Miriam Kimel, PhD, Nancy K. Leidy, PhD, Sally Mannix, BA, Julia Dixon, BS

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Volume 11 Number 1 2008 VALUE IN HEALTH Does Epoetin Alfa Improve Health-Related Quality of Life in Chronically Ill Patients with Anemia? Summary of Trials of Cancer, HIV/AIDS, and Chronic Kidney Disease Miriam Kimel, PhD, Nancy K. Leidy, PhD, Sally Mannix, BA, Julia Dixon, BS United BioSource Corporation, Center for Health Outcomes Research, Bethesda, MD, USA ABSTRACT Objectives: Anemia, defined as having low levels of hemoglobin (HGB), is caused by disease-related (e.g., bone marrow suppression, nutritional deficiency) or treatment-related (e.g., chemotherapy, antiretroviral therapy) factors. Although epoetin alfa has been shown to improve HGB outcomes in cancer, HIV/AIDS, and chronic kidney disease (CKD), these results have been viewed in isolation, rather than across populations. The purpose of this article is to review findings from trials that evaluated the impact of epoetin alfa on HGB and health-related quality of life (HRQL) across various populations with different underlying causes of anemia. Methods: A review of clinical trials published in English between January 1993 and September 2005. Searches were conducted using MEDLINE and EMBASE. Between- and within-group changes in HGB and HRQL were examined. Results: One hundred ten articles were retrieved and 18 were reviewed. Statistically significant improvements in HGB were generally seen (1) between groups for cancer patients receiving epoetin alfa compared with those receiving placebo or standard of care (SOC) (between-group differences in changes from baseline to end point ranging from 1.2 to 1.9 g/dl); and (2) within groups for HIV/AIDS and CKD patients receiving epoetin alfa (changes from baseline to end point of 2.5 and 2.9 g/dl and 2.7 g/dl, respectively). Statistically and clinically significant improvements in HRQL, particularly with regard to fatigue, were seen across chronic conditions based on the Linear Analog Scale Assessment energy scale; where improvements of at least 8 mm considered clinically relevant were generally seen (1) between groups for cancer patients receiving epoetin alfa compared with those receiving placebo or SOC (differences in changes from baseline to end point from 0.8 to 19.8 mm); and (2) within groups for HIV/AIDS and CKD patients receiving epoetin alfa (changes from baseline to end point of 23 and 25 mm and 28 mm, respectively). Conclusions: Results of published clinical trials suggest that treatment of anemia associated with cancer, HIV/AIDS and CKD can have a significant impact on HRQL, particularly fatigue, and that this impact is both statistically and clinically significant. Keywords: anemia, cancer, chronic disease, epoetin alfa, health-related quality of life, HIV, kidney disease. Introduction Anemia is defined as having low levels of hemoglobin (HGB) and is present in many disorders including cancer, chronic kidney disease (CKD), and infection with the human immunodeficiency virus (HIV)/ acquired immune deficiency syndrome (AIDS) [1 3]. In these patients, low HGB levels are often resulting from inadequate production of red blood cells by the bone marrow and reduced production of erythropoietin by the kidneys [1]. The etiology of anemia in oncology and HIV infection is often multifactorial in nature. In oncology, for example, low HGB levels are subsequent to cancers of the bone marrow (e.g., Address correspondence to: Miriam Kimel, United BioSource Corporation, Center for Health Outcomes Research, 7101 Wisconsin Avenue, Suite 600, Bethesda, MD 20814, USA. E-mail: miriam.kimel@unitedbiosource.com 10.1111/j.1524-4733.2007.00215.x leukemia or multiple myeloma), cancers that have metastasized to the bone marrow, or chemotherapy; whereas in HIV infection, low levels are associated with opportunistic infections, nutritional deficiencies (e.g., iron and folic acid), antiretroviral therapy, and infiltrative diseases of the bone marrow [4]. Patients with renal insufficiency have reduced HGB levels as a result of decreased production of erythropoietin [3]. The rationale for treating anemia is based on (1) the negative effects of anemia itself and (2) the association of anemia with worse prognosis in a variety of conditions [5]. Anemia-associated fatigue, for example, is reported in the majority of patients with cancer, HIV/ AIDS, and rheumatoid arthritis (RA) [6,7] and has been shown to have a negative impact on healthrelated quality of life (HRQL) [6,8] a person or group s perceived physical, social, and psychological level of functioning and well-being. In patients with cancer, HIV/AIDS, and CKD, anemia has been shown 2007, International Society for Pharmacoeconomics and Outcomes Research (ISPOR) 1098-3015/08/57 57 75 57

58 Kimel et al. 110 Abstracts reviewed Articles of non-rct design were not included in review for cancer Articles reporting findings from the same trial were not included in review for cancer 72 Cancer abstracts reviewed 25 Cancer RCT articles retrieved 9 HIV/AIDS or CKD abstracts reviewed 9 HIV/AIDS or CKD articles retrieved Articles that did not provide data values were not included in review for caner 9 Cancer articles reviewed 18 Articles reviewed 9 HIV/AIDS or CKD articles reviewed Figure 1 A diagram of the 110 abstracts reviewed. CKD, chronic kidney disease; RCT, randomized controlled trial. to impact work ability, physical and emotional wellbeing, and sleep [6,9]. Anemia also has been found to be a strong predictor of poor survival in patients with various cancers, renal failure and heart failure even after controlling for known prognostic factors (i.e., age, sex) and comorbidities [10 13]. Treatment guidelines recommend the correction of low HGB levels to a target of up to 12 g/dl [14] in cancer-related anemia, 11 g/dl and above in CKD [15], and 12 g/dl ( 13 g/dl in men and 12 g/dl in women) in HIV/AIDS [16]. For anemia of chronic disease (ACD), treatment of the underlying disease is the therapeutic approach of choice [5,17]. If this is not possible or is unsuccessful in reversing the anemia and concomitant problems, other recommended therapeutic options include transfusions, iron therapy, and erythropoetic agents such as epoetin alfa [5]. Epoetin alfa is currently approved for the treatment of anemia in cancer patients undergoing