Rene Peschar Jan B. van Mechelen, Henk Schenk

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Laboratory for Crystallography, van t Hoff Institute for Molecular Sciences, Faculty of Science, Universiteit van Amsterdam, The Netherlands Structure and polymorphism of trans mono-unsaturated triacylglycerols and related fully saturated TAGs Rene Peschar Jan B. van Mechelen, Henk Schenk Introduction Time-resolved X-ray powder diffraction (XRPD) -Phase transitions and stability of TAG polymorphs Structure determination from XRPD data - β -2 polymorphs - β -2 polymorphs Conclusions Crystallisation and Physical Properties of Fats:from Molecules to Market; Gent, june 18-19, 2008

Introduction. Triacylglycerol (TAG) conformations O 2a O 2b C a C 1a O 1a C 1 C 2 O 1b C 1b C 9b C 10b C mb sn-1 C 3 sn-2, m, n = 12, 14, 16, 18 Amount of C atoms in acyl chain sn-3 C na O 1c C 1c C 2c O 2c 16:0 P(almitic) 18:0 S(tearic) 18:1 O(leic) cis-9 18:1 E(laidic) trans-9 2 e.g. [1-3] conformation sn-1 and sn-3 in the same direction 1 3

Introduction. Trans fatty acid Hydrogenation changes cis un-saturated fatty acid chains partly into trans isomers O -> S Oleic Stearic 18:1 (18:0) Cis-9 E Elaidic 18:1 trans-9 [1-3] conformation What is the influence of the trans fatty acid elaidic acid on the packing and stability of TAG polymorphs?? To which extent can E replace an S?

(h k l ) Introduction. X-ray diffraction Crystal: regular 3D stacking of identical units X-rays on crystal => diffraction Bragg s Law : 2d hkl sin(θ) = λ (h k l ) (h k l ) (h k l ) lattice plane or reflection X-R a y

Introduction X-ray powder diffraction Low angle Fingerprint (h k l ) (h k l ) Powder = large set of small crystals ( < 10 m) Reflections from different crystal planes overlap

XRPD polymorph identification Fingerprint Polymorph γ Long spacing (Å) 52.4 Short spacings (Å) 4.14 3.69 ' 2 48.4 45.0 4.18 4.33 4.14 Increasing melting point and stability -V = 2-3 64.8 4.58 3.99 3.87 3.76 3.67 -VI = 1-3 64.4 4.58 4.03 3.85 3.69 = 1.5406 Å

XRPD β and β chain-length packing Left: Double chain-length seat-facing chairs (e.g β-2) Right: Triple chain-length packing (e.g. β-3) d ~ 40 Å Methyl end-plane d: Long d-spacing (70 Å) τ : Tilt angle

Polymorphs of investigated TAGs increasing stability TAG α β' 2-2 β' 1-2 β-2 PEP MS Stable Exists, but lower melting! PSP MS Stable Exists, but lower melting! PPE MS MS Stable PPS MS MS Stable MS: Metastable Not reported in literature PSS MS MS Stable Are these all the possible polymorphs? What is the difference between β' 2-2 and β' 1-2? PEP and PSP are β' stable but a lower melting β exists? What is the packing of the polymorphs? What is the influence of replacing E by S?

Time- and temperature resolved XRPD PANalytical X pert Pro MPD Elliptical focusing mirror Soller slits (prim., sec. 0.02 rad div) X celerator strip detector Oxford Instruments Cryostream Compact N 2 stream parallel to capillary Cylindrical polymer film Cu Kα, high flux Typical scan settings: 1 min. 0.5-30 2θ step 0.016 2θ Heating and cooling rates: 0.5 6/30 K min -1

Melt and crystallization of polymorphs of PSS quenching (30 K min -1 ) heating (0.5 K min -1 )

Fingerprint area of polymorphs of PSS Very slow Increasing Melting point β' 1-2 is a higher crystalline form of β' 2-2 β' 0-2 is a novel polymorph

Phase transitions and stability of polymorphs Melting points and transition temperatures in K Heating rate 0.5 Kmin -1 TAG to Transition transition melt melt melt ' 2-2 ' 2-2 to ' 1-2 ' 1-2 ' 0-2 PEP 303 312 329-327 PSP 317 319 343-339.5 PPE 304 311 320-320 PPS 321 323 332-338 PSS 323 330 337 339 339-2 β' stable β stable E stabilizes β' 2-2 Asymmetric β' 2-2 TAGs melt faster No significant difference E vs. S

XRPD data collection for structure determination European Synchrotron Radiation Facility (ESRF) Grenoble France Beamline BM01B 2 circle diffractometer 6 detectors => 6 complete patterns simultaneously Si 111 analyzer crystal in front of each detector => FWHM ~ 0.01 2θ ( λ = 1.0 Å) λ = 0.8 Å

