SAFETY DATA SHEET: UNIVERSAL X-DEFOAMER

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SECTION 1: CHEMICAL PRODUCT & COMPANY INFORMATION APPLICABLE PART #: KC0014, KC0016, KC0016D IDENTITY: Universal X-Defoamer SUPPLIER: Universal Photonics, Inc. FOR INFORMATION CALL 85 Jetson Lane CUSTOMER SERVICE (516) 935-4000 Central Islip, NY 11722 DATE PREPARED: December 19, 2016 EMERGENCY TELEPHONE NUMBER: 1.866.519.4752 3-E COMPANY - ACCT # 3665 SECTION 2: HAZARDS IDENTIFICATION GHS CLASSIFICATION: REPRODUCTIVE TOXICITY: Category 2 GHS LABEL ELEMENT: HAZARD PICTOGRAMS: SIGNAL WORD: HAZARD STATEMENTS: Warning H361 Suspected of damaging fertility or the unborn child. PRECAUTIONARY STATEMENTS PREVENTION: RESPONSE: STORAGE: DISPOSAL: OTHER HAZARDS: P201 Obtain special instructions before use. P202 Do not handle until all safety precautions have been read and understood. P280 Wear protective gloves/ protective clothing/ eye protection/face protection. P308 + P313 IF exposed or concerned: Get medical advice/attention. P405 Store locked up. P501 Dispose of contents/ container to an approved waste disposal plant. None known. 1

SECTION 3: COMPOSITION INFORMATION SUBSTANCE/MIXTURE: CHEMICAL NATURE: Mixture Silicone emulsion COMPONENTS CAS # CONCENTRATION Octamethylcyclotetrasiloxane 556-67-2 >= 0.1 - < 1 SECTION 4: FIRST AID MEASURES IF INHALED: If inhaled, remove to fresh air. Get medical attention if symptoms occur. IN CASE OF SKIN CONTACT: Wash with water and soap as a precaution. Get medical attention if symptoms occur. IN CASE OF EYE CONTACT: Flush eyes with water as a precaution. Get medical attention if irritation develops and persists. IF SWALLOWED: If swallowed, DO NOT induce vomiting. Get medical attention if symptoms occur. Rinse mouth thoroughly with water. MOST IMPORTANT SYMPTOMS AND EFFECTS, BOTH ACUTE AND DELAYED: PROTECTION OF FIRST-AIDERS: NOTES TO PHYSICIAN: Suspected of damaging fertility or the unborn child. No special precautions are necessary for first aid responders. Treat symptomatically and supportively. SECTION 5: FIRE FIGHTING MEASURES SUITABLE EXTINGUISHING MEDIA: Water spray, alcohol-resistant foam, Dry chemical and Carbon dioxide (CO 2 ). UNSUITABLE EXTINGUISHING MEDIA: None known. SPECIFIC HAZARDS DURING FIRE-FIGHTING: Exposure to combustion products may be a hazard to health. HAZARD COMBUSTION PRODUCTS: Carbon oxides, silicon oxides, formaldehyde SPECIFIC EXTINGUISHING METHODS: Use extinguishing measures that are appropriate to local circumstances and the surrounding environment. Use water spray to cool unopened containers. Remove undamaged containers from fire area if it is safe to do so. Evacuate area. SPECIAL PROTECTIVE EQUIPMENT FOR FIRE-FIGHTERS: Wear self-contained breathing apparatus for firefighting if necessary. Use personal protective equipment. 2

