MKT0025 Rev Epigenomics, Inc. USA

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Epi procolon and HeavyMethyl are registered trademarks of Epigenomics G, Europe, US and/or other selected countries. OC-uto is a registered trademark of Polymedco, Inc. ll other trademarks, brands, and names contained herein are the property of their respective owners. MK0025 Rev5 2016 Epigenomics, Inc. US

Real-ime PCR Single-Day est Protocol Flexible Workflow Rx Only Intended Use, Contraindications, Warnings, Precautions & Limitations...2 What is Epi procolon...3 Detecting Methylated Septin 9 DN...4 HeavyMethyl Core echnology...4 Features & Benefits...5 Clinical rial Overview & Summary...6 Results Interpretation...10 he Epi procolon est Kit...10 References...11 Detecting Cancer In Blood.

Intended Use he Epi procolon test is a qualitative in vitro diagnostic test for the detection of methylated Septin 9 DN in ED plasma derived from patient whole blood specimens. Methylation of the target DN sequence in the promoter region of the SEP9_v2 transcript has been associated with the occurrence of colorectal cancer (CRC). he test uses a real-time polymerase chain reaction (PCR) with a fluorescent hydrolysis probe for the methylation specific detection of the Septin 9 DN target. he Epi procolon test is indicated to screen adults of either sex, 50 years or older, defined as average risk for CRC, who have been offered and have a history of not completing CRC screening. ests that are available and recommended in the USPSF 2008 CRC screening guidelines should be offered and declined prior to offering the Epi procolon test. Patients with a positive Epi procolon test result should be referred for diagnostic colonoscopy. he Epi procolon test results should be used in combination with physician s assessment and individual risk factors in guiding patient management. Contraindications he Epi procolon test is not intended to replace colorectal cancer screening tests that are recommended by appropriate guidelines (e.g., 2008 USPSF guidelines) such as colonoscopy, sigmoidoscopy and high sensitivity fecal occult blood testing. he Epi procolon test is not intended for patients who are willing and able to undergo routine colorectal cancer screening tests that are recommended by appropriate guidelines. he Epi procolon test is not intended for patients defined as having elevated risk for developing CRC based on previous history of colorectal polyps, CRC or related cancers, inflammatory bowel disease (IBD), chronic ulcerative colitis (CUC), Crohn s disease, familial adenomatous polyposis (FP). People at higher risk also include those with a family history of CRC, particularly with two or more first degree relatives with CRC, or one or more first degree relative(s) less than 50 years of age with CRC. he Epi procolon test has not been evaluated in patients who have been diagnosed with a relevant familial (hereditary) cancer syndrome, such as non-polyposis colorectal cancer (HNPCC or Lynch Syndrome), Peutz-Jeghers Syndrome, MYH-ssociated Polyposis (MP), Gardner s syndrome, urcot s (or Crail s) syndrome, Cowden s syndrome, Juvenile Polyposis, Cronkhite-Canada syndrome, Neurofibromatosis, or Familial Hyperplastic Polyposis, or in patients with anorectal bleeding, hematochezia, or with known iron deficiency anemia. Warnings, Precautions and Limitations he Epi procolon test demonstrated inferiority to a fecal test (OC-uto Polymedco, Inc.) for specificity, indicating that the Epi procolon test exhibited a higher rate of false positive results compared to the FI test. he Epi procolon demonstrated non-inferiority to a fecal test for sensitivity. positive Epi procolon test result is not confirmatory evidence for CRC. Patients with a positive Epi procolon test result should be referred for diagnostic colonoscopy. negative Epi procolon test result does not guarantee absence of cancer. Patients with a negative Epi procolon test result should be advised to continue participating in a recommended CRC screening program according to screening guidelines. Screening with Epi procolon in subsequent years following a negative test result should be offered only to patients who after counseling by their healthcare provider, again decline CRC screening methods according to appropriate guidelines. he screening interval for this follow-up has not been established. he performance of Epi procolon has been established in cross-sectional (i.e., single point in time) studies. Programmatic performance of Epi procolon (i.e., benefits and risks with repeated testing over an established period of time) has not been studied. Performance has not been evaluated for patients who have been previously tested with Epi procolon. Non-inferiority of Epi procolon programmatic sensitivity as compared to other recommended screening methods for CRC has not been established. he rate of false positive Epi procolon results increases with age. est results should be interpreted with caution in elderly patients. See Performance Characteristics in Section 13. 1 CRC screening guideline recommendations vary for people over the age of 75. he decision to screen people over the age of 75 should be made on an individualized basis in consultation with a healthcare provider. Positive test results have been observed in healthy subjects and in patients diagnosed with chronic gastritis, lung cancer and in pregnant women. 1,2 est results should be interpreted by a healthcare professional. Patients should be advised of the cautions listed in the Epi procolon Patient Guide. 2 epiprocolon.com