chemotherapy, patients with CKD, and HIV positive patients receiving antiretroviral therapy. Recommended starting doses depend on the intended use and range from 50 to 150 units/kg three times a week (TIW) or 40,000 units once weekly (QW) to raise HGB levels to 10 to 12 g/dl [18]. Several literature reviews for these disorders (i.e., cancer, HIV/AIDS, RA, CKD, and inflammatory bowel disease) have demonstrated the efficacy and effectiveness of epoetin alfa for the treatment of anemia and its beneficial impact on HRQL in each of these respective conditions [19 23]. However, these evaluations did not examine the HRQL impact of epoetin alfa across disorders to understand the effect of epoetin alfa on HRQL in different populations. The purpose of the article is to review the findings from trials that evaluate the impact of epoetin alfa on HGB and HRQL across various populations with different underlying causes of anemia. Methods A literature search was conducted to identify clinical trials that assess the HRQL impact of epoetin alfa treatment in anemia. The search was conducted using MEDLINE and EMBASE, and included the following terms: anemia, quality of life, outcomes, functional status, health status, epoetin, epoetin alfa, erythropoietin, EPO, r-huepo, Procrit, erythropoietin recombinant, recombinant human erythropoietin, human recombinant erythropoietin, rhuepo, r-hepo, Eprex, Epogen, Erypo, Epopen, Epoxitin, and Globuren. Articles were limited to those conducted in humans and published in the English language from January 1993 and September 2005. Reference lists of identified articles were reviewed for other articles on HRQL, epoetin alfa, and anemia. One hundred ten articles were identified (see Fig. 1). Abstracts in the following areas were excluded from retrieval and review: 1) review articles; 2) letters to the editor; 3) reports of previously published data; or 4) efficacy trials that did not evaluate HRQL. Studies of CKD patients receiving dialysis were outside the scope of this review. This left 34 articles for further review. Because there were many studies that assessed the HRQL impact of epoetin alfa in anemic cancer patients (n = 72), only publications that evaluated data from randomized controlled trials (RCTs) were used in that section of our review. Of the 25 cancer publications using data from RCTs, 11 reported findings from the same clinical trial and were excluded so that results of these trials were not over-represented in the analysis [24 32]. In these situations, only data from the primary study publication are presented [29,32]. Data from subsample analyses, where population character-

Quality of Life in Anemia 59 istics were different from the primary publication study, are presented to gain insight into potential differential effects across these populations [25,30]. Five publications were excluded because they did not provide numeric values for HRQL data or report findings for between-group differences for epoetin alfa and comparator(s) [33 37]. Because there were few studies that assessed the HRQL impact of epoetin alfa in anemic HIV or CKD patients (n = 9), all publications that evaluated data from clinical trials were used in that section of our review. Findings are presented by disease area and include descriptions of 1) the types of trials conducted; 2) the mean change scores between groups (e.g., epoetin alfa vs. placebo) and across time points (e.g., baseline to week 8) for selected instruments; and 3) changes in selected clinical measures across time points (e.g., HGB, percent of patients requiring a transfusion). Tables are provided to summarize the data. However, limitations in data availability limited our ability to report all findings consistently, particularly for the CKD trials. Results Health-Related Quality of Life Associated with Epoetin Alfa in Cancer Summary of RCTs of epoetin alfa that evaluate HRQL in cancer. Of the nine studies reviewed (Table 1), seven evaluated anemia of solid malignancy, with three studies evaluating breast cancer patients exclusively [25,29,30,32,38 42]. Seven of nine trials were at least 28 weeks long and compared epoetin alfa as a single agent to placebo (n = 6) or standard of care (SOC) (n = 3); with epoetin alfa doses ranging from 10,000 to 20,000 subcutaneously (sc) TIW (based on 150 300 U/kg) to 40,000 sc QW [25,29,30,32,38 42]. In general, studies evaluated equal numbers of middle-aged men and women (except breast cancerspecific studies, where almost 100% were women). Mean baseline HGB levels were comparable between epoetin alfa and placebo/soc groups within each study, ranging from 9.5 to 12.8 g/dl and 9.4 to 13.0 g/ dl, respectively. All studies used at least one of the Functional Assessment of Cancer Therapy (FACT) measures and seven used the Linear Analog Scale Assessment (LASA), evaluating between-group differences for changes in HRQL from baseline to end point (e.g., last value, 12 weeks, etc.). The FACT-Anemia (FACT-An) is a 47-item, self-administered questionnaire designed to measure anemia-related HRQL (20 items; FACT-An anemia subscale) and general HRQL (27 items; FACT-G total) in cancer patients [43]. The FACT-An anemia subscale consists of 13 fatigue-associated items (i.e., FACT-An fatigue subscale) and seven nonfatigue associated items. Specific items in the FACT-An anemia and FACT-An fatigue subscales measure the impact of illness on fatigue, energy level, and ability to do usual activities. For each of the FACT measures, higher scores indicate better HRQL, with FACT-An anemia subscale scores ranging from 0 to 80 and FACT-An fatigue subscale scores ranging from 0 to 52. The FACT scales have been validated in cancer [43 46]. Work by Cella and colleagues suggests that changes or differences of 3 points in the FACT-An fatigue subscale is clinically significant in patients with cancer [47]. Estimates of clinically significant changes or differences are not available for the FACT-An anemia scale [47]. The LASA (also known as the Cancer Linear Analog Scale [CLAS]) consists of three visual analog scales (VAS) that measure energy level, ability to do daily activities, and overall quality of life. Scores for the LASA represent the distance in millimeters (100-mm scales) between the left extreme of the scale and the patient s mark on the line. The left extreme represents the worst possible level for each of the