative ALK Rearrangement Split Probes

ALK Rearrangement Positive ALK Testing CAP-IASLC-AMP Lung Cancer Biomarkers Guideline Committee Best assessed by molecular cytogenetic techniques such as FISH Due to many variants and other translocations, PCR is not recommended ALK immunohistochemistry, if carefully validated, may be considered as a screening methodology to select specimens for ALK FISH testing Lindeman et al. Arch Pathol Lab Med 2013; 137: 828-60 ALK Testing Immunohistochemistry as Screening Tool IHC Negative 0 ALK NEGATIVE Equivocal 1+ or 2+ FISH Positive 3+ ALK POSITIVE Weickhardt et al. Cancer 2013; 119: 1467-77,

11/10/2011 crizotinib 11/17/2011 off O2 10/26/2011 erlotinib 11/12/2011 O2 95% 12/02/2011 asymptomatic 11/01/2011 ALK+ 1/25/2012 near complete interval resolution of innumerable tiny nodules... EML4-ALK Positive NSCLC Crizotinib Resistance two secondary mutations within the kinase domain of EML4-ALK in tumor cells isolated from a patient during the relapse phase of treatment with [crizotinib]. Each mutation developed independently in subclones of the tumor and conferred marked resistance to two different ALK inhibitors. Choi et al. N Engl J Med 2010; 363: 1734 Squamous Cell Carcinoma Targeted Therapy? We identified a potential therapeutic target in most tumors we are sort of where we were four or five years ago with adenocarcinoma. Dr. Bruce Evan Johnson, Dana-Farber

Role of Pathology in Managing Patients with NSCLC apply the results of lung biopsies to triaging patients with advanced stage nonsmall cell lung carcinoma to appropriate treatment strategies, apply the results of special studies to classification of nonsmall lung carcinomas, and integrate the results of molecular testing to managing patients with adenocarcinoma of the lung. www.pulmpathrev.typepad.com