jmb Research Article Review Semi Kim 1, Ji Youn Sung 2, Hye Hyun Cho 3, Kye Chul Kwon 1, and Sun Hoe Koo 1 *

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J. Microbiol. Biotechnol. (2014), 24(6), 765 770 http://dx.doi.org/10.4014/jmb.1306.06036 Review Research Article jmb Characterization of CTX-M-14- and CTX-M-15-Producing Escherichia coli and Klebsiella pneumoniae Isolates from Urine Specimens in a Tertiary-Care Hospital Semi Kim 1, Ji Youn Sung 2, Hye Hyun Cho 3, Kye Chul Kwon 1, and Sun Hoe Koo 1 * 1 Department of Laboratory Medicine, College of Medicine, Chungnam National University, Daejeon 301-721, Republic of Korea 2 Department of Biomedical Laboratory Science, Far East University, Eumseong 369-700, Republic of Korea 3 Department of Biomedical Laboratory Science, Jeonju Kijeon College, Jeonju 560-701, Republic of Korea Received: June 13, 2013 Revised: December 26, 2013 Accepted: March 13, 2014 First published online March 13, 2014 *Corresponding author Phone: +82-42-280-7798; Fax: +82-42-257-5365; E-mail: shkoo@cnu.ac.kr pissn 1017-7825, eissn 1738-8872 Copyright 2014 by The Korean Society for Microbiology and Biotechnology This study aimed to characterize CTX-M producers of urinary E. coli and K. pneumoniae isolates and to determine the prevalence of plasmid-mediated antimicrobial resistance genes among them. Minimum inhibitory concentrations (MICs) were determined, and PCR and sequencing were performed. Among the 42 (82.3%) E. coli and 24 (77.4%) K. pneumoniae isolates containing bla CTX-M, bla CTX-M-14 and bla CTX-M-15 were detected in 23 and 19 E. coli isolates, respectively, and in 7 and 17 K. pneumoniae isolates, respectively. CTX-M producers of urinary E. coli and K. pneumoniae were resistant to multiple antibiotics and contained other antimicrobial resistance genes. CTX-M-15 producers contained more antimicrobial resistance genes than did CTX-M-14 producers. Keywords: CTX-M-14, CTX-M-15, extended-spectrum β-lactamase (ESBL), E. coli, K. pneumoniae Urinary tract infections (UTIs) are the most prevalent bacterial infections in humans, and Escherichia coli and Klebsiella pneumoniae are the most important causes of nosocomial UTIs. Narrow- and extended-spectrum cephalosporins have been used to treat infections by these species [19, 20]. However, management of UTIs has become increasingly problematic owing to the increasing production of extended-spectrum β-lactamases (ESBLs) [17, 25]. According to several studies in Korea, 10-17% of E. coli isolates and 22-31% of K. pneumoniae isolates produce ESBLs [9, 10, 13]. Until the late 1990s, TEM-52, SHV-12, and SHV-2a were the most common ESBLs in E. coli and K. pneumoniae found in Korea, but CTX-M have spread rapidly in the past few decades [4, 9, 28]. Recently, CTX-M-14 and CTX-M-15 have been frequently shown to be the most prevalent genotype of ESBLs in E. coli and K. pneumoniae strains isolated in the world, including Korea [9, 13, 21, 27]. With ESBLs, co-production of plasmid-mediated AmpC β-lactamases (PABLs) and/or plamid-mediated quinolone resistance genes, especially qnr and aac(6 )-Ib-cr, and/or arma, has been frequently reported in many countries, including Korea [6, 7, 10, 13, 14, 16, 17, 22, 24]. Plasmid-mediated antimicrobial resistance genes, including those of ESBLs, spread widely, and ESBL producers are generally resistant to quinolones and aminoglycosides. Although the literature contains many studies on ESBL producers, reports comparing the prevalence of antimicrobial resistance genes between CTX-M-14- and CTX-M-15- producing E. coli and K. pneumoniae isolates are rare. Therefore, in this study, we aimed to describe the characteristics of CTX-M-producing urinary E. coli and K. pneumoniae isolates, and to determine the prevalence of PABL, qnr, aac(6 )-Ib-cr, and arma genes in CTX-M producers. Non-duplicate ceftazidime- and/or cefotaxime-resistant isolates of E. coli and K. pneumoniae were obtained from urine specimens collected at the Chungnam National University Hospital from November 2011 to July 2012. All isolates were identified with the Vitek GNI card system (biomèrieux Vitek Inc., Hazelwood, MO, USA). MICs were determined using the agar dilution method according to Clinical and Laboratory Standards Institute (CLSI) guidelines [2]. The following antibiotics were tested: June 2014 Vol. 24 No. 6