concepts and the right extreme represents the best possible level. The LASA scales have been used in several cancer trials [44,46 48]. The LASA for overall quality of life has shown to be reliable and valid in this population [49]. Changes in LASA scores of 8 to 10 mm are considered clinically relevant [50,51] based on previous research (Norman et al., 2003) [52], which suggest that a change of 1/2 of the baseline standard deviation (SD) of any HRQL instrument may be considered clinically significant change. Summary of clinical findings in cancer from RCTs. In trials reporting HGB changes for patients receiving epoetin alfa compared with placebo/soc (Table 2), absolute differences in HGB were noted in all studies and statistically significant hematologic improvements were seen in 4 of 8 studies. Studies of solid or nonmyeloid hematologic cancer patients with anemia demonstrated significant absolute between-group differences in mean HGB changes from baseline to end point ranging from 1.4 to 1.9 g/dl (all P < 0.001) [29,32,40,42]. With the exception of one study where the between-group difference in HGB was 2.9 g/d [41], similar absolute differences were seen in anemic patients with breast cancer and nonmyeloid hematologic malignancy, although statistical significance was not reached [25 30,38]. The percentage of patients requiring a transfusion during a trial was significantly lower for those receiving epoetin alfa compared with placebo/soc, ranging from 9% to 36% for those receiving epoetin alfa and 23% to 65% for those receiving placebo/soc (most P < 0.02) [29,32,39,40,42]. With the exception of one study in patients with solid or nonmyeloid

60 Kimel et al. Table 1 Summary of randomized controlled trials of epoetin alfa that evaluate HRQL in cancer Citation Population Design and methods QOL measures QOL evaluation Bajetta et al., 2004* [25] Casadevall et al., 2004 [38] Chang et al., 2005 [39] Iconomou et al., 2003 [40] Littlewood et al., 2001* [29] Breast CA patients for which nonplatinum CT was underway or imminent n= 114 Mean age in years: Epoetin a:55 Placeco: 53 Epoetin a:99 Placebo: 100 (SD): Epoetin a: 10.0 (1.6) Placebo: 9.9 (1.0) Myelodysplastic syndromes n= 60 Mean age in years (range): Arm A (Epoetin a + G-CSF): 73 (43 80) Arm B (supportive care): 71 (48 89) Arm A: 53 Arm B: 47 (SEM): Arm A = 8.6 (1.2) Arm B = 8.6 (1.1) Breast CA patients receiving CT n= 354 Mean age in years (SD): Epoetin a: 54 (11) Standard of care: 50 (10) Epoetin a: 100 Standard of care: 100 Mean baseline HGB in g/l (SEM): Epoetin a: 11.2 (0.9) Standard of care: 11.3 (0.8) CA patients with solid malignancy receiving CT n= 122 Mean age in years (SD): Epoetin a: 61 (11) Control: 62 (10) Epoetin a:61 Untreated control: 56 (SD): Epoetin a: 10.1 (0.6) Control: 10.1 (0.4) Solid or nonmyeloid hematologic malignancy patients for which nonplatinum CT was underway or imminent n= 375 Mean age in years (SD): Epoetin a: 58 (14) Placebo: 60 (14) Epoetin a:66 Placebo: 69 (SD): Epoetin a: 9.9 (1.1) Placebo: 9.7 (1.1) RCT, double-blind, multicenter Duration: 28 weeks Epoetin a: 150 U/kg sc TIW Placebo sc TIW RCT, open-label, multicenter Duration: 52 weeks Epoetin a (20,000 U) and G-CSF (105 mg) given TIW for 12 weeks. Responders were given Epoetin a alone for another 40 weeks. Supportive care for 52 weeks RCT, open-label, multicenter Duration: 28 weeks Epoetin a: 40,000 U QW Standard of care RCT, single-center Duration: 12 weeks Epoetin a: 10,000 U TIW for 12 weeks Control: untreated All patients received 200 mg oral elemental iron daily RCT, double-blind, multicenter Duration: 28 weeks Treatment 2:1 ratio: Epoetin a: 150 300 U/kg TIW Placebo FACT-An FACT-G FACT-An fatigue FACT-An FACT-An fatigue FACT-An anemia FACT-An anemia FACT-An FACT-G FACT-An fatigue FACT-An anemia SF-36 Between-group change in HRQL from baseline to last value Between-group differences: change in HRQL from baseline to weeks 12, 18 and 52 Between-group differences: change in HRQL from baseline to week 12 and end of study (range 16 28 weeks) Between-group differences: change in HRQL from baseline to weeks 4 and 12 Between-group differences: change in HRQL from baseline to week 16 and last value

Quality of Life in Anemia 61 Table 1 continued Citation Population Design and methods QOL measures QOL evaluation Littlewood et al., 2003* [30] O Shaughnessy et al., 2005 [41] Savonije et al., 2005 [42] Witzig et al., 2005 [32] Nonmyeloid hematologic malignancy patients for which nonplatinum CT was underway or imminent n= 173 Mean age in years (SD): Epoetin a:59 Placebo: 64 Epoetin a:49 Placebo: 45 (SD): Epoetin a: 9.9 (1.2) Placebo: 9.7 (1.2) Breast CA patients treated with CT n= 94 Mean age in years (SD): Epoetin a: 53 (10) Placebo: 54 (12) Epoetin a: 100 Placebo: 100 (SD): Epoetin a: 12.8 (1.0) Placebo: 13.0 (1.0) Solid malignancy patients planning to receive 2 6 more cycles of platinum-based CT n= 313 Mean age in years (SD): Epoetin a: 57 (11) BSC: 58 (10) Epoetin a:45 BSC: 41 (SD): Epoetin a: 10.7 (1.0) BSC: 10.8 (1.0) Incurable CA patients receiving myelosuppressive CT n= 344 Mean age in years (SD): Epoetin a: 64 (12) Placebo: 64 (13) Epoetin a:55 Placebo: 57 (median): Epoetin a: 9.5 (9.6) Placebo: 9.4 (9.5) RCT, double-blind, multicenter Duration: 28 weeks Treatment 2:1 ratio: Epoetin a: 150 300 U/kg TIW Placebo RCT, double-blind, pilot Duration: 12 weeks with 6 months follow-up Epoetin a: 40,000 sc QW for 12 weeks Placebo RCT, open-label, multicenter Duration: 4 weeks after last CT with 12 months follow-up Treatment 2:1 ratio: Epoetin a: 10,000 IU sc TIW until 4 weeks after last CT BSC RCT, double-blind Duration: 16 weeks Treatment 2:1 ratio: Epoetin a: 40,000 U sc QW Placebo FACT-G FACT-An fatigue FACT-An FACT-An anemia Karnofsky PS FACT-G FACT-An anemia FACT-An fatigue FACT-An Nonfatigue Uniscale SDS FACT-An FACT-G FACT-An fatigue Between-group differences: change in HRQL from baseline to week 16 and last value Between-group differences: change in HRQL from baseline to 1 week before cycle 4 and at 6 months. change in HRQL from baseline to before each treatment cycle and at 6 months Between-group differences: change in HRQL from baseline to last value Between-group differences: change in HRQL from baseline to last value *Researchers used data from the same clinical trial, referred to as the Epoetin Alfa Study Group. BID, twice a day; BSC, best