Production of Fuel Ethanol and Industrial Chemicals from Sorghum Nhuan P. Nghiem

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Production of Fuel Ethanol and Industrial Chemicals from Sorghum Nhuan P. Nghiem Eastern Regional Research Center Agricultural Research Service, US Department of Agriculture Wyndmoor, Pennsylvania 19038 1

Sorghum as a Feedstock for Biobased Products Adaptable to almost all temperate and tropical climates as annual or short perennial crop Drought resistant Starch contents of grains are equivalent to corn Fermentable sugars in juice only slightly lower than in sugarcane Additional fermentable sugars can be obtained from residual straw Requires less fertilizers compared to sugarcane 2

Grain Sorghum as a Feedstock for Ethanol Production Production in the US ranks third among cereal crops 9.9 million metric tons (389 million bushels) produced in the US in 2013 90% used for animal feed and 10% used for ethanol production Among 210 ethanol plants in the US, only 10 plants use sorghum (in addition to corn) for ethanol production Main reason for limited use of sorghum for ethanol production could be its reduced starch digestibility and lower ethanol yield compared with corn 3

Chemical Composition of Sorghum Grains Components Range (%, dry basis) Average (%, dry basis) (1) Starch 64.3-73.8 70.1 ± 2.10 Protein 8.19-14.02 11.19 ± 1.42 Fiber 1.41-2.55 1.82 ± 0.24 Lipids 2.28-4.98 3.54 ± 0.57 Ash 1.46-2.32 1.80 ± 0.19 (1) Average of 70 samples Ref: Wu et al (2007), Cereal Chemistry 84(2):130-136 4

Effect of Tannin Contents on Fermentation Efficiency High tannin contents cause high viscosity and reduce fermentation efficiency Tannins are located mainly in the pericarp and pigmented testa of the grains Removal of pericarp and testa (decortication) could reduce tannin content to negligible levels (<0.1%) and improve fermentation efficiency Decortication also causes loss of starch Ref: Wu et al (2007), Cereal Chemistry 84(2):130-136 5

Sweet Sorghum as a Feedstock for Biobased Products Juice typically contains 12% - 15% fermentable sugars Additional fermentable sugars can be obtained from residual straw Total sugar (TS) content is positively correlated with dry matter (DM): TS = (0.62 x DM) 3.17 (r 2 = 0.90) 1 High yield crop: Theoretical ethanol production estimated at 97 kg/ton (32 gal/ton) (dry basis) or 5,820 kg/ha (1922 gal/ha) 45% from juice and 65% from residual bagasse 2 (1) Bennett and Anex, Transactions of the ASABE (2008), 51:603-613 (2) Kim and Day, J Ind Microbiol Biotechnol (2011), 38:803-807 6

Juice Extractability and Total Sugars from Sweet Sorghum Varieties Using Different Post-harvest Treatments Variety Post treatment 1 Juice extractability (% ) 2 Total sugars in juice (g/l) M81 W 35 ± 2 130 ± 21 WP 43 ± 2 123 ± 10 S 48 ± 2 110 ± 7 Topper W 40 ± 1 148 ± 17 WP 37 ± 1 184 ± 4 S 39 ± 2 191 ± 13 Theis W 35 ± 3 135 ± 5 WP 43 ± 2 147 ± 18 S 47 ± 1 138 ± 7 (1) W: the whole plant; WP: the plant without panicle; S: the stalk (plant without panicle and leaves) (2) Grams of juice recovered per 100 g material milled Ref: Guigou et al (2011), Biomass and Bioenergy 35:3058-3062 7

Total Sugar Concentration vs. o Brix in Sweet Sorghum Juice Ref: Guigou et al, Biomass and Bioenergy 35:3058-3062 (2011) HPLC can be used for determination of individual sugars 8

Characteristics of Sweet Sorghum Juice (KKU40 from Mitr Phu Viang Sugar Mill, Thailand) Constituents Contents Constituents Contents ph 4.9 Total soluble solids ( o Brix) 18 Total sugar (g/l) 173.02 Glucose (g/l) 20.85 Fructose (g/l) 16.8 Sucrose (g/l) 124.05 NH + 4 - N (ppm) 21.4 N - 3 - N (ppm) 4.4 Total P (ppm) 20 Total K (ppm) 1790 Total Na (ppm) 170 Total S (ppm) 120 Ref: Laopaiboon et al (2009), Bioresource Technol. 100:4176-4182 Total Ca (ppm) 166 Total Mg (ppm) 194 Total Fe (ppm) 2 Total Mn (ppm) 3 Total Cu (ppm) 0.3 Total Zn (ppm) 1.4 9

