Follicular Lymphoma: Updates and novel immune therapies

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Follicular Lymphoma: Updates and novel immune therapies Larry W. Kwak, M.D., Ph.D. Director, Toni Stephenson Lymphoma Center Cancer Center Associate Director for Translational Research and Developmental Therapeutics Professor, Department of Hematology and Hematopoietic Stem Cell Transplantation

Presenter Disclosure Information Larry W. Kwak, M.D., Ph.D. The following relationships exist related to this presentation: Xeme BioPharma, Inc. (founder equity, consultant) Sellas (consultant) Celltrion (consultant) Antigenics/Agenus (equity)

Follicular NHL 2nd most common NHL 22,000 new cases/yr, median age 60 Normal counterpart germinal center B cell Graded by # large cells Grade I, II, IIIa indolent Gr IIIb aggressive (Gr IIIb DLBCL)

Usual Clinical presentation Painless lymphadenopathy, waxing and waning B symptoms uncommon Abdominal, retroperitoneal masses Spleen involved (40%) Marrow frequently involved (>70%) Extranodal sites (except the marrow) uncommon. Elevated LDH uncommon Stage III/IV in over 80% of patients

Prognosis in follicular NHL - FLIPI 4167 patients Age > 60, Stage III/IV, > 4 nodal sites, LDH, Hgb < 12 Low risk 0-1 Intermediate risk 2 High risk 3-5 FLIPI2: B2M, BM involvement, LN > 6cm

Treatment Principles Early treatment not beneficial. Anthracyclines not clearly beneficial (CHOP not better bendamustine). Remissions progressively shorten. Chemotherapy + anti-cd20 monoclonal antibody therapy (rituximab) has had an impact on BOTH remission duration and survival.

Watch and Wait Strategy Overall survival Time to first therapy

Why treat follicular NHL? Local symptoms due to progressive or bulky nodal disease. Compromised organ function due to progressive or bulky disease. B symptoms. Symptomatic extranodal disease, effusions. Cytopenias (BM infiltration, hypersplenism).

Early Stage Follicular Lymphoma 24 Gy IFRT is a potentially curative approach 10-yr PFS/OS: 45-60%/60-80% Median survival 15-20 years

Bendamustine-Rituximab (B-R) vs CHOP-R StiL NHL 1-2003 Bendamustine-Rituximab Follicular Waldenströms Marginal zone Small lymphocytic Mantle cell R CHOP-Rituximab Bendamustine 90 mg/m 2 day 1+2 + R day 1, max 6 cycles, q 4 wks. CHOP-R, max 6 cycles, q 3 wks.

Bendamustine-R v CHOP-R follicular lymphoma PFS No difference in overall survival BR less toxic than CHOP-R

Mechanism of Action of Tumor Targeting mab Kasi, et al. Critical Care. 2012;16:231.

Obinutuzumab-Based Immunochemotherapy in Pts With Untreated FL (GALLIUM): Background Standard frontline treatment for advanced, symptomatic FL is rituximab-based induction and maintenance therapy Median PFS: > 6 yrs [1] Despite advances, FL remains incurable due to eventual relapse Obinutuzumab: novel, type II anti-cd20 monoclonal antibody Phase II GAUDI study demonstrated 93% to 96% response rates when combined with CHOP or FC for pts with R/R FL [2] Phase III GADOLIN study showed prolonged PFS when combined with bendamustine vs bendamustine alone for R/R inhl [3] Current phase III GALLIUM study compared safety, efficacy of obinutuzumab-based vs rituximab-based immunochemotherapy in pts with untreated inhl [4] 1. Salles G, et al. ASH 2013. Abstract 509. 2. Radford J, et al. Blood. 2013;122:1137-1143. 3. Sehn LH, et al. Lancet Oncol. 2016;17:1081-1093. 4. Marcus RE, et al. ASH 2016. Abstract 6. Courtesy of Dr. Matthew Mei Slide credit: clinicaloptions.com