supportive care; CA, cancer; CLAS, Cancer Linear Analog Scale (also known as the Linear Analog Scale Assessment [LASA]); CT, Chemotherapy; FACT-An, Functional Assessment of Cancer Therapy-Anemia; FACT-G, Functional Assessment of Cancer Therapy-General; G-CSF, Granulocyte Colony Stimulating Factor; HCT, hematocrit; HGB, hemoglobin; HRQL, health-related quality of life; IU, international units; KG, kilograms; LASA, Linear Analog Scale Assessment (also known as the Cancer Linear Analog Scale [CLAS]); MID, Minimally Important Difference; NA, not available; QOL, quality of life; QW, every week; RCT, randomized controlled trial; RT, radiotherapy; sc, subcutaneously; SD, standard deviation; SDS, Symptom Distress Scale;TIW, three times a week; U, units. hematologic cancers [29], survival rates were not significantly different between epoetin alfa and placebo/ SOC groups [32,42]. Summary of HRQL findings in cancer from RCTs. Table 3 shows the pattern of effects of epoetin alfa on HRQL in RCTs of patients with various cancers. In a study of 375 solid or nonmyeloid hemaloglogic cancer patients receiving nonplatinum chemotherapy, statistically significant improvement in the FACT-An fatigue score from baseline to last assessment (up to 28 weeks) was seen for epoetin alfa compared with placebo (3.0 and -2.2, respectively; P = 0.004) [29]. Similar findings were seen in studies evaluating anemic women

62 Kimel et al. Table 2 Summary of clinical findings in cancer from randomized controlled trials of epoetin alfa Clinical measures 1 Citation Mean change in HGB (g/dl) % Requiring transfusion % Survival Epoetin a Placebo or SOC Absolute difference Epoetin a Placebo or SOC Absolute difference Epoetin a Placebo or SOC Absolute difference Bajetta et al., 2004 2 [25] Casadevall et al., 2004 3 [38] Chang et al., 2005 3 [39] Iconomou et al., 2003 4 [40] Littlewood et al., 2001 5 [29] Littlewood et al., 2003 6 [30] O Shaughnessy et al., 2005 [41] Savonije et al., 2005 [42] Witzig et al., 2005 [32] 2.3 (n = 75) 1.6 (n = 24) 0.9 (n = 35) 0.2 (n = 26) 1.4 7,8,9 27 (n = 75) 9 (n = 174) 1.7 (n = 57) 2.2 (n = 244) 2.2 (n = 115) 0.8 (n = 47) 1.6 (n = 197) 2.8 (n = NR) 0.3 (n = 55) 0.5 (n = 115) 0.3 (n = 58) 2.1 (n = 46) 0.4 (n = 94) 0.9 (n = NR) 37 (n = 35) 10 7,9,10 33 (n = 78) 1.4 9,13,14 1.4 14 (P < 0.001) 1.7 7,8 (P = 0.001) 15 (n = 57) 23 (n = 244) 1.9 7,8,9 25 (n = 115) 23 (n = 175) 26 (n = 55) 36 (n = 115) 43 (n = 58) 14 16 11 14 (P = NS) 18 7,10 (P = 0.017) 86 (n = 175) 31 (n = 36) 85 (n = 175) 2 9,11,12 1 9,15 38 (n = 251) 18 9,10,13 53 (n = 115) 33 (n = 124) 2.9 9,16 1.8 17 (P < 0.001) 1.9 19 36 (n = 211) 25 (n = 166) 65 (n = 102) 40 (n = 164) 29 17 (P < 0.001) 15 19 (P = 0.005) 35 (n = 211) 37 (n = 166) 48 (n = 36) 38 (n = 104) 37 (n = 164) 5 11,12 (P = 0.13) 5 9,11,12 3 18 (P = 0.39) 0 12 (P = 0.53) 1 P-value for differences between groups; 2 Subsample of breast cancer patients from the Epoetin Alfa Study Group study; 3 Epoetin a compared with standard of care; 4 Untreated control; 5 QOL analysis sample from the Epoetin Alfa Study Group study, which is patients who had been randomized, received study drug, and had baseline and at least one follow-up assessment; 6 Subsample of patients with hematologic malignancies from the Epoetin Alfa Study Group study; 7 Efficacy population; 8 Baseline to last assessment, which may be up to 5 days before last treatment at week 28; 9 P-value not reported; 10 Requiring transfusion after day 28; 11 Safety population; 12 At 12 months; 13 Intent-to-treat population; 14 12 weeks; 15 At 3 months; 16 During 12 week study; 17 During the study period, which is 4 weeks after the last chemotherapy cycle (2 to 6 cycles); 18 last assessment, which may be up to 16 weeks; 19 At 12 months follow-up. HGB, hemoglobin; NR, not reported; QOL, quality of life; SOC, standard of care.

Quality of Life in Anemia 63 Table 3 Summary of HRQL findings in cancer from randomized controlled trials of epoetin alfa using the FACT Mean change scores from baseline for FACT measures 1 Citation Time frame FACT-An anemia subscale* FACT-An fatigue subscale* Epoetin a Placebo or SOC Absolute difference Epoetin a Placebo or SOC Absolute difference Bajetta et al., 2004 2 [25] Casadevall et al., 2004 3 [38] Chang et al., 2005 4 [39] Iconomou et al., 2003 5 [40] Littlewood et al., 2001 6 [29] Littlewood et al., 2003 7 [30] O Shaughnessy et al., 2005 [41] Savonije et al., 2005 [42] Witzig et al., 2005 [32] last assessment 8 (n = 60) 1.2 week 12 4.3 (n = 24) week 28 9.1 (n = 21) week 52 0.8 (n = 15) week 12 2.2 (n = 168) 2.2 (n = 26) 1.0 (n = 22) 4.0 (n = 20) 4.4 (n = 170) 2.1 9,10 2.7 (n = 24) 8.1 9,10 7.9 (n = 21) 3.2 9,10 0.6 (n = 15) 6.6 1.6 (n = 168) week 12 4.6 (n = 57) 4.0 last assessment 8 (n = 200) 2.6 (n = 90) 6.6 (P < 0.007) 3.0 (n = 200) last assessment 8 (n = 94) 4.3 6 months follow-up 0.6 (n = 33) 3.9 last assessment 11 (n = 151) last 2.5 (n = 34) 1.9 (n = 64) 4.8 (n = 30) 0.9 (n = 26) 0.0 (n = 22) 4.7 (n = 20) 3.6 (n = 170) 1.0 (n = 55) 2.2 (n = 90) 0.2 (n = 41) 6.0 9 1.8 9,10 7.9 9,10 5.3 9,10 5.2 5.6 (P = 0.02) 5.2 (P = 0.004) 3.1 9 5.8 (P = 0.01) 3.5 (n = 156) assessment 12 (n = 151) 3.0 1.7 (n = 65) 0.6 (n = 148) 4.5 9 5.2 (P = 0.006) 2.4 (P = 0.18) *FACT-An anemia range = 0 80; minimally important difference estimates are not available; FACT-An fatigue range = 0 52; minimally important difference = 3 points. 1 P-value for differences between groups; 2 Subsample of breast cancer patients from the Epoetin Alfa Study Group study; 3 Calculated change scores from data provided at each timepoint for epoetin a & G-CSF versus supportive care; 4 Epoetin a compared with standard of care; 5 Untreated control; 6 QOL analysis sample from the Epoetin Alfa Study Group study, which is patients who had been randomized, received study drug, and had baseline and at least one follow-up assessment; 7 Subsample of patients with hematologic malignancies from the Epoetin Alfa Study Group study; 8 Last assessment may be up to 5 days before last treatment at week 28; 9 P-value not reported; 10 No significant differences between absolute scores at each timepoint; 11 4 weeks after last platinum-based CT administration or at time of early withdrawal; 12 16 weeks after baseline or at time of early withdrawal. FACT-An, Functional Assessment of Cancer Therapy-Anemia; HRQL, health-related quality of life; SOC, standard of care.

