Analysis and Evaluation of a Cross-Sectional Study IEA World Congress of Epidemiology 20 th August Saitama, Japan

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Analysis and Evaluation of a Cross-Sectional Study IEA World Congress of Epidemiology 20 th August Saitama, Japan A van der Plas, L Prieto, D Skiada, M Dobrynina, G Baker, F Ludicke PMI R&D, Philip Morris Products S.A. Quai Jeanrenaud 5, 2000 Neuchâtel, Switzerland (Part of Philip Morris International group of companies)

All the research presented in these slides was sponsored by PMI R&D, Philip Morris Products S.A. (Part of Philip Morris International group of companies). 2

Background Tobacco Surveys in Japan What is IQOS PMI s Cross-Sectional Survey Objectives Methods Results Waves 1-2, Year 1 Conclusions 3

As new tobacco products become available to smokers, the need to accurately measure tobacco and nicotine use in the population becomes more important: Including other tobacco/nicotine products besides cigarettes Accurate assessing of product use behaviors Appropriate sampling methods (Hitchman et al, 2017) 4

DEBRA in Germany (Kastaun et al., 2017) Smoking ToolKit Study in UK (Fidler et al., 2013) PATH (Hyland et al., 2017) and the National Health Interview Survey (NHIS) in the US (Centers for Disease Control., 2016). 5

Japanese National Health and Nutrition Survey, collecting data on cigarette smoking, latest data from 2015 (www.mhlw.go.jp). JT s Smoking Prevalence Survey, latest data from 2016 (JT, 2017). 6

Prevalence of use of other tobacco/nicotine products Usage of new products (e.g. IQOS) 7

A novel tobacco product that heats tobacco instead of burning it (not exceeding 350 C ) (heat-not-burn product) No combustion takes place as has been reported (Cozzani et al, 2016) The absence of combustion is designed to significantly : Reduce formation of harmful and potentially harmful smoke constituents (HPHCs), which has also been shown (Schaller et al 2016) Reduce exposure to biomarkers of HPHCs (Haziza, 2017) Levels of nicotine uptake are maintained (Picavet et al, 2016) 8

It was launched in Japan in November 2014 in Nagoya National Expansion was completed in first half of 2016. HeatSticks currently have a market share of 10% nationally (PMI Financials and Estimates June 2017) 9

Aim: To assess tobacco use prevalence and patterns of tobacco product use in the Japanese population; to characterize the use of IQOS in real-world conditions Measure the point prevalence of use of tobacco/nicotine containing products Describe the patterns of tobacco product use: exclusive, dual and poly product use Describe relapse, re-initiation and quitting/stopping product use 10

Population-based annual survey to measure prevalence of use of tobacco products available in the Japanese market Enriched IQOS users sample to describe how IQOS is used in real-life Following the following Ethical Guidelines: Good Epidemiological Practices (GEP) Ethical Guidelines for Medical and Health Research Involving Human Subjects (Japan) The surveys are run in 4 waves (quarterly) 11

Omnibus is a syndicated method for data collection that contains more than one questionnaire Run in 4 yearly waves Sample size is 5,000 subjects/year Fieldwork for 1 st and 2 nd wave took place in December 2016 and March 2017 respectively 12

Stage 1: Census Unit Stage 2: Household Selection Stage 3: Respondent within Household 13

Oral Consent to Survey Interviewer asks demographic questions Interviewer provides Information Sheet for our Study Self-Completion Questionnaire 14

Population: From PM-JP s IQOS user database Email invites are sent using quotas reflecting the sex/age distribution of the IQOS user database Sample size is 2,000 subjects/year Each wave of is composed of 500 participants, data collection takes place simultaneously to the general population sample. 15

Email invitation to IQOS users in PMJ s Database Subject clicks on link and is shown informed consent Consent signed electronically Screening questions Online Survey 16

All the data is summarized by means of descriptive statistics. The analysis is carried out unstandardized and standardized to the Japanese population (Weitkunat, 2001) For continuous data, summary statistics include the number and percent of subjects with non-missing data The arithmetic mean and 95% confidence interval, arithmetic standard deviation (SD) were calculated Categorical outcomes were summarized by frequency statistics providing the number and percent of subjects and 95% confidence interval. 17

