Dates Reviewed: 12/2012, 3/2013, 6/2013, 9/2013, 11/2013, 12/2013, 3/2014, 6/2014, 9/2014, 12/2014,

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Perjeta (pertuzumab) Last Review Date: 5/30/2017 Date of Origin: 11/01/2012 Document Number: IC-0096 Dates Reviewed: 12/2012, 3/2013, 6/2013, 9/2013, 11/2013, 12/2013, 3/2014, 6/2014, 9/2014, 12/2014, I. Length of Authorization 3/2015, 5/2015, 8/2015, 11/2015, 2/2016, 5/2016, 8/2016, 11/2016, 2/2017, 5/2017 Coverage is provided for 6 months and may be renewed for metastatic or recurrent disease. Coverage is provided for 6 months and may NOT be renewed for adjuvant and neo-adjuvant use. II. Dosing Limits A. Quantity Limit (max daily dose) [Pharmacy Benefit]: Perjeta 420 mg/14ml solution for injection: Loading Dose: 2 vials Maintenance Doses: 1 vial every 21 days B. Max Units (per dose and over time) [Medical Benefit]: Loading Dose 840 billable units x 1 dose Maintenance Dose 420 billable units every 21 days III. Initial Approval Criteria Coverage is provided in the following conditions: Patient is 18 years or older; AND Baseline Left ventricular ejection fraction (LVEF) within normal limits; AND Patient has human epidermal growth factor receptor 2-positive* (HER2) disease; AND Breast cancer Used as adjuvant treatment; AND o Patient has early stage or locally advanced disease; AND o Used in combination with a trastuzumab-based regimen; AND o Pertuzumab was not used as part of neoadjuvant therapy: OR Used as neoadjuvant treatment for breast preservation; AND o Patient has locally advanced, inflammatory or early stage disease; AND o Used in combination with a trastuzumab-based regimen; OR Used for recurrent or metastatic disease; AND Moda Health Plan, Inc. Medical Necessity Criteria Page 1/5

o o Used as first line therapy in combination with trastuzumab and paclitaxel or docetaxel; OR Used as second line therapy in combination with trastuzumab: AND Previously treated with Herceptin (trastuzumab) based therapy; AND Patient has not previously received Perjeta *HER2 positive overexpression criteria: Immunohistochemistry (IHC) assay 3+ ; OR Fluorescence in situ hybridization (FISH) assay 2.0 (HER2/CEP17 ratio); OR Average HER2 copy number 6 signals/cell FDA Approved Indication(s); Compendia recommended indication(s) IV. Renewal Criteria Coverage can be renewed based upon the following criteria: Patient continues to meet the criteria identified in section III; AND Tumor response with stabilization of disease or decrease in size of tumor or tumor spread; AND Absence of unacceptable toxicity from the drug. Examples of unacceptable toxicity include the following: cardiotoxicity (i.e. left ventricular dysfunction, cardiomyopathy); neutropenia; neurotoxicity; infusion-related and hypersensitivity reactions; AND Left ventricular ejection fraction (LVEF) is >45% OR LVEF is 40% and absolute decrease is <10% from baseline (results must be less than 3 months old); AND Use for Breast Cancer Adjuvant OR Neo-adjuvant treatment, therapy cannot be renewed. V. Dosage/Administration Indication Breast Cancer Dose 840mg x 1 dose, then 420mg every 21 days thereafter until disease progression or unmanageable toxicity* *For neo-adjuvant/adjuvant treatment, continued use for greater than 6 cycles is not recommended VI. Billing Code/Availability Information JCode: J9306 - Injection, pertuzumab, 1 mg: 1mg = 1 billable unit NDC(s): Perjeta 420mg/14mL solution for injection: 50242-0145-xx (Genentech) VII. References 1. Perjeta [package insert]. South San Francisco, CA; Genentech; March 2016. Accessed April 2017. Moda Health Plan, Inc. Medical Necessity Criteria Page 2/5