What is Epi procolon? Epi procolon is a molecular test that detects methylated Septin 9 DN in blood. DN methylation of the SEP9 gene is increased in colorectal cancer. Methylated Septin 9 tumor DN is shed into the bloodstream and displays a unique methylation pattern that is detectable in plasma by Real-ime PCR. 3, 4 CRC umor issue Cell-Free Septin 9 DN in Plasma Plasma DN Isolation Bisulfite Conversion & Purification Duplex R-PCR Septin 9 RIGH: he Epi procolon test is for use with the pplied Biosystems 7500 Fast Dx Real-ime PCR instrument. Data nalysis 3

Detecting Methylated Septin 9 DN Cytosine residues in the v2 region of the SEP9 gene may become methylated in colorectal cancer tissues. When DN isolated from plasma samples is treated with a high concentration of bisulfite, unmethylated cytosines are converted to uracil while methylated cytosines remain unchanged (Figure 1). s a consequence of treatment, the DN sequence is altered based on methylation status and can be analyzed by Real-ime PCR amplification (Figure 1). 3,4 FIGURE 1: Detecting DN Methylation G G G G G G C C HeavyMethyl Core echnology he Epigenomics HeavyMethyl core technology combines the use of primers that amplify the target biomarker regardless of methylation status, with a blocking oligonucleotide to suppress the amplification of unmethylated DN, and a methylation-specific probe to detect the amplified methylated sequence (Figure 2). he proprietary HeavyMethyl core technology enables detection of low copy number tumor DN in a background of non-tumor DN in plasma. 3,4 FIGURE 2: HeavyMethyl Real-ime PCR MethylLight Probe Primer Blocker Unmethylated arget DN MethylLight Probe Primer Primer Blocker Methylated arget DN Primer Unmethylated CpGs MethylatedCpGs. In the unmethylated case, the blocker oligonucleotide prevents amplification of the target and the MethyLight methylation specific probe does not bind. B. In the methylated case, the blocker does not bind, amplification proceeds, the MethyLight probe binds the methylated target sequence and produces fluorescence when hydrolyzed during amplification. 4 epiprocolon.com

Epi procolon Features & Benefits Complete est Kit Offers Convenience and Efficiency DN Extraction and Bisulfite Conversion Reagents PCR Reagents External Positive and Negative Controls Quality Control Verifies Workflow and Validity Internal Process Control: Co-amplified internal control monitors sample quality, sample preparation and adequate DN concentration External Controls: Positive and Negative Controls performed identically to patient samples monitor successful workflow and ensure validity of patient test results Simple Real-ime PCR est Basic Molecular Lab echnology Familiar PCR technology Flexible workflow adapts to staff workload requirements (Figure 3) Single day protocol with R usually < 8 hours FIGURE 3: he Epi procolon est and Workflow Sample Preparation: 4.5 hrs Epi procolon Plasma Quick Kit BisDN Duplex PCR: 3.5 hrs Epi procolon Sensitive PCR Kit Plasma DN Extraction Bisulfite Conversion DN Purification PCR1 PCR2 PCR3 Data nalysis ime to Results: 8 hrs CB Internal Control External Negative Control External Positive Control Epi procolon Control Kit Pause Point Pause Point 5

