Outpatient Cardiac Rehabilitation

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Last Review Date: May 12, 2017 Number: MG.MM.ME.26bC3v2 Medical Guideline Disclaimer Property of EmblemHealth. All rights reserved. The treating physician or primary care provider must submit to EmblemHealth the clinical evidence that the patient meets the criteria for the treatment or surgical procedure. Without this documentation and information, EmblemHealth will not be able to properly review the request for prior authorization. The clinical review criteria expressed below reflects how EmblemHealth determines whether certain services or supplies are medically necessary. EmblemHealth established the clinical review criteria based upon a review of currently available clinical information (including clinical outcome studies in the peer-reviewed published medical literature, regulatory status of the technology, evidence-based guidelines of public health and health research agencies, evidence-based guidelines and positions of leading national health professional organizations, views of physicians practicing in relevant clinical areas, and other relevant factors). EmblemHealth expressly reserves the right to revise these conclusions as clinical information changes, and welcomes further relevant information. Each benefit program defines which services are covered. The conclusion that a particular service or supply is medically necessary does not constitute a representation or warranty that this service or supply is covered and/or paid for by EmblemHealth, as some programs exclude coverage for services or supplies that EmblemHealth considers medically necessary. If there is a discrepancy between this guideline and a member's benefits program, the benefits program will govern. In addition, coverage may be mandated by applicable legal requirements of a state, the Federal Government or the Centers for Medicare & Medicaid Services (CMS) for Medicare and Medicaid members. All coding and web site links are accurate at time of publication. EmblemHealth Services Company LLC, ( EmblemHealth ) has adopted the herein policy in providing management, administrative and other services to HIP Health Plan of New York, HIP Insurance Company of New York, Group Health Incorporated and GHI HMO Select, related to health benefit plans offered by these entities. All of the aforementioned entities are affiliated companies under common control of EmblemHealth Inc. Definition Cardiac rehabilitation Phase I Phase II Phase III A comprehensive program of medical evaluation, prescribed exercise, cardiac risk factor modification, education and counseling designed to restore certain patients with coronary heart disease to active and productive lives. Cardiac rehabilitation, as described in the medical literature, is divided into 3 phases and consists of a series of supervised exercise sessions with continuous electrocardiograph monitoring. Clinically optimal results are obtained if these sessions are conducted 3-times per week over a 12-to-18- week period. The immediate in-hospital post-cardiac event phase. The immediate post-hospitalization outpatient recuperation phase. The long-term maintenance phase. Guideline This guideline encompasses outpatient, post-hospital cardiac rehabilitation or Phase II. Members are eligible for coverage of outpatient cardiac rehabilitation when any of the following criteria are applicable: 1 Status post coronary artery bypass graft (CABG) surgery. 2 Status post heart or heart-lung transplant. 3 Status post heart valve repair or replacement. 4 Status post percutaneous transluminal angioplasty (PTA) or stent placement. 5 Members begin the program within 12 months of an acute myocardial infarction (MI). 6 Members have stable angina. 7 Members have stable, chronic heart failure (defined as left ventricular ejection fraction of 35% and New York Heart Association [NYHA] class II to IV symptoms despite being on optimal heart failure therapy for at least six weeks. Stable is defined as not having undergone recent [ 6 weeks] or planned [ 6 months] major cardiovascular hospitalizations or procedures).

Page 2 of 5 Limitations 1 Facilities Cardiac rehabilitation programs may be provided either by the outpatient department of a hospital or a physician-directed clinic. 1 Coverage for either program is subject to the following conditions: a. The facility meets the definition of a hospital outpatient department or a physician-directed clinic (e.g., a physician is on the premises and available to perform medical duties at all times the facility is open, and each patient is under the care of a hospital or clinic physician). b. The facility has available for immediate use all the necessary cardiopulmonary emergency diagnostic and therapeutic life-saving equipment accepted by the medical community as medically necessary (e.g., oxygen, cardiopulmonary resuscitation equipment or defibrillator). c. The program is conducted in an area set aside for the exclusive use of the program while it is in session. d. The program is staffed by personnel necessary to conduct the program safely and effectively who are trained in both basic and advanced life-support techniques and exercise therapy for coronary disease. Services of nonphysician personnel must be furnished under the direct supervision of a physician. Direct supervision means that a physician must be in the exercise program area and immediately available and accessible for all emergencies. It does not require that a physician be physically present in the exercise room itself. e. The nonphysician personnel are employees of the physician, hospital or clinic conducting the program and their services are incident to a physician's professional services. 2 Diagnoses a. For MI, the program entry date must be within 12 months of the infarction date. b. For CABG, program initiation should be early enough to have a restorative effect on the recuperative process; therefore, the entry date should be within 6 months of the CABG procedure. c. For angina, all patients must have a pre-entry stress test that is positive for exercise-induced ischemia within 6 months of starting cardiac rehabilitation. d. A positive stress test in this context implies a junctional depression of 2 mm or more with associated slowly rising ST segment, or 1 mm horizontal or downsloping ST segment depressions. e. Over the years, nuclear perfusion studies have supplanted standard electrocardiogram (ECG or EKG) treadmill tests as a means of evaluating ischemic heart disease, especially for patients who have abnormal rest ECGs; therefore, the positive stress test also includes perfusion studies that demonstrate ischemia. A stress ECG, however, is regarded as a comparable test to nuclear perfusion studies for ischemia evaluation. Patients with an abnormal stress ECG demonstrating ischemia may also be included in this group. f. For post-heart valve repair or replacement patients, the program should be early enough to provide restorative benefit; therefore, the date of entry must be within 6 months of surgery. g. For post-pta or stent replacement patients, the program should be early enough to provide a restorative benefit; therefore, the date of entry must be within 6 months of surgery. 1 Link to CMS-approved Intensive Cardiac Rehabilitation Programs: http://www.cms.gov/medicare/medicare-general- Information/MedicareApprovedFacilitie/ICR.html.

