Ethics and Decision Making in Public Health

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1 Ethics and Decision Making in Public Health Dakota County Public Health PH Ethics Seminar October 12, 2016 Lisa M Lee, PhD, MA, MS Frank V Strona, MPH Presidential Commission for the Study of Bioethical Issues

The findings and conclusions reported here are those of the speaker(s) and do not necessarily represent the official positions of the Presidential Commission for the Study of Bioethical Issues or the US Government. 2

3

Outline 4 Define and describe public health ethics Outline ethics skills for all public health practitioners Describe a method for resolving ethical dilemmas

5

Let s Get Started 6

Case: Part 1 7

8 Is this collection and use of public health data ethically justified? Why or why not? Make your case to your table.

Public Health Ethics 9

Defining Terms 10 What is ethics? Bioethics? Public health ethics? Why do we care about it?

Defining Terms 11 What is ethics? Consideration of what is right and wrong Descriptive: What people view as right and wrong Normative: What we think we ought to do and why Meta-ethics: How we know what is right What is bioethics? Practical ethics applied to health, medicine, science, and technology

Defining Terms 12 Public health ethics Moral governance for public health Determines what we ought to do Application of decision making framework Determine course of action when values conflict Other categories of ethics apply in public health Research ethics (Common Rule, IRB) Professional ethics (Codes of Ethics)

Why We Care about Ethics 13 In public health, we act to prevent morbidity and mortality PH Action

Why We Care about Ethics 14 What we should do What we are able to do PH Action What we are permitted to do

Operating Ethical Principles: What Should We Do? 15 Wide array of tangible expectations that guide what public health practitioners should do Interfere with liberty as little as possible Ensure benefits outweigh infringement Infringe on autonomy only as necessary Be transparent and accountable Reduce inequities Reduce harms & burdens Respect privacy & confidentiality Use evidence-based interventions Focus on fundamental causes of disease

Public Health Cares about Ethics 16 Public Health Accreditation Board (PHAB) requires a process for managing ethical issues Measure 11.1.2.A The purpose of this measure is to assess the health department s policies and process for the identification and resolution of ethical issues that arise from the department s program, policies, interventions, or employee/employer relations (emphasis added). Dakota County Public Health Ethics Committee (#2102)

17 Should Considerations in Clinical Medicine & Public Health Practice

Our Patient : Who Benefits? 18 Clinical medicine Public Health Patient is the individual Individual benefits Individual orientation Individual consent Patient is the population Population benefits Community orientation Community engagement

Our Approach 19 Clinical medicine Public Health Medical interventions to cure or treat after a condition occurs Limited number similarly trained professionals Non-medical means (e.g., policy, law, sanitation, behavior change) to prevent illness and promote health Diverse practitioners

Our Ethical Concerns 20 Clinical medicine Individual liberty, autonomy, privacy Beneficence, nonmaleficence Distributive justice Public Health Respect for persons Interdependence, interrelatedness Social good, avoiding social harm Social justice, human rights

Moral Governance for Public Health 21 Heightened focus on autonomy in clinical ethics over past 40 years is incompatible with health needs of a population Recognition of merits of pluralistic values Equity Reciprocity Common good Solidarity Justice 7 Billion Others

Moral Governance for Public Health 22 Dealing with a public good Shifting from individual to collective Shifting from personal moral compass to ethical decision making

Professional Judgment 23 Professional judgment is the judgment of the profession, not the professional. --Jim Swearengen, DVM (Former Senior Director, AAALAC)

Ethics Focus in Public Health 24 Our shift to community requires a shift in our ethical duty Transparency to nurture trust Pluralism to promote collaboration and participation Focus on community to emphasize that good for community is often best for self

Case: Part 2 25

26 What are the public health ethics dimensions of this case? Would you do anything differently now (compared with your first response)? Would you justify your position differently?

Ethics Skills for Public Health Professionals 27

Ethics Skills in Practice 28 What do we need to know how to do? Four skill domains Identify ethical dimensions Articulate ethical dilemmas Deliberate a path forward Implement and evaluate

Ethics Skills in Practice 29 Identify ethical dimensions in public health Evidence for what we can do and just reasoning for what we should do Can this vaccine prevent influenza? Should we require all public health staff to be immunized for seasonal flu?

Ethics Skills in Practice 30 Identify ethical dimensions in public health Ethical questions are different from personal preferences and cultural customs Should our department implement casual Fridays? Should we promote employees based on how they dress at work? Ethical questions also differ from legal questions Should a child who has not been vaccinated be allowed into school? Should we force parents to vaccinate their children?

Ethics Skills in Practice 31 Identify ethical dimensions in public health What are the values associated with a public health action or policy? Are values in conflict? If not, it might be important to communicate the ethical dimensions of decisions to stakeholders If so, we have an ethical dilemma on our hands

Ethics Skills in Practice 32 Identify ethical dimensions in public health Articulate the ethical dilemma Need a working knowledge of our underlying values in public health What values motivate our work?

Values That Motivate PH Action 33 Liberal concepts Autonomy, noninterference, individual liberty, respect for persons, and rights Collective concepts Obligation, producing benefits, preventing harms, protecting trust, confidentiality, population utility, justice, transparency, relationships, equality, participation, and disparities

Move Toward Community Solidarity 34 Need to consider respect for individual autonomy and our obligation to prevent harm and protect community health Move from values of liberalism in bioethics toward the collective of community and solidarity in public health ethics

Ethics Skills in Practice 35 Identify ethical dimensions in public health Articulate the ethical dilemma Identify which of these motivations/values are in conflict, for example: Individual liberty and social good (e.g., movement restrictions) Equity and justice (e.g., vaccine subsidies) Public beneficence and individual privacy (e.g., public health surveillance)

Case: Part 3 36

37 What are the ethical dilemmas in this case (what values conflict)? Discuss with your table to come up with a decision about whether and how to move forward with a plan to reduce diabetes in the city.

Ethics Skills in Practice 38

Resolving Ethical Dilemmas 39 Ethics is a social technology, one for which there are no experts. There is only the possibility of conversation, ideally free of factual mistakes and imbued with mutual sympathy. -- Philip Kitcher, Science in a Democratic Society (2011) p 12.

Ethics Skills in Practice 40 Identify ethical dimensions in public health Articulate the ethical dilemma Deliberate a path forward Method to address an open question Evidence (scientific, lived experience) Understanding of values at stake Diverse perspectives Mutual respect Principled reason giving

Ethics Skills in Practice 41 Identify ethical dimensions in public health Articulate the ethical dilemma Deliberate a path forward Implement and evaluate Gather evidence Incorporate new information Ask stakeholders Make necessary changes or adjustments Learn lessons Use as analogous case in the future

Ethics Skills in Practice 42 Four skill domains Identify ethical dimensions Articulate ethical dilemmas Deliberate a path forward Implement and evaluate Method Reflective, participatory Multidimensional Open to revision with new information

Identify values 43

Thank you! 44