2. Referenced with permission from the NCCN Drugs & Biologics Compendium (NCCN Compendium ) pertuzumab. National Comprehensive Cancer Network, 2017. The NCCN Compendium is a derivative work of the NCCN Guidelines. NATIONAL COMPREHENSIVE CANCER NETWORK, NCCN, and NCCN GUIDELINES are trademarks owned by the National Comprehensive Cancer Network, Inc. To view the most recent and complete version of the Compendium, go online to NCCN.org. Accessed April 2017. 3. Baselga J, Cortes J, Kim SB, et al. Pertuzumab plus trastuzumab plus docetaxel for metastatic breast cancer. N Engl J Med 2012;366(2):109-119. 4. Gianni L, Pienkowski T, Im YH, et al. Efficacy and safety of neoadjuvant pertuzumab and trastuzumab in women with locally advanced, inflammatory, or early HER2-positive breast cancer (NeoSphere): a randomised multicentre, open-label, phase 2 trial. Lancet Oncol. 2012 Jan;13(1):25-32. 5. Baselga J, Cortes J, Kim SB, et al. CLEOPATRA Study Group. Pertuzumab plus trastuzumab plus docetaxel for metastatic breast cancer. N Engl J Med. 2012;366:109-119. 6. Schneeweiss A., Chia S., Hickish T., et al; Pertuzumab plus trastuzumab in combination with standard neoadjuvant anthracycline-containing and anthracycline-free chemotherapy regimens in patients with HER2-positive early breast cancer: a randomized phase II cardiac safety study (TRYPHAENA). Ann Oncol 2013; 24 (9): 2278-2284. 7. Wisconsin Physicians Service Insurance Corporation. Local Coverage Determination (LCD) for Chemotherapy Drugs and their Adjuncts (L35053). Centers for Medicare & Medicaid Services, Inc. Updated on 3/8/2017 with effective date 3/1/2017. Accessed April 2017. Appendix 1 Covered Diagnosis Codes ICD-10 ICD-10 Description C50.011 Malignant neoplasm of nipple and areola, right female breast C50.012 Malignant neoplasm of nipple and areola, left female breast C50.019 Malignant neoplasm of nipple and areola, unspecified female breast C50.021 Malignant neoplasm of nipple and areola, right male breast C50.022 Malignant neoplasm of nipple and areola, left male breast C50.029 Malignant neoplasm of nipple and areola, unspecified male breast C50.111 Malignant neoplasm of central portion of right female breast C50.112 Malignant neoplasm of central portion of left female breast C50.119 Malignant neoplasm of central portion of unspecified female breast C50.121 Malignant neoplasm of central portion of right male breast C50.122 Malignant neoplasm of central portion of left male breast C50.129 Malignant neoplasm of central portion of unspecified male breast C50.211 Malignant neoplasm of upper-inner quadrant of right female breast C50.212 Malignant neoplasm of upper-inner quadrant of left female breast C50.219 Malignant neoplasm of upper-inner quadrant of unspecified female breast C50.221 Malignant neoplasm of upper-inner quadrant of right male breast C50.222 Malignant neoplasm of upper-inner quadrant of left male breast C50.229 Malignant neoplasm of upper-inner quadrant of unspecified male breast Moda Health Plan, Inc. Medical Necessity Criteria Page 3/5

