Post-ASCO Immunotherapy Highlights (Part 2): Biomarkers for Immunotherapy

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Post-ASCO Immunotherapy Highlights (Part 2): Biomarkers for Immunotherapy Lee S. Schwartzberg, MD, FACP Chief, Division of Hematology Oncology; Professor of Medicine, The University of Tennessee; The West Clinic, PC Memphis, TN July 26, 2016 accc-iclio.org

Objectives To discuss: PD-L1 as a biomarker for PD-1/PD-L1 inhibitors Tumor mutation burden as a predictor of response Checkpoint inhibition in colorectal cancer with high microsatellite instability or mismatch-repair deficiency Role of oncogenic viruses in predicting immunotherapeutic response

ASCO 2016: Biomarkers for Immunotherapy Checkpoint inhibitors have demonstrated unprecedented rates of durable responses; however, only a minority of patients respond Goal of biomarkers: To predict clinical outcomes To select appropriate patients for immunotherapy Types of biomarkers for immunotherapy Immunologic (eg, PD-L1) Genetic (eg, mutation burden, MSI, dmmr) dmmr: mismatch repair deficiency; MCPyV: Merkel Cell Polyomavirus; MSI: microsatellite instability. Viral (eg, HPV, MCPyV) 3

PD-L1 as Biomarker 4

Complexities/Challenges of PD-L1 as Biomarker for Anti-PD-1/PD-L1 Therapies Multiple cell types in the tumor microenvironment can express PD-L1 Both tumors cells and tumor infiltrating lymphocytes (TIL) IHC tests can score tumor cells and/or immune infiltrating cells Heterogeneity even within a single patient PD-L1 expression can change over time PD-L1 expression may differ at different locations Focal PD-L1 expression Can result in sampling error Topalian SL. Where Does the Truth Lie in Immune Biomarker Development? ASCO Annual Meeting Presentation. 2016. 5

PD-L1 Expression correlated with Response to Pembrolizumab in NSCLC: KEYNOTE-010 Analysis of outcomes with PD-L1 categorized as a tumor proportion score (TPS) 1 Phase III randomized study: pembrolizumab improved OS over docetaxel in previously-treated, PD-L1+ NSCLC 2 Pembro/Doce TPS 1%-24% TPS 25%-49% TPS 50%-74% TPS 75% mos (mo) 9.7/8.5 9.8/9.9 15.8/8.2 16.6/8.2 mpfs (mo) 2.6/4.0 2.9/3.8 4.3/4.3 6.2/4.0 ORR (%) 8.6/10.9 15.8/9.1 22.6/9.6 33.7/7.0 Increasing PD-L1 expression was associated with more favorable outcomes with pembrolizumab, but not with docetaxel Pembrolizumab improved OS over docetaxel even at the lowest TPS category PD-L1- patients were excluded in the study Doce: docetaxel; mos: median overall survival; mpfs: median progression-free survival; ORR: objective response rate. 1. Baas P, et al. J Clin Oncol. 2016;34 (suppl); Abstract 9015; 2. Herbst RS, et al. Lancet. 2016; 9; 387(10027):1540-50. 6

Nivolumab and Pembrolizumab Showed High Response in Hodgkin Lymphoma Reed-Sternberg cells uniformly demonstrate copy number alterations of the PD-L1 and PD-L2 loci on 9p24.1 1 2 phase II studies in relapsed/refractory classical Hodgkin lymphoma: CheckMate-025 (nivolumab) 2 and KEYNOTE-087 (pembrolizumab) 3 Nivolumab 3mg/kg Q2W (n=80) 2 Pembrolizumab 200 mg Q3W (n=90) 3 mpfs 10.0 mo - ORR 66% 73%-83% mdor 7.8 mo - Grade 3/4 TRAE 25% 4% Discontinuation 4% 2% Nivolumab approved by the FDA on May 17, 2016 for chl that has relapsed or progressed after autologous HSCT and post-transplant brentuximab vedotin chl: classical Hodgkin lymphoma; HSCT: hematopoietic stem cell transplantation; mdor: median duration of response; mpfs: median progression-free survival; ORR: objective response rate; TRAE: treatment-related adverse event. 1. Ansell SM, et al. N Engl J Med. 2015 Jan 22;372(4):311-9; 2. Younes A, et al. J Clin Oncol. 2016; 34(suppl); abstract 7535; 3. Chen RW, et al. J Clin Oncol. 2016; 34(suppl); abstract 7555. 7

PD-L1 Expression Did Not Predict for Clinical Benefit of Nivolumab in RCC CheckMate-025: Phase III randomized study Advanced RCC after 1-2 antiangiogenic therapy (n=821) Nivolumab significantly improved ORR and OS over everolimus 8 1. Sharma P. PD-1/PD-L1 as predictive biomarkers: where do we stand? ASCO Annual Meeting Presentation. 2016; 2. Motzer RJ, et al. N Engl J Med. 2015 Nov 5;373(19):1803-13.

PD-L1 Negative Patients Can Respond to Anti-PD-1/PD-L1 Therapies Across cancer types: Although PD-L1 expression is associated with higher response rates, PD-L1- patients can still respond Data presented at ASCO 2016 on solid tumors Tumor type Therapy ORR for PD-L1 <1% HNSCC 2L Nivolumab 1 12% Melanoma 1L+ Pembrolizumab + ipilimumab 2 45% NSCLC 1L Nivolumab 3 1L Nivolumab + ipilimumab 3 14% 0-30% Urothelial carcinoma 2L Atezolizumab 4 2L Durvalumab 5 8% 7% Cannot exclude PD-L1- patients from anti-pd-1/pd-l1 therapies HNSCC: head and neck squamous cell carcinoma; NSCLC: non-small cell lung cancer; ORR: objective response rate. 1. Ferris RL, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6009; 2. Long GV, et al. ASCO Annual Meeting. 2016. Abstract 9506; 3. Hellmann MD, et al. ASCO Annual Meeting. 2016. Abstract 3001; 4. Dreicer R, et al. ASCO Annual Meeting. 2016. Abstract 4515; 5. Massard C, et al. ASCO Annual Meeting. 2016. Abstract 4502. 9

Tumor Mutation Burden as Biomarker 10

Tumor Mutation Burden (TMB) in Different Cancer Types Somatic mutation frequencies observed in exomes from 3,083 tumor-normal pairs Each dot corresponds to a tumor-normal pair, with vertical position indicating the total frequency of somatic mutations in the exome. Lawrence MS, et al. Nature. 2013 Jul 11;499(7457):214-218. 11

Determining TMB by Limited Gene Sets vs. Whole Exome Sequencing (WES) Profiling a smaller fraction of the genome could serve as an accurate surrogate for TMB HC NGS of the coding sequence of 236-315 genes compared with WES Mutations in limited gene set vs. WES TMB as determined by HC NGS in 236-315 genes strongly correlated with WES mutation load HC NGS: hybrid capture-based next-generation sequencing; TMB: tumor/total mutation burden. Johnson DB, et al. J Clin Oncol. 2016; 34(suppl); abstr 105. 12

TMB Correlated with Immunotherapy Response in Melanoma 65 melanoma patients treated with anti-pd-1/pd-l1 (nivolumab, pembrolizumab, atezolizumab) Initial cohort and validation cohort TMB (mut/mb) Response No response High: >23.1 85% 15% Intermediate: 3.3-23.1 29% 71% Low: <3.3 14% 86% Validation cohort High >23.1 Low <3.3 Responders to anti-pd-1/pd-l1 had higher mutation burden than nonresponders HC NGS: hybrid capture-based next-generation sequencing; TMB: tumor/total mutation burden. Johnson DB, et al. J Clin Oncol. 2016; 34(suppl); abstr 105. 13

TMB Correlated with Immunotherapy Outcome in Melanoma (continued) PFS OS High TMB Intermediate Low P value Not reached 89 days 86 days <0.001 High TMB Intermediate Low P value Not reached 300 days 375 days <0.001 Patients with high TMB had higher PFS and OS compared with patients with intermediate and low TMB OS: overall survival; PFS: progression-free survival; TMB: tumor/total mutation burden. Johnson DB, et al. J Clin Oncol. 2016; 34(suppl); abstr 105. 14

TMB Correlated with Time on Immunotherapy in NSCLC Comprehensive genomic profiling (CGP) to assess TMB and MSI status Analysis of 64 NSCLC patients TMB (mut/mb) Median time on anti-pd-1/pd-l1 15 64 weeks (HR, 0.396; 95% CI, <15 17 weeks 0.190-0.825; P=0.010) 12.1 27 weeks (HR, 0.619; 95% CI, <12.1 17 weeks 0.339-1.127; P=0.117) High TMB correlated with longer duration of anti-pd-1/pd-l1 therapy (nivolumab/pembrolizumab/avelumab) MSI-H status strongly correlated with high TMB MSI-H: microsatellite instability high; mut: mutations; NSCLC: non-small cell lung cancer; TMB: tumor/total mutation burden. Spigel DR, et al. J Clin Oncol. 2016; 34(suppl); abstr 9017. 15

