TB Vaccine Development Status: Review of Critical Issues and Selected Candidates in Phase 2 or Phase 3

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TB Vaccine Development Status: Review of Critical Issues and Selected Candidates in Phase 2 or Phase 3 22 June 2017 WHO PD-VAC Geneva, Switzerland Lewis K. Schrager, M.D. North Bethesda, MD USA

Outline Update of global tuberculosis (TB) burden, including drug-resistant TB Review of potential target patient populations and clinical endpoints for TB vaccines Review the status of four selected TB vaccine candidates in advanced (phase 2 phase 3) clinical development WHO-IVR TB vaccine development workshop, Geneva, 24 May 2017: summary of key issues 2

TB: Key Statistics (2015) WHO Global TB Report 2016 10.4 million incident TB cases 5.9 million (56%) men 3.5 million (34%) women 1 million (10%) children 1.8 million TB deaths Kills more people than any other single infectious agent 400,000 TB deaths among HIV+ s (#1 opportunistic killer) 580,000 new drug-resistant (DR) TB cases 480,000 multi-drug-resistant (MDR-TB) 100,000 rifampicin-resistant (RR-TB) ~10% of MDR = extensively drug-resistant (XDR-TB) 45% of DR-TB came from India, China, Russian Federation Extremely expensive to treat MDR: approximately 10x more expensive than drug sensitive cases XDR: approximately 25-32x more expensive than drug sensitive cases 3

Projected acceleration of TB incidence decline to target levels (World Health Assembly 2014) Current global trend: -1.5%/year Optimize use of current & new tools emerging from pipeline, pursue universal health coverage and social protection -10%/year by 2025 Introduce new tools: a vaccine, new drugs and shorter regimens for treatment of active TB and latent infection, a point-of-care test -5%/year -17%/year

Target Patient Populations: Adolescents and Adults The major source of Mycobacterium tuberculosis (Mtb) transmission Preventing pulmonary TB disease = the key to preventing Mtb transmission Necessary to reach the End TB 2035 goals The most effective strategy to prevent Mtb infection and disease in infants and children* *Harris R, et. al., Human Vaccine Immuno 2016 5

Target Patient Populations: Infants Not an important source of Mtb spread Efforts ongoing to improve upon BCG Improving safety: BCG contraindicated in immunosuppressed patients or persons with congenital or acquired immune deficiencies Improving efficacy: defining appropriate endpoints = a complex undertaking For new, unmodified BCG vaccines, demonstrating a take (TST conversion, local scarring) is sufficient For novel BCG-replacement vaccines, need to demonstrate substantial, clinically significant benefit How to deal with issue of possible non-specific benefits of BCG vaccination? Policy issue: justifying the use of more costly BCG replacement vaccines 6

Major TB Vaccine Clinical Trial Endpoints (Adolescents, Adults) 1) Prevention of pulmonary TB disease: PoD Key public health goal; most widely acceptable TB vaccine registration endpoint Issues for phase 2b trials Large, lengthy and costly, even in high TB burden areas IGRA+/- 7000+ participants, 3 year follow-up IGRA+ 3500 participants, 3 years follow-up Vaccine ability to prevent disease among LTBI and non- LTBI vaccinees may differ (needs to be assesed in clinical trials) 7

Major TB Vaccine Clinical Trial Endpoints (Adolescents, Adults) 2) Prevention of sustained Mtb infection: PoI Endpoint utilized in phase 2 proof of biological activity trials in higher risk populations Biological activity = evidence beyond immunogenicity A strategy to reduce risk of phase 2b trials given lack of immunological correlate of protection, functional assay or human challenge Not intended as the ultimate vaccine indication Mainly applicable to Mtb uninfected adolescents in TB endemic areas at high risk of acquiring Mtb Use as a licensable indication controversial TB disease occurs in ~10% of Mtb-infected persons Hypothetical concern: might PoI only occur in the 90% of Mtb-infected persons who never will develop TB disease? 8

Major TB Vaccine Clinical Trial Endpoints (Adolescents, Adults) 3) Prevention of recurrent TB disease: PoR Goal: prevent recurrence of TB disease in persons after completing drug treatment Opportunity for a more efficient efficacy trial (smaller sample size and duration) 3 to 5 fold higher incidence of future TB after completing treatment for initial case of TB 70%-90% of recurrences occur during first year following treatment completion (efficient efficacy trial scenario) Potentially a phase 2 proof of biological activity endpoint leading to a phase 2b PoD trial Potentially a licensable indication in a formal phase 3 trial 9

