EFFECTS OF STRESS ACROSS GENERATIONS: WHY SEX MATTERS

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Commentary submitted to Biological Psychiatry EFFECTS OF STRESS ACROSS GENERATIONS: WHY SEX MATTERS Invited commentary on: Saavedra-Rodriguez L, Feig LA (2012): Chronic Social Instability Induces Anxiety and Defective Social Interactions Across Generations. Biological Psychiatry. Frances A. Champagne Columbia University, Department of Psychology, 1190 Amsterdam Avenue, Room 406 Schermerhorn Hall, New York NY 10027 Correspondence should be addressed to: Dr. Frances A. Champagne Department of Psychology Columbia University 1190 Amsterdam Avenue Room 406 Schermerhorn Hall New York, NY 10027 Phone: (212) 854-2589, Fax: (212) 854-3609 Email: fac2105@columbia.edu

In this issue of Biological Psychiatry, Saavedra-Rodriguez and Feig demonstrate that the experience of social stress during a period spanning from adolescence to adulthood induces longterm increases in anxiety-like behavior and social deficits in mice (1). However, the consequences of stress are revealed to extend far beyond this initial effect. Using a breeding design in which stress-exposed males and females are mated with stressed or non-exposed mice (see Figure 1), with no subsequent stress exposure, the effects of stress across generations are explored. Offspring (F1), grand-offspring (F2), and great-grand-offspring (F3) are observed to inherit the effects of parental (F0) stress, with females but not males exhibiting anxiety-like behavior and social deficits. Though males do not inherit the behavioral characteristics associated with stress-exposure, the breeding design suggests that it is through males (and not females) that these effects can be transmitted to the F3 generation. Both mothers and fathers are capable of transmission of the effects of social stress to their daughters, however beyond this F1 generation, it is through stress-exposed fathers that both anxiety and social deficits can be observed in subsequent generations. This study highlights the complex pathways through which males and females may potentially influence the development of future generations and contributes to a growing literature on the transgenerational consequences of adversity (2). The notion that the experiences of one generation can impact the development of subsequent generations leading to vulnerability to psychopathology has added a new level of complexity to the study of the origins of disease. The question raised by the persistence of environmentally-induced effects across generations is regarding mechanism: What biological and behavioral pathways can lead to the transgenerational continuity of phenotype? It is likely that there is no simple answer to this question, which will require a more in depth understanding of the interaction between males and females during mating, the prenatal and postnatal interplay 2 P age

between mothers, fathers, and offspring, the molecular events characteristic of the maturation of gametes, and the potential heritability of biological information. Saavedra-Rodriguez and Feig (1) tackle the question of mechanism using a number of approaches. First, they demonstrate that postnatal cross-fostering of F1 offspring between stressed and control parents did not diminish the transmission of the effects of parental stress to offspring. Stress experienced at various times within the lifespan can result in decreased mother-infant interactions during the postnatal period. Thus, a possible route through which the effects of social stress become perpetuated across generations is through altered maternal care (3). However, it would appear that this behavioral mechanism of transmission does not account for the transgenerational impact of social instability in the current paradigm. Having eliminated critical factors that can shape postnatal development, including maternal and paternal influences (transmission of behavioral deficits from F1 fathers to F2 daughters is still evident when fathers are absent during postnatal development), what mechanisms remain which can account for these effects? Certainly, the prenatal environment plays a significant developmental role and in the case of the maternal transmission of stress effects from the F0 to F1 generation, stress-induced alterations to the hormonal context of fetal development is a candidate mechanism. This pathway is also suggested by the dissipation of the stress-induced effects amongst F2 females descendent from F0 females that experienced stress. However, this leads us to the phenomenon reported by Saavedra-Rodriguez and Feig (1) that is becoming increasingly evident in epidemiological (4) and laboratory studies (2): the paternal transmission across multiple generations of environmentally-induced effects. How is it that mammalian fathers can alter the development of F1, F2, and F3 generations? From the perspective of mechanism, this phenomenon has opened the door to speculation regarding the 3 P age