Page 3 of 5 h. For post-heart or heart-lung transplant patients, as special and complex posttransplant management problems may occur, program entry is extended to within 1 year. 3 Frequency and Duration a. Services provided in connection with a cardiac rehabilitation exercise program may be considered reasonable and necessary for up to 36 sessions. Patients generally receive 2 to 3 sessions per week for 12 to 18 weeks. b. Services at a frequency of less than 2 to 3 sessions per week will be considered not medically necessary. c. For the purposes of this guideline, Phase II is divided into Phase IIA and Phase IIB. Phase IIA is the initial outpatient cardiac rehabilitation, not to exceed 3 sessions per week for 12 to 18 weeks. d. Phase IIB consists of an additional series of 36 sessions in 12 to 18 weeks and will only be allowed if determined to be medically necessary. The total number of allowable sessions is 72. Phase IIB benefits must meet additional medical necessity criteria; specifically, there must be clear demonstration that the patient is benefiting from cardiac rehabilitation and that the exit criterion has not been met. 4 Exit criterion a. This guideline establishes an exit criterion to be met when the patient has achieved a stable exercise tolerance level of 7 metabolic equivalents (METS). In the American Heart Association s functional classification, Class I, or normal function status, begins at 7 METS; therefore, completion of 6 minutes of exercise during a treadmill or stress imaging test (utilizing the Bruce protocol without significant ischemia or dysrhythmia) is a reasonable exit criterion. b. For patients post valvuloplasty or valve replacement, coverage will be provided for Phase IIA only, as there is no data demonstrating that extension beyond 36 sessions is reasonable and necessary. c. The posttransplant patient poses a special challenge for the cardiac rehabilitation team. Issues such as deconditioning and cachectic deterioration may complicate the definition of a reasonable exit criterion; therefore, the Plan will use a peak oxygen consumption (VO2) of greater than 90% of the predicted as the exit criterion for phase IIA. Patients whose VO2 is less than 90% of the predicted may qualify for the additional phase IIB benefits. 5 Other services Exclusions a. Evaluation and management services, ECGs and other diagnostic services may be covered on the day of cardiac rehabilitation if these services are separate and distinct from the cardiac rehabilitation program and are medically necessary. b. Forms of counseling (i.e., dietary counseling and stress management) are not separately reimbursed. The Plan does not regard outpatient cardiac rehabilitation as medically necessary when any of the following are applicable: 1 Lack of continuous ECG monitoring. 2 Presence of congestive heart failure in the absence of other conditions. 3 Presence of unstable angina. 4 Continuation of > 72 sessions for > 36 weeks.

