Approach to Intervention in Carotid Artery Disease. Kenneth Rosenfield, M.D. Section Head Vascular Medicine and Intervention MGH Boston, MA

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Approach to Intervention in Carotid Artery Disease Kenneth Rosenfield, M.D. Section Head Vascular Medicine and Intervention MGH Boston, MA

Kenneth Rosenfield, MD Additional Disclosure I am a Carotid Stentor, and do not perform CEA

THERAPY FOR CAROTID ARTERY STENOSIS Stenting or CEA or Medical Therapy? What is the role of each??? Remains a HOT topic

65 year old diabetic man with CAD and carotid bruit on good medical therapy. He asks- Doc, what are my options? Proximal ICA PSV 490 EDV 263

Carotid Artery Disease Goal of therapy Am I providing best therapy to prevent stroke, death, disability, and morbidity for my individual patient, and is this the therapy my patient prefers? Answer to these questions are not always clear, and certainly consensus is lacking.

Carotid Artery Stenosis Strategies for stroke prevention Optimal medical therapy this is a given for ALL patients at risk (Consensus!) and we need to do better!

Carotid Artery Disease Patient subsets Symptomatic High Risk Asymptomatic High Risk Symptomatic Standard Risk Asymptomatic Standard Risk MOST PATIENTS!

Natural Hx: Annual Stroke Rates with Carotid Stenosis Symptomatic? Hi-risk Standardrisk Asymptomatic? Standard surgical risk patients 70-99% 50-69% 13% 4.4% 60-99% 2-2.5% BUT, MOVING TARGET A) Probably different now, due to advances in medical therapy B) Variability based on lesion severity, morphology, other factors

Revasc. In Asx Pts: which ones? Relative Risk of Stroke by degree of stenosis 6 Stroke Incidence (%) 5 4 3 2 1 0 0-19% 20-29% 30-39% 40-49% 50-59% 60-69% 70-79% 80-89% 90-99% Asymptomatic Carotid Artery Stenosis Chambers New England Journal of Medicine. 315(14):860-5, 1986 Norris Stroke. 22(12):1485-90, 1991 Mendelsohn & Yadav, Management of Atherosclerotic Carotid Disease,Remedica Publishing, 2000

Risk in Asymptomatic Stenosis ACST: 3120 pt with carotid stenosis >60%, no symptoms, randomized to CEA vs. medical management Any Stroke or Death 100 Event Free (%) CEA 6.4% Major Stroke or Death CEA 3.5% 95 Medical 6.1% 90 Medical 11.8% 85 Years of Follow-Up Years of Follow-Up

Consensus: Revasc indicated (on top of OMT) for symptomatic patients Asymptomatic patients threshold for revasc now needs to be re-evaluated CEA has been existing standard Where does CAS fit in?

Challenges in comparing carotid strategies: moving targets Medical Rx evolving - better drugs and increased understanding of pathophysiology Difficult to integrate new data with existing CAS improving - better devices, increased information (and biases) to come up with experience, & better case selection best management our patients! CEA also improving - for evolving techniques Other Challenges Event rates low - large number of patients required to detect difference (or equivalence) noise from other causes of stroke Physicians/patients - pre-conceived notions about best Rx; reluctance to accept change

Carotid Artery Disease Data Jungle Evidence base often derived from flawed trials, registries, databases with variable methodologies: Comparisons made b/n patients who are fundamentally different (apples to oranges) Operators w/variable competency differential skill level and procedural experience between those doing CAS vs. CEA Inconsistent neurologic assessment for stroke Utilization of equipment that is outdated for CAS Preponderance of Medicare age patients (commercial payors won t allow investigational Rx)

Comparing CAS and CEA Characteristics of patients referred for CAS differ markedly from those referred for CEA. Because of extreme clinical disparities between these patients,.comparative effectiveness analyses of observational data will be difficult.

European trials: ICSS RCT of Symptomatic Standard Risk Outcomes CAS (853) CEA (857) HR P value Death, stroke, MI 8.5% 5.2% 1.69 0.006 Any stroke 7.7% 4.1% 1.92 0.002 Any stroke or death 8.5% 4.7% 1.95 0.001 Disabling stroke or death 4.0% 3.2% 1.28 0.34 All-cause death 2.3% 0.8% 2.76 0.017

ICSS: Operator Training and Experience Metzger: Are-You-Kidding-Me Trial?

Ken Rosenfield in his first NASCAR race!

