Original Article The programmed death-1 gene polymorphism (PD-1.5 C/T) is associated with non-small cell lung cancer risk in a Chinese Han population

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Int J Clin Exp Med 2014;7(12):5832-5836 www.ijcem.com /ISSN:1940-5901/IJCEM0002117 Original Article The programmed death-1 gene polymorphism (PD-1.5 C/T) is associated with non-small cell lung cancer risk in a Chinese Han population Liu Yin 1*, Huishu Guo 2*, Lei Zhao 3, Jinguang Wang 3 1 Department of Oncology, The First Affiliated Hospital of Dalian Medical University, Dalian 116011, Liaoning, China; 2 Central Laboratory, The First Affiliated Hospital of Dalian Medical University, Dalian 116011, Liaoning, China; 3 Department of Thoracic Surgery, The First Affiliated Hospital of Dalian Medical University, Dalian 116011, Liaoning, China. * Joint first authors. Received August 26, 2014; Accepted October 21, 2014; Epub December 15, 2014; Published December 30, 2014 Abstract: It has been proposed that genetic factors contribute to the susceptibility of non-small cell lung cancer (NSCLC). The programmed death-1 (PD1) is an immunoinhibitory receptor belonging to the CD28/B7 family. The aim of this study is to investigate the relationship between PD-1.5 C/T and NSCLC risk in a Chinese population. A population-based case-control study was conducted in 324 NSCLC patients and 330 cancer-free controls. The genotype of the PD-1.5 C/T was determined by using a polymerase chain reaction assay. Statistically significant difference was observed when the patients and controls were compared according to CC+CT versus TT (OR=2.34, 95% CI 1.35-4.06, P=0.003). The C allele was significantly associated with NSCLC risk (OR=1.421, 95% CI 1.10-1.82, P=0.006). Compared to TNM stage I+II, PD-1.5 C/T significantly increased advanced NSCLC risk (OR=2.66, 95% CI 1.07-6.63, P=0.03). The results from this study suggested that PD-1.5 C/T was potentially related to NSCLC susceptibility in Chinese Han population. Keywords: Non-small cell lung cancer, programmed death-1, polymorphism, genetics Introduction Lung cancer is one of the most common human cancers and the leading cause of cancer-related deaths with non-small cell lung cancer (NSCLC) accounting for 80% of all primary lung cancers. Despite early detection screening protocols, improved surgical techniques, and advanced radio and chemotherapeutic regimens, little progress has been made in altering the natural progression of the disease, the 5-year survival rate of patient with NSCLC is only 15% [1]. Current knowledge regarding NSCLC is not a single disease but a collection of diseases with distinct pathogeneses by molecular mechanisms. Genetic play an integral role in the transformation, promotion and progression of cancer [2]. Programmed death-1 (PD1) is an immunoinhibitory receptor belonging to the CD28/B7 family. PD1 expressed by activated T cells, B cells and myeloid cells, downregulates B- and T-cell responses [3]. PD-L/PD1 interaction between PD1 and its ligand (PD-L) can activate the specific cytoplasmic tail such as immune receptor tyrosine based inhibitory motif (ITIM) that begins intracellular signal transduction pathways which mediate exhausted T cell and reduce activation and proliferation of T cell [4]. Zhang et al. found that positive PD-L1 expression was significantly associated with more advanced T status, N status, and pathologic stage in NSCLC [5]. Thus, PD1 might play an important role in the NSCLC. However, little is known about the relationship between genetic polymorphism in PD-1 and susceptibility to NSCLC. In this study, we aimed to analyze PD-1.5 C/T for association with the risk of NSCLC in a Chinese Han population. Methods Study subjects A population-based case-control study was conducted in 324 NSCLC patients and 330 cancer-free controls between 2010 and 2013 from