SECTION 6: ACCIDENTAL RELEASE MEASURES PERSONAL PRECAUTIONS, PROTECTIVE EQUIPMENT AND EMERGENCY PROCEDURES: Follow safe handling advice and personal protective equipment recommendations. ENVIRONMENTAL PRECAUTIONS: Discharge into the environment must be avoided. Prevent further leakage or spillage if safe to do so. Prevent spreading over a wide area (e.g. by containment or oil barriers). Retain and dispose of contaminated wash water. Local authorities should be advised if significant spillages cannot be contained. METHODS AND MATERIALS FOR CONTAINMENT AND CLEANING UP: Soak up with inert absorbent material. For large spills, provide diking or other appropriate containment to keep material from spreading. If diked material can be pumped, store recovered material in appropriate container. Clean up remaining materials from spill with suitable absorbent. Local or national regulations may apply to releases and disposal of this material, as well as those materials and items employed in the cleanup of releases. You will need to determine which regulations are applicable. Sections 13 and 15 of this SDS provide information regarding certain local or national requirements. SECTION 7: HANDLING & STORAGE TECHNICAL MEASURES: LOCAL/TOTAL VENTILATION: See Engineering measures under EXPOSURE CONTROLS/PERSONAL PROTECTION section. Use only with adequate ventilation. ADVICE ON SAFE HANDLING: Handle in accordance with good industrial hygiene and safety practice. Take care to prevent spills, waste and minimize release to the environment. CONDITIONS FOR SAFE STORAGE: Keep in properly labeled containers. Store in accordance with the particular national regulations. MATERIALS TO AVOID: Do not store with the following product types: Strong oxidizing agents. SECTION 8: PERSONAL PROTECTION AND EXPOSURE CONTROLS INGREDIENTS WITH WORKPLACE CONTROL PARAMETERS: INGREDIENTS CAS # VALUE TYPE (FORM OF EXPOSURE) CONTROL PARAMETERS/PERMISSIBLE CONCENTRATION Octamethylcyclotetrasiloxane 556-67-2 TWA 10 ppm DCC OEL BASIS ENGINEERING MEASURES: Processing may form hazardous compounds (see section 10). Ensure adequate ventilation, especially in confined areas. Minimize workplace 3

exposure concentrations. Dust formation may be relevant in the processing of this product. In addition to substance-specific OELs, general limitations of concentrations of particulates in the air at workplaces have to be considered in workplace risk assessment. Relevant limits include: OSHA PEL for Particulates Not Otherwise Regulated of 15 mg/m3 - total dust, 5 mg/m3 respirable fraction; and ACGIH TWA for Particles (insoluble or poorly soluble) Not Otherwise Specified of 3 mg/m3 respirable particles, 10 mg/m3 - inhalable particles. PERSONAL PROTECTIVE EQUIPMENT RESPIRATORY PROTECTION: HAND PROTECTION EYE PROTECTION: No personal respiratory protective equipment normally required. Wash hands before breaks and at the end of workday. Wear the following personal protective equipment: Safety glasses HYGIENE MEASURES: Ensure that eye flushing systems and safety showers are located close to the working place. When using do not eat, drink or smoke. Wash contaminated clothing before re-use. These precautions are for room temperature handling. Use at elevated temperature or aerosol/spray applications may require added precautions. SECTION 9: PHYSICAL AND CHEMICAL PROPERTIES APPEARANCE: COLOR: ODOR: ODOR THRESHOLD: PH: MELTING POINT/FREEZING POINT: INITIAL BOILING POINT AND BOILING POINT RANGE: FLASH POINT: EVAPORATION RATE: FLAMMABILITY (SOLID, GAS): Liquid White > 65 C > 101.1 C Method: Closed cup Not applicable. 4

EXPLOSIVE LIMITS: LEL: UEL: VAPOR PRESSURE: RELATIVE VAPOR DENSITY: RELATIVE DENSITY: 1.0 SOLUBILITY (IES) WATER SOLUBILITY: PARTITION COEFFICIENT: N-OCTANOL/WATER: No data available AUTOIGNITION TEMPERATURE: DECOMPOSITION TEMPERATURE: VISCOSITY, KINEMATIC: 200 cst EXPLOSIVE PROPERTIES: Not explosive OXIDIZING PROPERTIES: The substance or mixture is not classified as oxidizing. MOLECULAR WEIGHT: SECTION 10: STABILITY & REACTIVITY REACTIVITY: CHEMICAL STABILITY: POSSIBILITY OF HAZARDOUS REACTIONS: CONDITIONS TO AVOID: INCOMPATIBLE MATERIALS: Not classified as a reactivity hazard. Stable under normal conditions. Use at elevated temperatures may form highly hazardous compounds. Can react with strong oxidizing agents. Hazardous decomposition products will be formed at elevated temperatures. None known. Oxidizing agents HAZARDOUS DECOMPOSITION PRODUCTS THERMAL DECOMPOSITION: Formaldehyde SECTION 11: TOXICOLOGICAL INFORMATION INFORMATION ON LIKELY ROUTES OF EXPOSURE ACUTE TOXICITY: Inhalation Skin contact Ingestion Eye contact 5