Biomarkers of Outcome to Atezolizumab in Urothelial Cancer Exploratory analysis of biomarkers of response to atezolizumab IMvigor210 study: metastatic urothelial cancer (n=310) Focus on PD-L1, Cancer Genome Atlas (TCGA) subtype, TMB PD-L1 status and outcome PD-L1 status ORR IC2/3 28% IC0/1 10% All 16% IC: immune cells; TMB: tumor/total mutation burden. Rosenberg JE, et al. J Clin Oncol. 2016; 34(suppl); abstr 104. 16

Biomarkers of Outcome to Atezolizumab in Urothelial Cancer (continued) ORR significantly higher in luminal II vs. other subtypes (P=0.0072) TCGA subtype and outcome Rosenberg JE, et al. J Clin Oncol. 2016; 34(suppl); abstr 104. 17

Biomarkers of Outcome to Atezolizumab in Urothelial Cancer (continued) Highest TMB quartile was associated with improved OS with atezolizumab Both in pretreated (cohort 2) and previously untreated patients (cohort 1) TMB and outcome PD-L1, TCGA subtype, and TMB are significant independent predictors of response to atezolizumab Rosenberg JE, et al. J Clin Oncol. 2016; 34(suppl); abstr 104. 18

Microsatellite Instability and Mismatch Repair Deficiency as Biomarkers 19

Microsatellite Instability (MSI) and Mismatch Repair Deficiency (dmmr) MSI: hypermutable phenotype with changes in microsatellites (short, tandem repeat sequences of DNA) 1 - Categories: MSI-high, MSI-low, MSS (microsatellite stable) MSI caused by DNA mismatch repair (MMR) deficiency (dmmr) 2 - dmmr due to inactivating mutations of MMR genes: MLH1, MLH3, MSH2, MSH3, MSH6, PMS1, PMS2 - MSI-H mainly due to inactivation of MLH1 MSI-H represents 15% of colorectal cancer (CRC) 3 - MSI-H associated with improved OS in CRC Mutations in MMR dmmr MSI-H High TMB 1. Lech G, et al. World J Gastroenterol. 2016 Feb 7;22(5):1745-55; 2. Peltomaki P. Hum Mol Genet. 2001 Apr;10(7):735-40.; 3. Boland CR, et al. Cancer Res. 1998 Nov 15;58(22):5248-57. 20

Nivolumab ± Ipilimumab Showed Activity in mcrc with MSI-H: CheckMate-142 In CRC, MSI-H is associated with increase in immune infiltration and expression of checkpoint regulators Interim analysis of CheckMate-142: phase 2 study MSI-H cohort and MSS cohort treated by nivolumab ± ipilimumab MSI-H cohort (n=100) Nivo 3 Nivo 3 + ipi 1 Nivo 1 + ipi 3 Nivo 3 + ipi 1 ORR 25% 33% 10% 0 mpfs 5.3 mo Not reached 2.3 mo 1.3 mo mos 17.1 mo Not reached 11.5 mo 3.7 mo Discontinuation 5.7% 13.3% 50% 20% Nivolumab and ipilimumab demonstrated durable responses in MSI-H mcrc Ipi: ipilimumab; mcrc: metastatic colorectal cancer; MSI-H: microsatellite instability high; MSS: microsatellite stable; nivo: nivolumab. Overman MJ, et al. J Clin Oncol. 2016; 34(suppl); abstr 3501. MSS cohort (n=20) 21

Pembrolizumab Showed Activity in MMR-Deficient CRC Genetic and epigenetic defects in MMR lead to MSI-H MMR deficiency associated with Lynch Syndrome Phase II study: pembrolizumab in refractory MMR deficient (dmmr) and MMR proficient (pmmr) CRC CRC cohort (n=53) dmmr pmmr ORR 57% 0% mpfs Not reached 2.3 mo dmmr pmmr mos Not reached 6.0 mo Grade 3/4 AE <5% Complete and durable responses seen in more than 50% of patients AE: adverse events; CRC: colorectal cancer; MMR: mismatch repair; MSI-H: microsatellite instability high. Le DT, et al. J Clin Oncol. 2016; 34(suppl); abstr 103. 22

Oncogenic Viruses as Biomarkers 23

Trend Towards Higher Benefit of Nivolumab for HPV-Positive HNSCC CheckMate 141: phase III randomized study of nivolumab vs. investigator s choice Recurrent or metastatic HNSCC (n=361) Documentation p16 for HPV status (oropharyngreal) HNSCC: head and neck squamous cell carcinoma. Ferris RL, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6009. 24

