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Award Number: W81XWH-14-2-0193 TITLE: Prevention of Bone Loss after Acute SCI by Zoledronic Acid: Durability, Effect on Bone Strength, and Use of Biomarkers to Guide Therapy PRINCIPAL INVESTIGATOR: Thomas J. Schnitzer, MD, PhD CONTRACTING ORGANIZATION: Northwestern University Evanston, IL 60208 REPORT DATE: October 2016 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: Approved for public release; distribution unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) October 2016 Annual 29 Sep 2015-28 Sep 2016 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Prevention of Bone Loss after Acute SCI by Zoledronic Acid: Durability, Effect on Bone Strength, and Use of Biomarkers to Guide Therapy 6. AUTHOR(S) Thomas J. Schnitzer, MD, PhD 5b. GRANT NUMBER W81XWH-14-2-0193 5c. PROGRAM ELEMENT NUMBER 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Northwestern University, 633 Clark St., Evanston,IL 60208-0001 8. PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) US Army Medical Research and Materiel Command Fort Detrick, MD 21702-5012 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for public release; distribution unlimited 11. SPONSOR/MONITOR S REPORT NUMBER(S) 13. SUPPLEMENTARY NOTES 14. ABSTRACT Rapid bone loss is a universal accompaniment of acute spinal cord injury (SCI) and leads to severe loss of bone mass and bone strength with a marked increased risk of fracture. This 24 month double-blind, randomized, placebo-controlled study evaluates in 60 participants the efficacy (bone mass and bone strength) and safety of zoledronic acid administered early after acute SCI to prevent bone loss, the duration of its effects and the value of using biomarkers to guide therapy. Data collection (bone imaging and biomarkers) occurs at baseline and after 3, 6 and 12 months during the first year; participants are re-randomized after 12 months with subsequent data collection at 18 and 24 months. Currently, all regulatory requirements for the study have been completed. Thirty (30) participants have been randomized and treated. No unexpected safety events have occurred. Data collection is on-going and additional patients are being screened for study entry. 15. SUBJECT TERMS Spinal cord injury, bone mass, bone strength, osteoporosis, zoledronic acid 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT U b. ABSTRACT U c. THIS PAGE U 18. NUMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON USAMRMC UU 6 19b. TELEPHONE NUMBER (include area code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of Contents Page 1. Introduction. 4 2. Keywords. 4 3. Overall Project Summary... 4 4. Key Research Accomplishments 5 5. Conclusion 5 6. Publications, Abstracts, and Presentations... 5 7. Inventions, Patents and Licenses 5 8. Reportable Outcomes.. 5 9. Other Achievements 5 10. References.. 5 11. Appendices. 5 12. Quad chart. 6

INTRODUCTION: Rapid bone loss is a universal accompaniment of acute spinal cord injury (SCI) and leads to severe loss of bone mass and bone strength with a marked increased risk of fracture. The study proposed is a 2 year, randomized, double-blind placebo-controlled study of zoledronic acid to evaluate its efficacy and safety for the prevention of bone loss and maintenance of bone strength in individuals with recent onset SCI (see diagram below). At the end of the first year of the study, each treatment groups will be rerandomized to either zoledronic acid or placebo to evaluate the durability of response to zoledronic acid and the utility of serum bone markers to guide therapeutic decision making. DXA imaging, CT imaging and bone markers will be obtained at baseline, 3 months, 6 months, 12 months, 18 months and 24 months. 3 mo KEYWORDS: spinal cord injury, bone mass, bone strength, osteoporosis, zoledronic acid OVERALL PROJECT SUMMARY: All objectives outlined in the Statement of Work to be completed during the second year have been completed. All regulatory approvals have been maintained. Screening, enrollment and treatment of participants (Specific Aim 1, Major Task 3) continues, with 30 participants currently randomized and active in the study. Data are being obtained and entered into the study database, and study materials are being collected and maintained for future assay (biomarkers; part of Specific Aim 2, Major Task 1) or for image analysis (CT bone scans; part of Specific Aim 3, Major Task 1). As the investigators remain blinded to allocation of treatment assignment, it is not possible to know efficacy results until the end of the study. Safety is being continually monitored by collection of adverse events and their evaluation at a regularly held data safety monitoring committee meetings. Regular meetings with the medical monitor continue for review of all AEs and study procedures. No safety concerns have been identified and no changes in the study proposed. Recruitment has been largely on track after a slightly delayed start due to delay from what was anticipated of regulatory approvals. There have been no impediments and treatment and data collection are proceeding without issues. No changes have been made in the statement of work and 4

only minor modifications of the protocol and informed consent have been made to align with the updated package insert (April 2016) for the study drug. KEY RESEARCH ACCOMPLISHMENTS: There are no outcome data available to date. As this is a blinded clinical trial, scientific data relating to study objectives will not be available until all participants have concluded the study, data cleaned and data base locked, and analyses completed. CONCLUSION: This project has not progressed to the point of being able to provide any conclusions in regard to the effect of these specific interventions on bone mass or bone quality in people after spinal cord injury. If benefit is shown, this intervention has the potential to reduce fracture incidence in people experiencing acute SCI. PUBLICATIONS, ABSTRACTS AND PRESENTATIONS: INVENTIONS, PATENTS AND LICENSES: REPORTABLE OUTCOMES: OTHER ACHIEVEMENTS: REFERENCES: APPENDICES: 5

Prevention of Bone Loss after Acute SCI by Zoledronic Acid: Durability, Effect on Bone Strength and Use of Biomarkers to Guide Therapy Proposal Log Number SC130125; Award # W81XWH-14-2-0193; HRPO Log A-18350 PI: Dr. Thomas J. Schnitzer Org: Northwestern University Feinberg School of Medicine Award Amount: $2,011,846 Study/Product Aims Define timing and frequency of administration of zoledronic acid that will result in optimal prevention of bone loss after acute SCI. Evaluate the use of serum markers of bone metabolism to guide therapeutic decisions of timing and need for retreatment with zoledronic acid after acute SCI. Evaluate effects of zoledronic acid in mitigating loss of bone strength that occurs after acute SCI. Approach This is a 2 year, randomized, double-blind placebo-controlled study. Subjects will be randomized at baseline and again at 12 months to receive either zoledronic acid or placebo each time. Subject will be followed for 24 months with repeat DXA scans, CT scans, and serum bone markers. Activities Study Start-Up Activities Participant Enrollment Data Collection and Entry Data Analysis CY Estimated Budget ($K) $138K $541K $503K $465K $365K Updated: 27 October 2016 Timeline and Cost 14 15 16 17 18 6 Prevent Bone Loss to Prevent Fractures IRB approval received at all sites. Recruitment and enrollment continues. Thirty subjects have been enrolled. Goals/Milestones CY14 Goals Begin study start-up Obtain regulatory approval at all sites CY15 Goal Complete start-up, Begin recruitment and enrollment Enroll 25-30 subjects into study CY16 Goal Continue recruitment and enrollment Enroll 25-30 subjects into study CY17 Goal Complete subject enrollment CY18 Goal Complete data collection and data analysis Final study report Comments/Challenges/Issues/Concerns Delayed HRPO approval delayed projected timelines, altered CY15 goal to 20-25 subjects Enrollment continues but remains slightly slower than planned Under budget to allow for longer recruitment period if needed Budget Expenditure to Date (September, 2016) Projected Expenditure: $1,085,212 Actual Expenditure: $570,453 (subcontract invoices outstanding)