ACUTE ORAL TOXICITY ESTIMATE: > 5,000 mg/kg Method: Calculation method INGREDIENT: OCTAMETHYLCYCLOTETRASILOXANE: ACUTE ORAL TOXICITY: ACUTE INHALATION TOXICITY: ACUTE DERMAL TOXICITY: SKIN CORROSION/IRRITATION: LD50 (Rat): > 4,800 mg/kg Assessment: The substance or mixture has no acute oral toxicity LC50 (Rat): 2975 ppm Exposure time: 4 h Test atmosphere: Vapor Assessment: The substance or mixture has no acute inhalation toxicity. LD50 (Rabbit): > 2.5 ml/kg Assessment: The substance or mixture has no acute dermal toxicity. INGREDIENT: OCTAMETHYLCYCLOTETRASILOXANE Species: Rabbit Result: No skin irritation SERIOUS EYE DAMAGE/EYE IRRITATION: INGREDIENT: OCTAMETHYLCYCLOTETRASILOXANE Species: Rabbit Result: No eye irritation RESPIRATORY OR SKIN SENSITIZATION SKIN SENSITIZATION: RESPIRATORY SENSITIZATION: INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE Assessment: Does not cause skin sensitization. Test Type: Maximization Test (GPMT) Species: Guinea pig GERM CELL MUTAGENICITY: INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE 6

GENOTOXICITY IN VITRO: Test Type: Bacterial reverse mutation assay (AMES) Test Type: Mutagenicity (in vitro mammalian cytogenetic test) Test Type: Chromosome aberration test in vitro Test Type: In vitro sister chromatid exchange assay in mammalian cells Test Type: DNA damage and repair, unscheduled DNA synthesis in mammalian cells (in vitro). GENOTOXICITY IN VIVO: Test Type: Mammalian erythrocyte micronucleus test (in vivo cytogenetic assay) Species: Rat Application Route: Inhalation (vapor) Test Type: Rodent dominant lethal test (germ cell) (in vivo) Species: Rat Application Route: Ingestion GERM CELL MUTAGENICITY - ASSESSMENT: Animal testing did not show any mutagenic effects. CARCINOGENICITY: IARC: No ingredient of this product present at levels greater than or equal to 0.1% is identified as probable, possible or confirmed human carcinogen by IARC. OSHA: No ingredient of this product present at levels greater than or equal to 0.1% is identified as a carcinogen or potential carcinogen by OSHA. NTP: No ingredient of this product present at levels greater than or equal to 0.1% is identified as a known or anticipated carcinogen by NTP. REPRODUCTIVE TOXICITY: Suspected of damaging fertility or the unborn child. 7

INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE: EFFECTS ON FERTILITY: EFFECTS ON FETAL DEVELOPMENT: Test Type: Two-generation reproduction toxicity study Species: Rat, male and female Application Route: Inhalation (vapor) Symptoms: Effects on fertility. Test Type: Prenatal development toxicity study (teratogenicity) Species: Rabbit Application Route: Inhalation (vapor) Symptoms: No effects on fetal development. REPRODUCTIVE TOXICITY - ASSESSMENT: Some evidence of adverse effects on sexual function and fertility, based on animal experiments. STOT-SINGLE EXPOSURE: STOT-REPEATED EXPOSURE: INGREDIENT - OCTAMETHYLCYCLOTETRASILOXANE ROUTES OF EXPOSURE: Ingestion ASSESSMENT: No significant health effects observed in animals at concentrations of 100 mg/kg bw or less. ROUTES OF EXPOSURE: Inhalation (vapor) ASSESSMENT: No significant health effects observed in animals at concentrations of 1 mg/l/6h/d or less. ROUTES OF EXPOSURE: Skin contact ASSESSMENT: No significant health effects observed in animals at concentrations 200 mg/kg bw or less. ASPIRATION TOXICITY: FURTHER INFORMATION INGREDIENTS - Octamethylcyclotetrasiloxane REMARKS: Results from a 2 year repeated vapor inhalation exposure study to rats of octamethylcyclotetrasiloxane (D4) indicate effects (benign uterine adenomas) in the uterus of female animals. This finding occurred at the highest exposure dose (700 ppm) only. Studies to date have not demonstrated if these effects occur through pathways that are relevant to humans. Repeated exposure in rats to D4 resulted in protoporphyrin accumulation in the liver. Without of the specific mechanism leading to the 8