Clinical rials Overview rial One 5 he first study compared the accuracy of Epi procolon to colonoscopy in 1,544 samples from men and women, 50 85 years of age who were of average-risk for CRC. Sensitivity (95% CI) Specificity (95% CI) People Not ested in the Study 68.2% (53.4 80.0) Negative Predictive Value (NPV) (95% CI) 99.7% (99.6 99.8) 80.0% (77.9 82.1) * Positive Predictive Value (PPV) (95% CI) 2.4% (2.0 3.0) People considered at higher-risk for developing CRC. People with rectal bleeding, fresh blood in the stool, or with a known history of iron deficiency. * Weighted to the Study One Population. rial wo 6 he second study compared the accuracy of Epi procolon to a Fecal Immunochemical est (FI) using matched blood and stool samples from 290 people. Epi procolon was found to be statistically non-inferior to FI with respect to sensitivity but not specificity. Epi procolon (95% CI) (n=290) Sensitivity 72.2% (62.5 80.1) Specificity 80.8% (74.7 85.8) Sensitivity 68.0% (58.2 76.5) Specificity 97.4% (94.1 98.9) FI (95% CI) (n=290) NPV 99.8% (99.7 99.8) PPV 2.7% (2.0 3.7) NPV 99.8% (99.7 99.8) PPV 15.6% (7.2 30.8) Both ests Identified similar numbers of patients with CRC. Identified CRC in all cancer stages and throughout the colon and rectum. NOE: ssumes a prevalence of 0.7% based on Study One for Positive and Negative Predictive Values with 95% CI. Predictive values inform how likely disease is given the test result. PPV indicates how likely disease is given a positive test result. NPV indicates how likely absence of disease is given a negative test result. rial hree 1 he third study compared participation in CRC screening among 413 people who were offered either a stool test or a blood test. ll people in the study had at least two screening recommendations in the past and were not up-to-date with their screening. Epi procolon FI 203 people were offered the blood test for CRC screening and 202 completed it (99.5%). 30 people had a positive Epi procolon test result; of those, 10 out of the 17 people who completed a colonoscopy had a polyp or adenoma removed. 210 people were offered the stool test for CRC screening and 185 completed it (88.1%). 3 people had a positive FI test result; of those, 1 completed a colonoscopy and had a polyp removed. 6 epiprocolon.com

Clinical rials Summary rial One 5 In a large, prospective multicenter clinical trial, 7,941 women and men ages 50 to 85, who were of average-risk for colorectal cancer were enrolled at 32 clinical sites in the US and Germany. he clinical performance of the Epi procolon test was evaluated in 1,544 of the trial participants using colonoscopy as the reference standard (able 1). he study included all patients with cancer (all stages) or advanced adenomas and a stratified random sample of patients with small polyps, and patients with no evidence of disease (NED), (ables 2 and 3). he Epi procolon test showed sensitivity, specificity, positive and negative predictive values of 68.2%, 78.8%, 2.4% and 99.7% respectively (able 1). BLE 1: Epi procolon performance with colonoscopy as the reference standard Sensitivity = 68.2% (95% CI, 53.4 80.0) Negative Predictive Value (NPV) = 99.7% (CI, 99.6 99.8) Specificity = 78.8% (95% CI, 76.7 80.8) Positive Predictive Value (PPV) = 2.4% (CI, 2.0 3.0) Specificity * = 80.0% (95% CI, 77.9 82.1) Positive est Rate = 22.5% (95% CI, 20.6 24.6) Epi procolon Negative Positive otal CRC 14 30 44 Colonoscopy Non-CRC 1182 318 1500 otal 1196 348 1544 * Weighted to the Study One population. PPV = percent probability that a person with a positive test result has CRC NPV = percent probability that a person with a negative test result does not have CRC BLE 2: Epi procolon clinical trial results for different patient groups BLE 3: Epi procolon clinical trial results for colorectal cancer (CRC) stages Classification Positives (otal) CRC Stage Epi procolon % (Positives/otal) NED (No Evidence of Disease) 97 (444) Polyps 87 (435) dvanced denomas 134 (621) Stage I 41.1% (7/17) Stage II 83.3% (10/12) Stage III 80.0% (8/10) Stage IV 100.0% (5/5) otal Cancers 68.2% (30/44) 7