64 Kimel et al. with breast cancer (n = 338) [39] and solid malignancy patients receiving chemotherapy (n = 112 and 221, respectively) [40,42], where 5-point absolute differences from baseline to end point were seen between epoetin alfa and placebo groups (all P < 0.05). Additional studies in anemic patients with breast cancer, myelodysplastic syndromes, and nonmyeloid hematologic malignancy also approximated 5-point absolute between-group differences in FACT-An fatigue scores (range 1.8 7.9 points) [25,30,38]. Sample sizes were small for some of the studies and did not reach statistical significance (n range 35 135) [25,38]. Similar findings were observed for the FACT-An anemia subscale when used in the same studies of solid and nonmyeloid cancers, including breast cancer [29,39], which showed a 6.6-point absolute betweengroup difference favoring epoetin alfa (P < 0.007 and P < 0.0001, respectively). In patients with solid malignancy, the FACT-An anemia showed a 5.8-point absolute difference (P = 0.01) [42]. Additional studies in patients with breast cancer or myelodysplastic syndromes approximated a 3-point absolute difference in FACT-An anemia scores (range 2.1 8.1 points) [38,41]. Again, sample sizes were small for some of the studies and did not reach statistical significance (n range 35 67) [38,41]. Positive HRQL findings were seen for epoetin alfa based on the three LASA scales (i.e., energy, daily activities, and overall HRQL), where absolute between-group differences of at least 8 points were seen in six of the seven studies favoring epoetin alfa over placebo or SOC (Table 4). In four of the eight studies evaluating solid malignancy or nonmyeloid hematologic malignancy receiving chemotherapy [29,39,40,42], significant improvements were seen in LASA energy scores from baseline to last assessment for epoetin alfa compared with placebo (range 3.3 8.1 mm for epoetin alfa vs. -6.9 to -1.4 mm for placebo/soc; all P < 0.05). Similar results were seen in the daily activities and overall LASA scales (all P < 0.03). Additional studies also approximated 8 mm absolute between-group differences in LASA scale scores (range 0.8 19.8 mm) [25,30,41]. Significance tests were not reported for these evaluations. Health-Related Quality of Life Associated with Epoetin Alfa in HIV/AIDS Summary of trials of epoetin alfa that evaluate HRQL in HIV/AIDS. Of the six trials evaluating the effect of epoetin alfa on HRQL in anemic patients with HIV (Table 5), three were RCTs comparing changes in HGB between epoetin alfa- and placebo-treated groups from baseline to end point [53 55] and three were open-label, single-arm studies testing withingroup differences from baseline to end point [56 58]. Table 4 Summary of HRQL findings in cancer from randomized controlled trials of epoetin alfa using the LASA Mean change scores from baseline for FACT measures 1 LASA* energy LASA* daily activities LASA* overall Absolute difference Placebo or SOC Absolute difference Epoetin a Placebo or SOC Absolute difference Epoetin a Placebo or SOC Epoetin a Citation Time frame 8.2 8 8.5 (n = 34) 16.5 8 0.3 (n = 72) 13.4 (n = 34) 19.8 8 3.1 (n = 72) 13.9 (n = 34) 5.9 last assessment 7 (n = 72) Bajetta et al., 2004 2 [25] 10.0 (P < 0.001) 6.2 (n = 169) 3.8 (n = 166) 8.4 (P < 0.01) 4.6 (n = 169) 3.8 (n = 166) 8.2 (P < 0.014) 4.9 (n = 169) 3.3 (n = 166) 8.9 (P = 0.03) 0.9 (n = 55) 8.0 (n = 57) 11.1 (P = 0.003) 1.4 (n = 55) 9.7 (n = 57) 8.7 (P = 0.02) 1.4 (n = 55) 7.3 (n = 57) 10.8 (P = 0.0048) 6.0 (n = 108) 4.8 (n = 228) 13.5 (P = 0.0018) 6.0 (n = 108) 7.5 (n = 228) 13.9 (P = 0.0007) 5.8 (n = 108) week 12 week 12 8.1 last assessment 7 (n = 228) 14.2 8 5.2 (n = 48) 14.5 8 9.0 (n = 107) 2.9 (n = 49) 12.6 8 11.6 (n = 107) 2.5 (n = 49) 10.1 last assessment 7 (n = 107) Chang et al., 2005 3 [39] Iconomou et al., 2003 4 [40] Littlewood et al., 2001 5 [29] Littlewood et al., 2003 6 [30] 2.8 8 3.8 (n = 35) 3.8 8 6.6 (n = 40) 3.7 (n = 35) 0.8 8 7.5 (n = 40) 3.7 (n = 35) 2.9 (n = 40) 6 months follow-up O Shaughnessy et al., 2005 [41] 4.6 (P = 0.001) 7.3 (n = 63) 5.3 (n = 150) 9.7 (P = 0.023) 5.3 (n = 63) 4.4 (n = 150) 13.1 (P = 0.005) 6.9 (n = 63) Savonije et al., 2005 [42] 6.2 last assessment 9 (n = 150) *LASA range = 0 100 mm; minimally important difference = 8 10 mm. 1 P-value for differences between groups; 2 Subsample of breast cancer patients from the Epoetin Alfa Study Group study; 3 Epoetin a compared with standard of care; 4 Untreated control; 5 QOL analysis sample from the Epoetin Alfa Study Group study, which is patients who had been randomized, received study drug, and had baseline and at least one follow-up assessment; 6 Subsample of patients with hematologic malignancies from the Epoetin Alfa Study Group study; 7 Last assessment may be up to 5 days before last treatment at week 28; 8 P-value not reported; 9 4 weeks after last platinum-based CT administration or at time of early withdrawal. HRQL, health-related quality of life; LASA, linear Analog Scale Assessment (also known as the Cancer Linear Analog Scale [CLAS]); SOC, standard of care.

Quality of Life in Anemia 65 Table 5 Summary of epoetin alfa trials that evaluate HRQL in HIV/AIDS Citation Population Design and methods HRQL measures HRQL evaluation Abrams et al., 2000 [56] Grossman et al., 2003 [53] Henry et al., 1992 [54] Revicki et al., 1994* [57] Saag et al., 2004 [58] Sulkowski et al., 2005 [55] HIV-positive anemic patients n= 221 Mean age in years: 41 21 : 9.6 HIV-positive anemic patients receiving stable antiretroviral therapy n= 272 Mean age in years (SD): Epoetin a QW: 44 (9) Epoetin a TIW: 43 (9) Epoetin a QW: 28 Epoetin a TIW: 31 (SD): Epoetin a QW: 10.6 (1.2) Epoetin a TIW: 10.5 (1.1) Anemic patients with AIDS receiving zidovudine therapy n= 255 Mean age in years (range): Epoetin a: 38 (24 64) Placebo: 41 (24 64) Epoetin a:2 Placebo: 5 Mean baseline HCT%: 26.8 Anemic patients with AIDS n= 251 Mean Age in Years (SE): 38 (0.5) 6 Mean baseline HCT percentage (SE): 27.9 (0.3) HIV-positive anemic patients receiving antiretroviral therapy n= 650 Mean age in years (SD): 43 (9) 34 (SD): 9.7 (1.1) Anemic patients with HIV/ HCV coinfection receiving IFN/RBV therapy n= 66 Mean age in years (SE): NR NR (SE): Epoetin a: 11.1 (0.3) SOC: 11.5 (0.3) Nonrandomized, open-label Duration: 16 weeks Epoetin a: 100 300 U/kg sc TIW RCT, open-label, multicenter Duration: 16 weeks Epoetin a: 40,000 60,000 U sc QW Epoetin a: 100 300 U/kg sc TIW RCT, double-blind, multicenter Duration: 12 weeks Epoetin a: 100 200 U/kg IV or sc TIW Placebo Open-label, multicenter Duration: 24 weeks Epoetin a:4000 U sc QD Open-label, multicenter Duration: 16 weeks Epoetin a: 40,000 60,000 U sc QW RCT, open-label, multicenter Duration: 16 weeks Epoetin a: 40,000 60,000 U sc QW SOC FAHI MOS-HIV PCS MCS SF-36 SIP subscales Home management Sleep and rest Alertness behavior Social interaction QAL Life satisfaction Health satisfaction MOS-HIV Modified SF-12 (acute) PCS MCS Within-group differences: change in HRQL from baseline to last value Between-group differences: change in HRQL from baseline to weeks 8 and 16 and last value Within-group differences: change in HRQL from baseline to weeks 8 and 16 and last value Between-group differences: change in HRQL from baseline to end of study Within-group differences: change in HRQL from baseline to weeks 12 and 24 Within-group differences: change in HRQL from baseline to weeks 8 and 16 and last value Between-group differences: change in HRQL from baseline to 16-weeks *HQL study was a subgroup study within a larger study. AIDS, Acquired Immunodeficiency Syndrome or Acquired Immune Deficiency Syndrome; FAHI, Functional Assessment of Human Immunodeficiency Virus Infection; HCT, hematocrit; HGB, hemoglobin; HIV, human immunodeficiency virus; HRQL, health-related quality of life; IFN/RBV, interferon/ribavirin; IU, international units; KG, kilograms; LASA, Linear Analog Scale Assessment; MCS, mental component score; MOS-HIV, Medical Outcomes Study HIV Health Survey; NA, not available; NR, not reported; PCS, physical component score; QAL, Quality of American Life; QW, every week; RCT, randomized controlled trial; sc, subcutaneously; SD, standard deviation; SOC, standard of care;tiw, three times a week; U, units. Four of the six trials were 16 weeks long (12 24 weeks). Epoetin alfa doses ranged from 4,000 U sc every day (QD) to 40,000 to 60,000 U sc QW. Most patients were male (66% or more of the study population) with a mean age of 41 years (38 44 years). For RCTs, mean baseline HGB levels were comparable between epoetin alfa and placebo/soc groups (11.1 vs. 11.5, respectively) and epoetin alfa fixed and weight-based dosing groups (10.6 vs. 10.5, respectively) [53,55]. Slightly lower baseline HGB levels were seen in the single-arm studies (9.6 and 9.7 g/dl) [56,58].