Physician Experience Dictates Outcomes Data from CAPTURE 2 72 cases Source: JACC Interv 2011 ;Gray et al: 18

CEA Mortality 113,300 Medicare Patients (1992-1993) 30-Day Follow Up 2.50 Mortality % 2.00 1.50 1.00 0.50 1. me Lo w-v olu Av era ge -V me Hig h-v olu Ho spi Tri al NA SC ET AC AS 0.00 Wennberg, et al., Variation in Carotid Endarterectomy Mortality in the Medicare Population. JAMA, 279: 1278-1281, 1998

Operator Experience in RCT s Operator Experience Trial EVA-3S Poor SPACE Adequate for era (but not comparable to CEA) ICSS Poor CREST Adequate for era (but not comparable to CEA) (12 lifetime CAS or 35 supra-aortics with 5 CAS) (50 stents anywhere, 10 lifetime CAS or supervised) Source: William A. Gray MD, Presented at Oxford University, England 20

NASCET and ACAS Exclusions Age>79 Prior ipsilateral CEA Unstable coronary syndrome MI in previous 6 months Cardiac valvular or rhythm abnormality likely to cause embolic cerebrovascular symptoms Contralateral occlusion A more severe lesion cranial to the surgical lesion Contralateral CEA within previous 4 months Uncontrolled hypertension or diabetes Organ failure likely to cause death within 5 years Total occlusion Major surgical procedure in previous 30 days Prior severe CVA Progressing neurologic syndrome

RCT s: CAS vs. CEA completed* SAPPHIRE * Symptomatic High-risk None Symptomatic Standard-risk ongoing Asymptomatic High-risk None Asymptomatic Standard-risk EVA3s, SPACE 1 * ACT 1, SPACE 2 CREST *

SAPPHIRE RCT: 1-Year Outcome Sx and Asx high surgical risk Cumulative Percentage of MAE Stroke, death, MI 30 25 Endarterectomy 20 20.1% p=0.048 15 Stent 10 12.0% 5 0 0 30 60 90 120 150 180 210 240 270 300 330 360 Time after Initial Procedure (days)

SAPPHIRE 3-Year Outcomes Freedom from MAE N Engl J Med 2008;358:1572-9

Declining Risk of Stroke, Death and MI with CAS

Conditions qualifying pt at high surgical risk Per CMS (3/05), based on hi-risk studies A. Anatomical Conditions CCA lesion(s) below clavicle High cervical Internal Carotid Artery (ICA) Previous neck radiation Prior neck surgery/radical neck dissection Restenosis of prior CEA Tracheostomy Contralateral carotid occlusion Contralateral laryngeal nerve palsy B. Co-morbid Conditions Clinically significant cardiac disease Recent Myocardial Infarction (MI) LVEF < 30% CHF NYHA Class III or IV Abnormal stress test Need for open-heart surgery Unstable angina: CCS III/IV Severe pulmonary disease Age >80 ESRD on dialysis

CAS and CEA What is the LEVEL I evidence? RCT: CEA bests medical Rx* in standard surgical risk patients (NASCET, ACAS, ACST) CAS equals CEA in high surgical risk patients (SAPPHIRE, registries) NOW: CAS equals CEA in standard surgical risk patients

CREST Primary endpoint 4 years (mean 2.5) Peri-procedural outcomes 7.2 P=0.38 P=0.51 6.8 HR 1.11 1.18 95% CI: 0.81-1.51 0.82-1.68

CREST: Peri-procedural Stroke and MI All Stroke CAS vs. CEA Hazard Ratio 95% CI CAS vs. CEA Hazard Ratio 95% CI 4.1 vs. 2.3% HR = 1.79; 95% CI: 1.14-2.82 PValue PValue 0.01 All MI Stroke HR == 1.79; 0.50; 95% 95% CI: CI: 1.14-2.82 0.26-0.94 1.1vs. vs.2.3 2.3%% HR 4.1 Cranial Nerve Palsies 0.03 0.01 Major Stroke 0.9 vs. 0.6% 0.52 HR = 1.35; 95% CI: 0.54-3.36

Neurological Residual Deficit Rates Associated with Minor Strokes @ 6 Months = 0.50% = 0.02% 31

Association of Minor Stroke and MI with Long Term Mortality Comparison HR HR Confidence Interval Log Rank P-value MI vs. Control 2.81 [1.53-5.17] 0.0005 Minor Stroke vs. Control 0.52 [0.13 2.09] 0.34 MI vs. Minor Stroke 5.18 [1.15 23.4] 0.02 32

Death or Major Stroke for CAS over CREST Enrollment (all pts) 50% Trial Enrollment August 2006 33

CREST CEA vs. CAS Access Site Cx Patients requiring re-operation Per Protocol Access Site Complication Requiring Treatment CAS N = 1,131 CEA N = 1,176 p-value 1.1% 3.7% 0.0001 Events may occur more than once in the same patient. Other includes pain requiring IV analgesics (5), incision complication (3), pseudoaneurysm (2), occlusion (1) Source: http://www.fda.gov/downloads/advisorycommittees/committeesmeetingmaterials/medicaldevices/medicaldevicesadvisorycommittee/circulatorysystemdevicespanel/ucm247780.pdf 34

Conclusions Primary endpoint shows equivalence lower minor stroke with CEA and lower MI with CAS Significant liabilities of CEA (access cx, CN palsy, etc.) not captured in endpt Overall results of both are spectacular: Event rates lowest of any large RCT Issues: Included both sx and asx: not powered to analyze independently No Comparison to OMT alone

