Low-adherence to recommendations from an authoritative Consensus Conference on trials in cgvhd led to overestimation of treatment effect

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Low-adherence to recommendations from an authoritative Consensus Conference on trials in cgvhd led to overestimation of treatment effect Giovanni Pomponio, Jacopo Olivieri*, Lucia Manfredi, Laura Postacchini, Silvia Tedesco, Armando Gabrielli, Attilio Olivieri* Clinica Medica and *Clinica Ematologica Azienda Ospedaliera Ospedali Riuniti - Ancona Università Politecnica delle Marche

The impact of consensus-based documents aimed at improving the quality of clinical research is not known Insufficient data are available; measuring the uptake of recommendations only for trials conducted in some highly studied/ funded areas (e.g. Rheumatoid Arthritis) The impact of methodological consensus initiatives on more needy research areas (e.g. rare diseases, surgical or other non pharmacological interventions, not-sponsored trials) is unknown The possible relevance of better adherence to these experts-based recommendations to prevent the distortion of trial results has not been investigated

Why Steroid Refractory chronic Graft versus Host Disease (SR-cGvHD) as topic? It remains an unmet need for clinical research European Group for Bone Marrow Transplantation stated: Despite more than 150 studies published in the last 15 y, testing almost 50 different therapeutic strategies! Two authoritative (NIH) Consensus Conferences have provided recommendations for clinical trials since 2006 An update of these Consensus Conferences was published in 2015

Overview of trials in SR-cGvHD : aims 1. To identify the most prevalent methodological flaws by using the NIH 2006 recommendations (NIH-RECs) as reference 2. To verify if significant methodological improvement can be observed after the NIH consensus documents became available 3. To ascertain whether the low-adherence to NIH-RECs could lead to a distortion in the expectations of clinicians about treatment efficacy (e.g. overestimation)

Methods (1): comprehensive search of the literature aimed to obtain not all the evidence, but a representative sample, the most accessible to the reading physicians Last update Oct 2013

Methods (2): a 53-items checklist, based on NIH Consensus 2006 Quality Criteria, was generated POPULATION Definition of diagnostic criteria for chronic GVHD Clinical (not temporal) distinction between acute and chronic GVHD Overlap Syndrome considered Baseline classification of cgvhd severity reported Definition of organs/districts to be evaluated Irreversible manifestations considered Enrollment of pedriatic patients (yes/no) Number of pedriatic patients (<14 years) reported Pediatric patients separately considered Clear distinction between 1 line and 2 line therapy Clear definition of criteria for 2 line therapy (dose and timing of steroids) Inclusion of steroid-dependent patients Inclusion of steroid-refractory patients Uncontrolled infection as exclusion criterium Definition of uncontrolled infection Inability to tolerate the therapeutic intervention as exclusion criterium Definition of inability to tolerate the therapeutic intervention Relapse/progression of the underlying neoplastic disease as exclusion criterium Pregnancy/Breastfeeding as exclusion criterium Low life expectancy as exclusion criterium Lack of informed consent as exclusion criterium INTERVENTION Schedule of initial treatment reported in details Drug monitoring procedure reported in details Toxicity-driven modifications of treatment schedule considered Response-driven modifications of treatment schedule considered Allowed immunosoppressive treatment(s) (other than steroids) at enrollment reported Protocol for steroid tapering reported Protocol for IST (other than steroids) dose adjustments reported Indications for supportive therapy reported Indications for prevention of oportunistic infections reported OUTCOME-ENDPOINT Clear definition of the study endpoint(s) Global response evaluated Organ-specific response evaluated DATA COLLECTION Calendar-driven data collection for clinical response Event driven data collection for toxicity Use of standardized case report forms Dose of drug(s) reported Baseline steroid dose reported Modifications of steroid dose during/after the intervention reported Modifications of the cgvhd severity during/after the intervention reported Modifications of concomitant IST (other than steroid) during/after the intervention reported Adverse event reported Grade of severity of all adverse events reported Relationship between intervention and adverse events reported Use of objective measures (e.g. clinical scales, diagnostic exams) to define response Pre-definition of significant magnitude of change (e.g. > 50% improvement) Pre-defined timing for response evaluation Overall survival reported Definition of criteria for treatment failure Duration of response reported Causes of death explained Transplant-related mortality reported Calculation of sample size described

Methods (3): relevant methodological items were grouped in 4 pre-specified sets Definition of SR-cGVHD Definition of diagnostic criteria for chronic GVHD Baseline classification of cgvhd severity reported Clear distinction between 1st line and 2nd line therapy Clear definition of criteria for 2nd line therapy (dose and timing of steroids) Primary intervention Schedule of initial treatment Toxicity-driven modifications of the treatment schedule considered Response-driven modifications of the treatment schedule considered Protocol for steroid tapering reported Protocol for immunosuppressive treatments (other than steroids) dose adjustments reported Concomitant treatments Immunosuppressive treatment permitted (other than steroids) at enrolment considered Indications for supportive therapy reported Indications for prevention of opportunistic infections reported Modifications of concomitant immunosuppressive treatments (other than steroid) during/after the intervention reported Response determination Calendar-driven collection for clinical response data Use of objective measures (e.g. clinical scales, diagnostic exams) to define response Predefined timing for response evaluation Duration of response reported Definition of partial response requires a magnitude of change reflecting genuine clinical benefit (e.g. > 50% improvement of the corresponding scale)