Global Clinical Pipeline of TB Vaccine Candidates Phase 1 Phase 2a Phase 2b Phase 3 MTBVAC Biofabri, TBVI, Zaragosa RUTI Archivel Farma, S.L DAR-901 Dartmouth Vaccae TM Anhui Zhifei Longcom Ad5 Ag85A McMaster, CanSino H1/H56: IC31 SSI, Valneva, Aeras VPM 1002 SII, Max Planck, VPM, TBVI ChAdOx1.85A/MVA85A Oxford, Birmingham H4: IC31 Sanofi Pasteur, SSI, Aeras M72 + AS01E GSK, Aeras MVA85A/MVA85A (ID, Aerosol) Oxford ID93 + GLA-SE IDRI, Wellcome Trust Viral Vector TB/FLU-04L RIBSP Protein / Adjuvant Mycobacterial Whole Cell or Extract Revised on February 2, 2017 Please note: Information is self-reported by vaccine sponsors Courtesy of Aeras

TB Vaccine Candidate in Phase 3: Background Vaccae (M. vaccae) Chinese-developed product: Anhui Zhifei Longcom Registered in China as adjunct immunotherapeutic for active TB disease (6 doses required) Description Heat-killed M. vaccae High pressure homogenized lysate 11

Vaccae : Development Status Currently in Phase 3 trial in China in TST+ participants Endpoint: prevention of active pulmonary TB disease Clinical endpoint determination Symptoms + CXR Sputum assessment (GeneXpert) obtained non-systematically (not part of endpoint definition) Enrollment: 10,000 TST(+), aged 15-65 years Dosing: 6 doses Data initially expected in late 2016 Plan for data release currently not clear Registration intentions outside of China unclear Will require additional Phase 3 efficacy studies Will require reduction in number of doses from the current 6 12

TB Vaccine Candidates in Advanced Phase 2: Background DAR-901 Developed at Geisel School of Medicine, Dartmouth U. (Ford von Reyn) Description Heat-inactivated M. obuense DAR-901 represents broth-grown, scalable variant of SRL172 (agar-grown) SRL172: only TB vaccine to have data reported from a phase 3 trial (2001-2008) 13

SRL172: Phase 3 Study Review (1) Assessed in phase 3, placebo-controlled trial in Tanzanian BCG-vaccinated, HIV+ adults (2001-2008) Endpoints Primary: prevention of disseminated TB Secondary Prevention of definite TB (including disseminated and pulmonary) Prevention of probable TB (including disseminated and pulmonary) Study description 2,013 subjects, 1:1 randomization 5 ID doses over 12 months Followed every 3 months, median 3.3 years 14

SRL172: Phase 3 Study Review (2) Results Safe, immunogenic Hazard ratios for endpoints Disseminated TB: 0.52 (95% CI 0.21-1.34); 7 (vaccine) to 13 (placebo) cases (p = 0.16) Definite (culture-confirmed) TB: 0.61 (95% CI 0.39-0.96); 33 (v) to 52 (p) cases (p = 0.03) Probable TB: 1.17 (95% CI 0.76-1.80); 48 (v) to 40 (p) cases (p = 0.46) Study terminated after 7 years by data safety monitoring board Significant protection vs. definite TB (39% reduction in culture-confirmed TB) Primary endpoint: 50% reduction (underpowered to reach statistical significance; 70 cases needed) SRL172 development terminated due to non-scalability 15

DAR-901 Development status Safe, immunogenic in phase 1 dose-escalation study (3 dose ID regimen) Phase 2b study for prevention of Mtb infection (PoI) in BCGvaccinated, IGRA-negative Tanzanian adolescents N = 650; ages 13-15 Powering assumptions Reduction of new Mtb infection (IGRA- to IGRA+) by 50% 7% new Mtb infections/year 80% power, Type 1 error 5% 3 doses (0, 2, 4 months) Status: initiated March 2016 (fully enrolled); fully vaccinated (February 2017); estimated completion December 2018 Funding: Global Health Innovative Technology (GHIT) Fund, Japan Ultimate intended indication: PoD (adolescents, adults) Development plan PoI phase 2b study completion: 2018 Initiate 5 year phase 3 PoD trial: 2019 (seeking pharma partner +- GHIT, for funding) Licensure and subsequent WHO prequalification: 2025 16