General Population: 8,000 households visited Response rate= 30.3% (n=2,423) IQOS users sample: 7,149 invites sent Completion rate= 14% (n=1,000) 18

Variable General Population Sample IQOS Users Sample Mean age (years) 53.6 (± 17.9) 38.5 (± 9.8) Age group (%) 20-29 11.0 21.0 30-39 14.9 36.8 40-49 18.3 28.4 50+ 55.9 13.8 Sex: Male (%) 48 82 Female (%) 52 18 19

Male Female Total by sex Total by age group Sample populations Japanese population General sample (95%CI) IQOS Users Sample (95%CI) 20-29 11.3% 11.4% (9.5-13.4%) 20.3% (17.6-23.3%) 30-39 14.2% 17.6% (15.4-20.0%) 36.8% (33.4-40.2%) 40-49 16.9% 17.7% (15.5-20.1%) 28.9% (25.8-32.2%) 50+ 57.5% 53.3% (20.3-56.2%) 14.0% (11.6-16.6%) 20-29 12.7% 10.6% (8.9-12.5%) 23.9% (17.9-30.8%) 30-39 15.9% 12.4% (10.6-14.4%) 37.0% (29.9-44.4%) 40-49 18.8% 18.8% (16.6-21.1%) 26.1% (19.9-33.1%) 50+ 52.6% 58.2% (55.4-61.0%) 13.0% (8.5-18.8%) Male 48.3% 47.8% (45.8-49.9%) 81.6% (79.0-84.0%) Female 51.7% 52.2% (50.1-54.2%) 18.4% (16.0-21.0%) 20-29 12.0% 11.0% (9.7-12.3%) 21.0% (18.5-23.7%) 30-39 15.1% 14.9% (13.5-16.4%) 36.8% (33.8-39.9%) 40-49 17.8% 18.3% (16.7-19.9%) 28.4% (25.6-31.4%) 50+ 55.2% 55.9% (53.8-57.9%) 13.8% (11.7-16.1%) Chi-square tests: sex (p=0.8), age (p=0.9) Source: Japanese Statistics Bureau (2015) 20

Prevalence of Tobacco Use (%) N=2420 Male Female Total Prevalence of Smoking Prevalence of IQOS use Prevalence of E-cigarette use Male (n=1,169) 28.2% (326) 2.1% (24) 0.6% (7) Female (n= 1,251) 8.3% (105) 0.5% (6) 0.4% (5) Total (n=2,420) 17.8% (431) 1.2% (30) 0.5% (12) Out of all current tobacco users, 7% are IQOS users. 21

Percent N=414 Current Tobacco Users Exclusive CC Exclusive IQOS Exclusive E-cig Predominant CC CC & IQOS IQOS & E-cig Multiple Products 92% (381) 1.9% (8) 0.2% (1) 3.4% (14) 1% (4) 0.5% (2) 1% (4) CC= Cigarettes, E-cig = E-cigarettes 22 22

Percent 60.0 N=427 Current Smokers 50.0 40.0 30.0 79% of CC Smokers Relapse into CC Out of the 51.5% CC smokers who quit smoking 79% relapsed into CC, while 21% reinitiated into CC. 20.0 10.0 21% of CC smokers Re-initiated into CC 0.0 Never Attempted to Quit Ever Attempted to Quit 48.5% (207) 51.5% (220) Relapse = quitting < 12 months Re-initiation = quitting 12 months 23

N=1012 Total Population of ever tobacco users In the general population sample, to the question: Please think back to the first tobacco or nicotine containing product that you ever used 98.8% of all tobacco ever users responded they had initiated with CC, 0.4% with cigars, pipes, Kiseru or shisha and 0.3% with IQOS. Cigarettes IQOS Cigar, Pipe, Kiseru Any Other 98.8% (1000) 0.3% (3) 0.4 % (4) 0.5% (5) 24

Percent 25 N=1000 Total Population Out of all IQOS users 63.3% were exclusive IQOS users. Exclusive IQOS CC & IQOS IQOS & Ploom IQOS & E-cig IQOS & Other CC, IQOS, E-cig Other Poly Tobacco use 63.6% (636) 20.3% (203) 3.8% (38) 1.5% (15) 1.5% (15) 0.4% (4) 8.9% (89) 25

1.90% 0.20% 0.10%0.20% 0.20% 0.10% N=1000 Total Population Cigarettes IQOS with HeatSticks E-cigarettes Smokeless tobacco pipe Smokeless tobacco (chewing tobacco, snus, or snuff) Cigars / pipes / Kiseru / shisha In the IQOS user sample, to the question: Please think back to the first tobacco or nicotine containing product that you ever used 97.3% of IQOS users responded they had initiated tobacco use with cigarettes and 1.9% with IQOS. Any other tobacco or nicotine containing produce 97.30% Cigarettes IQOS E-cig Smokeless Tobacco Pipe Smokeless Tobacco Cigar, Pipe, Kiseru Any Other 97.3% (973) 1.9% (19) 0.2% (2) 0.1% (1) 0.1% (1) 0.2% (2) 0.2% (2) 26

The prevalence of smoking in the general population was 17.8% (95%CI: 16.3-19.4%), the prevalence of IQOS use 1.2% (95%CI: 0.8-1.8%) and the use of e-cigarettes 0.5% (95%CI: 0.2-0.9%) The majority of tobacco users in both samples had initiated tobacco use with cigarettes, a very small percentage had initiated with IQOS (0.3% in the general population sample and 1.9% in the IQOS users sample 27

Further waves will increase the precision of the prevalence estimates and will further contribute to the understanding of how IQOS is used under real-world conditions in Japan Generalizability of the General Sample: Probability sampling method used for the general population sample Joint age-sex distribution is comparable in the general sample and the Japanese population Both unstandardized and standardized results were comparable Results on the prevalence of smoking are consistent with the estimates provided by the WHO (19.3%) (2013 data) and the Japanese Health and Nutrition Survey (17.0%) (2015 data) 28

Acknowledgements: Dimitra Skiada Study Manager Fabienne Jacques-Maye Program Manager Mariia Dobrynina Study Biostatistician Nathalie Camille Study Data Manager Argus Data Analysis IPSOS Mori UK Ltd & Central Research Services (CRS) Japan Fieldwork providers 29

Hitchman SC et al. The need for more nuance in headline adult cigarette smoking prevalence estimates. Addiction. 2017 Aug;112(8):1327-1328 Kastaun S et al. Study protocol of the German Study on Tobacco Use (DEBRA): a national household survey of smoking behaviour and cessation. BMC Public Health. 2017 May 2;17(1):378 Fidler JA et al. 'The smoking toolkit study': a national study of smoking and smoking cessation in England. BMC Public Health. 2011 Jun 18;11:479 Hyland A et al. Design and methods of the Population Assessment of Tobacco and Health (PATH) Study. Tob Control. 2017 Jul;26(4):371-378 National Health Interview Survey (NHIS) (2016) https://www.cdc.gov/nchs/nhis/index.htm (accessed on August 10th 2017) Japanese National Health and Nutrition Survey (2015) http://www.mhlw.go.jp/ (accessed on August 10 th 2017) Japan Tobacco s Annual Survey (2017) https://www.jt.com/media/news/2017/pdf/20170727_e02.pdf (accessed on July 31st 2017) Cozzani, V. Analysis of EHTP Features with respect to Biomass/Tobacco Combustion. https:///sites/default/files/appendix_1_- _expert_report_of_prof_dr_valerio_cozzani_reformatted.pdf. (accessed on August 10th 2017) 30

Schaller,JP et al. Evaluation of the Tobacco Heating System 2.2. Part 3: Influence of the tobacco blend on the formation of harmful and potentially harmful constituents of the Tobacco Heating System 2.2 aerosol. Regul Toxicol Pharmacol. 2016 Nov 30;81 Suppl 2:S48-S58 Haziza C. Biomarker of exposure level data set in smokers switching from conventional cigarettes to Tobacco Heating System 2.2, continuing smoking or abstaining from smoking for 5 days. Data Brief. 2016 Nov 18;10:283-293 Picavet P et al. Comparison of the Pharmacokinetics of Nicotine Following Single and Ad Libitum Use of a Tobacco Heating System or Combustible Cigarettes. Nicotine Tob Res. 2016 May;18(5):557-63 PMI Market Share information. PMI Financials and Estimates, June 2017 Weitkunat R et al. Standardization of non-aggregated data: theory and practice. Comput Methods Programs Biomed. 2001 Jun;65(3):207-27 31