Heterologous Prime-Boost & Adjuvanted Env Protein HIV Vaccine Approaches

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Heterologous Prime-Boost & Adjuvanted Env Protein HIV Vaccine Approaches Susan W. Barnett WHO-NIAID Meeting on HIV, Malaria, and TB Vaccines April 17-18, 2012 Rockville, MD

Background & vision of HIV vaccine Phase III Thai trial (RV144) was tipping point for HIV vaccines (ALVAC prime-env protein boost) Primary goal of an effective HIV vaccine is to prevent infection/virus dissemination Vaccine candidates might include: Vector/nucleic acid prime plus adjuvanted protein boost Proteins with safe & potent adjuvants Combined prevention strategy using anti-retrovirals, microbicides, and vaccine interventions 2 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Clinical efficacy of RV144 HIV vaccine trial waned over time Efficacy (%) 65 60 55 50 45 40 35 30 25 Vaccine Efficacy 60% at 6-12 months Env Ab-mediated protection V2 Abs associated with protection Abs waned over time 20 0 5 10 15 20 25 30 Months B. Haynes, et al., NEJM, 2012 3 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Key components of effective vaccines Nucleic Acid & Viral Vectors MF59 or Alum Delivery System Immune Potentiator e.g., TLR agonist Antigen HIV Env Long-lived B & T cell memory 4 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

MF59 : a safe & potent adjuvant An oil-in-water emulsion used in licensed product (Fluad) H 2 O H 2 O H 2 O H 2 O H 2 O H 2 O H 2 O H 2 O H 2 O OIL H 2 O H 2 O H H 2 O 2 O H 2 O H 2 O Composition: 0.5% Polysorbate 80 water-soluble surfactant 0.5% Sorbitan Triolate oil-soluble surfactant 4.3% Squalene oil Water for injection 10 mm Na-citrate buffer Density: 0.9963 g/ml Size: 160nm MF59 increases antigen uptake and activates local immune cells Dose sparing, improved vaccine immunogenicity & efficacy 150 million doses of MF59 vaccines distributed with no safety signals 5 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

A/VN/11194/04 MN- GMT Enhancing, dose-sparing effects of MF59 on pandemic flu vaccine (H5N1) in humans 1000 MF59/flu (7.5 mg) MF59/flu (15 mg) flu alone (15 mg) 100 40 10 1 22 43 130 202 223 382 days Higher frequencies of H5 CD4 T cells Higher frequencies of H5N1 memory B cells Galli et al. PNAS 2009 Protective antibody titers after two doses, broadly neutralizing drifted H5 clades 6 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

MF59 adjuvanted influenza vaccine, Fluad, was 75% more efficacious than non-adjuvanted vaccines in young children Vaccine Efficacy (%), N = 4,702 100 75 * * * * Fluad Non-adjuvanted Trivalent Influenza Vaccine (TIV) 50 25 0 6 - <72 months 6 - <36 months * Statistically significant; Post-hoc analysis 1 Vesikari T et al.,nejm, 2011. 6 - <24 months 7 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

MF59 + TLR agonist Modulation and enhancement of MF59 potency MF59 alone Antibodies Th1 T cells 0 100 200 300 400 500 Geometric Mean ELISA Titer (IgG) IFN positive CD4 T cells (per 10 5 ) 8 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

MF59 + CpG enhances neutralizing antibody responses against SF162 in rabbits 10 4 10000 SF162 TV1 SF162 + TV1 10000 10000 10 3 1000 P<0.005 P<0.01 P<0.01 1000 P<0.05 P<0.005 P<0.005 1000 P>0.05 P<0.05 P<0.005 10 2 100 100 100 10 1 10 10 10 1 2 3 2wp2 1 2wp3 1 2 3 2 2wp4 3 2wp2 2wp3 2wp4 2wp2 2wp3 2wp4 B. Burke, et al., Virology, 2009 9 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Evaluation in NHP of alum and MF59-based formulations using TLR4 and TLR7 SMIPs currently Groups: 1. ENV 2. ENV + Alum 3. ENV + Alum + TLR4 4. ENV + Alum + TLR7 5. ENV + MF59 6. ENV + ANE/TLR4 7. ENV + ANE/TLR7 8. ENV + pic:lc 9. ENV + ISCOM LN biopsies BM biopsies From Bob Seder et al. unpub.