inheritance of environmentally-induced effects through the germline: a pathway that conjures Lamarckian theories and a degree of skepticism in a DNA-centric era. Since the 1890 s, August Weismann s germ plasm theory of reproduction has become dogma within theories of inheritance with its associated inference that while somatic cells can undergo change in response to the environment, the same is not true of germ cells. Since Weismann s theoretical contributions to the study of inheritance, the discovery of 1) DNA structure, 2) the mechanics of DNA replication, and 3) the process of meiosis has shifted focus to genetics as the sole biological mechanism of inheritance and led to the dismissal of the inheritance of acquired characteristics. However, as Saavedra-Rodriguez and Feig (1) demonstrate, the inheritance of acquired characteristics in this case characteristics that may lead to vulnerability to psychiatric dysfunction is alive and well but likely mediated by mechanisms that were not easily predicted by the observations of Weismann and Mendel. There is increasing evidence for the heritability of epigenetic modifications (5) molecular changes that alter the expression of genes without altering the underlying DNA sequence. Since these mechanisms also exhibit plasticity in response to a broad range of environmental exposures (i.e. nutrition, stress, maternal behavior, toxins), epigenetic pathways provide a promising target to explore within the context of transgenerational effects. Though the current study does not explore these pathways, previous studies have demonstrated environmentally-induced epigenetic variation in male germ cells with similar modifications present in the brain and sperm of F1 offspring that, in some cases, are observed in F2 and F3 generations (2, 6). These heritable epigenetic changes may account for the increased Rcan1 and Rcan2 expression levels in stress exposed mice and their F1, F2, and F3 daughters reported by Saavedra-Rodriguez and Feig (1). Disentangling those molecular and gene expression changes that are a consequence of inherited 4 P age

epigenetic variation from those that mediate the inheritance itself will be a significant challenge for future studies of this phenomenon. Perhaps one of the most perplexing issues raised by Saavedra-Rodriguez and Feig (1) is the sex-specificity of the effects of social stress. In all generations, it is females and not males that are susceptible to social stress (experienced or historic) while it is males that are capable of transmitting stress susceptibility across multiple generations. This finding would suggest that while stress induces changes in somatic cells in females leading to behavioral and neurobiological changes amongst males, stress targets the germ cells rather than the somatic cells leading the transmission of behavioral and neurobiological changes to future generations. What can account for this sex-specific division of labor? Sex differences in susceptibility to environmental adversity is well documented (7) and likely the norm rather than the exception. Moreover, there may be many mechanistic pathways to account for these sex differences including epigenetic variation. However, in the case of the inheritance pattern suggested by the current study (Figure 1) why would the male germline be modified by social stress and the female germline be protected from this effect? Ultimately, this may be an issue of timing and the difference in the time course and plasticity of molecular events occurring during gamete maturation. The timing of de novo DNA methylation (an epigenetic modification critical for growth and development) within germ cells may occur at different time-points within the life history of males vs. females and within different cellular phases dependent on the sex of the individual (8). de novo DNA methylation is thought to be a key epigenetic process through which the biological embedding of experiences occurs and thus sex differences in epigenetic events in the germ cells may account for the different patterns of inheritance observed in matrilines and patrilines (2, 4, 6). If we also consider the phenomenon of imprinted genes 5 P age

