Quaternary ammonium sophorolipids as renewable based antimicrobial products

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Quaternary ammonium sophorolipids as renewable based antimicrobial products E.I.P. Delbeke 1, B.I. Roman 1, S.L.K.W. Roelants 2,3, I.N.A. Van Bogaert 2, G.B. Marin 4, K.M. Van Geem 4 and C.V. Stevens 1, * 1 SynBioC, Department of Sustainable Organic Chemistry and Technology, Ghent University, Coupure Links 653, 9000 Ghent, Belgium; 2 InBio, Department of Biochemical and Microbial Technology, Ghent University, Coupure Links 653, 9000 Ghent, Belgium; 3 Bio Base Europe Pilot Plant (BBEU), Rodenhuizekaai 1, 9042 Ghent (Desteldonk), Belgium; 4 LCT, Department of Chemical Engineering and Technical Chemistry, Ghent University, Technologiepark 914, 9052 Ghent, Belgium. * Corresponding author: Chris.Stevens@UGent.be 1

Quaternary ammonium sophorolipids as renewable based antimicrobial products Graphical Abstract 2

Abstract: In the European chemical industry, there is a strong drive to shift from fossil to renewable resources in the pursuit of sustainability. Sophorolipids, a class of biosurfactants, are interesting renewable resources, since they combine a complex structure with divergent biological and physico-chemical properties. The microbially produced lactonic sophorolipids were used for the production of a broad range of innovative sophorolipid amines and sophorolipid quaternary ammonium salts. These sophorolipid quaternary ammonium salts were evaluated for their antimicrobial activity against Gram-negative and Gram-positive bacterial test strains. Minimum inhibitory concentration (MIC) values were determined for the active compounds. Values of 5-8 µm were obtained for the derivatives containing an octadecyl chain attached to the nitrogen atom, compared to values of 10-52 µm for the antibiotic gentamicin sulfate. These results show great promise for modified sophorolipids in the medical sector, for example for the inhibition of biofilm formation. Keywords: sophorolipids; biosurfactants; derivatization; antimicrobial activity 3

Introduction Renewable resources: Slow transition to bio-based economy Used for production of only 8% of chemicals (Europe) Fossil resources: Limited availability Negative impact on environment General approach: Renewable Resources Base Chemicals Products Drawback: High cost Long reaction sequence Renewable resources with complex structure for the synthesis of high added value products 4

Introduction Surfactant = Surface Active Compound Amphiphilic molecules which contain a hydrophilic and a hydrophobic moiety Reduces interfacial tension between liquids, solids and gases by arrangement at the interface (a) Formation of micelles (b) at a defined concentration Used as detergents, wetting agents, emulsifiers,... Biosurfactants: surface-active compounds produced by living cells, e.g. Sophorolipids Sophorolipids: Sophorose as hydrophilic carbohydrate head Hydrophobic lipid tail 5

Introduction Microbial production of sophorolipids by Starmerella bombicola Mixture of different compounds: Acidic or lactonic 0, 1 or 2 acetyl groups 0, 1 or 2 unsaturations C16-C18 fatty acid chain length w or w-1 hydroxylation 6

Introduction Advantages: Low eco-toxicity and high biodegradability Renewable resources as feedstock Surface-active properties linked to biological activities Non-pathogenic yeast High production: 400 g/l Disadvantages: Higher price compared to chemical surfactants Microbial production is restricted to few derivatives Application range is limited to detergents 7

Introduction Chemical modification of microbial product Goal: Synthesis of short-chained derivatives with nitrogen functionality to increase the applicability of sophorolipids for medical applications Synthesis of aldehyde intermediate Modification towards quaternary ammonium salts Results published as: E. I. P. Delbeke, B. I. Roman, G. B. Marin, K. M. Van Geem and C. V. Stevens, Green Chem., 2015, 17, 3373-3377. 8

Results and discussion 1. Synthesis of aldehyde intermediate Ozonolysis to intermediate sophorolipid dialdehyde 2 Transesterification to sophorolipid aldehyde 3 failed Only aldolcondensation to aldehyde 5 observed 9

Results and discussion Stable ozonide intermediate 9 formed for work-up with Me 2 S 10

Results and discussion 2. Synthesis of quaternary ammonium salt library Entry R 1 R 2 NH Yield (%) 1 Dimethylamine 10a 38 2 N-Methylbutylamine 10b 52 3 Dibutylamine 10c 53 4 N-Methylbenzylamine 10d 40 5 N-Butylbenzylamine 10e 49 6 Dibenzylamine 10f 48 7 N-Methyloctadecylamine 10g 39 11

Results and discussion Entry R 3 I Yield (%) 1 10a Methyl iodide 11a 91 2 10b Methyl iodide 11b 89 3 10c Methyl iodide 11c 96 4 10c Butyl iodide 11d 94 5 10d Methyl iodide 11e Quant. 6 10e Methyl iodide 11f 89 7 10f Methyl iodide 11g Quant. 8 10g Methyl iodide 11h 98 9 10g Butyl iodide 11i Quant. 12

Results and discussion Entry Yield (%) 1 11a 12a Quant. 2 11b 11b 88 3 11c 11c Quant. 4 11d 12d Quant. 5 11e 12e Quant. 6 11f 12f Quant. 7 11g 12g 99 8 11h 12h 97 9 11i 12i 66 13

Results and discussion 3. Antimicrobial testing Gram-positive strains: Gram-negative strains: Staphylococcus aureus Bacillus subtilis Escherichia coli Klebsiella pneumoniae Significant growth inhibition against Gram-positive strains for some sophorolipid analogues - 8 peracetylated quaternary ammonium sophorolipids - 3 deprotected quaternary ammonium sophorolipids Determination of Minimum Inhibitory Concentration (MIC) for the active compounds against 4 Gram-positive strains: Staphylococcus aureus, Bacillus subtilis, Enterococcus faecium and Streptococcus pneumoniae Antibiotic gentamicin sulfate was used as control 14

Results and discussion Minimum inhibitory concentration (MIC) values (µg/ml) 11h 11i 12h 12i Gentamicin sulfate S. aureus 10 10 5 5 5 E. faecium 10 10 5 5 10 B. subtilis 10 10 5 5 5 S. pneumoniae 10 10 5 5 25 (µm) 11h 11i 12h 12i Gentamicin sulfate S. aureus 8 8 6 5 10 E. faecium 8 8 6 5 21 B. subtilis 8 8 6 5 10 S. pneumoniae 8 8 6 5 52 15

Conclusions Synthesis of new-to-nature sophorolipids accomplished Four derivatives with high antibacterial activity 16

Acknowledgments The research leading to these results has received funding from the Long Term Structural Methusalem Funding by the Flemish Government (grant number BOF09/01M00409). The authors gratefully acknowledge the company Ecover (Malle, Belgium) and the InBio research group (Department of Biochemical and Microbial Technology, Ghent University, Belgium) for the delivery of the sophorolipid starting compound, and the Laboratory for Microbiology (Ghent University, Belgium) for the evaluation of the antimicrobial activities. Bart I. Roman is a fellow of the Fund for Scientific Research Flanders (FWO-Vlaanderen). 17