Sweet Sorghum Juice as Feedstock for Ethanol Production All sugars (sucrose, glucose, fructose) can be fermented by the yeast Saccharomyces cerevisiae Relatively low final ethanol concentrations but still sufficient for recovery by distillation Theoretical ethanol yield is 0.51 kg/kg sugar so 150 g/l sugar juice will produce 76.5 g/l ethanol solution Reference: Hoyer et al (2009), J Chem Technol Biotechnol, 84:570-577 Low N contents but sufficient for complete fermentation of all sugars If sugars are added to raise final ethanol concentrations, additional nutrients may be needed 10

Sweet Sorghum Juice as Feedstock for Production of Industrial Chemicals The major sugar in sweet sorghum juice, i.e. sucrose, may not be efficiently utilized, or even cannot be metabolized at all by several industrial microorganisms Sucrose can be inverted by either acid or enzymatic (invertase) hydrolysis to glucose and fructose, which can be metabolized by virtually all industrial microorganisms through glycolysis Heat sterilization also causes inversion of sucrose but for complete conversion to glucose and fructose invertase is needed High total fermentable sugars (>100 g/l) may cause substrate inhibition. Not all microorganisms can tolerate high sugars like yeast Dilution of the juice to alleviate the substrate inhibition problem Concentration of the juice for use as a feed solution in a fed-batch process Addition of nutrients is needed due to low levels in the juice 11

Examples of Industrial Chemicals that Can Be Produced from Sweet Sorghum Juice Lactic acid Hetényi et al (2010), J. Chem. Technol. Biotechnol. 85:872-877 DHA (docosahexaenoic acid, a -3 fatty acid) Liang et al (2010), Bioresource Technol. 101:3623-3627 Poly- -hydroxybutyric acid (PHB) Tanamool et al (2009), The 3 rd International Conference on Fermentation Technology for Value Added Agricultural Products Butanol Areesirisuk et al (2010), African J. Biotechnol. 9:6422-6429 Hydrogen Claassen et al (2004), Second World Conference on Biomass for Energy Succinic acid Eastern Regional Research Center, ARS, USDA 12

Succinic Acid and Products H H H 2 N NH 2 -Butyrolactone 1,4-Butanediol Succindiamide Tetrahydrofuran NH 2 H 2 N H H 1,4-Diaminobutane H N Succinic acid Succinate Deicers 2-Pyrolidone CH 3 N NMP C H 3 Poly-Succinate Esters CH3 n C H 3 CH 3 Succinate Dimethyl Ester 13

Biological Production of Succinic Acid Several microbial strains have been developed for production of succinic acid Anaerobiospirillum succiniciproducens and Actinobacillus succinogenes (MBI International) Corynebacterium glutamicum (Japan) Mannheimia succiniciproducens (South Korea) Escherichia coli (US DE) thers E. coli strains were developed at the U.S. DE s National Labs under the Alternative Feedstocks Program AFP111 Capable of glucose utilization AFP184 Higher succinic acid yields from glucose compared to AFP111 Capable of glucose and xylose utilization 14

Succinic Acid Production from Sweet Sorghum Juice (ERRC) Fermentation medium Sweet sorghum juice (Topper, Delta Biorenewables LLC) (NH 4 ) 2 S 4 3.3 g/l K 2 H P 4 1.4 g/l KH 2 P 4 0.6 g/l MgS 4.7H 2 0.4 g/l Corn steep liquor (Sigma) 15 g/l Antifoam A-204 (Sigma) 1 ml/l Microorganism: E. coli AFP184 500-mL fermentor with ph and temperature control Dual-phase batch process Aerobic growth phase (6.5-7 hours) Anaerobic succinic acid production phase Temperature maintained at 37 o C ph maintained at 6.5 with 1.5 M Na 2 C 3 15

Succinic Acid Production from Sweet Sorghum Juice (ERRC) Substrates and products (g/l) 80 70 60 50 40 30 20 10 Sucrose Glucose Fructose Succinic acid Acetic acid verall yield: 0.52 g SA/g total sugar consumed Yield during production phase: 0.63 g SA/g total sugar consumed 0 0 20 40 60 80 100 Fermentation time (h) 16

Sweet Sorghum Bagasse as Feedstock for Biobased Products Composition of sweet sorghum bagasse (Clemson University s Pee Dee Research and Education Center, Florence, SC) 38.3 wt % glucan 22.4 wt % xylan 1.7 wt % arabinan 23.5 wt % lignin 2.1 wt % ash The carbohydrates in the bagasse can be converted to fermentable sugars and used for production of fuels and chemicals 17