Table 1. General characteristics of NSCLC cases and controls Characteristics Case (%) Control (%) P value Gender Male 163 (50.3%) 167 (50.6%) 0.38 Female 161 (49.7%) 163 (49.4%) Age (years) 60 170 (50.1%) 174 (52.7%) 0.20 > 60 154 (49.9%) 156 (47.2%) Smoking status No 168 (51.9%) 180 (54.5%) 0.69 Yes 156 (48.1%) 150 (45.5%) Histology Squamous cell carcinoma 202 (62.3%) Adenocarcinoma 122 (37.7%) TNM stage I+II 93 (28.7%) III+IV 231 (71.3%) TNM, tumour-node-metastasis staging system. Table 2. Genotype and allele frequencies of PD-1.5 C/T in NSCLC cases and controls Genotype/ allele Case (%) Control (%) OR (95% CI) P value CC 198 (61.1%) 181 (54.8%) 2.40 (1.37-4.24) 0.002 CT 106 (32.7%) 105 (31.8%) 2.22 (1.23-4.02) 0.008 TT 20 (6.2%) 44 (13.4%) 1 (Reference) CC+CT 304 (93.8%) 286 (86.6%) 2.34 (1.35-4.06) 0.003 C 502 (77.5%) 467 (70.8%) 1.42 (1.10-1.82) 0.006 T 146 (22.5%) 193 (29.2%) 1 (Reference) The First Affiliated Hospital of Dalian Medical University, China. All subjects were ethnically homogeneous Chinese Han population and from the city of Dalian and its surrounding region. All patients underwent a series of examinations of pathologic stages by board-certified pathologists. Tumor types and stages were determined according to the World Health Organization classification. The controls were randomly selected from healthy individuals who underwent routine physical examination in the same area during the same time period as the case study. Controls had no individual history of cancer. Information on individuals was gathered from both cases and controls. The study protocol was approved by the Institutional Review Boards of the hospital. Genotyping and quality control The blood samples were collected from each enrolled subjects. The genomic DNA was extracted from peripheral venous blood using the Axygen DNA isolation kit (Axygen, USA). DNA fragments containing the polymorphism were amplified with the forward 5 : GGACAGCTCAGGTAAGCAG 3 and reverse 5 : AAGAGCAGTGTCCATCC- TCAG 3. Polymerase chain reaction (PCR) was performed in a total volume of 20 μl, including 2.0 μl 10 PCR buffer, 1.5 mm MgCl2, 0.25 mm dntps, 0.5 mm each primer, 50 ng of genomic DNA, and 1.0U of Taq DNA polymerase. The PCR conditions were 94 C for 5 min, followed by 35 cycles of 30 s at 94 C, 30 s at 58 C, and 30 s at 72 C, with a final elongation at 72 C for 5 min. The PCR products were analyzed by 3% agarose gel electrophoresis and visualized by ethidium bromide staining. The allelic discrimination of PD-1.5 C/T was determined by the numbers and the positions of the band on the gels. extracted from peripheral venous blood using the Axygen DNA isolation kit (Axygen, USA). DNA fragments containing the polymorphism were amplified with the forward 5 : GGACAGCTCAGGTAAGCAG 3 and reverse 5 : AAGAGCAGTGTCCATCC- TCAG 3. Polymerase chain reaction (PCR) was performed in a total volume of 20 μl, including 2.0 μl 10 PCR buffer, 1.5 mm MgCl 2, 0.25 mm dntps, 0.5 mm each primer, 50 ng of genomic DNA, and 1.0 U of Taq DNA polymerase. The PCR conditions were 94 C for 5 min, followed by 35 cycles of 30 s at 94 C, 30 s at 58 C, and 30 s at 72 C, with a final elongation at 72 C for 5 min. The PCR products were analyzed by 3% agarose gel electrophoresis and visualized by ethidium bromide staining. The allelic discrimination of PD-1.5 C/T was determined by the numbers and the positions of the band on the gels. Statistical analysis All statistical analyses were performed by the Statistical Package for Social Sciences for Windows software (Windows version release 18.0; SPSS, Inc., Chicago, IL, USA). The frequencies of allele and genotype in cases and controls were calculated by gene counting method. Differences between cases and con- 5833 Int J Clin Exp Med 2014;7(12):5832-5836