XRPD data collection for structure determination PANalytical X pert Pro Alpha1 Hybrid monochromator Soller slits (prim., sec. 0.01 rad div) X celerator strip detector Oxford Instruments Cryostream Compact Cu Kα 1 = 1.5406 Å N 2 stream parallel to capillary Cylindrical polymer film Typical settings: 0.5-30 2θ step 0.008 2θ

Structure determination from XRPD data 1. Sample preparation (Capillary 0.7 mm) 2. Data collection 3. Find peak positions 4. Unit cell determination (indexing) 5. Direct space search 6. (Rietveld) refinement

Make guess of volume asymmetric unit: Specific weight Indexing; limit indexing search space Use info from similar crystal structures to set limits to cell dimensions Molecular weight Volume / molecule Z x Volume asymmetric unit = Unit cell volume Generally only 1 st 20 lines are used for indexing De Wolff FOM: M 20 = Q 20 / (2. Q. N 20 ) M 20 >10 Q = average Q calc -Q obs N 20 = number of calc. Q s upto Q 20 $ # "! 2 = average discrepency N = number of observed lines upto $ Do not accept cells with unexplained non- indexed lines

Examples of indexing software ITO zone finding needs accurate low angle data TREOR trial and error + experience needs accurate low angle data DICVOL dichotomy method less error sensitive McMaille Monte Carlo, grid search Index (slow) Kohl low symmetry cells (DOS) Lzon low symmetry cells (DOS) LSQDETC Grid Search FOX beta version M 20 alone is not sufficient Check if complete pattern is covered (e.g CHEKCELL)

Structure determination from XRPD data Direct space search Fox, simulated annealing O S1 O O O E2 O O Molecule model: Z-matrix Connected rigid (planar) chains S3 Free rotation and translation Selected free torsion angles Favre-Nicolin, V. & Černý, R. (2002). J. Appl. Cryst. 35, 734-743.

Crystal structures of polymorphs solved Melting points and transition temperatures in K Transition transition melt melt melt α to β' 2-2 β' 2-2 to β' 1-2 β' 1-2 β' 0-2 β-2 PEP 303 312 329-327 PSP 317 319 343-339.5 PPE 304 311 320-320 PPS 321 323 332-338 PSS 323 330 337 339 339 Crystal structure determined Novel polymorph, crystal structure determined

XRPD patterns of β-2 polymorphs of symmetric TAGs a, b,c in Å α, β, γ in º 5.417 12.13 41.54 88.3 92.09 99.95 BM1b 5.425 11.95 44.64 92.01 88.76 100.18 BM1b 5.439 12.18 41.60 88.73 93.10 99.97 BM16 Space group P-1 (0 0 l) Van Mechelen et al. (2008) Acta Cryst B64, 240-248. All data scaled to CuK 1

Polym orph γ XRPD fingerprint area of β-2 polymorphs of symmetric TAGs Short spacings (Å) 4.14 3.69 BM1b ' 2 4.18 4.33 4.14 BM1b 2-3 4.58 3.99 3.87 3.76 3.67 BM16 1-3 4.58 4.03 3.85 3.69 Dominant reflections: (111) and (0-3 4)

β-2 polymorphs dominant reflections triclinic subcell T // PSP

Packing characteristics of the β-2 polymorphs Chair-shaped [1-3] conformation, seat-facing (inversion centres) (same as in e.g. β-2 SSS) Pairs of chairs form two-packs : layer with double-chain thickness Two-packs face each other (shifted over a/4) at the methyl end-plane Views down the a-axis PEP Chain directions (1-1) aligned Two-packs tilted Small angle between step plane (- - -) and chain direction (1-1) SES Chain directions (2-2) aligned Two-packs not tilted Large angle between step plane (- - -) and chain directions (2-2) No significant difference in packing for E vs S!

Fingerprint area of β' 1-2 PEP, PSP, PPE, PPS and β' 0-2 PSS Cell parameters Spacegroup 22.715 5.656 85.110 I2 90.2 22.253 5.634 85.263 I2 90.8 22.988 5.641 86.265 I2 93.52 22.7515 5.650 86.746 I2 93.97 Only the of the (31 ) is shown. PSP (synchrotron data) rescaled to Cu Kα 1 (31 8) (3 1-8) and (600) dominant 22.651 5.653 89.462 C2/c 90.01 Z = 8 Van Mechelen et al. (2008) Acta Cryst B64, 249-259.