GALLIUM: Study Design International, randomized, open-label phase III study Stratified by chemotherapy, FLIPI, geographic region INDUCTION MAINTENANCE Tx-naive adult pts with CD20+ inhl, including FL (grade 1-3a)*; stage III/IV or stage II bulky disease ( 7 cm); ECOG PS 0-2 (N = 1202) Obinutuzumab + CHOP, CVP, or Bendamustine (n = 601) Rituximab + CHOP, CVP, or Bendamustine (n = 601) CR or PR at EOI visit # Obinutuzumab (n = 539) Rituximab (n = 527) *All data presented for pts with FL though study also enrolled MZL pts (randomized separately). Obinutuzumab dosing: 1000 mg IV, D1, 8, 15 of cycle 1 and D1 of cycles 2-8 (Q3W) or cycles 2-6 (Q4W). Rituximab dosing: 375 mg/m 2 IV on D1 of cycles 1-8 (Q3W) or cycles 1-6 (Q4W). Obinutuzumab dosing: 1000 mg IV every 2 mos. Rituximab dosing: 375 mg/m 2 IV every 2 mos. CHOP: Q3W, 6 cycles; CVP: Q3W, 8 cycles; bendamustine: Q4W, 6 cycles. # Pts with SD at EOI followed up to 2 yrs for PD. Primary endpoint: investigator-assessed PFS in FL pts Secondary endpoints: IRC-assessed PFS (confirmatory), OS, EFS, DFS, DoR, TTNT, CR/ORR at EOI (± FDG-PET), safety For 2 yrs or until PD Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

GALLIUM: Baseline Characteristics (FL) Characteristic Obinutuzumab + Chemotherapy (n = 601) Rituximab + Chemotherapy (n = 601) Median age, yrs (range) 60 (26-88) 58 (23-85) Male, % 47.1 46.6 Ann Arbor disease stage at diagnosis, % I/II/III/IV 1.7/6.9/34.8/56.7* 1.3/7.4/35.0/56.3 FLIPI risk group, % Low (0-1)/intermediate (2)/high ( 3) 21.3/37.3/41.4 20.8/37.1/42.1 B symptoms, % 33.4 34.3 Bone marrow involvement, % 53.7 49.3* Extranodal involvement, % 65.2 65.9 Bulky disease ( 7 cm), % 42.5 45.2 Median time from diagnosis to randomization, mos (range) 1.5 (0.1-121.6) 1.4 (0-168.1) *n = 598. n = 597. n = 600. n = 592. n = 598, value not determined in 3 pts. Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

GALLIUM: Pt Disposition FL Pt Disposition At Time of Current Analysis Obinutuzumab + Chemotherapy (n = 601) Rituximab + Chemotherapy (n = 601) Median follow-up: 34.5 mos Chemotherapy use: Withdrew during induction, n AE PD Death Other Withdrew during maintenance, n AE PD Death Other 37 19 5 3 10 118 51 37 3 27 47 19 14 1 13 132 64 38 4 26 Bendamustine, n = 827 CHOP, n = 433 CVP, n = 141 114 pts still on maintenance Obinutuzumab arm, n = 60 Rituximab arm, n = 54 Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

GALLIUM: Responses (FL) Responses at EOI* Obinutuzumab + Chemotherapy (n = 601) Rituximab + Chemotherapy (n = 601) ORR, % (95% CI) 88.5 (85.7-91.0) 86.9 (83.9-89.5) CR, % (95% CI) 19.5 (16.4-22.9) 23.8 (20.4-27.4) PR, % 69.1 63.1 SD, % 0.5 1.3 PD, % 2.3 4.0 Not evaluable/missing data, % 4.0/4.7 3.5/4.3 *Investigator assessed by Revised Response Criteria for Malignant Lymphoma (Cheson BD, et al. J Clin Oncol. 2007;25:579-586). Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

GALLIUM: Progression-free survival (FL) Outcome Obinutuzumab + Chemotherapy (n = 601) Rituximab + Chemotherapy (n = 601) HR (95% CI) P Value IRC-assessed PFS Pts with event, % 15.5 20.8 -- -- 3-yr PFS, % (95% CI) TTNT 81.9 (77.9-85.2) 77.9 (73.8-81.4) 0.71 (0.54-0.93) Pts with event, % 13.3 18.5 -- -- 3-yr TTNT, % (95% CI) OS 87.1 (84.0-89.6) 81.2 (77.6-84.2) 0.68 (0.51-0.91) Pts with event, % 5.8 7.7 -- -- 3-yr OS, % (95% CI) 94.0 (91.6-95.7) 92.1 (89.5-94.1) 0.75 (0.49-1.17).0138.0094.21 Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