Preclinical POC for prime-boost & adjuvanted Env Protection by active immunization in SHIV macaque model Protection in macaques against mucosal or systemic virus challenge using: DNA prime-env protein boost (Cherpelis, 2001; Buckner, 2004) Alphavirus prime-env protein boost (Xu, 2006; Barnett, 2010) Adenovirus prime-env protein boost (Lubeck, 1997; Bogers, 2008) Vaccinia prime-env protein boost (Hu, 1992; Hu, in prep) Adjuvanted Env protein alone (Barnett, 2008; Verschoor, 1999) Antibody-mediated protection observed High titer & high avidity binding Abs Virus neutralizing Abs ADCC CD4+ T helper responses 11 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Summary Active immunization with HIV Env vaccines conferred antibodymediated protection in SHIV-macaque model Protection vs. homologous or closely related heterologous challenges High dose intravaginal, intrarectal, and intravenous challenges Gag-specific CTL not required for protection in these studies Antibody-mediated protection (high titer, high avidity, neutralizing, ADCC) Proof-of-concept established for Env-based vaccines with or without V2 loops SIV-based vaccine low dose repeated mucosal challenge studies in progress for several of these approaches to confirm results These results are consistent with the observed efficacy of the primeboost approach employed in RV144 12 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Phase 1 trial of DNA/PLG prime Env protein boost HVTN049 clinical trial design (SF162 gp140dv1 Env) Group Number Active (Control) Dose DNA / gp140 µg (per plasmid) Part A: Dose Escalation Month 0 1 2 3 6 9 T1 10 (2) 250 / 100 DNA DNA DNA gp140 gp140 T2 10 (2) 500 / 100 DNA DNA DNA gp140 gp140 T3 10 (2) 1000 / 100 DNA DNA DNA gp140 gp140 Part B: Explore Immunogenicity T4 20 (4) 1000 / 100 DNA DNA DNA gp140 gp140 T5 30 (6) None / 100 gp140 gp140 gp140 Total 80 (16) P. Spearman, et al., 2011, JID 203:1165. 13 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

% Neutralization (1:10 serum dilution) Neutralizing Ab responses in HVTN 049 Phase 1 Elicitation of high titer Tier 1 neutralizing Abs SF162.LS 12 subtype B reference strains 10000 60 ID50 Neutralization Titer 1000 100 50 40 30 20 10 10 0 DNA + Protein Protein alone n= 23 n= 30 DNA + gp140 gp140 only Placebo n= 23 n= 30 n= 6 From David Montefiori. 14 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

HVTN 049 ICS magnitude of positive responses to Env or Gag (Pool 1) % T cells Producing IFN-γ + or IL-2 + 0.5 0.4 0.3 0.2 0.1 0.05 CD4 + T Cells Positive response Negative response 1/13 6/9 8/9 20/26 17/29 0/9 0/9 1/26 0/29 0.025 Placebo Any Pool 1 250 mcg DNA/PLG + gp140 500 mcg DNA/PLG + gp140 1000 mcg DNA/PLG + gp140 gp140 250 mcg DNA/PLG + gp140 500 mcg DNA/PLG + gp140 1000 mcg DNA/PLG + gp140 gp140 15 2 weeks post VAC5 2 weeks post VAC3 Env 2 weeks post VAC5 2 weeks post VAC3 Gag