rial wo 6 he performance of Epi procolon test and a fecal immunochemical test (OC-uto ) were determined in a multicenter trial at 61 US sites (able 4). Blood, fecal specimens and clinical data were collected, and performance compared to colonoscopy as the reference method. he study enrolled subjects who: 1) had CRC or a high suspicion of invasive CRC identified by screening colonoscopy blood and fecal samples were collected at least 10 days after colonoscopy but prior to surgery or intervention; or 2) provided blood and fecal samples prior to bowel prep for screening colonoscopy. BLE 4: Performance characteristics for CRC detection of Epi procolon and OC-uto test Method Sensitivity Specificity (95% CI) (95% CI) Epi procolon 73.3% (74/101) 81.5% (163/200) n=301 (63.9 80.9) (75.5 86.3) Epi procolon * 72.2% (70/97) 80.8% (156/193) n=290 (62.5 80.1) (74.7 85.8) OC-uto * 68.0% (66/97) 97.4% (188/193) n=290 (58.2 76.5) (94.1 98.9) * Based on paired samples NOE: he observed sensitivity for CRC on paired samples was 4.2% (95% CI, -8.1 16.2) higher for Epi procolon (able 5). he sensitivity of Epi procolon is statistically non-inferior to the OC-uto test. For specificity, the difference between the two tests was 16.6% (95% CI, 10.6 22.9) in favor of the FI test and does not demonstrate non-inferiority. Plasma samples were available from 301 eligible people (101 CRC, 29 advanced adenomas (), 77 small polyps (SP), 94 with no evidence of disease BLE 5: Epi procolon and OC-uto clinical trial results for colorectal cancer (CRC) stages (NED). Fecal samples were CRC Stage Epi procolon FI not available from 11 of these % (Positives/otal) % (Positives/otal) subjects (4 CRC, 2, 2 SP and Stage 0 100.0% (2/2) 0.0% (0/2) 3 NED). Sensitivity and specificity for the Epi procolon test Stage I 61.5% (16/26) 65.4% (17/26) (73.3%, 81.5%) and OC-uto tests (68.0%, 97.4%) were in the expected range (able 4). Based on these results, sensitivity of the Epi procolon test was statistically non-inferior to that of OC-uto while specificity was not. he Epi Stage II Stage III Stage IV Unknown otal Cancers 80.0% (16/20) 65.2% (15/23) 92.3% (12/13) 76.5% (13/17) 73.3% (74/101) 80.0% (16/20) 82.6% (19/23) 58.3% (7/12) 50.0% (7/14) 68.0% (66/97) procolon test also detected cancers at the earliest clinical stages in this trial (able 5). BLE 6: hree-way comparison of Epi procolon, OC-uto and colonoscopy results Diagnostic ccuracy Criteria: Standard Colonoscopy Colorectal Cancer Non-Colorectal Cancer, SP, NED Epi procolon Epi procolon otal Epi procolon Epi procolon otal Positive Negative Positive Negative OC-uto Positive 50 16 66 1 4 5 OC-uto Negative 20 11 31 36 152 188 otal 70 27 97 37 156 193 8 epiprocolon.com

In a three way comparison, the tests were compared with colonoscopy as the reference (able 7). In this study, combining the two tests would increase sensitivity to 89%, with little impact on specificity. rial hree 1 In a third, prospective multicenter clinical trial (DMI), 413 eligible men and women from two health systems were randomized to the Epi procolon blood test or a FI test (OC-uto ). ll people enrolled in the trial had at least two screening recommendations in the past and were not up-to-date. he primary and secondary study objectives were to compare adherence to CRC screening (able 7) and compliance to colonoscopy for people who had positive results from either method (able 8). dherence rates for Epi procolon blood test and FI were 99.5% (95% CI, 97.3 100) and 88.1% (95% CI, 83.0 91.8), respectively, an observed difference in adherence of 11.4% (95% CI, 6.9 15.9). For Epi procolon, 182 of 202 blood samples obtained valid results, leaving 20 blood tests incomplete due to phlebotomy and laboratory errors. For FI, 179 of 185 stool samples obtained valid results, leaving six samples with no result. dherence to screening was calculated based on all samples obtained from patients for testing regardless of validity. People with positive results were counseled to undergo colonoscopy. For people with a positive Epi procolon result, 17/30 (56.7%) completed colonoscopy; of these cases, 10/17 (58.8%) resulted in actionable findings (polyps, adenomas) and 0 (0%) were diagnosed as CRC. For people with a positive FI result, 1/3 (33.3%) completed colonoscopy; of these cases, 1 (100%) resulted in actionable findings (polyps, adenomas) and 0 (0%) were diagnosed with CRC. BLE 7: dherence to CRC Screening with Epi procolon and FI Epi ProColon Site 1 Site 2 otal Site 1 Site 2 otal dherent 85 117 202 72 113 185 Non-dherent 1 0 1 12 13 25 otal 86 117 203 84 126 210 FI BLE 8: dherence to Colonoscopy with Epi procolon and FI Epi ProColon Site 1 Site 2 Overall Site 1 Site 2 Overall Positivity Rate 20.5% 14.0% 16.5% 4.4% 0% 1.7% (14/68) (16/114) (30/182) (3/68) (0/111) (30/179) Schedule Rate 50.0% 81.3% 67.7% 66.7% N/ 66.7% (7/14) (13/16) (20/30) (2/3) (2/3) Compliance Rate 35.7%* 75.0%** 56.7% 33.3% N/ 33.3% (5/14) (12/16) (17/30) (1/3) (1/3) denoma/polyp 60.0% 58.3% 58.8% 100% N/ 100% Detection Rate (3/5) (7/12) (10/17) (1/1) (1/1) FI *2 colonoscopies scheduled after study; ** 1 colonoscopy canceled 9

