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Treating CNS HIV Infection and Disease Why, How and When? Richard W. Price, M.D. Department of Neurology, UCSF/SFGH Preface: Reasons for Renewed Interest in Treatment of CNS HIV Continued CNS infection/disease in treated patients Limited CNS access and efficacy of individual drugs and combinations Potential additive/synergistic HIV neuropathogenic effects combined with Prolonged survival Brain aging Potential impediment to eradication CNS drug toxicity Outline: Treatment of CNS HIV Untreated CNS/CSF Infection Why? Background Untreated CNS HIV infection and disease Effects of ART on CNS infection and disease Continued neurological impairment How? Drug properties and uses CNS drug access and effectiveness When? Practical clinical application Evaluation approaches Untreated patients Treated patients CNS/CSF infection is a nearly ubiquitous facet of systemic infection Early entry of CNS during primary infection Continues through course of untreated infection Dynamically linked to systemic viremia Evolution of CSF infection types Early, meningitic: Non-compartmentalized (transitory, CD4 high ) Late, encephalitic: Compartmentalized (autonomous) T-tropic (CD4 high ) M-tropic (CD4 low ) Driver of local immune activation and neural injury

Plasma & CSF HIV RNA & CSF WBCs in Untreated Subjects across the Spectrum of CD4 113 Untreated HIV+ (8 ADC) CSF HIV detection common across CD4 range Variable relationship of CSF to plasma VL CSF pleocytosis common across CD4 range ADC findings cluster with non- ADC Neuro-Asymptomatic: Non-compartmentalized T-tropic Neuroasymptomatic subjects Genetic mixing of CSF and plasma populations Minor CSF isolation Plasma CSF Schnell et al: HIV-1 Replication in the Central Nervous System Occurs in Two Distinct Cell Types Plos Pathogens, 2011 ADC: Compartmentalized, M-tropic ADC patients Strong CSF compartment-alization Independent evolution-amplification of CSF HIV Unchecked HIV Encephalitis and ADC (HAD) Pathological substrate HIV encephalitis (HIVE) Multinucleated giant cell encephalitis White matter pallor Micro-neuronal abnormalities Vacuolar myelopathy Cell site of HIV replication Macrophages Relation to systemic HIV replication Compartmentalized Pathways to brain injury Viral gene products: signal and toxic Cell (MΦ) gene products: endogenous toxins Glutamate receptor ligands October 21, 2010: Gothenburg

Effect of cart on CNS HIV Infection CSF HIV Responses to Treatment: Older Experience Offs 57 off ART for > 3 months Failures 48 on ART, plasma VL > 50 cpm Successes 33 on ART, plasma VL < 50 Common viral suppression Uncommon CNS escape Symptomatic Asymptomatic Residual replication? Level of CSF HIV in well-treated patients Continued CNS injury? Systemic success usually associated with CSF suppression In failed treatment, CSF HIV RNA relatively lower than plasma CSF HIV assumes different relation to plasma HIV Hence, treatment usually favorably impacts CSF HIV infection Exceptions to Successful CNS Treatment: CSF Escape Symptomatic: Canestri A et al. Clin Infect Dis. 2010;50:773-778 CSF escape (or dissociation) clearly indicative of active CNS disease Asymptomatic: Edén A et al. J Infect Dis. 2010;202:1819-1825 CSF escape of uncertain pathogenetic significance Symptomatic CSF Escape: Canestri et al Retrospective case series patients with neurological symptoms and HIV in CSF with suppressed plasma CSF > 200 cpm, plasma <50 cpm or CSF > 10x plasma in treated patients 2 centers, 6000 patients/year Review over 5 year period 11 patients Acute or subacute neurological disease 10/11 CSF pleocytosis Median CSF HIV 880 cpm (588 12,885) Resistance mutations in 7/8 All improved after optimization of treatment with respect to: Resistance CPE Discordance Between Cerebral Spinal Fluid and Plasma HIV Replication in Patients with Neurological Symptoms Who Are Receiving Suppressive Antiretroviral Therapy. Canestri A et al. Clin Infect Dis. 2010;50:773-778