766 Kim et al. cefotaxime, ceftazidime, amikacin, gentamicin, levofloxacin, and ciprofloxacin (Sigma-Aldrich, St. Louis, MO, USA). E. coli ATCC 25923 and Pseudomonas aeruginosa ATCC 27853 were used as control strains. PCR and sequencing were performed as previously described [26]. For detection of the genes of ESBL, bla CTX-M, bla TEM, and bla SHV were included. Then, for strains harboring bla CTX-M, PABL, qnr, aac(6 )-Ib-cr, and arma genes were detected. All primers used for ESBLs [12], PABLs [18], qnr [1], aac(6 )-Ib-cr [25], and arma [25] were previously published. To determine clonality, epidemiological typing was performed by rep-pcr for E. coli [26] and ERIC-PCR for K. pneumoniae [3]. During the study period, 298 E. coli and 98 K. pneumoniae isolates were obtained, and 51 E. coli and 31 K. pneumoniae isolates were resistant to ceftazidime and/or cefotaxime. 42 (82.3%) E. coli and 24 (77.4%) K. pneumoniae isolates were positive by PCR for bla CTX-M. Among the isolates, bla CTX-M-14 and bla CTX-M-15 were detected in 23 and 19 E. coli isolates, respectively, and in 7 and 17 K. pneumoniae isolates, respectively. Among the E. coli isolates, the gene encoding DHA-1 AmpC β-lactamase was detected in 1 CTX-M-14 producer. The qnrb6 gene was detected in 1 CTX-M-15 producer, and the aac(6 )-Ib-cr gene was detected in 12 CTX-M-15 producers and in 8 CTX-M-14 producers (Table 1). Among the K. pneumoniae isolates, the gene encoding DHA-1 AmpC β-lactamase was detected in 2 CTX-M-15 producers. The qnrb1 and qnrb4 genes were both detected in 2 CTX-M-15 producers each. The qnrs1 gene was detected in three CTX-M-14 producers and in 1 CTX-M-15 producer. The aac(6 )-Ib-cr gene was detected in 4 CTX-M- 14 producers and in 17 CTX-M-15 producers. The arma gene was detected in 2 CTX-M-15 producers (Table 2). Strains of E. coli and K. pneumoniae showed diverse band patterns according to rep-pcr and ERIC-PCR, respectively. However, 17 E. coli strains displayed an identical rep-pcr type: type a (Fig. 1). Similar to previous reports, a total of 17.1% (51) of E. coli and 31.6% (31) of K. pneumoniae isolates were found to produce ESBL. Among them, 42 (82%) E. coli and 24 (77%) K. pneumoniae isolates contained bla CTX-M. CTX-M-15 producers were predominantly observed among K. pneumoniae isolates (70.8%), whereas a similar occurrence of CTX-M-14 (54.7%) and CTX-M-15 (45.2%) was observed among E. coli isolates. Unlike previous reports, other CTX-M types including CTX-M-3 and CTX-M-9, and other ESBLs such as TEM-52, SHV-2a, and SHV-12 were not detected, although other studies report their genes at low rates in Korea [4, 6, 11]. Although this study was limited to a single area, however, these results show ESBL types are completely changed to CTX-M, and that CTX-M-15 is distributed in K. pneumoniae isolates rather than in E. coli isolates. Generally, most CTX-M β-lactamases are known to hydrolyze cefotaxime more efficiently than ceftazidime, but CTX-M-15 also hydrolyzes ceftazidime efficiently [1, 21]. In this study, CTX-M producers efficiently hydrolyzed cefotaxime (MIC50 > 128 µg/ml); however, when comparing the MIC50s for ceftazidime, the values were 8 to 128 times higher in CTX-M-15 producers than in CTX-M-14 producers. Therefore, CTX-M-15 appears to be superior to CTX-M-14 at hydrolysis of ceftazidime. Additional studies are needed to investigate the correlation between CTX-M and hydrolysis of ceftazidime. Fig. 1. Repetitive extragenic palindromic element sequence-based (REP)-PCR patterns of genomic DNA from 14 CTX-M-producing E. coli isolates. Lane M, 1 kb DNA size marker. lanes 3 to 352, identical rep-pcr patterns of 17 E. coli clinical isolates, respectively. J. Microbiol. Biotechnol.