protoporphyrin accumulation the relevance of this finding to humans is unknown. SECTION 12: ECOLOGICAL INFORMATION ECOTOXICITY INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE TOXICITY TO FISH: LC50 (Oncorhynchus mykiss (rainbow trout)): > 0.022 mg/l Exposure time: 96 h Remarks: No toxicity at the limit of solubility. TOXICITY TO DAPHNIA AND OTHER AQUATIC INVERTEBRATES: TOXICITY TO ALGAE: EC50 (Daphnia sp.): > 0.015 mg/l Exposure time: 48 h Remarks: No toxicity at the limit of solubility. EC50: > 0.022 mg/l Exposure time: 96 h Remarks: No toxicity at the limit of solubility. NOEC: 0.022 mg/l Exposure time: 96 h Remarks: No toxicity at the limit of solubility. TOXICITY TO FISH (CHRONIC TOXICITY): NOEC (Oncorhynchus mykiss (rainbow trout)): >= 0.0044 mg/l Remarks: No toxicity at the limit of solubility. TOXICITY TO DAPHNIA AND OTHER AQUATIC INVERTEBRATES (CHRONIC TOXICITY): TOXICITY TO BACTERIA: NOEC (Daphnia magna (Water flea)): > 0.0079 mg/l Exposure time: 21 d Remarks: No toxicity at the limit of solubility. IC50: > 10,000 mg/l Method: ISO 8192 ECOTOXICOLOGY ASSESSMENT: CHRONIC AQUATIC TOXICITY: May cause long lasting harmful effects to aquatic life. PERSISTENCE AND DEGRADABILITY INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE: BIODEGRADABILITY: Result: Not readily biodegradable. Biodegradation: 3.7 % Exposure time: 28 d Method: OECD Test Guideline 310 BIOACCUMULATIVE POTENTIAL STABILITY IN WATER: Degradation half-life: 69.3-144 h (24.6 C) ph: 7 Method: OECD Test Guideline 111 9

INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE: PARTITION COEFFICIENT: NOCTANOL/WATER: log Pow: 6.48 (25.1 C) MOBILITY IN SOIL: No data available OTHER ADVERSE EFFECTS INGREDIENTS - OCTAMETHYLCYCLOTETRASILOXANE: RESULTS OF PBT AND VPVB ASSESSMENT - REMARKS: Octamethylcyclotetrasiloxane (D4) meets the current Reach Annex XIII criteria for PBT and vpvb. In Canada, D4 has been assessed and deemed to meet the PiT criteria. However, D4 does not behave similarly to known PBT/vPvB substances. The weight of scientific evidence from field studies shows that D4 is not biomagnifying in aquatic and terrestrial food webs. D4 in air will degrade by reaction with naturally occurring hydroxyl radicals in the atmosphere. Any D4 in air that does not degrade by reaction with hydroxyl radicals is not expected to deposit from the air to water, to land, or to living organisms. SECTION 13: DISPOSAL INFORMATION DISPOSAL METHODS RESOURCE CONSERVATION AND RECOVERY ACT (RCRA): This product has been evaluated for RCRA characteristics and does not meet the criteria of hazardous waste if discarded in its purchased form. WASTE FROM RESIDUES: Dispose of in accordance with local regulations. CONTAMINATED PACKAGING: Dispose of as unused product. Empty containers should be taken to an approved waste handling site for recycling or disposal. SECTION 14: TRANSPORTATION INFORMATION INTERNATIONAL REGULATION UNRTDG: IATA-DGR: IMDG-CODE: Not regulated as a dangerous good Not regulated as a dangerous good Not regulated as a dangerous good TRANSPORT IN BULK ACCORDING TO ANNEX II OF MARPOL 73/78 AND THE IBC CODE: Not applicable for product as supplied. DOMESTIC REGULATION 49 CFR: Not regulated as a dangerous good 10