ECVD Guidelines 2011- Recommendations of 14 Specialties re: revascularization Symptomatic Symptomatic Asymptomatic patients patients patients 50-69% stenosis 70-99% stenosis 70-99% stenosis CEA Class I LOE: B Class I LOE: A Class IIa LOE: A Stent Class I LOE: B Class I LOE: B Class IIb LOE: B

Perspectives Interventionalist Differences between CEA and CAS outcomes no longer lies in the procedure choice, but rather: Operator Case selection Equipment and technique Level I evidence and guidelines support offering CAS as (covered) option Operators need appropriate training, experience, and judgement Playing field should be level all patients with Carotid disease medical Rx or undergoing revasc should have closer oversight, independent neuro eval

Moving targets Medical Treatments That Did Not Exist During Revascularization Trials Modulators of Renin Angiotensin System ACE inhibitors Hope Angiotensin Receptor Blockers Life Statins HPS CARDS Advanced antipltlt therapies

Medical Treatment for Asymptomatic Carotid Stenosis Asymptomatic Carotid Stenosis Clinical Trials Abbott AL. Stroke. 2009 Oct;40(10):e573-83.

What is Public Opinion?

Perspectives Neurology & others Improved medical Rx may make revascularization obsolete Need more data

Which Trial? Which Procedure? Based on CREST: For ages 50-74 years, no favored procedure For ages <50 years, CAS is the favored procedure For ages >74 years, CEA is the favored procedure BUT, in CREST asymptomatic patients had few events, so there were wide confidence intervals So, the choice of CEA or CAS cannot be mandated in CREST-2 and individual patient characteristics and preferences may supersede guidelines

CREST-2 Registry: Objective The C2R CAS Registry (C2R) will promote rapid initiation and completion of enrollment in the CREST-2 trial

C2R Steps to Participation 1. Each Operator/Site selects and joins a registry Must be one of 2 options: Society for Vascular Surgery s Vascular Quality Initiative (SVS VQI) http://www.vascularqualityinitiative.org or American College of Cardiology s National Cardiovascular Data Registry (ACC NCDR) https://www.ncdr.com

CAROTID STENTING Case Selection and Technical considerations Access to lesion Arch type Tortuosity Lesion morphology EPD suitability Brain reserve Overall patient protoplasm

Aortic Arch Type I - Ideal ~70%-75% of patients

Aortic arch Type III suboptimal

Likely not good candidates for CAS

XS Tortuosity -Higher Risk for CAS EPD Tortuous ICA: 90 degree take-off 120 degree prox. turn

Look before you jump! Select appropriate patients to avoid this!

CAS: Is Embolic Protection Valuable? Risk of Stroke RR of STROKE 0.59 favoring EPD use Garg et al. J Endovasc Ther 2009;16:412-27

Filter/Frame Length and Landing Zones Need enough parking space Ref: WLGore Website

CAS will only get better Potential reduction in HITS and silent but worrisome(?) MRI defects seen in ICSS Extends capability of CAS

Carotid Mesh Stent Designs Gore Terumo Roadsaver CGuardTM 500µ 375-500µ 150-180µ PTFE mesh (Heparin coated) on nitinol stent nitinol on nitinol PET MicroNetTM on nitinol stent 5F/7F 5F/7F 6F/8F Design Aperture Size Materials (Min Guide Sheath/ Min Guide Cath) Details Launched SCAFFOLD trial in Sept 2013 PI: Bill Gray, MD Target 351 pts Has enrolled 100 pts. FDA has stopped trial requesting 6 mo F/U on these 100 before proceeding Data on first 11 pts presented at LINC (Max Amor, MD) Flexibility, plaque coverage and ability to conform to any anatomy mentioned as key benefits Easy to recross (tapered 54 ends) CONFIDENTIAL Initial placements promising 11 of 11 KOL s (LINC) felt our aperture size a benefit over larger Data on MGuard MicroNet a plus for CGuard Ability to dilate MicroNet at external bifurcation a

Summary: Perspective on CAS Widely divergent and strongly held opinions re: role and efficacy of CAS Well-conducted trials show CAS performed by experienced operators utilizing proper technique in appropriately selected pts is an excellent procedure Say no to high-risk CAS cases Prox. protection may extend utility to more patients CAS does NOT replace optimal medical Rx CAS does NOT replace CEA (ALL high-cas risk, low CEA-risk pts best w CEA or med Rx)

Role of the patient in decision-making Principles of patient-centered care Encourage shared decision-making with patients Allow patients to choose b/n two therapies that have similar benefit and risk profile Ask the PATIENT what HE/SHE wants!

The Most Important Perspective The PATIENT! 50 year old male anesthesiologist 1996 XRT for nasopharyngeal carcinoma 2004 radical neck dissection and addl XRT 2009 normal DUS 2011 new severe RICA stenosis - asx CTA Duplex PSV 314 EDV 141

What would you tell this man? Additional Info Lt SCA occlusion; Rt Lt SC steal Lt vocal cord paralysis Aortic Arch Rt ICA Vasc Surg. Opinion You need an Endarterectomy! CAS has much higher incidence of stroke! 58

Patient s opinion Are the results similar? If so, I want the choice I want a stent!