16

17 P. Spearman, J. McElrath, et al., 2011, JID 203:1165.

Clinical findings from HVTN049 Phase 1 SF162 gp140 protein in MF59 adjuvant with or without DNA priming All vaccinees (Env alone or DNA prime-env) - High frequency of Env-specific CD4+ T cells - High titer Tier 1, low Tier 1b & Tier 2 neutralizing Abs (D. Montefiori) - High titer & cross-subtype binding Abs, IgA and IgGs (G.Tomaras) DNA-prime-Env vaccinees - TH1 phenotype of multifunctional Env-specific CD4+ T cells - High frequency of Env-specific memory B cells (N. Frahm) - Higher titers of neutralizing Abs & ADCC (G. Ferrari) 18 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Lessons learned Regimen DNA or vector prime plus adjuvanted Env protein boosts provide vaccine protection against high dose SHIV challenge in NHP Adjuvanted Env protein also provided protection Env protein boosts provide the highest Ab titers and greatest protection Priming vaccines and adjuvants can augment Ab responses and push CD4 T cell responses toward a polyfunctional TH1 response that may be desirable Antigens Both V2 deleted and native forms of Env gp140 provided protection Vaccine antigens & regimens are yet be found to optimally present virus neutralizing epitopes to the human immune system The role of other antibody effector functions in vaccine protection should also be investigated 19 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Acknowledgements Collaborators Univ. of Washington Patricia Polacino Shiu-Lok HU Seattle Biomedical Research Institute Rong Xu Nina Derby Leo Stamatatos NCI Thorston Demberg Seraphin Kuate Marjorie Robert-Guroff ABL Ranajit Pal Sharon Orndorff Emory University Paul Spearman Univ. of California Tracy Rourke Kirsten Boste Chris Miller Biomedical Primate Research Centre Willy Bogers Ernst Verschoor Gerrit Koopman Petra Mooj David Davis Cambridge University Rachel Pei-Jen Lai Simon Frost David Sealey Mariana Varela Jonathan Heeney Duke University Bart Haynes Anthony Geonnotti David Montefiori Guido Ferrari Georgia Tomaras FHCRC Nicole Frahm Julie McElrath VRC Robert Seder NIH Grants and Contracts (RR11069, AI51596, AI48225-03, N01-AI-05396, HHSN266200500007C,SVEU, HVTN) 20 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only

Acknowledgements Novartis Microbial Molecular Biology Avishek Nandi Clayton Beard Peter Mason Immunology Kaustuv Banerjee Gib Otten Nicholas Valiante Serology James Monroe Giuseppe Palladino BD&L, Legal, & IP Maureen Rogers Helen Lee Regina Bautista Sally Jennings Marcus Dawson Robert Gorman Protein Biochemistry Antu Dey Carlo Zambonelli Samuel Stephenson Karin Hartog Harold Legg Susan Hilt Yide Sun Karen Matsuoka Mark Wininger Frank Situ Jimna Cisto Priyanka Ramesh Pampi Sarkar Klara Sirokman DeeAnn Martinez-Guzman Andrea Carfi TD/TechOps Jurgen Mullberg Kunal Aggarwal Luis Maranga Paula Keith Formulations Yen Cu Luis Brito Andrew Geall Manmohan Singh Derek O Hagan Quality & Toxicology Kay Sanders Claudia Vitali Manfred Boese Maryam Rafie-Kolpim Deborah Novicki Clinical Dev. Penny Heaton Finance Mala Briceno Tammy Tong Tara Wells 21 WHO-NIAID Meeting HIV, Malaria, TB Susan Barnett 17-18 April 2012 HIV-1 Vaccines Business Use Only Contracts & Project Management Brian Burke Laurie Peltier Jonathan Sahady Randy Deck HIV mini-gpt Emanuela Palla Susan Barnett Niranjan Kanesa-Thasan Fred Porter Mary Wu Vaccine Research Leadership Jeffrey Ulmer Christian Mandl Rino Rappuoli