Structured Immuno-Oncology Combination Strategies To Maximize Efficacy

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1 Structured Immuno-Oncology Combination Strategies To Maximize Efficacy Jun Wang MD, PhD Senior Medical Director Immunotherapy Combinations Roche Cancer Immunotherapy Franchise

Disclosures Employee of Roche The information contained herein may refer to the use of products for indications other than those approved and/or listed in the Summary of Product Characteristics/USPI, or relating to molecules currently undergoing experimental trials The issues addressed are not meant to suggest that the product be employed for indications other than those authorised/approved

The Cancer-Immunity Cycle 3 Priming and activation 4 Trafficking of T-cells to tumors Dendritic cell 2 Cancer antigen presentation Initiating and propagating anti-cancer immunity Antigens Active T cell Accessing the tumor Apoptotic tumor cell Active T cell TUMOR MICROENVIRONMENT Cancer-cell recognition and initiation of cytotoxicity 5 Infiltration of T-cells into tumors 6 Recognition of cancer cells by T- cells 1 Release of cancer cell antigens Tumor cell 7 Killing of cancer cells The role of PD-L1 in the tumor microenvironment Modified from Chen and Mellman, Immunity 2013

PD-L1 is a Critical Source of Immune Suppression in Cancer: Differential PD-L1 Expression Patterns are Seen in Patients Immune cells only (IC) Tumor cells only (TC) Both tumor & immune cells (TC & IC) Adaptive Intrinsic Adaptive & Intrinsic Predictive of benefit in bladder cancer (ORR/OS) 1 Predictive of benefit in lung cancer (ORR/PFS/OS) 2 WCLC 2015 1 IMvigor 210 ECC 2015, 2 POPLAR ECC 2015

POPLAR (2L/3L NSCLC Post-Platinum Progression): mos Efficacy increasing with higher PD-L1 expression Updated analysis (Event / N=70%): Minimum follow-up 20 months Updated median OS (95% CI), mo Subgroup (% of enrolled patients) Atezolizumab n = 144 Docetaxel n = 143 TC3 or IC3 (16%) 0.45 NE (9.8, NE) 11.1 (6.7, 14.4) TC2/3 or IC2/3 (37%) 0.50 15.1 (8.4, NE) 7.4 (6.0, 12.5) TC1/2/3 or IC1/2/3 (68%) 0.59 15.1 (11.0, NE) 9.2 (7.3, 12.8) TC0 and IC0 (32%) 0.88 9.7 (6.7, 12.0) 9.7 (8.6, 12.0) ITT (N = 287) 0.69 12.6 (9.7, 16.0) 9.7 (8.6, 12.0) 0.1 0.2 1 2 Hazard Ratio a In favor of atezolizumab In favor of docetaxel a Stratified HR for ITT and unstratified HRs for PD-L1 subgroups; NE, not estimable; Data cut-off: December 1, 2015 Smith, et al. ASCO 2016 5

OAK (2L/3L NSCLC POST-PLATINUM PROGRESSION) OS BY PD-L1 EXPRESSION 16% 31% On-study Prevalence 55% 45% Subgroup TC3 or IC3 TC2/3 or IC2/3 TC1/2/3 or IC1/2/3 a TC0 and IC0 0.41 0.67 0.74 0.75 Median OS, mo Atezolizumab Docetaxel n = 425 n = 425 20.5 8.9 16.3 10.8 15.7 10.3 12.6 8.9 0% 20% 40% 60% 80% 100% 100% ITT a 0.73 13.8 9.6 0.2 1 2 Hazard Ratio a In favor of atezolizumab In favor of docetaxel a Stratified HR for ITT and TC1/2/3 or IC1/2/3. Unstratified HR for subgroups. TC, tumor cells; IC, tumor-infiltrating immune cells; OS, overall survival. Barlesi et al, Atezolizumab Phase III OAK Study. http://tago.ca/9hh 6

Patients With CR or PR as Best Response IMvigor210: Cohort 2 (Platinum Treated Bladder Cancer) Ongoing & durable responses across all subgroups IC2/3 (n = 100) IC1/2/3 (n = 207) All a (N = 310) IC1 (n = 107) IC0 (n = 103) ORR: confirmed IRF RECIST v1.1 (95% CI) 28% (19, 38) 19% (14, 25) 16% (12, 20) 11% (6, 19) 9% (4, 16) CR rate: confirmed IRF RECIST v1.1 (95% CI) 15% (9, 24) 9% (6, 14) 7% (4, 10) 4% (1, 9) 2% (0, 7) Median follow-up: 17.5 months (range, 0.2+ to 21.1 mo) 71% of responses (35/49) were ongoing 86% of CRs ongoing mdor was not yet reached in any PD-L1 IC subgroup (range, 2.1+ to 19.2+ mo) a CR as best response PR as best response First CR/PR Treatment discontinuation b Ongoing response c 0 2 4 6 8 10 12 14 16 18 20 Months Dreicer, et al 2016 ASCO a Per IRF RECIST v1.1 b Discontinuation symbol does not indicating timing. c No PD or death only. Data cutoff: Mar. 14, 2016. 7