Table 3. Association of PD-1.5 C/T with clinicopathological characteristics in NSCLC patients Genotype numbers Characteristics Case (%) CC+CT (%) TT (%) OR (95% CI) P value Gender Male 163 (50.3%) 153 (50.3%) 10 (50.0%) 1 (Reference) Female 161 (49.7%) 151 (49.7%) 10 (50.0%) 1.21 (0.49-2.99) 0.69 Age (years) 60 170 (50.1%) 159 (52.3%) 11 (55.0%) 1 (Reference) > 66 154 (49.9%) 145 (47.7%) 9 (45.0%) 1.11 (0.45-2.77) 0.82 Smoking status No 168 (51.9%) 160 (52.6%) 8 (40.0%) 1 (Reference) Yes 156 (48.1%) 144 (47.4%) 12 (60.0%) 0.60 (0.24-1.51) 0.28 Histology Squamous cell carcinoma 202 (62.3%) 195 (65.1%) 12 (60.0%) 1 (Reference) Adenocarcinoma 122 (37.7%) 109 (35.9%) 8 (40.0%) 0.84 (0.33-2.11) 0.71 TNM stage I+II 93 (28.7%) 83 (27.3%) 10 (50.0%) 1 (Reference) III+IV 231 (71.3%) 221 (72.7%) 10 (50.0%) 2.66 (1.07-6.63) 0.03 TNM, tumour-node-metastasis staging system. trols in demographic characteristics and frequencies of genotypes were evaluated by using chi-square (χ 2 ) test. Hardy-Weinberg equilibrium (HWE) was also tested by a chi-square (χ 2 ) test. Differences were considered significant when P < 0.05. Results The cohort of 324 NSCLC patients contained slightly more men (50.3%) than women (49.7%). Between case and control, the age, gender, and smoking habits were well balanced. The distribution of PD-1.5 C/T frequencies was also in HWE (P=0.26 and P=0.63), indicating that the frequencies fell into the expected equilibrium and were thus randomly distributed. In NSCLC cases, adenocarcinoma represented 37.7%, and squamous cell carcinoma represented 62.3% (stage I+II 28.7% and stage III+IV 71.3%). The main characteristics of NSCLC cases and controls were shown in Table 1. The genotype and allele frequencies of PD-1.5 C/T were shown in Table 2. The frequencies of CC, CT and TT genotypes in the patients were 61.1%, 32.7%, and 6.2% and were 54.8%, 31.8%, and 13.4% in the controls, respectively. Heterozygous (CT) genotype disclosed a statistically significantly increased risk of developing NSCLC (OR=2.22, 95% CI 1.23-4.02, P=0.008). Homozygous (CC) genotype also showed an increased risk of NSCLC (OR=2.40, 95% CI 1.37-4.24, P=0.002). Statistically significant difference was observed when the patients and controls were compared according to CC+CT versus TT (OR=2.34, 95% CI 1.35-4.06, P=0.003). The C allele was significantly higher in the NSCLC cases compared to the controls (77.5% versus 70.8%). The C allele was significantly associated with NSCLC risk (OR=1.421, 95% CI 1.10-1.82, P=0.006). In order to determine the association between the polymorphism of PD-1.5 C/T and certain clinicopathological features, we conducted stratified analyses for combined genotypes with the TT genotype versus the CC+CT genotypes in NSCLC patients according to gender, age at admission, smoking status, histology, and TNM stage. There was a significantly higher frequency of CC+CT genotypes observed in patients with stage III+IV, compared to stage I+II (OR =2.66, 95% CI 1.07-6.63, P=0.03). There was no statistically significant associations of PD- 1.5 C/T with gender, age, smoking status, and histology (Table 3). Discussion To the best of our knowledge, this is the first study to assess the association of PD-1.5 C/T with the risk of NSCLC. In this case-control study, we analyzed PD-1.5 C/T for NSCLC susceptibility in a Chinese Han population. Our results suggested that PD-1.5 C/T was signifi- 5834 Int J Clin Exp Med 2014;7(12):5832-5836

cantly associated with the risk of NSCLC, suggesting that PD-1.5 C/T might be involved in pathogenesis of NSCLC in the Chinese Han population. We demonstrated that CC, CT, and the combined C variant genotype (CC+CT) within the PD-1.5 C/T were associated with an increased risk of NSCLC. Patients carrying those genotypes had a higher risk for NSCLC than those carrying the other genotypes. Furthermore, we also found that this polymorphism was significantly associated with advanced NSCLC risk. Our results show a significant association between PD-1.5 C/T and NSCLC. Hua et al. reported that the C allele frequency was more in breast cancer patients than those in control individuals in Chinese population [6]. In addition, Mojtahedi et al. showed a significant association between PD-1.5 polymorphism and colon cancer [7]. Furthermore, Savabkar and colleagues found that PD-1.5 C/T polymorphism may affect the gastric cancer risk and prognosis in an Iranian population [8]. PD-1.5 C/T is a synonymous variation that dose not change final amino acid sequence of the protein, thus, this significant association may be PD-1.5 C/T variation linkage disequilibrium with other PD-1 gene