Health Status after Transcatheter Mitral- Valve Repair in Patients with Heart Failure and Secondary Mitral Regurgitation: Results from the COAPT Trial

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Health Status after Transcatheter Mitral- Valve Repair in Patients with Heart Failure and Secondary Mitral Regurgitation: Results from the COAPT Trial Suzanne V. Arnold, MD, MHA Saint Luke s Mid America Heart Institute/UMKC Kansas City, Missouri, USA On behalf of the COAPT Investigators COAPT (NCT01626079) is funded by Abbott

Disclosures The COAPT trial was sponsored by Abbott and designed collaboratively by the principal investigators and the sponsor. The health status analysis was conducted independently at Saint Luke s Mid America Heart Institute (Kansas City, Missouri). I have no disclosures other than support from a Career Development Grant Award (K23 HL116799) from the NIH/NHLBI.

Background The 2 major goals in treating heart failure are to prolong survival and to improve health status (i.e., patients symptoms, functional limitations, and quality of life) Recently, the COAPT trial demonstrated that treatment of patients with symptomatic heart failure and secondary (functional) MR with transcatheter mitral valve repair (TMVr) using MitraClip resulted in improved survival and fewer heart failure hospitalizations To fully define the benefits of TMVr, it is important to understand its impact on health status as well

Objectives 1. To compare the early and late health status outcomes of TMVr versus standard care 2. To examine whether the health status benefit of TMVr differs according to patient factors 3. To explore the impact of differences in mortality on the health status benefits of TMVr

Study Design Multicenter, open-label RCT in patients with heart failure and 3+ or 4+ secondary MR who remained symptomatic despite maximallytolerated GDMT Enrollment between December 2012 and June 2017 at 78 sites in the US and Canada Follow-up through 2 years, with a minimum of 1 year of follow-up in all patients Crossover not permitted before 2 years

Study Measures Patient-reported health status assessed at baseline and 1, 6, 12, and 24 months Kansas City Cardiomyopathy Questionnaire Scores 0-100; higher=better; MCID=5 points SF-36 Physical and Mental Summary Scores Higher=better; population mean 50 SD 10; MCID=2.5 points Primary outcome: KCCQ-overall summary score (KCCQ-OS) over 24 months

Statistical Analysis Health status over 24 months compared between groups using piecewise linear regression Differs from the NEJM analysis in which patients who died of HF had their KCCQ score imputed to the worst observed value Subgroups explored with interaction terms Age, sex, COPD, cause of cardiomyopathy (ischemic vs. nonischemic), LV end diastolic volume index, effective regurgitant orifice (ERO), walk speed, ADL dependency Categorical analyses performed in order to integrate survival and health status Sensitivity analysis jointly modeled health status and survival using a Bayesian approach Stone GW et al. N Engl J Med. 2018;379(24):2307-2318.

Patient Characteristics TMVr (n=302) Standard Care (n=309) Age, years 71.7 ± 11.8 72.7 ± 10.6 Male 66.6% 61.8% Ejection fraction, % 31.3 ± 9.1 31.2 ± 9.6 Diabetes mellitus 35.1% 39.5% Creatinine, mg/dl 1.8 ± 1.2 1.8 ± 1.4 Atrial fibrillation 55.6% 50.8% Chronic lung disease 23.5% 23.0% Ischemic cardiomyopathy 60.9% 60.6%

KCCQ Baseline Health Status TMVr (n=302) Standard Care (n=309) Overall Summary 53.2 ± 22.8 51.6 ± 23.3 Physical Limitations 58.3 ± 24.5 55.7 ± 26.0 Symptoms 60.3 ± 24.9 58.9 ± 24.7 Quality of Life 45.2 ± 25.6 44.7 ± 25.8 Social Limitation 49.5 ± 29.2 46.8 ± 30.4 SF-36 Physical Summary 33.0 ± 9.0 32.6 ± 10.0 Mental Summary 46.7 ± 12.7 45.4 ± 13.0

KCCQ-OS score Primary Outcome: KCCQ-OS 100 80 60 Standard Care 40 20 0 0 6 12 18 24 Months

KCCQ-OS score Primary Outcome: KCCQ-OS 100 MCID=5 points 80 Δ 15.9 Δ 15.3 Δ 14.5 Δ 12.8 p<0.001 p<0.001 p<0.001 p<0.001 TMVr 60 40 Standard Care 20 0 0 6 12 18 24 Months