Dominant reflections in β' 1-2 polymorphs (PSP) Orthorhombic O subcell

Packing characteristics of the β' 1-2 polymorphs Two pack layers Chair-shaped molecules, seat-facing, seat of chair is S or E β bend (~ 130 ) between the back and back leg of the chair Symmetric TAGs (PEP, PSP) have a [1-2] conformation [1-2] β' 1-2 PEP P3 123 P1 E Bends in molecules point in the same direction

Packing characteristics of the β' 1-2 polymorphs Two pack layers Chair-shaped molecules, seat-facing, seat of chair is S or E β bend (~ 130 ) between the back and back leg of the chair Asymmetric TAGs (PPE, PPS) have a [2-3] conformation 123 [2-3] ' 1-2 PSS P1 Pair of PSS molecules with facing seats S2 S3

Packing characteristics of the β' 1-2 polymorphs Symmetric vs asymmetric TAGs Methyl-end plane View parallel to b axis Not aligned [2-3] ' 1-2 PSS melt in -> ' 2 transition Aligned [1-2] ' 1-2 PEP No melt in -> ' 2 transition

Packing characteristics of the novel β' 0-2 PSS polymorph [1-2] conformation Two packs related by inversion centres Stepped methyl end-plane

T m (in K) and conformations of molecules in TAG polymorphs Space group I2 C2/c P-1 TAG ' 1-2 ' 0-2 -2 PEP 329-327 [1-2] [1-3] PSP 343-339.5 [1-2] [1-3] PPE 320-320 [2-3] [1-3] PPS 332-338 [2-3] [1-3] PSS 337 339 339 [2-3]? [1-2] [1-3] β' stable [1-2] => [1-3] not observed for symmetric TAGs β stable β' 1-2 [2-3] => β' 0-2 [1-2] would require an orientation inversion of every other two pack (similar as in β 2-3 SOS => β 1-3 SOS)

Three-pack conversion in SOS Van Mechelen et al. (2006). Acta.Cryst. B62, 1131-1138. methyl end plane Double bonds lined up 2 x 3-pack layer β 2 -packing (Cc) β 1 -packing (P2 1 /n)

Conclusions Time-resolved XRPD - No definite influence of E vs. S except that E stabilizes β' 2-2 - The β' 2-2 is a less crystalline form of the β' 1-2 Structure determination from XRPD - Symmetric and asymmetric β-2 polymorphs are in the [1-3] conformation. No definite influence of E vs S. - Symmetric β' 1-2 (PSP, PEP) are in a [1-2] conformation, - Asymmetric β' 1-2 (PPS, PPE) in a [2-3] conformation. - The β' 0-2 PSS is in the [1-2] conformation Solid state β' to β-2 phase transition unlikely because of the different conformations Low resolution data d > 3.0 Å

Laboratory for Crystallography, van t Hoff Institute for Molecular Sciences, Faculty of Science, Universiteit van Amsterdam, The Netherlands Acknowledgements Unilever Research Vlaardingen Shell Research and Technology Centre Amsterdam W. van Beek (BM01B) O. Masson (BM16) I. Margiolaki (ID31) E. Dova, M.M. Pop (both formerlyuva, now Avantium Technologies) K. Goubitz, E. Sonneveld, R.B. Helmholdt (all UvA) V. Favre-Nicolin (CEA / Univ. J. Fourrier) The investigations have been supported by the Netherlands Foundation for Chemical Research (NWO/CW) with financial aid from the Netherlands Technology Foundation (STW) (project 790.35.405) The members of the User Committee of this project are thanked for stimulations discussions and continuous interest.

References Van Mechelen, J.B. (2008). Triacylglycerol structures and the chocolate fat bloom mechanism. PhD Thesis. Universiteit van Amsterdam. Van Mechelen, J.B., Peschar, R. and Schenk, H. (2008) Structures of mono-unsaturated triacylglycerols. III. The -2 polymorphs of trans-monounsaturated triacylglycerols, and related fully saturated triacylglycerols. (2008). Acta Cryst B64, 240-248. Van Mechelen, J.B., Peschar, R. and Schenk, H. (2008) Structures of mono-unsaturated triacylglycerols. IV. The highest melting '-2 polymorphs of trans-monounsaturated triacylglycerols and related saturated TAGs and their polymorphic stability. Acta Cryst B64, 249-259. Van Mechelen, J.B., Peschar, R. and Schenk, H. (2007) Progress in solving crystal structures of triglycerides from powder data using direct space techniques. In IUCr Commission on Powder Diffraction. Newsletter 35, June p41-44. Electronic: http://www.iucr-cpd.org/pdfs/cpd_35_total.pdf Contact: R.Peschar@uva.nl J.B.vanmechelen@uva.nl