Adverse Events GALLIUM: Safety (FL) Obinutuzumab + Chemotherapy (n = 595) Rituximab + Chemotherapy (n = 597) Any AE, % 99.5 98.3 Grade 3 AEs occurring in 5% pts, % Neutropenia Leukopenia Febrile neutropenia IRRs Thrombocytopenia Selected grade 3 AEs of interest, % Infections/infestations IRRs* Second neoplasms Serious AEs/AE leading to discontinuation/grade 5 AEs, % Median change in IgG levels from baseline to EOI, g/l (range) 74.6 43.9 8.6 6.9 6.7 6.1 20.0 12.4 4.7 67.8 37.9 8.4 4.9 3.7 2.7 15.6 6.7 2.7 46.1/16.3/4.0 39.9/14.2/3.4-1.50 (-22.3 to 6.5) -1.46 (-16.4 to 9.1) *Any AE within 24 hrs of infusion considered to be related to drug. Starting 6 mos post treatment. Most fatal AEs occurred in pts receiving bendamustine across treatment arms. Includes pt who died after cutoff from on-treatment AE. n = 462. n = 472. Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

GALLIUM: Conclusions In pts with untreated, advanced FL, obinutuzumab-based immunochemotherapy and maintenance decreased the risk of disease progression or death by 34% vs rituximab-based therapy Study unblinded at planned interim analysis based on IDMC recommendation Selected AEs of grade 3/4 were more frequent with obinutuzumab Infection/infestation, cytopenias, IRRs A higher incidence of deaths occurred in pts who received bendamustine Investigators concluded that obinutuzumab-based therapy should be considered as a frontline therapy option for FL Marcus RE, et al. ASH 2016. Abstract 6. Slide credit: clinicaloptions.com

Newly Diagnosed, Follicular Lymphoma Stage I, II (non-bulky) YES XRT feasible? NO IFRT alone (24 Gy) (Gr 1-2) R-CHOP x 3 cycles + IFRT (24-30 Gy) (Gr 3A/B) Gr 1-2: R-bendamustine x 6 cycles Gr 3A/B: R-CHOP x 6 cycles City of Hope - Standard of Care 2017

Newly Diagnosed, Advanced Stage Follicular Lymphoma (III, IV, Stage II bulky) NO Treatment indicated? YES Observation Rituximab alone +/- maintenance R-bendamustine x 6 cycles R-CHOP +/- maintenance (Grade 3A/B) City of Hope - Standard of Care 2017

Relapsed or Refractory Follicular Lymphoma NO low risk/durable response to prior rituximab monotherapy? YES 1. Clinical trial 2. R-CHOP or R-bendamustine (depending on upfront tx) 3. Lenalidomide + rituximab 4. Idelalisib (failed 2 lines) 5. Stem cell transplantation (refractory) Rituximab alone NO Response? YES Consider maintenance City of Hope - Standard of Care 2017

Novel Therapies Molecularly targeted bcl-2, B-cell kinase inhibitors (syk, btk, PI3K) New monoclonal antibodies humanized, different targets (e.g BAFF-R) Novel immunotherapies CAR/Transduced T cells PD-1/PD-L1 inhibition (checkpoint blockade) Therapeutic vaccines

Pidilizumab (anti-pd1) + rituximab in relapsed follicular lymphoma (FL) patients Rituximab Days 17 24 31 38 Pidilizumab 1 2 3 4 If SD/PR/CR continue 8 more infusions every 4 wks n = 30 Days 1 29 57 85 113 CT/PET/BM 0 57 113 q3mo Core Bx 0 14 113 Blood/PBMC 1,2 14 Pidilizumab (CT-011) iv infusion at 3.0 mg/kg/cycle q4 weeks for up to 12 cycles Rituximab - iv infusion at a dose of 375 mg/m 2 weekly for 4 weeks

Pidilizumab + Rituximab Best response

Summary of clinical results Pidilizumab + Rituximab therapy is well tolerated, there were no grade/4 or autoimmune adverse events noted. Highly effective in relapsed, rituximab-sensitive follicular lymphoma with an ORR of 66% and CR of 52% Compares favorably to previous rituximab retreatment data (e.g. ORR of 40% & CR of 11% - Davis et al, J Clin Oncol 2000) Westin et al. [Neelapu, Kwak] Lancet Oncol, 2014

Positive controlled Phase III cancer vaccine clinical trials Sipuleucel-T (prostate cancer) * NEJM July 2010 gp100 peptide (melanoma) NEJM June 2011 B-cell idiotype protein (lymphoma) J Clin Oncol July 2011 * FDA approved