ICD-10 ICD-10 Description C50.311 Malignant neoplasm of lower-inner quadrant of right female breast C50.312 Malignant neoplasm of lower-inner quadrant of left female breast C50.319 Malignant neoplasm of lower-inner quadrant of unspecified female breast C50.321 Malignant neoplasm of lower-inner quadrant of right male breast C50.322 Malignant neoplasm of lower-inner quadrant of left male breast C50.329 Malignant neoplasm of lower-inner quadrant of unspecified male breast C50.411 Malignant neoplasm of upper-outer quadrant of right female breast C50.412 Malignant neoplasm of upper-outer quadrant of left female breast C50.419 Malignant neoplasm of upper-outer quadrant of unspecified female breast C50.421 Malignant neoplasm of upper-outer quadrant of right male breast C50.422 Malignant neoplasm of upper-outer quadrant of left male breast C50.429 Malignant neoplasm of upper-outer quadrant of unspecified male breast C50.511 Malignant neoplasm of lower-outer quadrant of right female breast C50.512 Malignant neoplasm of lower-outer quadrant of left female breast C50.519 Malignant neoplasm of lower-outer quadrant of unspecified female breast C50.521 Malignant neoplasm of lower-outer quadrant of right male breast C50.522 Malignant neoplasm of lower-outer quadrant of left male breast C50.529 Malignant neoplasm of lower-outer quadrant of unspecified male breast C50.611 Malignant neoplasm of axillary tail of right female breast C50.612 Malignant neoplasm of axillary tail of left female breast C50.619 Malignant neoplasm of axillary tail of unspecified female breast C50.621 Malignant neoplasm of axillary tail of right male breast C50.622 Malignant neoplasm of axillary tail of left male breast C50.629 Malignant neoplasm of axillary tail of unspecified male breast C50.811 Malignant neoplasm of overlapping sites of right female breast C50.812 Malignant neoplasm of overlapping sites of left female breast C50.819 Malignant neoplasm of overlapping sites of unspecified female breast C50.821 Malignant neoplasm of overlapping sites of right male breast C50.822 Malignant neoplasm of overlapping sites of left male breast C50.829 Malignant neoplasm of overlapping sites of unspecified male breast C50.911 Malignant neoplasm of unspecified site of right female breast C50.912 Malignant neoplasm of unspecified site of left female breast C50.919 Malignant neoplasm of unspecified site of unspecified female breast C50.921 Malignant neoplasm of unspecified site of right male breast C50.922 Malignant neoplasm of unspecified site of left male breast C50.929 Malignant neoplasm of unspecified site of unspecified male breast Z85.3 Personal history of malignant neoplasm of breast Moda Health Plan, Inc. Medical Necessity Criteria Page 4/5

Appendix 2 Centers for Medicare and Medicaid Services (CMS) Medicare coverage for outpatient (Part B) drugs is outlined in the Medicare Benefit Policy Manual (Pub. 100-2), Chapter 15, 50 Drugs and Biologicals. In addition, National Coverage Determination (NCD) and Local Coverage Determinations (LCDs) may exist and compliance with these policies is required where applicable. They can be found at: http://www.cms.gov/medicarecoverage-database/search/advanced-search.aspx. Additional indications may be covered at the discretion of the health plan. Medicare Part B Covered Diagnosis Codes (applicable to existing NCD/LCD): Jurisdiction(s): 5, 8 NCD/LCD Document (s): L35053 https://www.cms.gov/medicare-coverage-database/search/lcd-datesearch.aspx?docid=l35053&bc=gaaaaaaaaaaaaa== Medicare Part B Administrative Contractor (MAC) Jurisdictions Jurisdiction Applicable State/US Territory Contractor E (1) CA, HI, NV, AS, GU, CNMI Noridian Healthcare Solutions, LLC F (2 & 3) AK, WA, OR, ID, ND, SD, MT, WY, UT, AZ Noridian Healthcare Solutions, LLC 5 KS, NE, IA, MO Wisconsin Physicians Service Insurance Corp (WPS) 6 MN, WI, IL National Government Services, Inc. (NGS) H (4 & 7) LA, AR, MS, TX, OK, CO, NM Novitas Solutions, Inc. 8 MI, IN Wisconsin Physicians Service Insurance Corp (WPS) N (9) FL, PR, VI First Coast Service Options, Inc. J (10) TN, GA, AL Cahaba Government Benefit Administrators, LLC M (11) NC, SC, WV, VA (excluding below) Palmetto GBA, LLC L (12) DE, MD, PA, NJ, DC (includes Arlington & Fairfax counties and the city of Alexandria in VA) K (13 & 14) NY, CT, MA, RI, VT, ME, NH Novitas Solutions, Inc. National Government Services, Inc. (NGS) 15 KY, OH CGS Administrators, LLC Moda Health Plan, Inc. Medical Necessity Criteria Page 5/5