VPM 1002 Background Originally developed by Stefan Kaufmann, Max Planck Institute Now being developed by Vakzine Projekt Management (VPM), Hannover, Germany and Serum Institute of India (SII), Pune, India Description: Recombinant BCG Listeriolysin gene inserted Enhances BCG immunogenicity Mechanism debated: induction of apoptosis and autophagy, leading to better immune presentation, hypothesized Urease gene inactivated (lowers ph in macrophage, optimizing listeriolysin activity) 17

VPM 1002: Development Status In Phase 2b trial vs. BCG in HIV+ and HIV- infants <12 days old (South Africa) Endpoints: safety; immunogenicity N = 416 Primary data analysis: Sept 2017; completion date December 2017 Phase 2b-Phase 3 trial for prevention of TB disease recurrence (PoR) in adults planned for India Initiation date: July 2017 Double blind, randomized, placebo controlled N = 2,000 persons completing TB treatment (1,000 persons per arm) Powering assumptions (Phase 3 trial) 50% reduction in recurrence during the 12 months after vaccination 5% recurrence in placebo arm in 12 months after treatment completion 80% power at 5% significance level Potential for transition to phase 3 trial after safety assessment of first 200 enrollees Funded by Serum Institute of India 18

VPM 1002 - Key Issues Potential for most rapid licensure of a new TB vaccine If phase 3 trial initiated for PoR in 2017-2018, could have potential licensure submission by 2020 2021 Licensure pathway for VPM 1002 BCG replacement indication in infants is under discussion WHO communicated to VPM-SII that evidence of take, as per WHO requirement for an unmodified BCG vaccine, would not be sufficient for this new, recombinant vaccine Further discussion required re: Safety, efficacy criteria supporting licensure Defining claims of improved safety, efficacy over BCG Value assessment, justifying use despite increased cost over BCG Also being developed as a replacement for BCG treatment of bladder cancer Liquid culture manufacture more scalable; potential to reduce concerns over future BCG shortages 19

H4:IC31 Background Sanofi Pasteur product Developed in collaboration with Aeras, Statens Serum Institute (SSI) Description Fusion protein Ag85B (mycolyl transferase; necessary for maintaining cell wall integrity) TB 10.4 (virulence factor; member of ESAT-6 protein family) IC31 adjuvant (Valneva) T-cell stimulator (TLR9 agonist) 20

H4:IC31 Development Status In phase 2 proof of biological activity trial Endpoint: PoI (QFT conversion) in high risk, IGRA- South African adolescents BCG revaccination and placebo comparator arms Fully enrolled (n=990, 330/arm) Power assumptions 50% reduction in Mtb infection (QFT-GIT conversion)/yr. among vaccinated (H4; BCG) compared to placebo 10% incidence of primary Mtb infection/yr. Power 80%; 10% Type 1 error rate (1 sided) Primary analysis (64 conversions and 15 month median follow-up): 3Q2016 Study continued Results remain blinded Final analysis: Q4 2017/Q1 2018 21

H4:IC31 - Key Issues If PoI endpoint targets reached, would open door to a possible phase 2b trial for a PoD indication BCG comparator arm included Will provide data on effect of BCG revaccination on preventing Mtb infection in high risk, IGRAadolescents in Cape Town 22

WHO-IVR TB Vaccine Workshop 24 May 2017 WHO-IVR intention to increase activity in TB vaccine arena due to pressing need Define preferred product characteristic (PPC) criteria for TB vaccines Essential to advocate for increased TB vaccine research funding Emphasis on necessity for TB vaccine development to meet END TB 2035 goals Decrease from current 100 cases/100k population to 10 cases/100k population PoD indication represents fastest way to impact the TB epidemic 23

WHO-IVR TB Vaccine Workshop 24 May 2017 Recognition of a sluggish TB vaccine pipeline (2010- present) Need new tools, new approaches (e.g., human challenge model) Need to diversify vaccine strategies (e.g., persistent vaccines; aerosol delivery) Need to identify, advance and learn from promising new approaches (e.g., rcmv vaccine in preclinical development) Important to manage expectations PoD vaccine efficacy as low as 20% could be cost effective if targeted at adolescents and adults Advanced clinical trials of lower efficacy vaccines will be costly Importance of vaccine as a counter to spread of DR-TB strains Need to explore potential drug-vaccine integrated approaches against drug-resistant TB WHO role: serve as honest broker to help coordinate the field 24

Acknowledgements Sharon Chan, Aeras Dara Erck, Aeras Ann Ginsberg, Aeras Leander Grode, VPM Ford von Reyn, Dartmouth U. Johan Vekemans, WHO-IVR Birgitte Giersing, WHO-IVR WHO TB-VAC members 25