Total Symptoms Social Limitations Physical Limitations Quality of Life KCCQ Domains 100 80 Physical Limitations TMVr 100 80 Quality of Life TMVr 60 40 Std Care 60 40 Std Care 20 0 100 80 60 40 p<0.001 at all timepoints 0 6 12 18 24 Months Total Symptoms TMVr Std Care 20 p<0.001 at all timepoints 0 0 6 12 18 24 Months 100 80 60 40 Social Limitations TMVr Std Care 20 0 p<0.01 at all timepoints 0 6 12 18 24 Months 20 0 p<0.001 at all timepoints 0 6 12 18 24 Months

SF-36 Physical Summary 60 SF-36 Physical Summary MCID=2.5 points 50 40 Δ 5.3 Δ 4.9 Δ 4.5 Δ 3.6 p<0.001 p<0.001 p<0.001 p=0.001 TMVr 30 Standard Care 20 0 6 12 18 24 Months

SF-36 Mental Summary 60 SF-36 Mental Summary MCID=2.5 points 50 TMVr 40 Δ 5.2 Δ 4.9 Δ 4.4 Standard Care Δ 3.6 p<0.001 p<0.001 p<0.001 p=0.011 30 20 0 6 12 18 24 Months

Subgroup Analyses

Mortality (%) Challenges in Health Status Assessment Impact of Differential Mortality Health status can only be assessed in survivors, but those with worse health status are more likely to die 100% 80% 60% 40% 20% Standard Care TMVr 46.1% 29.1% 0% 0 6 12 18 24 Months

Challenges in Health Status Assessment Impact of Differential Mortality Strategies to address this challenge: Categorical analyses that integrate survival and health status Jointly modeling health status and mortality, which allows us to understand the expected health status benefit of TMVr assuming the patient survives

Categorical Outcomes at 24 Months 80% TMVr Standard Care 60% NNT 5.1 NNT 5.7 NNT 4.8 40% 36% p<0.001 p<0.001 p<0.001 42% 29% 20% 17% 12% 21% 0% Alive with a moderate improvement ΔKCCQ-OS 10 points Alive with a large improvement ΔKCCQ-OS 20 points Alive and well KCCQ-OS 60 points and ΔKCCQ-OS -10 points

KCCQ-OS Score Joint Model Results: KCCQ-OS 100 Primary Analysis MCID=5 points 80 TMVr 60 Standard Care 40 20 0 0 6 12 18 24 Months

KCCQ-OS Score Joint Model Results: KCCQ-OS 100 Bayesian Analysis MCID=5 points 80 TMVr 60 Standard Care 40 20 Δ 18.5 Δ 18.6 Δ 18.7 (14.3, 22.7) (14.6, 22.6) (14.1, 23.3) Δ 18.9 (11.4, 26.0) 0 0 6 12 18 24 Months

Limitations Non-blinded study/possibility of placebo effect Durability of the health status results beyond 24 months is unknown The health status results may not be generalizable beyond the strict inclusion/ exclusion criteria of the COAPT trial and outside of experienced centers and operators

Summary In patients with heart failure and 3+ or 4+ secondary MR, TMVr with MitraClip provided substantial benefits in terms of symptoms, functional status, and quality of life The difference in health status between groups was moderately large, fully evident by 1 month, and generally sustained through 24 months The health status benefit of TMVr was also consistent across most key subgroups

Conclusion Considering the previously reported benefits of TMVr on survival and heart failure hospitalization, these health status results further support the use of MitraClip for patients with heart failure and 3+ or 4+ secondary MR who remain symptomatic despite maximally-tolerated GDMT

HETA/Outcomes group at MAHI: David Cohen, Khaja Chinnakondepalli, Kaijun Wang, Elizabeth Magnuson, Suzanne Baron, John Spertus COAPT PIs and investigators: William Abraham, JoAnn Lindenfeld, Michael Mack, Gregg Stone, Saibal Kar, D. Scott Lim, Jacob Mishell, and others Abbott team: Julie Prillinger, Scott Goates COAPT patients Acknowledgments

Back-up slides

KCCQ-OS Health Status in COAPT in Perspective 100 80 12-month mortality 18.9% 23.0% 30.7% 60 40 20 0 1 month Δ 16.9 Δ 24.8 Δ 24.8 0 6 12 Months 12 months Δ 17.0 Δ 29.1 Δ 31.8

SF-36 Physical Summary 60 MCID=2.5 points SF-36 Physical Summary Bayesian Analysis Results 50 Δ 5.5 Δ 5.2 Δ 4.9 Δ 4.2 (3.9, 7.1) (3.8, 6.7) (3.3, 6.5) (1.8, 6.5) 40 TMVr 30 Standard Care 20 0 6 12 18 24 Months