Trend Towards Higher Response to Pembrolizumab for HPV-Positive HNSCC KEYNOTE-055: single-arm phase II Pembrolizumab for recurrent or metastatic HNSCC after progression on platinum and cetuximab (n=172) HPV + (n=18) HPV (n=74) ORR 4 (22%) 12 (16%) PR 4 (22%) 12 (16%) SD 3 (17%) 14 (19%) PD 9 (50%) 42 (57%) Preliminary data show trend towards higher response or benefit of anti- PD-1 therapy in HPV positive patients More data is warranted HNSCC: head and neck squamous cell carcinoma; ORR: objective response rate; PD: progressive disease; PR: partial response; SD: stable disease. Bauml J, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6011. 25

MCPyV Status and PD-L1 Expression Did Not Impact Response to Avelumab in MCC Merkel Cell Polyomavirus (MCPyV) negative tumors have higher mutation burden JAVELIN Merkel 200: phase 2 study of avelumab (anti- PD-L1) in MCC (n=88) Avelumab showed activity in MCC regardless of MCPyV or PD-L1 status MCC: Merkel cell carcinoma. Kaufman H, et al. J Clin Oncol. 2016;34 (suppl); Abstract 9508. 26

2016 ASCO Annual Meeting: Summary PD-L1 expression correlated with response to pembrolizumab in NSCLC Nivolumab and pembrolizumab showed high response in Hodgkin Lymphoma PD-L1 expression did not predict for clinical benefit of nivolumab in RCC PD-L1 negative patients can respond to anti-pd-1/pd-l1 therapies 27

2016 ASCO Annual Meeting: Summary (Continued) TMB correlated with immunotherapy outcome in melanoma and with time on immunotherapy in NSCLC PD-L1, TCGA subtype, and TMB are significant independent predictors of response to atezolizumab Nivolumab and ipilimumab demonstrated durable responses in MSI-H mcrc Pembrolizumab showed activity in MMR-deficient CRC Preliminary data show trend towards higher response or benefit of anti-pd-1 therapy in HPV positive patients Avelumab showed activity in MCC regardless of MCPyV or PD-L1 status 28

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References 1. Topalian SL. Where Does the Truth Lie in Immune Biomarker Development? ASCO Annual Meeting Presentation. 2016. 2. Baas P, et al. J Clin Oncol. 2016;34 (suppl); Abstract 9015. 3. Herbst RS, et al. Lancet. 2016; 9; 387(10027):1540-50. 4. Ansell SM, et al. N Engl J Med. 2015 Jan 22;372(4):311-9. 5. Younes A, et al. J Clin Oncol. 2016; 34(suppl); Abstract 7535. 6. Chen RW, et al. J Clin Oncol. 2016; 34(suppl); Abstract 7555. 7. Sharma P. PD-1/PD-L1 as predictive biomarkers: where do we stand? ASCO Annual Meeting Presentation. 2016. 8. Motzer RJ, et al. N Engl J Med. 2015 Nov 5;373(19):1803-13 9. Ferris RL, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6009. 10. Long GV, et al. J Clin Oncol. 2016; 34(suppl); Abstract 9506. 11. Hellmann MD, et al. J Clin Oncol. 2016; 34(suppl); Abstract 3001. 12. Dreicer R, et al. J Clin Oncol. 2016; 34(suppl); Abstract 4515. 13. Massard C, et al. J Clin Oncol. 2016; 34(suppl); Abstract 4502. 14. Lawrence MS, et al. Nature. 2013 Jul 11;499(7457):214-218. 15. Johnson DB, et al. J Clin Oncol. 2016; 34(suppl); Abstract 105. 16. Spigel DR, et al. J Clin Oncol. 2016; 34(suppl); Abstract 9017. 17. Rosenberg JE, et al. J Clin Oncol. 2016; 34(suppl); Abstract 104. 18. Lech G, et al. World J Gastroenterol. 2016 Feb 7;22(5):1745-55. 19. Peltomaki P. Hum Mol Genet. 2001 Apr;10(7):735-40. 20. Boland CR, et al. Cancer Res. 1998 Nov 15;58(22):5248-57. 21. Overman MJ, et al. J Clin Oncol. 2016; 34(suppl); Abstract 3501. 22. Le DT, et al. J Clin Oncol. 2016; 34(suppl); Abstract 103. 23. Ferris RL, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6009. 24. Bauml J, et al. J Clin Oncol. 2016;34 (suppl); Abstract 6011. 25. Kaufman H, et al. J Clin Oncol. 2016;34 (suppl); Abstract 9508. 32