Bench-to-bedside development of a homegrown therapeutic agent from an academic laboratory Cancer vaccine strategy Y Lymphoma Tumor Preclinical Addition of GM-CSF Adjuvant improves vaccine potency Phase I/II Clinical Trial (Nat Med 1999): Vaccine induces molecular remissions (Proc Natl Acad Sci 1996) Idiotype protein Phase III Controlled Clinical Trial (J Clin Oncol 2011) Vaccine prolongs DFS in patients in a chemotherapy-induced remission (n=117, p=0.045) CD8+

Conclusions: Id protein vaccine Phase III trial As a controlled clinical experiment, the positive lymphoma vaccine Phase IIII randomized trial has scientific value for its validation of the cancer vaccine concept (improved disease-free survival in 1st remission patients) Additional clinical trials are needed, combining this vaccine with anti-cd20 mab (rituximab)-containing chemotherapy regimens in the U.S. Peptides derived from idiotypes are the most frequently presented neoantigens by human lymphomas to T cells (Alizadeh et al, Nature 2017, in press) re-visit idiotype vaccines?

2 nd generation DNA Vaccine Strategy Maintain or improve efficacy Reduce Manufacturing Time For Protein Vaccines: 3-6 months For DNA Vaccines: 4-5 weeks

Next generation vaccines: targeting dendritic cells with genetic fusions Antigen Presenting Cell (APC) Receptor Targeting Biragyn et al. [Kwak] Nature Biotech 1999; Science 2002

Second step First step VH1/2 VH 3 VH 4/5 VH6 Actin Vk1/2 Vk3 Vk4 Personalized identification of lymphoma-associated V H/L gene from patient biopsy BM Total RNA cdna Touch down semi-qpcr Determine lymphoma associated VH/VL gene scfc gene synthesis Slide courtesy of Dr. Soung-Chul Cha Isolation fragment Clone Transformation Pick random colonies DNA sequencing Clone into DNA vaccine plasmid origin: National Gene Vector Laboratory (licensed to Aldevron)

Phase I Study of an Active Immunotherapy for Asymptomatic Phase Lymphoplasmacytic Lymphoma with DNA Vaccines Encoding Antigen-Chemokine Fusion (activated March 2015) Formulation and Administration: 0.5ml intramuscular injection rotated between thighs Dosing Cohorts: Cohort 1: 500 g Cohort 2: 2500 g Schedule of Administration: Wk 0 Wk 4 Wk 8 Multiple Myeloma SPORE (P50 CA142509) Project 2 (Neelapu/Thomas)

Neoantigen load correlates with clinical benefit to checkpoint blockade immunotherapy. Alexis Desrichard et al. Clin Cancer Res 2016;22:807-812 2016 by American Association for Cancer Research

Development of other personalized cancer vaccines Alexis Desrichard et al. Clin Cancer Res 2016;22:807-812 2016 by American Association for Cancer Research

Future directions: Cancer vaccines Precision medicine approaches (genetic sequencing) to generate personalized vaccines Additional improvements in the vaccine delivery platforms (e.g. 2 nd generation idiotype DNA fusion vaccines) Combine lymphoma vaccines with strategies for checkpoint blockade

Toni Stephenson Lymphoma Center (TSLC): Mission/Vision The TSLC will become recognized as an international leader in translating breakthrough scientific discoveries in lymphoma biology into world-class clinical medicine standards of excellence. Guiding principles Our goal is not only to practice the standard of care (SOC), but also to invent the SOC Every appropriate patient should be enrolled in a biologic protocol (Opt out re: consent interview) Identify and leverage synergistic capabilities across both discovery research and clinical care

Toni Stephenson Lymphoma Center (TSLC) at COH Clinical Research Nurses (9) Clinical Research Coordinators (8) Tissue Bank Staff (2) Lab Trainees (17) Lymphoma Disease Team Faculty Dr. Robert Chen (co-chair) Dr. Leslie Popplewell (co-chair) Dr. Jasmine Zain Dr. Christiane Querfeld Dr. Steven Rosen Dr. Nademanee Dr. Tanya Siddiqi Dr. Alex Herrera Dr. Elizabeth Budde Dr. Alexandra Levine Pathology (4) Radiation Oncology (1) Radiology (3) Surgery (1) Biostatistics (1)