66 Kimel et al. Table 6 Summary of clinical findings in HIV/AIDS from trials of epoetin alfa Citation Time frame Clinical measures Mean change in HGB (g/dl) % Requiring transfusion Grossman et al., 2003 [53] week 16 2.9* (n = 142) 2.1 (n = 142) Saag et al., 2004 [58] week 8 2.7* (n = 522) week 16 2.8* (n = 384) last assessment 2.5* (n = 632) *P < 0.0001. P-value for within-group differences between baseline and week 8, week 16, or final change scores for patients receiving epoetin a. Data for QW dosing (similar findings observed for TIW dosing). No significant differences between QW and TIW dosing groups for final change scores. Efficacy population. HGB, hemoglobin. Four of the six studies used Medical Outcomes Study (MOS)-derived scales: three (MOS-HIV or SF-36) and one modified SF-12 to assess HRQL [53,55,57,58]. The LASA scales were used in three of the studies [51,52,56]. The MOS-HIV is a 35-item, self administered HRQL questionnaire that measures 10 dimensions of health as well as one item evaluating health transition in HIV-infected patients: overall health, physical function, role function, social function, cognitive function, pain, mental health, energy/ fatigue, health distress, and quality of life. Scale scores range from 0 to 100, with high scores representing better HRQL. Two overall summary scores, the physical component summary score (PCS) and the mental component summary score (MCS), can also be obtained. PCS and MCS scores are transformed to have a mean of 50 and standard deviation of 10; higher scores indicate better HRQL. The MOS-HIV measure had been validated in patients with HIV [59 61]. Changes or differences of 2 to 3 points in the PCS and MCS scores are considered clinically relevant [60 62]. Summary of clinical findings in trials for HIV/ AIDS. Clinical improvements were seen over time for patients receiving epoetin alfa (Table 6). Two of the six studies showed significant differences in mean HGB changes from baseline to end point (up to 16 weeks) of 2.5 and 2.9 g/dl [53,58]. Summary of HRQL findings in trials for HIV/ AIDS. Based on the MOS-HIV, HRQL improvements for patients receiving epoetin alfa were generally seen by week 8 and maintained until the end of the study (Table 7). In two studies of HIV-positive anemic patients receiving antiretroviral therapy (n = 272 and 650, respectively), significant improvements were seen for all 10 domains from baseline to last assessment (up Table 7 MOS scales Summary of HRQL findings in HIV/AIDS from trials of epoetin alfa using the MOS-HIV scales 8-week change (n = 105 121) Mean change scores from baseline for MOS-HIV scales 1 Grossman et al., 2003 2 Revicki et al., 1994 3 Saag et al., 2004 16-week change (n = 98 107) Final change 4,5 (n = 117 127) 12-week change (n = 153) 24-week change (n = 93) 8-week change (n = 473 509) 16-week change (n = 433 465) Final change 5 (n = 526 552) Overall health 11 12 11 9.1 12.0 10.8 Physical function 13 16 16 5.1 7.7 11.5 15.0 13.6 Role function 14 19 18 2.4* 5.4 5.3 11.5 9.9 Social function 11 11 10 11.0 13.7 12.7 Cognitive function 4 6 4* 6 5.4 7.7 7.0 Pain 5 3 5* 6 6.6 8.5 8.0 Mental health 5 7 6 6.5 8.2 7.8 Energy/fatigue 18 20 18 6.2* 10.2* 14.5 18.2 16.8 Health distress 9 10 9 3.1 9.4* 10.7 13.0 11.9 Quality of life 13 13 12 9.1 11.7 10.7 Health transition 15 12 11 12.6 12.7 12.2 Mental summary 5 6 5 5.1 6.4 6.0 Physical summary 6 7 7 4.7 6.3 5.7 *P < 0.05; P < 0.002; P < 0.001; P < 0.0001; Not reported. 1 P-value for within-group differences between baseline and week 8,week 16, or final change scores for patients receiving epoetin a; 2 Data for QW dosing (similar findings observed for TIW dosing); 3 Calculated change scores from data provided at each timepoint for all subjects; 4 No significant differences between QW and TIW dosing groups for final change scores; 5 Last observation carried forward; 6 Not significant based on Bonferroni procedure experimental type 1 error rate of P < 0.0083. MOS-HIV PCS and MCS mean = 50; minimally important difference = 2 3 points.