Understanding Epi procolon Results Epi procolon est Kit POSIIVE BLOOD ES RESUL indicates that methylated Septin 9 DN has been detected in the plasma sample tested. Methylated Septin 9 has been associated with the occurrence of colorectal cancer. 3 Because the Epi procolon test is not a confirmatory test for the presence of colorectal cancer, patients with positive Epi procolon test results should be referred for diagnostic colonoscopy. NOE: Positive results have been observed in healthy patients and clinically diagnosed patients with chronic gastritis, lung cancer and in pregnant women. 1,2 Because a colonoscopy procedure examines the interior lining of the colon and rectum, CRC is unlikely when no abnormal findings are discovered during this procedure. NEGIVE BLOOD ES RESUL indicates the absence of methylated Septin 9 DN in the plasma sample tested. Because a negative test result is not confirmatory for the absence of colorectal cancer, people should be advised to continue participating in a colorectal cancer screening program that also includes colonoscopy, fecal tests and/or other recommended screening methods. NOE: Studies show that methylated Septin 9 DN is not present in plasma from all patients with colorectal cancer and therefore, a negative test result does not guarantee absence of cancer. 1 Detection of CRC is dependent on the amount of circulating tumor DN in the plasma specimen and may be affected by sample collection methods, sample storage, patient factors and tumor stage. 1,3 30 Patient Plasma Samples 2 Controls 96 Well Format Provided Required Epi procolon Plasma Quick Kit (M5-02-001) BD Vacutainer K2ED Blood Collection ubes Epi procolon PCR Kit (M5-02-002) Epi procolon Control Kit (M5-02-003) Required Instrumentation Life echnologies Instrument and Software Specification pplied Biosystems 7500 Fast Dx Real-ime PCR Instrument with appropriate software version his product has been validated ONLY for use with BD Vacutainer K2ED collection tubes; other reagents and consumables as required for Real-ime PCR are detailed in the Epi procolon est Kit Instructions for Use (IFU 0008). 1 his product has been validated ONLY for use with the pplied Biosystems 7500 Fast Dx Real-ime PCR instrument and software system. Refer to the Epi procolon est Instructions For Use (IFU 0008) for description of the appropriate SDS software version, 21 CFR Part 11 Module. Refer to the Epi procolon est Instructions for Use (IFU 0008) for more information regarding user requirements. 1 CP Code Information 81401, Molecular pathology procedure, Level 2, SEP9 (Septin 9) (e.g., colon cancer), methylation analysis. 10 epiprocolon.com

Find Out More o learn more about Epi procolon, please visit epiprocolon.com, and select the Q & tab where you will find answers to commonly asked questions. Email Support.US@epiprocolon.com Online epiprocolon.com US oll-free 844 537 4669 (844 5 EPI NOW) Corporate Phone 240 747 7002 Corporate Fax 240 747 7052 REFERENCES 1 Epi procolon Instructions for Use (IFU 0008) and Epigenomics data on file, P130001. 2 Warren, D. et al. Septin 9 methylated DN is a sensitive and specific blood test for colorectal cancer. BMC Med. 2011,133(9). 3 devos et al. Circulating methylated SEP9 DN in plasma is a biomarker for colorectal cancer. Clin Chem. 2009, 55(7):1337-1346. 4 Lofton-Day C et al. DN methylation biomarkers for blood-based colorectal cancer screening. Clin Chem. 2008, 54(2):414-423. 5 Potter N et al. Validation of a Real-ime PCR-based qualitative assay for the detection of methylated SEP9 DN in human plasma. Clin Chem. 2014, 60(9):1183-1191. 6 Johnson D et al. Plasma Septin9 versus fecal immunochemical testing for colorectal cancer screening: a prospective multicenter study. PLOS ONE. 2014, 9(6):1-8. E98238. 7 United States Preventive Services ask Force (USPSF). Screening for colorectal cancer recommendations statement. Oct, 2008. 11