SECTION 15: REGULATORY INFORMATION EPCRA - EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW CERCLA REPORTABLE QUANTITY INGREDIENTS CAS-NO. COMPONENT RQ (LBS.) CALCULATED PRODUCT RQ (LBS.) Sodium hydroxide 1310-73-2 1000 * *: Calculated RQ exceeds reasonably attainable upper limit. SARA 304 EXTREMELY HAZARDOUS SUBSTANCES REPORTABLE QUANTITY: SARA 311/312 HAZARDS: SARA 302: SARA 313: This material does not contain any components with a section 304 EHS RQ. Chronic Health Hazard No chemicals in this material are subject to the reporting requirements of SARA Title III, Section 302. This material does not contain any chemical components with known CAS numbers that exceed the threshold (De Minimis) reporting levels established by SARA Title III, Section 313. US STATE REGULATIONS PENNSYLVANIA RIGHT TO KNOW: Water / 7732-18-5 / 70-90 % Dimethyl siloxane, trimethylsiloxy-terminated / 63148-62-9 / 5-10 % Sodium hydroxide / 1310-73-2 / 0-0.1 % NEW JERSEY RIGHT TO KNOW: Water / 7732-18-5 / 70-90 % Dimethyl siloxane, trimethylsiloxy-terminated / 63148-62-9 / 5-10 % Methylcellulose / 9004-67-5 / 1-5 % CALIFORNIA PROP 65: This product does not contain any chemicals known to the State of California to cause cancer, birth, or any other reproductive defects. THE INGREDIENTS OF THIS PRODUCT ARE REPORTED IN THE FOLLOWING INVENTORIES REACH: PICCS: KECI: ENCS/ISHL: IECSC: AICS: All ingredients (pre-)registered or exempt. All ingredients listed or exempt. All ingredients listed, exempt or notified. All components are listed on ENCS/ISHL or exempted from inventory listing. All ingredients listed or exempt. All ingredients listed or exempt. 11

DSL: INVENTORIES: TSCA: All chemical substances in this product comply with the CEPA 1999 and NSNR and are on or exempt from listing on the Canadian Domestic Substances List (DSL). All chemical substances in this material are included on or exempted from listing on the TSCA Inventory of Chemical Substances. AICS (Australia), DSL (Canada), IECSC (China), REACH (European Union), ENCS (Japan), ISHL (Japan), KECI (Korea), NZIoC (New Zealand), PICCS (Philippines), NECSI (Taiwan), TSCA (USA) SECTION 16: OTHER INFORMATION HMIS RATING: Health 0, Flammability 1, Reactivity 0, Personal Protection B NFPA RATING: Health 0, Flammability 1, Physical Hazards 0 ABBREVIATIONS N/A Not available DOT Department of Transportation GHS The Globally Harmonized System of Classification and Labeling of Chemicals HMIS Hazardous Materials Identification System NIOSH National Institute for Occupational Safety and Health NORM Natural Occurring Radioactive Materials IATA International Air Transportation Association IMO International Maritime Organization OSHA Occupational Safety & Health Administration TSCA Toxic Substance Control Act DISCLAIMER WHILE UNIVERSAL PHOTONICS, INC. BELIEVES THAT THE DATA AND INFORMATION CONTAINED HEREIN ARE FACTUAL AND THE OPINIONS ARE THOSE OF QUALIFIED EXPERTS, THEY ARE NOT TO BE TAKEN AS A WARRANTY OR REPRESENTATION FOR WHICH UNIVERSAL PHOTONICS, INC. ASSUMES ANY LEGAL RESPONSIBILITY. THEY ARE OFFERED SOLEY FOR THE CONSIDERATION, INVESTIGATION AND VERIFICATION BY THE USER. IT IS THE USER S RESPONSIBILITY TO DETERMINE THE SUITABILITY OF THIS PRODUCT, DATA AND INFORMATION WITH APPLICABLE LAWS AND REGULATIONS.defomaerunix.08.15.sds 12