genes that are expressed in a parent-of-origin manner such that offspring only express the maternal or paternal copy of a gene (9) then we are left with a cascade of molecular events where the transmission of adverse environmental exposures depends on both the sex of the parent that experienced the event and the sex of the individual that is receiving this ancestral biological information. Regardless of how this is achieved, it is clear that sex matters, and through careful consideration of how males and females are differentially affected by the environment and the diverse pathways through which males and females can influence development across generations, we will attain a deeper understanding of the origins of disease risk. Where do we go from here? In the quest to understand the impact of adversity withinand across-generations there are fundamental questions regarding mechanism that need to be addressed. With rapid advances in the study of epigenetics and increased availability of methodological approaches to study of these mechanisms it may be possible to further explore these pathways in transgenerational research designs. However, equally important will be careful consideration of the prenatal and postnatal factors, and maternal-paternal interactions which may mediate or moderate the transmission of traits across generations. Inheritance of behavioral variation and disease risk induced by environmental stressors is likely to involve multiple pathways and by approaching the question of mechanism from a perspective that is inclusive of these different modes of heredity it may be possible to generate more accurate predictions regarding the origins of phenotype (10). 6 P age

Figure Caption Summary of research design and transgenerational effects reported in Saavedra-Rodriguez and Feig (1). A) In this study, stressed (S) males and females (S F0, S F0 ) were mated to generate stressed F1 offspring. F1 offspring were then either mated with control (C nonstressed) mice or F1 offspring of stressed mice to generate the F2 generation. F2 mice were then either mated with the F2 descendants of stressed mice or with controls to generate the F3 generation. Blue square indicates an observed increase in anxiety-like behavior (relative to control mice) whereas a red circle indicates deficits in social behavior. B) Summary of the transmission of the effects of social stress to F1, F2, and F3 generation females (male phenotype was not altered). Through the matriline, increased anxiety-like behavior is observed through to the F1 generation (social deficits persist until the F2 generation). Conversely, in the patriline, anxiety-like behavior and social deficits persist to the F3 generation. Conflict of Interest Statement Dr. Champagne reported no biomedical financial interests or potential conflicts of interest. References 1. Saavedra-Rodriguez L, Feig LA (2012): Chronic Social Instability Induces Anxiety and Defective Social Interactions Across Generations. Biological psychiatry. 2. Franklin TB, Russig H, Weiss IC, Graff J, Linder N, Michalon A, et al. (2010): Epigenetic transmission of the impact of early stress across generations. Biological psychiatry. 68:408-415. 7 Page

3. Champagne FA (2008): Epigenetic mechanisms and the transgenerational effects of maternal care. Frontiers in neuroendocrinology. 29:386-397. 4. Pembrey ME, Bygren LO, Kaati G, Edvinsson S, Northstone K, Sjostrom M, et al. (2006): Sex-specific, male-line transgenerational responses in humans. European journal of human genetics : EJHG. 14:159-166. 5. Daxinger L, Whitelaw E (2012): Understanding transgenerational epigenetic inheritance via the gametes in mammals. Nature reviews Genetics. 13:153-162. 6. Anway MD, Cupp AS, Uzumcu M, Skinner MK (2005): Epigenetic transgenerational actions of endocrine disruptors and male fertility. Science. 308:1466-1469. 7. Gabory A, Attig L, Junien C (2009): Sexual dimorphism in environmental epigenetic programming. Molecular and cellular endocrinology. 304:8-18. 8. Schaefer CB, Ooi SK, Bestor TH, Bourc'his D (2007): Epigenetic decisions in mammalian germ cells. Science. 316:398-399. 9. Wilkinson LS, Davies W, Isles AR (2007): Genomic imprinting effects on brain development and function. Nature reviews Neuroscience. 8:832-843. 10. Danchin E, Charmantier A, Champagne FA, Mesoudi A, Pujol B, Blanchet S (2011): Beyond DNA: integrating inclusive inheritance into an extended theory of evolution. Nature reviews Genetics. 12:475-486. 8 P age

A anxiety like phenotype social deficits S F0 stress exposed S F0 S F1 C S F1 S F1 C S F1 SC F2 SC F2 S F2 C S F2 CS F2 C CS F2 CS F3 CS F3 CCS F3 CCS F3 B Stress F0 Stress F0 anxiety social deficits F1 F2 anxiety social deficits F1 F2 F3