polymorphisms that may lead to alter the PD-1 expression level [9]. Lin et al. investigated PD-1.5 C/T polymorphism in rheumatoid arthritis (RA) and SLE, and indicated the association of the CT genotype and T allele with susceptibility to RA, but not SLE [9]. It was suggested that the T allele might be associated with the increased activity of T cells. Currently a number of studies are ongoing to test the efficacy of investigational PD-1 inhibitor, Lambrolizumab and Nivolumab. Data on MK-3475 (Lambrolizumab) from phase I study of 38 patients with advanced NSCLC who had received atleast 2 prior therapies was presented at the 15th World conference on Lung cancer by Garon et al. [10]. It is exciting to see that preclinical success of some of the immunotherapeutic agents is being reflected onto actual clinical success as seen with PD-1 inhibitors. This present study had limitations that should be taken into account when interpreting the findings. First, this was a hospital-based casecontrol study, thus selection bias cannot be excluded and the participants may not be representative of the general population. Second, this present study only analyzed PD-1.5 C/T. Finally, caution should be taken when interpreting these data since the population was exclusively from China, which reduces the possibility of confounding from ethnicity, but it does not permit extrapolation of the results to other ethnic groups. In conclusion, the current study showed that PD-1.5 C/T had an effect on the risk of NSCLC in a Chinese Han population. Additionally, the combined CC and CT genotypes were significantly associated with advanced NSCLC risk. Acknowledgements This work was supported by The National Natural Science Foundation of China (No. 81273919) and The National Basic Research Program of China (973 Program, No. 2013CB531703). Disclosure of conflict of interest None. Address correspondence to: Jinguang Wang, Department of Thoracic Surgery, The First Affiliated Hospital of Dalian Medical University, No. 193 Lianhe Road, Dalian 116011, Liaoning, China. Tel: 86-0411-83635963-2062; E-mail: yinliu111222@ 126.com References [1] Siegel R, Naishadham D, Jemal A. Cancer statistics, 2013. CA Cancer J Clin 2013; 63: 11-30. [2] Pu X, Roth JA, Hildebrandt MA, Ye Y, Wei H, Minna JD, Lippman SM, Wu X. MicroRNA-related genetic variants associated with clinical outcomes in early-stage non-small cell lung cancer patients. Cancer Res 2013; 73: 1867-75. [3] Okazaki T, Wang J. PD-1/PD-L pathway and autoimmunity. Autoimmunity 2005; 38: 353-7. [4] Okazaki T, Honjo T. PD-1 and PD-1 ligands: from discovery to clinical application. Int Immunol 2007; 19: 813-24. [5] Zhang Y, Wang L, Li Y, Pan Y, Wang R, Hu H, Li H, Luo X, Ye T, Sun Y, Chen H. Protein expression of programmed death 1 ligand 1 and ligand 2 independently predict poor prognosis in surgically resected lung adenocarcinoma. Onco Targets Ther 2014 12; 7: 567-73. [6] Hua Z, Li D, Xiang G, Xu F, Jie G, Fu Z, Jie Z, Da P, Li D. PD-1 polymorphisms are associated with sporadic breast cancer in Chinese Han population of Northeast China. Breast Cancer Res Treat 2011; 129: 195-201. 5835 Int J Clin Exp Med 2014;7(12):5832-5836

[7] Mojtahedi Z, Mohmedi M, Rahimifar S, Erfani N, Hosseini SV, Ghaderi A. Programmed death-1 gene polymorphism (PD-1.5 C/T) is associated with colon cancer. Gene 2012; 508: 229-32. [8] Savabkar S, Azimzadeh P, Chaleshi V, Nazemalhosseini Mojarad E, Aghdaei HA. Programmed death-1 gene polymorphism (PD-1.5 C/T) is associated with gastric cancer. Gastroenterol Hepatol Bed Bench 2013; 6: 178-82. [9] Lin SC, Yen JH, Tsai JJ, Tsai WC, Ou TT, Liu HW, Chen CJ. Association of a programmed death 1 gene polymorphism with the development of rheumatoid arthritis, but not systemic lupus erythematosus. Arthritis Rheum 2004; 50: 770-5. [10] Garon E, Balmanoukian A, Hamid O. Preliminary clinical safety and activity of MK-3475 monotherapy for the treatment of previously treated patients with non-small cell lung cancer (NSCLC). IASLC 15th World Conference on Lung Cancer. Sydney; 2013. 5836 Int J Clin Exp Med 2014;7(12):5832-5836