Quality of Life in Anemia 67 Table 8 Summary of HRQL findings in HIV/AIDS trials of epoetin alfa using the LASA Citation Time frame LASA Energy Mean change scores from baseline for LASA measures 1 LASA Daily activities LASA Overall Grossman et al., 2003 2 [53] Week 8 23* (n = 124) 21* (n = 124) 18* (n = 124) week 16 26 (n = 107) 22 (n = 107) 20 (n = 107) last assessment 3,4 25* (n = 126) 21* (n = 126) 19* (n = 126) Henry et al., 1992 [54] last assessment 5,6 3.1 (n = 83) 2.0 (n = 83) 0.9 (n = 83) Saag et al., 2004 [58] Week 8 20.7 (n = 503) 17.3 (n = 501) 16.6 (n = 502) week 16 25.3* (n = 455) 21.9* (n = 454) 20.4* (n = 456) last assessment 4 23.2* (n = 550) 20.4* (n = 548) 19.3* (n = 549) *P < 0.0001; Not reported. 1 P-value for within-group differences between baseline and week 8, week 16, or final change scores for patients receiving epoetin alfa; 2 Data for QW dosing (similar findings observed for TIW dosing); 3 No significant differences between QW and TIW dosing groups for final change scores; 4 Last observation carried forward; 5 Analysis for patients with low endogenous erythropoietin levels 500 IU/L; 6 No significant differences between placebo and epoetin a groups for any LASA scale. HRQL, health-related quality of life; LASA, Linear Analog Scale Assessment (also known as the Cancer Linear Analog Scale [CLAS]); LASA range = 0 100 mm; minimally important difference = 8 10 mm. to 16 weeks) (all P < 0.05) [53,58]. The largest changes were seen for the physical function (range 11.5 16 points) and energy/fatigue scales (range 14.5 18 points). Changes in PCS and MCS scores from baseline to last assessment also were statistically and clinically significant in both studies, with differences ranging from 5 to 7 points [53,58]. In addition, a study of 251 AIDS patients with anemia demonstrated significant improvements in energy/fatigue at weeks 12 and 24 (6.2 and 10.2 points, respectively; P < 0.05) and in health distress at week 24 (9.4 points; P < 0.05) [57]. Positive HRQL findings were also seen for epoetin alfa based on the three LASA scales (i.e., energy, daily activities, and overall HRQL), where within-group differences of approximately 20 mm were generally seen between baseline and end point in each of the three studies in which the measure was used (Table 8). In the studies by Grossman and Saag [53,58], significant improvements were seen in LASA energy scores from baseline to last assessment (up to 16 weeks) (25 and 23 mm, respectively; P < 0.0001). Similar findings were seen in the daily activities and overall LASA scales. A study that reported results for AIDS patients with low endogenous erythropoietin levels ( 500 IU/L), did not demonstrate large improvements; with changes from baseline to end point ranging from 0.9 to 3.1 mm for the LASA scales [54]. In an RCT in anemic patients with HIV/hepatitis C virus coinfection, the only RCT identified that compared the HRQL impact of epoetin alfa to SOC (n = 66), there were no significant differences between groups in mean SF-12 PCS and MCS change scores from baseline to week 12 [55]. However, SF-12 PCS scores from baseline to week 16 were improved significantly in patients receiving epoetin alfa (6.0 points; P = 0.004), whereas no change was observed in patients receiving SOC (2.2 points; P = 0.09). Changes in MCS scores were not significant for either the epoetin alfa or SOC group (2.3 and 0.1 points, respectively). Health-Related Quality of Life Associated with Epoetin Alfa in Predialysis CKD Summary of trials of epoetin alfa that evaluate HRQL in predialysis CKD. Of the three studies evaluating HRQL changes with epoetin alfa treatment in patients with predialysis CKD reviewed (Table 9), only one RCT evaluated between-group differences in mean changes in HRQL from baseline to end point [63]. Another RCT evaluated between-group differences in the number of patients experiencing HRQL changes from baseline to end point [64]; and a nonrandomized trial compared within-group differences for changes in HRQL from baseline to end point [65]. In these studies, epoetin alfa doses were administered either TIW, with doses ranging from 50 to 150 U/kg TIW or QW, with doses starting at 10,000 U sc QW and increasing to 20,000 U sc QW at week 5. Over half of the patients were female in two of the three studies [63,65]. Mean baseline HGB levels ranged between 9.1 and 9.7 g/dl [64,65] and mean hematocrit (HCT) percentages were 26.8 [63]. Eight different measures were used to assess HRQL in predialysis CKD patients, including the LASA, MOS scales, Kidney Disease Questionnaire (KDQ), Sickness Impact Profile (SIP), and Quality of American Life Survey (QAL). Several of these scales (e.g., MOS scales, SIP) are validated generic health status measures that have been used in various patient populations, including CKD with anemia [66 74], whereas the KDQ is a disease-specific measure that has been validated in end-stage renal disease patients receiving epoetin alfa [70]. Summary of clinical findings trials of predialysis CKD. Clinical improvements were seen over time in patients receiving epoetin alfa (Table 10); with significant between-group differences [63,65] and withingroup change [65] in mean HGB and HCT levels from baseline to end point being reported. An RCT of 83

68 Kimel et al. Table 9 Summary of epoetin alfa trials that evaluate HRQL in predialysis chronic kidney disease Citation Population Design and methods HRQL measures HRQL evaluation Provenzano et al., 2004 [65] Revicki et al., 1995 [63] US-RHEPSG, 1991 [64] Predialysis chronic kidney disease patients n= 1557 Mean age in years (SD): 65 (15) 58 (SD): 9.1 (0.7) Predialysis chronic kidney disease patients n= 83 Epoetin a:n = 43 Untreated: n = 40 Mean age in years (SD): Epoetin a: 57 (11) Untreated: 58 (13) Epoetin a:65 Untreated: 70 Mean baseline HCT percentage (SE): Epoetin a: 26.8 (4.5) Untreated: 26.8 (3.6) Predialysis chronic renal failure patients n= 117 Mean age in years (range) based on total population: 57 (24 79) % Female (total population): 39 Mean baseline HGB (g/dl): Men: 9.7 Women: 9.2 Nonrandomized, open-label Duration: 16 weeks Epoetin a 10,000 UQW, then 20,000 U QW at week 5 for patients with an increase of HGB < 1 g/dl Randomized, open-label, multicenter Duration: 48 weeks Epoetin a: 50 U/kg sc TIW Untreated control RCT, double-blind, multicenter Duration: 8 weeks Epoetin a: 50, 100 or 150 U/kg IV TIW Placebo KDQ MOS Physical function Role function Energy Health distress SIP Home management Alertness behavior Social interaction QAL Life satisfaction CESD Energy level Work capacity Within-group differences: change in HRQL from baseline to weeks 8 and 16 Between-group differences: change in HRQL from baseline to week 48 Within-group differences: change in HRQL from baseline to week 48 Between-group differences: number of patients experiencing HRQL changes from baseline to end point CESD, Center for Epidemiologic Studies Depression scale; HCT, hematocrit; HGB, hemoglobin; HRQL, health-related quality of life; IU, international units; IV, intravenously; KDQ, Kidney Disease Questionnaire; kg, kilogram; LASA, Linear Analog Scale Assessment; MOS, Medical Outcomes Study; QAL, Quality ofamerican Life Survey; QW, every week; RCT, randomized controlled trial; sc, subcutaneously; SD, standard deviation; SIP, Sickness Impact Profile;TIW, three times a week; U, units; US-RHEPSG, US Recombinant Human Erythropoietin Predialysis Study Group.