Data capture: Four trained, blinded and independent investigators Disagreements were resolved by majority rule or discussion (in case of a tie) From 66 out of 82 retrieved studies a proportional measure of global response was extracted (Overall Response Rate - ORR) A good inter-rater concordance, (k)=0.66, was observed Data analysis: Methods (4): data capture and analysis The studies were categorized as published before and after 2008 to evaluate the NIH Consensus impact. A sensitivity analisis on this arbitrary landmark was conducted Raw results about items adherence have been provided. Furthermore, descriptive statistics were performed after appropriate correction for multiple testing Exploratory meta-regression analyses were performed to study the impact on the effect size (ORR) of the following covariates : Global items adherence Adherence to the pre-specified set of items Adherence to each individual item Other differences in study characteristics (e.g. prospective/retrospective )

15 years of non-randomized clinical trials in SR-cGvHD: overview Studies evaluated n (%) Included in the analysis 82 Published before 2008 49 (60%) Published after 2008 33 (40%) Type of report n (%) Full report 61 (75%) Case series 2 (2%) Brief report 11 (13%) Letter to the editor 8 (10%) Sponsor of the study n (%) Drug company 10 (12%) None declared/not pharmaceutical 72 (88%) Data collection n (%) Retrospective 44 (54%) Prospective 38 (46%) Patients Patients enrolled (median, range) 17 (3-102) Patients evaluated (median, range) 15 (3-102) Pediatric (studies including at least one patient < 14 y), n (%) 30 (37%)

15 years of non-randomized clinical trials in SR-cGvHD: common methodological flaws Population selection and description Criteria adopted to define refractoriness (e.g. type, dose and duration of the first line therapies) and/or criteria for treatment failure not reported (72%) Criteria adopted to diagnose cgvhd not reported (55%) Detailed inclusion/exclusion criteria not reported (50%) Intervention(s) description: Basal steroid dosage not reported (66%); steroid and/or other immunosuppressive drugs dose modification schedule not reported (>80%) Supportive measures (with a potential impact on outcome) generally not described Outcome definition, selection and assessment Objective measures to assess response not used (56%) Timing for response determination not pre-defined (68%) Minimun clinical meaningful improvement threshold not defined a priori (48%) Duration of response not measured (78%)

Global adherence to NIH-RECs Before 2008 After 2008

A trend towards improvement in adherence to NIH-RECs was observed only for the response determination set of items SR-GvHD Definition p=0.39 p=0.04 Response determination Primary Intervention p=0.57 p=0.47 Concomitant Intervention

Four independent investigators extracted a dichotomous outcome of response from the studies: OVERALL RESPONSE RATE Meta-analysis was performed for each single and for all pooled interventions The pooled overall response rate was 0.66 (95%CI 0,62-0,70) For all the interventions the pooled overall response was > 50% Not bad, isn t it? Perhaps too good.

Real life efficacy of treatments for SR-cGVHD No change in overall cgvhd mortality since 1980 (FHRC data from Lee, Best Pract Res Hem 2010) No drug has been approved for this indication Three international groups issued guidelines in the last 5 years for management of SR-cGvHD: none of the evaluated interventions was recommended for practice (nor discouraged as clearly ineffective!) A recent survey of worldwide transplant centers (Duarte, BMT 2014), found that the highest research priority (for physicians involved in Bone Marrow Transplantation) was the completion of clinical trials to develop an effective treatment for SR-cGVHD

Higher adherence to NIH-RECs was associated with a lower overall response rate

Higher conformity to the items correlated to response determination was associated with a lower response rate Response determination SR-GvHD Definition Concomitant Intervention Primary Intervention

15 years of clinical trials in SR-cGvHD: conclusions Significant methodological flaws that may lead to a significant overestimation of treatment efficacy are present in the large majority of analyzed studies The unrealistically high global response rate (66%, pooled) claimed in the published reports may: promote an inappropriate exposure of patients to therapies of unclear efficacy prevent the planning and/or approval of trials involving null or placebo arms. Only one small phase 2 placebo-controlled RCT has been published so far (negative results!) hamper the selection of truly promising treatments to move towards further phases of development (RCTs) hinder the definition of a reliable historical benchmark (e.g. affecting a reliable estimate of the sample size for future randomized controlled trials)

15 years of clinical trials in SR-cGvHD: conclusions The NIH 2006 Consensus documents had limited impact on the quality of clinical trials on SR-cGvHD; only a small improvement in the set of items exploring response determination was observed Promoting a wider implementation of such methodological consensus recommendations could prevent at least in part the flaws leading to distortions in the interpretation of trial results. This purpose could be met through: more systematic approach to consensus development more comprehensive involvement of all relevant stakeholders (e.g. methodologists, editors, funders, donors, patients, institutions, ) pre-defined and adequately funded strategy for dissemination and implementation Further research on how to plan and conduct more effective consensus initiatives is warranted