Symptomatic CSF Escape Symptomatic Viral Dissociation in Treated Patient Presented with predominantly myelopathic ADC, in March 2000 Plasma VL 378 & CSF 5,467 On ddi/sgc/rtv - switched to ABC/NVP/ IDV/RTV Canestri A et al. Clin Infect Dis. 2010;50:773-778 Asymptomatic CSF Escape: Eden et al Asymptomatic CSF Escape with Contemporary Therapy Retrospective case series of patients on contemporary therapies with: HIV in CSF (>50 cpm) with suppressed (<50 cpm) plasma 69 total subjects 7 with detectable CSF (10%) Median CSF HIV 121 cpm (54 213) CSF pleocytosis: no different from non-escape Resistance mutations not done No relation to cpe score HIV-1 Viral Escape in Cerebrospinal Fluid of Subjects on Suppressive Antiretroviral Treatment. Edén A et al. J Infect Dis. 2010;202:1819-1825 Edén A et al. J Infect Dis. 2010;202:1819-1825

Antiretroviral Drugs of CSF Viral Escape Subjects A Case of CSF Escape: Confounded Symptoms Day 3053: Genotyping - K65R, no NNRT or PI resistance From CPE 2010 of 13 to 7 Edén A et al. J Infect Dis. 2010;202:1819-1825 Very Low Residual CSF HIV RNA in Suppressed Subjects in Intensification Study HIV-Related CNS Disease: Nomenclature Early: clinical phenotypic diagnosis & classification by functional criteria ADC (MSK) staging Present: Frascati diagnosis & classification based on neuropsychological testing impairment: HAND (HIV-associated neurocognitive disorders) HAD: HIV-associated dementia (2 domains >2SD below mean) MND: mild neurocognitive disorder (2 domains >1SD below mean and symptoms or functional impairmant) ANI: asymptomatic neurocognitive impairment (2 domains >1SD below mean without symptoms) Dahl et al, JID, 204: 1936-45, 2011 October 21, 2010: Gothenburg

Impact of Treatment on Severe CNS Disease over 3 Epochs in a Danish Nationwide Cohort Continued CNS Disease in Treated: Prevalence of Neuropsychological Impairment Study design: Nationwide, population-based cohort study using Danish registries Severe neurocognitive disorders (SNCD) Incidence of and survival after SNCD in HIV-infected patients, compared with a general population control cohort Findings: 32 cases per 4,452 HIV+ 120 cases per 62,328 controls Relative risk 10.1 when CD4 <350 (optimal CD4 >500) Relative incidence in HIV+ approached HIV- in 2005-2008 Mortality higher in HIV+ SNCD Age younger in HIV+ SNCD IR: Incidence Rate HIV+ HIV- Lescure F et al. Clin Infect Dis. 2011;52:235-243 Cross-sectional study of 1,555 subjects, 6 centers CD4 420 (IQR 49-300) 71% on cart 59% with detectable plasma HIV (44% on cart) 34% detectable in CSF (16% on cart) Overall 52% neuropsych (NP) test impairment In those cases not severely confounded : 33% asymptomatic (ANI) 12% mild NP impairment (MND) 2% severe (HAD) Low CD4 nadir strong predictor No correlation with CPE score Heaton et al. HIV-associated neurocognitive disorders persist in the era of potent antiretroviral therapy. Charter Study. Neurology, 75: 2087-2096, 2010. Continued CNS Disease in Treated: Prevalence of Neuropsychological Impairment Study of 200 subjects with treatmentinduced plasma viral suppression 27% Cognitive complaints 50 with neurological complaints (84% impairment) 24% asymptomatic neurocognitive impairment (ANI) 52% mild neurocognitive disorder (MND) 8% HAD 50 without neurological complaints (64% impairment) 60% ANI 4% MND 0% HAD Simioni et al. Cognitive dysfunction in HIV patients despite long-standing suppression of viremia. AIDS 2010, 24:1243 1250. Smurzynski et al. Effects of central nervous system antiretroviral penetration on cognitive functioning in the ALLRT cohort. AIDS 2011, 25:357 365. Study of 2,636 subjects in 26 ACTG trials (total visits 10,413) 3 tests (Trail Making A & B and Digit Symbol) for NPZ3 Plasma HIV RNA <50 cpm Visits every 48 weeks CPE 2008 with update Drug Scores of 0, 0.5, 1 Median CD4 243.5; Median nadir CD4 182; Median baseline HIV RNA 43,036 cpm Repeated measures analysis, but did not assess change over time Univariate analysis; no association of NPZ3 with CPE score Association when >3 ARVs No association when < 3 ARVs [26% of 1160 ALLRT had mild-mod impairment] Smurzynski et al. Effects of central nervous system antiretroviral penetration on cognitive functioning in the ALLRT cohort. AIDS 2011, 25:357 365.