SF-36 Mental Summary 60 50 SF-36 Mental Summary MCID=2.5 points Bayesian Analysis Results TMVr 40 Standard Care Δ 5.7 Δ 5.6 Δ 5.5 Δ 5.2 (3.8, 7.8) (3.8, 7.5) (3.5, 7.5) (2.2, 8.3) 30 20 0 6 12 18 24 Months

KCCQ-OS KCCQ change from BL to 12 mo KCCQ from Baseline to 12 Months Main COAPT analysis GDMT alone MitraClip + GDMT Adjusted change 75 60 45 30 15 0 52.9 54.2 Baseline 49.6 66.4 12 Months KCCQ scores for patients who died of heart failure were imputed as the worst observed KCCQ score 15 12 9 6 3 0-3 -6 P<0.001-3.6 12.5 Stone GW et al. N Engl J Med. 2018;379(24):2307-2318.

TVT Health Status Results Factors associated with 30-day KCCQ-OS after TMVr Estimate (95% CI) P-value Baseline KCCQ-OS (per 10-points) 3.9 (3.6 to 4.2) <0.001 Age (per 5-years) -0.5 (-1.0 to -0.0) 0.030 Hemoglobin (per 1 g/dl) 0.6 (0.1 to 1.1) 0.018 Atrial fibrillation or flutter -2.2 (-3.7 to -0.6) 0.007 Severe chronic lung disease -3.9 (-6.2 to -1.5) 0.001 Home oxygen use -2.7 (-4.9 to -0.4) 0.021 Permanent pacemaker -2.1 (-3.7 to -0.4) 0.013 Prior CABG 2.0 (0.3 to 3.7) 0.022 Factors in the model that were not significantly associated with QOL (p>0.05): sex, race, BSA, prior MI, PCI, PAD, LV EF, prior stroke, current smoker, diabetes, GFR, current dialysis, moderate/severe aortic insufficiency, moderate/severe tricuspid insufficiency, acuity of case

KCCQ Domain Mean Between Group Difference P-value (95% CI) Physical Limitations 1 month 13.7 (9.9, 17.5) <0.001 6 months 13.3 (9.8, 16.9) <0.001 12 months 12.9 (9.1, 16.8) <0.001 24 months 12.1 (6.3, 18.0) <0.001 Total Symptoms 1 month 14.2 (10.6, 17.8) <0.001 6 months 12.7 (9.4, 15.9) <0.001 12 months 10.9 (7.4, 14.3) <0.001 24 months 7.3 (2.1, 12.5) 0.006 Quality of Life 1 month 18.0 (14.0, 22.0) <0.001 6 months 17.5 (13.8, 21.2) <0.001 12 months 16.9 (12.9, 20.9) <0.001 24 months 15.7 (9.6, 21.8) <0.001 Social Limitation 1 month 17.5 (12.8, 22.2) <0.001 6 months 16.7 (12.4, 21.0) <0.001 12 months 15.8 (11.1, 20.4) <0.001 24 months 13.9 (6.8, 20.9) <0.001

TMVr N=302 Eligible Patients N=614 Randomized 1:1 Standard Care N=312 No KCCQ 3 N=302/302 (100%) Died 56 Withdrew 7 No KCCQ 20 N=219/239 (92%) Died 78 Withdrew 16 Did not reach timepoint 66 No KCCQ 14 N=128/142 (90%) Baseline 12-month (primary endpoint minimum) 24-month (eligible patients) N=309/312 (99%) Died 69 Withdrew 21 Did not reach timepoint 1 No KCCQ 32 N=189/221 (86%) N=90/103 (87%) Died 115 Withdrew 32 Did not reach timepoint 62 No KCCQ 13

Key Inclusion/Exclusion Criteria Key Inclusion Criteria 1. LVEF 20%-50% and LVESD 70 mm 2. NYHA II-IVa despite maximally-tolerated GDMT and CRT (if indicated) 3. Not appropriate for mitral valve surgery by local heart team assessment Key Exclusion Criteria 1. ACC/AHA stage D HF, hemodynamic instability, or cardiogenic shock 2. Untreated CAD requiring revascularization 3. COPD requiring continuous home oxygen or chronic oral steroid use 4. Severe pulmonary hypertension or right ventricular dysfunction 5. Life expectancy <12 months due to non-cardiac conditions