Converting from non-inflamed to inflamed is likely to be only 1 piece of the puzzle. PD-L1/PD-1 targeted therapies work best in inflamed tumors vs. non-inflamed tumors Inflamed Tumor-infiltrating Lymphocytes PD-L1 expression CD8+ T cells Genomic instability Pre-existing immunity Non-inflamed Typically respond favorably to checkpoint inhibition Typically DO NOT respond to checkpoint inhibition

Using clinical patient data to understand why some patients respond better than others Atezolizumab Phase I data: Urothelial Bladder Cancer Progressive Disease (PD) Why do many patients not respond? No pre-existing immunity? Inability to induce immunity? Multiple negative regulators? Stable disease (SD) Insufficient T cell immunity? Microenvironment barriers? Can combination therapy improve the quality of response? Should we be driving these patients to deeper responses? Partial/Complete responders (PR/CR) What are the drivers of single-agent responses? Pre-existing immunity? Decreased negative regulators? Is continuous treatment required? T. Powles et al (2014) Nature

Besides PD-L1 expression in TCs vs. ICs, there are also differences in the tumor microenvironment with respect to the The T-Cell Army vs. The Tumor 3 General Scenarios The T-cell army by Jerome Groupman The New Yorker, April 23 rd, 2012 D.S. Chen 2014 EORTC-NCI-AACR Molecular Targets Meeting

The T-Cell Army vs. The Tumor: Scenario 1 Armed and Ready Cancer T-cell Army Baseline On-Treatment PD-L1 CD8 PD-L1 CD8 Herbst et al. Nature 2014 Herbst et al. Nature 2014 D.S. Chen 2014 EORTC-NCI-AACR Molecular Targets Meeting

D.S. Chen 2014 EORTC-NCI-AACR Molecular Targets Meeting The T-Cell Army vs. The Tumor: Scenario 2 The T-Cell Barrier ( Can t Cross the River ) Cancer T-cell Army CD8 PDL1 Herbst et al. Nature 2014

D.S. Chen 2014 EORTC-NCI-AACR Molecular Targets Meeting The T-Cell Army vs. The Tumor: Scenario 3 The Immune Desert Cancer No T-cell Army CD8 PDL1 Molinero, et al. unpublished data on file

Findings: The Tumor Immunity Continuum Inflamed Non-Inflamed Pre-existing Immunity Excluded Infiltrate Immunologically Ignorant Mutational Load TILs CD8 T cells/ifng PD-L1 Angiogenesis Reactive stroma MDSCs Proliferating Tumors/ Low Class I Respond favorably to checkpoint inhibition Convert to inflamed phenotype with combinations Hegde PS et al. (2016) Clin Canc Res

The Cancer Immunity Cycle can be further grouped to help us to understand tumor mechanisms of resistance ACTIVATE (central) Non- Inflamed RECRUIT / INFILTRATE (vasculature ) Non- Inflamed KILL CANCER CELLS (tumor) Inflamed Source: Chen DS, Mellman I. Immunity. 2013.

Overlaying the 3 immune blockade phenotypes on the Cancer Immunity Cycle How can we modulate tumor specific antigen presentation to promote T-cell specific tumor responses Can we generate new T cell responses therapeutically? IMMUNE DESERT CD8+ T cells are absent from tumor and its periphery ACTIVATE (central) Non- Inflamed RECRUIT / INFILTRATE (vasculature ) Non- Inflamed KILL CANCER CELLS (tumor) Inflamed How do we enhance checkpoint inhibitor effects? IMMUNE EXCLUDED CD8+ T cells accumulated but have not efficiently infiltrated What are the factors preventing T cell infiltration? INFLAMED CD8 + T cells infiltrated, but are nonfunctional Source: Chen DS, Mellman I. Immunity. 2013.

Summary Differential PD-L1 expression is observed between tumor and immune cells in patients, and is associated with distinct biologies and clinical outcomes There are several distinct PD-L1 expression patterns observed in individuals: 1. Armed and Ready 2. The Immune Desert 3. The T-Cell Barrier / Can t Cross the River Emerging clinical data suggests agents targeting various aspects of the cancer immunity cycle may alter the tumor micro-environment, leading to increased anti-tumor responses and potentially enhanced clinical responses However, further understanding around the biology, individual immune status & tumor micro-environments is needed, which may help further optimize our future combination strategies

Acknowledgements Genentech/Roche thanks all the patients/families and physicians who have participated in our clinical trials to advance our scientific understanding of cancer immunotherapies Partial listing of the Genentech/Roche T Cell Army : Jeong Kim Ina Rhee Lisa Damico Beyer Ed Cha Marcella Fasso Atezolizumab Franchise Team Cathi Ahearn Daniel Brickman Daniel Chen Mark Davis Gregg Fine Bill Grossman Roel Funke Daniel Waterkamp Jeff Wallin Jose Saro Priti Hegde Lisa Liermann Sushil Patel Alan Sandler Paul Woodard Eric Hoefer Genentech/Roche Cancer Immunotherapy Committee Cathi Ahearn Dietmar Berger Daniel Brickman Daniel Chen Priti Hegde Michele Livesey Stuart Lutzker Ira Mellman William Pao Alessandra Polara Kevin Sin Robin Taylor Pablo Umana Genentech and Roche Investigators, Cancer Immunotherapy Working Group and Biomarker Members