Page 4 of 5 Applicable Procedure Codes 93798 Physician services for outpatient cardiac rehabilitation; with continuous ECG monitoring (per session) G0422 G0423 S9472 Intensive cardiac rehabilitation; with or without continuous ECG monitoring with exercise, per session Intensive cardiac rehabilitation; with or without continuous ECG monitoring; without exercise, per session Cardiac rehabilitation program, non-physician provider, per diem Applicable Diagnosis Codes I20.8 Other forms of angina pectoris I20.9 Angina pectoris, unspecified I21.01 ST elevation (STEMI) myocardial infarction involving left main coronary artery I21.02 ST elevation (STEMI) myocardial infarction involving left anterior descending coronary artery I21.09 ST elevation (STEMI) myocardial infarction involving other coronary artery of anterior wall I21.11 ST elevation (STEMI) myocardial infarction involving right coronary artery I21.19 ST elevation (STEMI) myocardial infarction involving other coronary artery of inferior wall I21.21 ST elevation (STEMI) myocardial infarction involving left circumflex coronary artery I21.29 ST elevation (STEMI) myocardial infarction involving other sites I21.3 ST elevation (STEMI) myocardial infarction of unspecified site I21.4 Non-ST elevation (NSTEMI) myocardial infarction I21.A1 Myocardial infarction type 2 (Eff. 10/01/2017) I21.A9 Other myocardial infarction type (Eff. 10/01/2017) I22.0 Subsequent ST elevation (STEMI) myocardial infarction of anterior wall I22.1 Subsequent ST elevation (STEMI) myocardial infarction of inferior wall I22.2 Subsequent non-st elevation (NSTEMI) myocardial infarction I22.8 Subsequent ST elevation (STEMI) myocardial infarction of other sites I22.9 Subsequent ST elevation (STEMI) myocardial infarction of unspecified site I24.8 Other forms of acute ischemic heart disease I24.9 Acute ischemic heart disease, unspecified I25.10 Atherosclerotic heart disease of native coronary artery without angina pectoris I25.111 Atherosclerotic heart disease of native coronary artery with angina pectoris with documented spasm I25.118 Atherosclerotic heart disease of native coronary artery with other forms of angina pectoris I25.119 Atherosclerotic heart disease of native coronary artery with unspecified angina pectoris I25.2 Old myocardial infarction I25.5 Ischemic cardiomyopathy I25.6 Silent myocardial ischemia I25.701 Atherosclerosis of coronary artery bypass graft(s), unspecified, with angina pectoris with documented spasm I25.708 Atherosclerosis of coronary artery bypass graft(s), unspecified, with other forms of angina pectoris I25.709 Atherosclerosis of coronary artery bypass graft(s), unspecified, with unspecified angina pectoris I25.711 Atherosclerosis of autologous vein coronary artery bypass graft(s) with angina pectoris with documented spasm I25.718 Atherosclerosis of autologous vein coronary artery bypass graft(s) with other forms of angina pectoris I25.719 Atherosclerosis of autologous vein coronary artery bypass graft(s) with unspecified angina pectoris I25.721 Atherosclerosis of autologous artery coronary artery bypass graft(s) with angina pectoris with documented spasm

Page 5 of 5 I25.728 Atherosclerosis of autologous artery coronary artery bypass graft(s) with other forms of angina pectoris I25.729 Atherosclerosis of autologous artery coronary artery bypass graft(s) with unspecified angina pectoris I25.731 Atherosclerosis of nonautologous biological coronary artery bypass graft(s) with angina pectoris with documented spasm I25.738 Atherosclerosis of nonautologous biological coronary artery bypass graft(s) with other forms of angina pectoris I25.739 Atherosclerosis of nonautologous biological coronary artery bypass graft(s) with unspecified angina pectoris I25.751 Atherosclerosis of native coronary artery of transplanted heart with angina pectoris with documented spasm I25.758 Atherosclerosis of native coronary artery of transplanted heart with other forms of angina pectoris I25.759 Atherosclerosis of native coronary artery of transplanted heart with unspecified angina pectoris I25.761 Atherosclerosis of bypass graft of coronary artery of transplanted heart with angina pectoris with documented spasm I25.768 Atherosclerosis of bypass graft of coronary artery of transplanted heart with other forms of angina pectoris I25.769 Atherosclerosis of bypass graft of coronary artery of transplanted heart with unspecified angina pectoris I25.791 Atherosclerosis of other coronary artery bypass graft(s) with angina pectoris with documented spasm I25.798 Atherosclerosis of other coronary artery bypass graft(s) with other forms of angina pectoris I25.799 Atherosclerosis of other coronary artery bypass graft(s) with unspecified angina pectoris I25.89 Other forms of chronic ischemic heart disease I25.9 Chronic ischemic heart disease, unspecified Z94.1 Heart transplant status Z94.2 Lung transplant status Z94.3 Heart and lungs transplant status Z95.1 Presence of aortocoronary bypass graft Z95.2 Presence of prosthetic heart valve Z95.3 Presence of xenogenic heart valve Z95.4 Presence of other heart-valve replacement Z95.5 Presence of coronary angioplasty implant and graft Z95.811 Presence of heart assist device Z95.812 Presence of fully implantable artificial heart Z98.61 Coronary angioplasty status Z98.890 Other specified postprocedural states References Centers for Medicare & Medicaid Services. National Coverage Determination (NCD) for Cardiac Rehabilitation Programs (20.10). 2006. http://www.cms.gov/medicare-coverage-database/details/ncddetails.aspx?ncdid=36&ncdver=3&bc=agaagaaaaaaaaa%3d%3d&. Accessed May 12, 2017 Centers for Medicare & Medicaid Services. Decision Memo for Cardiac Rehabilitation (CR) Programs - Chronic Heart Failure (CAG- 00437N). 2014. http://www.cms.gov/medicare-coverage-database/details/nca-decision-memo.aspx?ncaid=270. Accessed May 12, 2017. Decision Memo for Intensive Cardiac Rehabilitation (ICR) Program - Benson-Henry Institute Cardiac Wellness Program (CAG- 00434N). 2014. http://www.cms.gov/medicare-coverage-database/details/nca-decision-memo.aspx?ncaid=271. Accessed May 12, 2017. Specialty-matched clinical peer review.