Targeting the CNS: Drug Access and Effect Hierarchy of Drug Properties in Treating Systemic HIV Infection Evaluating systemic therapy Evaluating CNS drug effects Comparing systemic and CNS effects Systemic anti-hiv potency/efficacy Low toxicity and side effect profile Favorable drug-drug interactions Convenient dose schedule (favoring adherence) CNS treatment effectiveness Low cost Local Treatment of CNS Infection: Drug CNS Penetration and Effectiveness CNS Penetration Effectiveness (CPE) 1: Original 2008, Modified 2010 CNS PK CSF commonly used as brain PK surrogate CNS PD Very limited data on most drugs Practical guide CNS Penetration Effectiveness (CPE) Scoring (Letendre and colleagues) 2008 2010

CNS Penetration Effectiveness (CPE) 2: 2010 Initial Systemic Treatment Preferences & CNS Effects: Conflicting Priorities Application of CPE Scores to USA-DHHS Guidelines Recommended Regimens Conflict between systemic and CNS treatment optimization! Why Do Common Regimens Work So Well? Systemic Effects Reduce CNS viral reseeding Reduce Immune activation Reduce traffic of activated target cells Enhance immune control? CNS Effects Underestimated by CPE score CSF is not equivalent to brain Intracellular concentrations and effects paramount for most Older regimens more effective?

Evaluating Patients for CNS Treatment: Clinical Evaluating Patients for CNS Treatment: Laboratory Screen Bedside screen Quantitative screen Evaluation Neurological consultation Formal quantitative (neuropsychological) testing Neuroimaging (MRI) Alternative diagnoses HIV-effects CSF examination Alternative diagnoses HIV infection HIV RNA Drug susceptibility Inflammation Neural injury Off Therapy Off- Treatment Algorithm On Therapy On- Treatment Algorithm Bedside Screening QNP Screening Bedside Screening QNP Screening Normal CNS Func;on Standard ART Normal CNS Func;on Con;nue Standard ART Mild CNS Dysfunc;on usually yes Mild CNS Dysfunc;on sta/c Severe CNS Dysfunc;on consider Alt Dx? no More Neuro- Effec;ve ART Severe CNS Dysfunc;on progressive Alt Dx? yes no no CSF Escape yes More Neuro- Effec;ve ART

Steps in Approach to HIV-Related Neurological Disease 1. Suspect Clinically 2. Diagnose Biologically 3. Treat Virologically CNS Brain Infection and Disease: Some Conclusions cart has been very effective in reducing severe HIV-related brain injury But CNS impairment continues May reflect past injury Supported by relation to CD4 nadir Should decrease with earlier treatment initiation Frequency/intensity of ongoing (active) injury uncertain Exceptions are cases with symptomatic CSF escape Significance of asymptomatic CSF HIV or immune activation uncertain Targeting CNS infection and disease remains to be refined with respect to: Settings Choices of treatment Acknowledgements Clinical/CSF Magnus Gisslen Lars Hagberg Arvid Eden Aylin Yilmaz Serena Spudich Paola Cinque Evelyn Lee Julia Peterson Immunology Dietmar Fuchs Elizabeth Sinclair Neural Biomarkers Henrik Zetterberg Ulf Andreasson Jan Krut Lars Rosengren Virology Teri Liegler Gretja Schnell Ron Swanstrom Sarah Palmer Victor Dahl RWP Potential Conflicts: Investigator-initiated research grant Merck & Co; Honorarium Abbott