Quality of Life in Anemia 69 Table 10 Summary of HRQL and clinical findings in chronic kidney disease trials of epoetin alfa Clinical and HRQL measures 1 LASA Overall KDQ MOS Work capacity LASA Activities LASA Energy Mean change in HGB (g/dl) or HCT (g/dl) Citation 0.8 1.5 1,5,6 22.6 1,5 24.5 1,5 27.9 1,5 2.3 1,2,3 Provenzano et al., 2004 [65] 5.4 1,5,7 8.6 1,2,4 5.8 vs. 3.1 8,11,12 (P = 0.036) 7.8 vs. 4.8 8,11,13 (P = 0.006) (P < 0.05) 17 4.7 vs. 1.0 4,8,9,10 Revicki et al., 1995 [63] 90%, 79%, 57% 14,15 vs. 10% 14,16 (P < 0.05) US-RHEPSG, 1991 [64] 1 P-value for differences within group for epoetin alfa; 2 week 16; 3 HGB; 4 HCT; 5 last evaluable visit; 6 Domain scores; 7 Overall score; 8 P-value for differences between epoetin alfa and untreated control; 9 Change from baseline to last available value; 10 Change in percentage points; 11 Week 48; 12 MOS Energy; 13 MOS Physical Function; 14 % response of epoetin alfa therapy (defined as an increase of HCT of 6% over the baseline value); 15 150, 100, and 50 U/kg epoetin alfa, respectively; 16 Placebo; 17 No values reported improvement in work capacity was significantly greater for epoetin alfa groups compared with placebo. HCT, hematocrit; HGB, hemoglobin; HRQL, health-related quality of life; KDQ, Kidney Disease Questionnaire; LASA, Linear Analog Scale Assessment; MOS, Medical Outcomes Study; US-RHEPSG, US Recombinant Human Erythropoietin Predialysis Study Group. predialysis CKD patients with anemia showed a mean increase of 4.7% for those receiving epoetin alfa compared with a decrease of 1.0% for the untreated control group [63]; whereas a study of 117 predialysis patients showed significant differences in the percentage of epoetin alfa patients with an increase of at least 6% over baseline (90% for epoetin alfa 150 U/kg, 79% for 100 epoetin alfa U/kg, 57% for 50 epoetin alfa U/kg, and 10% for placebo; combined treatment group vs. placebo P < 0.05) [64]. A large, prospective, open-label trial with 1557 predialysis patients showed a significant within-group increase of 8.6% from baseline to end point, up to 16 weeks, for patients receiving epoetin alfa [65]. Summary of HRQL findings in predialysis CKD. In general, findings from these studies showed improvements in energy level for anemic predialysis CKD patients receiving epoetin alfa (Table 10). In the RCT by Revicki and colleagues, significantly better changes in MOS energy and physical function scores from baseline to week 48 were seen for epoetin alfa compared with untreated control (5.8 vs. -3.1; P = 0.036 and 7.8 vs. -4.8; P = 0.006, respectively). There were no other significant differences in MOS, SIP, QAL, and Center for Epidemiologic Studies Depression Scale (CESD) change scores from baseline to week 48 between epoetin alfa and untreated control. In another RCT, improvement in work capacity was significantly greater at 8 weeks for those treated with 150 U/kg of epoetin alfa compared with placebo (both n = 17; P < 0.05) [64]. In the epoetin alfa trial with 1557 anemic predialysis CKD patients, all LASA quality of life parameters improved significantly from baseline to last evaluable visit, up to 16 weeks (mean change in mm: 27.9 for energy, 24.5 for activity, and 22.6 for overall qualify of life; all P < 0.0001). In addition, all five KDQ domains (i.e., physical symptoms, fatigue, depression, relationship with others, and frustration) and the overall score were significantly improved at end point compared with baseline (mean change range: 0.8 1.5 for domains and 5.4 overall; all P < 0.0001). Discussion Fatigue and functional impairment are aspects of chronic disease that impact patients daily lives. These studies indicate that the effect of treatment for various condition- or treatment-associated anemia can be captured by evaluating HRQL outcomes using the LASA, FACT, and MOS measures; which are designed to evaluate within-group and between-group differences in energy/fatigue, functional ability, and overall HRQL. Findings from trials of patients with cancer, HIV/ AIDS, and CKD showed clinical and HRQL benefits of

70 Kimel et al. 3.5 3 Grossman et al. 2003 HIV (epo QW) Provenzano et al. 2004 CKD Changes in HGB (g/dl) 2.5 2 1.5 Bajetta et al. 2001 Cancer Iconomou et al. 2003 Cancer Savojine et al. 2005 Cancer Littlewood et al. 2001 Cancer Littlewood et al. 2003 Cancer Saag et al. 2004 HIV Grossman et al. 2003 HIV (epotiw) 1 0.5 O'Shaunessey et al. 2005 Cancer MID 0 0 5 10 15 20 25 30 Changes in LASA energy scores (mm) Figure 2 Changes in hemoglobin (HGB) and Linear Analog Scale Assessment (LASA) energy scores from baseline to end point for HGB corrected to guideline levels. 1,2,3 1 Changes of 8 to 10 points on the LASA scales are considered clinically meaningful. 2 Changes of 2 g/dl in HGB are considered clinically meaningful. 3 HGB corrected to at least 11 g/dl in cancer or chronic kidney disease (CKD) and >12 g/dl in HIV/AIDS. MID, minimally important difference; QW, every week;tiw, three times a week. treatment with epoetin alfa. This finding is true in both between-group differences shown in RCTs (comparing changes over time for epoetin alfa and placebo/soc) and within-group changes in single arm studies, where significant improvements in HGB and HRQL/fatigue were seen as early as 8 weeks in HIV/AIDS patients and 12 16 weeks in cancer and CKD patients. This positive relationship is particularly evident when evaluating fatigue and HGB correction to approximately 11 12 g/dl as recommended in oncology, CKD, and HIV/AIDS clinical practice guidelines [14 16]. In six of seven evaluations (two cancer, three HIV, one CKD) where HGB concentrations raised by at least 2 g/dl from baseline to end point (range 2.2 2.9 g/dl) and HGB was corrected to at least 11 g/dl in cancer or CKD and >12 g/dl in HIV/AIDS (range 12.1 13.0 g/dl), energy scores demonstrated clinically meaningful changes between 5.9 and 27.9 mm (Fig. 2). Similarly, in five of seven evaluations, clinically meaningful improvements were seen in LASA activities scores ranging from 3.1 to 24.5 mm (Fig. 3). Clinically significant improvements were also seen when using other measures such as the FACT-An fatigue in cancer patients and the MOS summary scores in HIV/AIDS patients. Correction of HGB by increases of at least 2 g/dl were associated with improvements in FACT-An fatigue scores ranging from 1.2 to 4.3 points (three of four evaluations) and in MOS MCS and PCS scores ranging from 5 to 8 points (three of three evaluations). MOS-HIV energy/ fatigue scores were also clinically relevant in three of three evaluations based on previous work by Wu and colleagues suggesting that improvements of >7 points on the energy/fatigue scale are consistent with a clinical change from a symptomatic to an asymptomatic HIV-infected patient with regard to energy and fatigue [59]. Across trials and HRQL measures, clinically significant improvements were seen in 15 of 16 evaluations where clinically meaningful changes were defined as improvements of 6 8% for between-group differences or within-group changes (Fig. 4). The 6 8% range value is based on the fact that the minimally important difference for the LASA scales (8 10 mm), FACT-An fatigue scale (3 points) corresponds to 6 8% of the highest possible score for each measure (8 10% and 6%). In 15 of 16 evaluations of tiredness from nine studies where HGB concentrations were corrected to guideline levels of at least 11 g/dl in cancer or CKD and 12 g/dl in HIV/AIDS (range 11.4 13.6 g/dl), fatigue and energy scores using the FACT, LASA, and MOS measures demonstrated clinically meaningful differences or changes between 0.8 and 27.9% (Fig. 4). In six studies where HGB was corrected to at least 11 g/dl in cancer or CKD and 12 g/dl in HIV/AIDS and was raised by at least 2 g/dl from baseline to end point