Antimicrobial Resistance Genes of CTX-M-Producing Isolates 767 Table 1. Characteristics of CTX-M-14- and/or CTX-M-15-producing E. coli isolates in urine specimens. Isolates MIC of agents (µg/ml) Antimicrobial resistance genes CTX CAZ AMK GEN LEV CIP PABL qnr, aac(6')-ib-cr REP-PCR pattern CTX-M-14 producers EC3 128 <2 <2 128 <2 <1 EC22 16 <2 <2 32 <2 <1 EC69 64 <2 >256 256 >32 >32 EC70 64 8 <2 <2 >32 >32 a EC74 128 4 <2 32 >32 >32 aac(6')-ib-cr EC75 >256 32 4 <2 >32 >32 bla DHA-1 aac(6')-ib-cr EC85 128 <2 <2 <2 <2 <1 EC95 256 <2 <2 <2 >32 <1 EC115 128 <2 4 <2 <2 16 aac(6')-ib-cr a EC117 128 <2 <2 <2 <2 <1 EC230 128 <2 4 128 >32 16 a EC244 >256 256 32 128 >32 <1 EC268 32 4 4 <2 16 32 a EC273 64 <2 <2 <2 <2 <1 EC293 64 <2 <2 <2 <2 4 EC295 >256 16 8 64 >32 >32 aac(6')-ib-cr EC296 128 <2 <2 64 4 4 aac(6')-ib-cr EC297 16 <2 <2 64 32 32 aac(6')-ib-cr a EC303 64 <2 <2 <2 >32 >32 aac(6')-ib-cr EC351 >256 4 <2 <2 32 32 a EC352 32 <2 4 <2 32 32 a EC357 64 4 <2 <2 8 8 EC358 >256 32 8 256 >32 >32 aac(6')-ib-cr CTX-M-15 producers EC4 256 16 4 <2 32 32 a EC27 >256 128 16 64 >32 >32 aac(6')-ib-cr a EC169 256 16 <2 32 <2 <1 aac(6')-ib-cr EC218 256 32 8 64 >32 >32 aac(6')-ib-cr a EC249 >256 64 16 256 >32 >32 aac(6')-ib-cr a EC252 128 16 4 64 <2 4 aac(6')-ib-cr EC254 128 16 4 <2 4 4 EC256 128 16 <2 <2 >32 >32 aac(6')-ib-cr a EC266 256 16 <2 64 8 8 EC267 256 32 <2 <2 >32 32 EC270 128 8 4 <2 <2 <1 EC271 256 16 4 64 >32 >32 aac(6')-ib-cr a EC275 256 64 8 256 >32 >32 aac(6')-ib-cr a EC278 256 256 <2 <2 <2 8 EC279 256 32 8 128 >32 >32 aac(6')-ib-cr a EC287 128 8 4 <2 <2 32 aac(6')-ib-cr EC290 256 64 16 4 >32 >32 qnrb6, aac(6')-ib-cr a EC302 >256 256 4 64 16 >32 aac(6')-ib-cr a EC356 256 <2 <2 <2 <2 <1 Abbreviations : MIC, minimum inhibitory concentration; CTX, cefotaxime; CAZ, ceftazidime; AMK, amikacin; GEN, gentamicin; LEV, levofloxacin; CIP, ciprofloxacin; PABL, plamid-mediated AmpC β-lactamase. June 2014 Vol. 24 No. 6

768 Kim et al. Table 2. Characteristics of CTX-M-14- and/or CTX-M-15-producing K. pneumoniae isolates in urine specimens. Isolates MIC of agents (µg/ml) Antimicrobial resistance genes CTX CAZ AMK GEN LEV CIP PABL qnr, aac(6')-ib-cr arma CTX-M-14 producers KP33 >256 4 <2 >256 <2 <1 aac(6')-ib-cr - KP111 128 >256 32 <2 >32 >32 aac(6')-ib-cr - KP202 64 <2 <2 128 <2 <1 - KP241 64 <2 <2 64 <2 <1 qnrs1 - KP351 256 4 <2 <2 <2 <1 - KP352 64 <2 <2 64 <2 <1 qnrs1, aac(6')-ib-cr - KP355 32 <2 <2 <2 <2 <1 qnrs1, aac(6')-ib-cr - CTX-M-15 producers KP3 >256 >256 8 128 <2 <1 aac(6')-ib-cr - KP20 >256 256 4 <2 <2 <1 aac(6')-ib-cr - KP61 >256 >256 4 128 <2 2 aac(6')-ib-cr - KP112 256 64 8 <2 >32 >32 qnrs1, aac(6')-ib-cr - KP118 >256 >256 8 128 <2 2 aac(6')-ib-cr - KP133 >256 256 4 64 4 8 aac(6')-ib-cr - KP135 256 64 64 32 4 32 aac(6')-ib-cr - KP141 >256 8 8 128 <2 2 qnrb1,aac(6')-ib-cr - KP157 >256 256 32 <2 8 >32 aac(6')-ib-cr - KP167 >256 128 >256 >256 4 32 bla DHA-1 qnrb4, aac(6')-ib-cr + KP169 >256 >256 16 128 <2 <1 aac(6')-ib-cr - KP176 >256 >256 4 128 <2 2 aac(6')-ib-cr - KP201 >256 64 4 128 <2 2 qnrb1, aac(6')-ib-cr - KP211 >256 128 >256 >256 <2 8 bla DHA-1 qnrb4, aac(6')-ib-cr + KP212 >256 64 4 64 <2 4 aac(6')-ib-cr - KP218 >256 >256 4 128 <2 4 aac(6')-ib-cr - KP219 >256 256 8 128 <2 2 aac(6')-ib-cr - Abbreviations: MIC, minimum inhibitory concentration; CTX, cefotaxime; CAZ, ceftazidime; AMK, amikacin; GEN, gentamicin; LEV, levofloxacin; CIP, ciprofloxacin; PABL, plamid-mediated AmpC β-lactamase. In this study, DHA-1 AmpC β-lactamase was detected in 1 and 2 CTX-M-producing E. coli and K. pneumoniae isolates, respectively. These results are similar to previous reports, where DHA AmpC β-lactamase was the most prevalent PABL gene in E. coli and K. pneumoniae isolates [5, 14], indicating that ESBLs play a greater role in resistance to β-lactams than PABLs. ESBL-producing Enterobacteriaceae are frequently resistant to quinolones and aminoglycosides [28], where higher rates of quinolone resistance are found in ESBL producers of E. coli and K. pneumoniae in many countries [17, 22]. In this study, similar to previous reports in Korea, qnr and aac(6 )-Ib-cr genes were found in 2.3% (1) and 47.6% (20) CTX-M-producing E. coli isolates, respectively, and in 33.3% (8) and 87.5% (21) CTX-M-producing K. pneumoniae isolates, respectively [9, 12]. Interestingly, many E. coli isolates without qnr genes were resistant to levofloxacin, whereas K. pneumoniae isolates with qnr genes were not. Moreover, the aac(6 )-Ib-cr gene was widely distributed among both E. coli and K. pneumoniae isolates, and partial isolates with aac(6 )-Ib-cr were resistant to ciprofloxacin. These results show that qnr and aac(6 )-Ib-cr genes are distributed among CTX-M-producing E. coli and K. pneumoniae, but are not major determining factors in quinolone resistance. Although E. coli isolates did not contain an arma gene, arma-containing K. pneumoniae isolates were detected, and these were intensively resistant to amikacin and gentamicin. In Korea, 4 E. coli isolates from urine collected in 2009 and 2 J. Microbiol. Biotechnol.

Antimicrobial Resistance Genes of CTX-M-Producing Isolates 769 K. pneumoniae isolates in 2007 contained both arma and bla CTX-M genes and were reported to be resistant to the aminoglycosides amikacin and gentamicin [10, 25]. In this study, 17 E. coli strains displayed an identical rep- PCR type (type a), and were present in both CTX-M-14 and CTX-M-15 producers alike. These strains were presumed to be the same clone. In conclusion, CTX-M-types were the most common type of ESBLs in urinary E. coli and K. pneumoniae isolates. CTX- M-14 and CTX-M-15 producers were usually resistant to aminoglycoside and/or quinolone antibiotics, including cefotaxime and/or ceftazidime, and contained multiple antimicrobial resistance genes, such as bla DHA-1, qnr, aac(6 )- Ib-cr, and arma. CTX-M-15 producers contained more antimicrobial resistance genes than did CTX-M-14 producers. References 1. Cattoir V, Poirel L, Rotimi V, Soussy CJ, Nordmann P. 2007. 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