ERRC Cellulosic Biorefinery Process Technology Using SAA Pretreatment Pretreatment using Soaking in Aqueous Ammonia (SAA) Hydrolysis with commercial xylanases xylose-rich solution value-added products by fermentation Xylitol Itaconic acid Lactic acid Butyric acid Astaxanthin thers Fermentation of cellulose-enriched residue to ethanol Saccharomyces cerevisiae is used for ethanol fermentation Non-recombinant microorganism Most efficient ethanol-producing organism used commercially High ethanol yields High ethanol tolerance Hydrolysis of cellulose-enriched residue with commercial cellulases glucose-rich solution valued-added products by fermentation 18

Production of Ethanol and Coproducts from Sweet Sorghum SS straw 15 wt % NH 4 H SAA Pretreatment 1:10 Solid:Liquid ratio, 65 o C and 15 hours Washing & S/L Separation Waste liquid Solids SS stalks Extraction Enzyme Hydrolysis Accellerase XY (xylanase) at 50 L/g solids, 10 wt % solid loading, ph 5, 50 o C, 72-h SS juice S/L Separation Solids Ethanol Fermentation Value-added Products Xylose-rich solution (8.0 g/l xylose, 0.2 g/l glucose) Saccharomyces cerevisiae and Accellerase 1500 (cellulase) at 50 L/g solid, 7 wt % solid loading, 32 o C, Batch SSF 19

DI Water 1310.4 g Sweet Sorghum Bagasse SAA Pretreatment Pretreated Solids Xylanase Hydrolysis 210 g (dry basis) 80.4 g glucan (38.3 ± 0.01 wt %) 47.0 g xylan (22.4 ± 0.03 wt %) 3.6 g arabinan (1.7 ± 0.02 wt %) 49.4 g lignin (23.5 ± 0.6 wt %) 4.4 g ash (2.1 ± 0.05 wt %) Total mass: 88.0 wt % 145.6 g (dry basis) Recovery (%) 75.1 g glucan (51.6 ± 0.7 wt %) Glucan 93.4 36.8 g xylan (25.3 ± 0.4 wt %) Xylan 78.3 3.3 g arabinan (2.3 ± 0.00 wt %) Arabinan 91.7 22.4 g lignin (15.4 ± 1.4 wt%) Lignin 45.3 2.2 g ash (1.5 ± 0.00 wt %) Ash 50.0 Total mass: 96.1 wt % S/L Separation Cellulose-enriched Solids 131.3 g (dry basis) 70.9 g glucan (54.0 ± 1.3 wt %) 25.9 g xylan (19.7 ± 0.2 wt %) 2.5 g arabinan (1.9 ± 0.03wt %) Lignin sample was lost Xylose-rich Hydrolysate 520.0 ml Recovery (g) 0.19 g/l glucose Glucose 0.1 8.0 g/l xylose Xylose 4.2 Arabinose was below detection limit Total Recovery in Combined Hydrolysate and Celluloseenriched Solids (% of Untreated Material) Glucan 88.3 Xylan 63.0 Arabinan 69.4 20

Conventional Yeast Fermentation of SS Juice and SS Juice plus Cellulose-enriched Residue Made from SS Bagasse 80 70 60 Juice plus cellulose-enriched residue Ethanol (g/l) 50 40 30 Juice only 20 10 Note: Ethanol concentrations were calculated from C 2 weight loss data 0 0 10 20 30 40 50 60 70 80 Fermentation time (h) 21

Future Work Low moisture anhydrous ammonia (LMAA) pretreatment process (collaboration with Dr. Tae-Hyun Kim, Kongju National University, Korea) Sorghum-based biorefining for production of fuels and industrial chemicals 22

Low Moisture Anhydrous Ammonia (LMAA) An Improved Pretreatment Process Washing of pretreated biomass is eliminated Tremendous reduction of water usage Potential of being performed as a continuous process Low ammonia consumption, ~0.1-0.2 kg/kg biomass (dry basis) 23

Acknowledgements Sweet sorghum juice was provided by Delta Renewables LLC Sweet sorghum bagasse was provided by the Clemson University s Pee Dee Research and Education Center in Florence, SC Accellerase XY and Accellerase 1500 were provided by DuPont Industrial Biosciences Gerry Senske, Justin Montanti and Jennifer Thomas assisted in the experiments and sample analysis 24

Thank You! Questions? 25