Pharmacy Medical Necessity Guidelines: Afinitor (everolimus) & Afinitor Disperz (everolimus tablets for oral suspension)

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Pharmacy Medical Necessity Guidelines: Afinitor (everolimus) & Afinitor Disperz (everolimus tablets for oral suspension) Effective: June 1, 2017 Prior Authorization Required Type of Review Care Management Not Covered Type of Review Clinical Review Pharmacy (RX) or Medical (MED) Benefit RX Department to Review RXUM This Pharmacy Medical Necessity Guideline applies to the following: Tufts Health Plan Commercial Plans Tufts Health Plan Commercial Plans large group plans Tufts Health Plan Commercial Plans small group and individual plans Tufts Health Public Plans Tufts Health Direct Health Connector Tufts Health Together A MassHealth Plan Tufts Health RITogether A RIte Care + Rhody Health Partners Plan Tufts Health Freedom Plan products Tufts Health Freedom Plan - large group plans Tufts Health Freedom Plan - small group plans Fax Numbers: RXUM: 617.673.0988 Note: For Tufts Health Plan Medicare Preferred Members, please refer to the Tufts Health Plan Medicare Preferred Prior Authorization Criteria. Background, applicable product and disclaimer information can be found on the last page. OVERVIEW FOOD DRUG ADMINISTRATION-APPROVED INDICATIONS Afinitor (everolimus) tablets are indicated for the treatment of: Advanced Renal Cell Carcinoma (RCC) Adults with advanced RCC after failure of treatment with sunitinib or sorafenib. Advanced Neuroendocrine Tumors (NET) Adults with progressive NET of pancreatic origin with unresectable, locally advanced or metastatic disease. Adults with progressive, well-differentiated, non-functional NET of gastrointestinal or lung origin with unresectable, locally advanced or metastatic disease. Afinitor (everolimus) tablets is not indicated for the treatment of patients with functional carcinoid tumors. Renal Angiomyolipoma with Tuberous Sclerosis Complex (TSC) Adults with renal angiomyolipoma and TSC, not requiring immediate surgery. Advanced Hormone Receptor-Positive, HER2-Negative Breast Cancer (Advanced HR+ BC) Postmenopausal women with advanced hormone receptor-positive, HER2-negative breast cancer (advanced HR+ BC) in combination with exemestane, after failure of treatment with letrozole or anastrozole. Afinitor (everolimus) tablets and Afinitor Disperz (everolimus) tablets for oral suspension are indicated for the treatment of: Subependymal Giant Cell Astrocytoma (SEGA) with TSC Pediatric and adult patients with TSC for the treatment of SEGA that requires therapeutic intervention but cannot be curatively resected. COVERAGE GUIDELINES The plan may authorize coverage of Afinitor (everolimus) tablets for Members, when all of the following criteria are met: For Advanced Renal Cell Carcinoma 1. Documented diagnosis of advanced renal cell carcinoma 2139019 1 Pharmacy Medical Necessity Guidelines:

3. The Member has a demonstrated disease progression or intolerance following an appropriate trial with sunitinib (Sutent ) or sorafenib (Nexavar ) For Subependymal Giant Cell Astrocytoma (SEGA) 1. Documented diagnosis of subependymal giant cell astrocytoma associated with tuberous sclerosis complex 3. Documentation the Member is not a candidate for surgical resection For Progressive Neuroendocrine Tumors 1. Documentation of at least one of the following: a. Diagnosis of progressive neuroendocrine tumor located in the pancreas OR b. Diagnosis of progressive, well-differentiated, non-functional neuroendocrine tumor located in the gastrointestinal tract or lung 3. The tumor cannot be removed by surgery or has spread to other parts of the body For Renal Angiomyolipoma with Tuberous Sclerosis Complex 1. Documented presence of tuberous sclerosis and renal angiomyolipoma(s) greater than or equal to 3 cm in longest diameter For Advanced Hormone Receptor-Positive, HER2-Negative Breast Cancer (Advanced HR+ BC) 1. Documented diagnosis of advanced hormone receptor-positive, HER2-negative breast cancer 2. The Member is postmenopausal 3. The prescribing physician is an oncologist 4. Documented failure of letrozole (Femara ) or anastrozole (Arimidex ) 5. Documentation that Afinitor (everolimus) tablets will be administered in combination with exemestane (Aromasin ) The plan may authorize coverage of Afinitor Disperz (everolimus) tablets for oral suspension for Members when all of the following criteria are met: For Subependymal Giant Cell Astrocytoma (SEGA) 1. Documented diagnosis of subependymal giant cell astrocytoma associated with tuberous sclerosis complex 3. Member is not a candidate for surgical resection Off-label Use Coverage for Other Cancer Diagnoses Coverage for other cancer diagnoses may be authorized provided effective treatment with such drug is recognized for treatment of such indication in one of the standard reference compendia, or in the 2 Pharmacy Medical Necessity Guidelines:

medical literature, or by the Massachusetts commissioner of Insurance (commissioner) under the provisions of the Sullivan Law : (M.G.L. c.175, s.47k ). The plan may authorize coverage for use for other cancer diagnoses provided effective treatment with such drug is recognized as a Medically Accepted Indication according to the National Comprehensive Cancer Network (NCCN) Drugs and Biologics Compendium as indicated by a Category 1 or 2A for quality of evidence and level of consensus. Note: The plan requires prescribers to submit clinical documentation supporting the drug's effectiveness in treating the intended malignancy, including the applicable NCCN guideline(s). In cases where the requested off-label use for the diagnosis is not recognized by the NCCN Drugs and Biologics Compendium, The plan will follow the Centers for Medicare and Medicaid Services (CMS) guidance, unless otherwise directed by the commissioner, and accept clinical documentation referenced in one of the other Standard Reference Compendia noted below or supported by clinical research that appears in a regular edition of a "Peer-Reviewed Medical Literature" noted below. "Standard Reference Compendia" 1. American Hospital Formulary Service Drug Information (AHFS-DI) 2. Thomson Micromedex DrugDex 3. Clinical Pharmacology (Gold Standard) 4. Wolters Kluwer Lexi-Drugs "Peer Reviewed Medical Literature" American Journal of Medicine Annals of Internal Medicine Annals of Oncology Annals of Surgical Oncology Biology of Blood and Marrow Transplantation Blood Bone Marrow Transplantation British Journal of Cancer British Journal of Hematology British Medical Journal Cancer Clinical Cancer Research Drugs European Journal of Cancer (formerly the European Journal of Cancer and Clinical Oncology) Gynecologic Oncology International Journal of Radiation, Oncology, Biology, and Physics The Journal of the American Medical Association Journal of Clinical Oncology Journal of the National Cancer Institute Journal of the National Comprehensive Cancer Network (NCCN) Journal of Urology Lancet Lancet Oncology Leukemia The New England Journal of Medicine Radiation Oncology When the plan evaluates the evidence in published, peer-reviewed medical literature, consideration will be given to the following: 1. Whether the clinical characteristics of the beneficiary and the cancer are adequately represented in the published evidence. 2. Whether the administered chemotherapy regimen is adequately represented in the published evidence. 3. Whether the reported study outcomes represent clinically meaningful outcomes experienced by patients. 4. Whether the study is appropriate to address the clinical question. a) whether the experimental design, in light of the drugs and conditions under investigation, is appropriate to address the investigative question (for example, in some clinical studies it may be unnecessary or not feasible to use randomization, double blind trials, placebos, or crossover); b) that non-randomized clinical trials with a significant number of subjects may be a basis for supportive clinical evidence for determining accepted uses of drugs; and, c) that case reports are generally considered uncontrolled and anecdotal information and do not provide adequate supportive clinical evidence for determining accepted uses of drugs. 3 Pharmacy Medical Necessity Guidelines:

LIMITATIONS 1. The plan will not authorize the use of Afinitor (everolimus) and Afinitor Disperz (everolimus) for conditions other than those listed above without appropriate documentation. 2. Coverage of Afinitor (everolimus) tablets is limited to 30 tablets in any 30-day period. 3. Coverage of Afinitor Disperz (everolimus) tablets for oral suspension is limited to 60 tablets for oral suspension in any 30-day period. CODES None REFERENCES 1. Afinitor (everolimus) [package insert]. East Hanover, NJ: Novartis Pharmaceuticals Corporation; 2016 June. 2. Baselga J, Campone M, Piccart M, et al. Everolimus in postmenopausal hormone-receptor-positive advanced breast cancer. N Engl J Med. 2012 Feb 9;366(6):520-9. 3. Campen CJ, Porter BE. Subependymal Giant Cell Astrocytoma (SEGA) Treatment Update. Curr Treat Options Neurol. 2011 Aug;13(4):380-5. 4. Franz DN, Agricola KD, Tudor CA, et al. Everolimus for tumor recurrence after surgical resection for subependymal giant cell astrocytoma associated with tuberous sclerosis complex. J Child Neurol. 2013 May;28(5):602-7. 5. Medical News Today: Afinitor Approved In US As First Treatment For Patients With Advanced Kidney Cancer After Failure Of Either Sunitinib Or Sorafenib. 2009 March 31. URL: medicalnewstoday.com/articles/144359.php. Available from Internet. Accessed 2016 April 20. 6. Motzer RJ, Escudier B, Oudard S, et al. Efficacy of everolimus in advanced renal cell carcinoma: a double-blind, randomised, placebo-controlled phase III trial. Lancet. 2008;372(9637):449-56. 7. Motzer RJ, Escudier B, Oudard S, et al. Phase 3 trial of everolimus for metastatic renal cell carcinoma : final results and analysis of prognostic factors. Cancer. 2010 Sep 15;116(18):4256-65. 8. National Comprehensive Cancer Network. Breast cancer V1.2016. URL: http://www.nccn.org/professionals/physician_gls/pdf/breast.pdf. Available from Internet. Accessed 2016 April 20. 9. National Comprehensive Cancer Network. Kidney cancer. V2.2016. URL: nccn.org/professionals/physician_gls/pdf/kidney.pdf. Available from Internet. Accessed 2016 April 20. 10. National Comprehensive Cancer Network. Neuroendocrine tumors. V1.2016. URL: nccn.org/professionals/physician_gls/pdf/neuroendocrine.pdf. Available from Internet. Accessed 2016 April 20. 11. Yao JC, Shah MH, Ito T, et al. Everolimus for advanced pancreatic neuroendocrine tumors. N Engl J Med. 2011 Feb 10;364(6):514-23. APPROVAL HISTORY July 14, 2009: Reviewed by Pharmacy & Therapeutics Committee. Subsequent endorsement date(s) and changes made: January 1, 2010: Removal of Tufts Health Plan Medicare Preferred language (separate criteria have been created specifically for Tufts Health Plan Medicare Preferred). July 13, 2010: No changes January 11, 2011: Added criteria for coverage of newly approved indication Subependymal Giant Cell Astrocytoma to pharmacy coverage guidelines. Administrative Update: Effective 4/1/2011, Off-label Use Coverage for Other Cancer Diagnoses language updated. Tufts Health Plan requires prescribers to submit clinical documentation supporting the drug's effectiveness in treating the intended malignancy, including the applicable NCCN guideline(s). July 12, 2011: Added criteria for coverage of newly approved indication Progressive Neuroendocrine Tumor located in the pancreas. June 12, 2012: Added pharmacy coverage guidelines for Renal Angiomyolipoma with Tuberous Sclerosis Complex. August 14, 2012: Added pharmacy coverage guidelines for Advanced Hormone Receptor- Positive, HER2-Negative Breast Cancer (Advanced HR+ BC). August 6, 2013: No changes August 12, 2014: No changes August 11, 2015: No changes January 1, 2016: Administrative change to rebranded template applicable to Tufts Health Direct. 4 Pharmacy Medical Necessity Guidelines:

May 10, 2016: Added criterion for the approval of neuroendocrine tumors of the gastrointestinal or lung origin to be in line with Food and Drug Administration indications. Added limitation #1 The plan will not authorize the use of Afinitor (everolimus) and Afinitor Disperz (everolimus) for conditions other than those listed above without appropriate documentation. Effective 10/1/16, Medical Necessity Guideline applies to Tufts Health Together. April 11, 2017: Administrative update. Effective 6/1/2017, Medical Necessity Guideline applies to Tufts Health RITogether. May 9, 2017: No changes BACKGROUND, PRODUCT DISCLAIMER INFORMATION Pharmacy Medical Necessity Guidelines have been developed for determining coverage for plan benefits and are published to provide a better understanding of the basis upon which coverage decisions are made. They are used in conjunction with a Member s benefit document and in coordination with the Member s physician(s). The plan makes coverage decisions on a case-by-case basis considering the individual Member's health care needs. Pharmacy Medical Necessity Guidelines are developed for selected therapeutic classes or drugs found to be safe, but proven to be effective in a limited, defined population of patients or clinical circumstances. They include concise clinical coverage criteria based on current literature review, consultation with practicing physicians in the service area who are medical experts in the particular field, FDA and other government agency policies, and standards adopted by national accreditation organizations. Tufts Health Plan revises and updates Pharmacy Medical Necessity Guidelines annually, or more frequently if new evidence becomes available that suggests needed revisions. This Pharmacy Medical Necessity Guideline does not apply to Uniformed Services Family Health Plan Members or to certain delegated service arrangements. Unless otherwise noted in the Member s benefit document or applicable Pharmacy Medical Necessity Guideline, Pharmacy Medical Necessity Guidelines do not apply to CareLink SM Members. For self-insured plans, drug coverage may vary depending on the terms of the benefit document. If a discrepancy exists between a coverage guideline and a self-insured Member s benefit document, the provisions of the benefit document will govern. Applicable state or federal mandates will take precedence. For Tufts Health Plan Medicare Preferred, please refer to Tufts Health Plan Medicare Preferred Prior Authorization Criteria. Treating providers are solely responsible for the medical advice and treatment of Members. The use of this policy is not a guarantee of payment or a final prediction of how specific claim(s) will be adjudicated. Claims payment is subject to Member eligibility and benefits on the date of service, coordination of benefits, referral/authorization and utilization management guidelines when applicable, and adherence to plan policies and procedures and claims editing logic. Provider Services 5 Pharmacy Medical Necessity Guidelines: