Tumor Immunity (Clynes)

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Tumor Immunology Does it exist? i.e., does the immune system recognize and eradicate cancer cells? Is there any evidence for immunological surveillance (Burnett and Thomas)? How can the immune system recognize cancer if it is essentially self-tissue? (Tolerance) If it does not- can it be made to do so? (Immunization designed to Break Tolerance) Where is the danger-the innate activator? The Good News/Bad News Story The immune system can destroy self-tissue quite effectively in autoimmunity, and in a tissue-specific (antigen-specific) manner: (thyroiditis, hepatitis, pancreatitis (diabetes), vitiligo, ITP, AIHA, graft rejection etc.). So, self-tissue destruction can be potent. Are there ongoing anti-tumor immune responses in patients with cancer? Spontaneous remissions are rare but can occur, renal cell CA, melanoma, and are associated with anti-tumor Abs and CTLs. TIL cells (tumor infiltrating cells) include CTLs that recognize melanoma antigens/peptides (6/11 patients). But these CTLs were anergic:could not kill targets or produce γ-ifn. So..the good news is that immune recognition of tumor antigens occurs but the bad news is that this occurs without activation of immune effector responses. More good news Evidence for Immunological Surveillance in Man Cancer Incidence Increases in Immunosuppressed Increased incidence of malignancies in HIV patients: EBV lymphoma, KS, squamous cell CA but many of these are virally induced malignancies; this merely shows that eliminating a T cell response against viral antigens allows for the outgrowth of virally-transformed cells. Common variety neoplasms (colon, breast, prostate, lung, etc.,) may be seen with increased frequency as HIV patients live with their disease longer In transplant associated EBV lymphomas (presumably arise after the loss of EBV specific CTLs associated with T-cell depleted allo-bmt. Cures are achievable by infusion of donor T cells (reconstitute CTL response). Again loss of an anti-viral responses is implicated. (post-transplant patients are also at increased risk for melanoma and sarcoma). Tumor Incidence 0% Tumor Size Host: RAG-/- WT WT Tumor (Sarcoma) Incidence is Increased in MCA-treated Lymphocyte Deficient Mice Tumor: WT origin Immunosurveillance: Tumors which Evolve in Lymphocyte Deficient Hosts are Rejected in WT Mice 100% RAG-/- RAG-/- origin Tumors which developed in RAG-/- hosts are REJECTED in WT Recipients Immune Surveillance: Expression of IFNγ Receptor is Required for Lymphocyte-Mediated Tumor Rejection Tumor Size 100% Tumor Incidence after MCA Treatment 0% IFNγR-/- WT Host: WT WT WT RAG-/- -------------------Transplanted tumor------------------------------------- IFNγR -/- IFNγR -/- transfected transfected WT IFNγR-/- with IFNγR with IFNγR 1

Immune surveillance: 1. Innate system NK, NKT, gamma/delta T cells IFN-γ, IL-12 (APC) 2. Functional conventional T cells More good news/ Evidence for Immunological Surveillance In mice, absence of IFN-γR, STAT1, IL-12, perforin, RAG, NK cells: All of these genetic deficiencies have an increased incidence of MCA (carcinogen) induced malignancies. Evidence that IFN-induced antigen presentation by tumor cells provides immunity (as with viral immunity). IFN-γR -/- tumors grow in WT mice, unless transfected with TAP. Highly immunogenic tumors emerge in RAG -/- mice; these tumors grow in RAG -/- (in absence of immune selective pressure) but are rejected in WT mice (in presence of normal immune response). Macrophages are primary source of IL-12 which induce NK and T cell production of IFN-γ. (which in turn activates STAT1 in the tumor and in immune cells) Model of Innate Recognition and Initiation of the Adaptive Antitumor Immune Response danger = invasion (inflam. response) + stress ligands of NKG2D Apoptosis provides antigen delivery to DCs Amplification of innate and link to adaptive response Elimination by adaptive response Immunization with s Can Induce Protective Immune Response Tumor Antigens Are Unique to Individual Tumors Tumor Challenge Protection No protection A B C D E F G H I Immunized Tumor A B C D E F G H I Antigen Class Whole Cell Antigen- Specific Candidate Tumor Antigens Antigen Protein lysate or tumor RNA based expression Peptide, DNA or recombinant protein Advantages/ Disadvantages Universal (Autoimmunity may be a problem) Customized therapy are required for these approaches. For whole proteins antigen profile of each tumor is required. Peptides require additional info. of indiv. HLA-type. Antigenic modulation or loss (overcome by attacking multiple targets and antigens required for transformed phenotype). 2

Candidate Tumor Antigens..many more to come through genomics Shared Tumor Antigens (common across tumors and tumor types) Allows single therapy to be applicable for many patients 1. Cancer/testes genes 2. Differentiation associated antigens 3. Others including gangliosides, MUC-1, etc., Unique Tumor Antigens (requires tumor specific therapy) Antigenic modulation would potentially interfere with malignant phenotype. 1. Overexpressed proto-oncogenes: EGFR, HER2 2. Point mutations: ras, β-catenin, CDC27, CDK4, Bcr/Abl 3. Viral Antigens: Human papilloma virus, EBV, Hepatitis B Antigen Class Tumor Specific Antigen Developmental Antigens (cancer/testes genes) Viral Antigens Tissue-specific selfantigens (Differentiation antigens) Over-expressed selfantigens Antigen Immunoglobulin Idiotype Mutant ras Mutant p53 p21-/bcr-abl fusion MAGE-1, MAGE-3, GAGE family, 20 genes on the chromosome Telomerase Human Papilloma Virus EBV Tyrosinase, gp100,trp-1, trp-2 Prostatic acid phosphatase, PSA Thyroglobulin α-fetoprotein Her-2/neu CEA Muc-1 Malignancy B lymphoma, MM T cell lymphoma Colorectal, lung, bladder, Head and neck cancer Pancreatic, Colon, Lung CML, ALL Melanoma but also in colorectal, lung, gastric Various Cervical, penile cancer Burkitt s lymphoma, nasopharyngeal Ca, post- Tx lymphoproliferative Melanoma Prostate Thyroid Liver Cancer Breast and lung cancer Colorectal, lung, breast Colorectal, pancreatic, ovarian, lung IMMUNE RECOGNITION Tumor Evasion Tumor cells are poorly immunogeneic Poor APCs 1) Often no class I 2) No class II 3) No costimulatory molecules 4) Few adhesion molecules 5) Antigenically largely self Therefore cross-priming required (overcomes obstacles 1-4) IMMUNE RECOGNITION Cross-Priming Host somatic cellular antigens (i.e.not soluble antigens)are able to be presented to immune system by host APCs. True for viral antigens and cancer antigens. Dendritic Cell Phagocytosis Antigenic processing and presentation of antigen on class I and II Immature DC Activation?? Mature DC Cross-presentation CD8 Tolerance DC Exogenous pathway In draining LN Immunity CD4 Virus Innate activator- danger signals that induce DC activation. CTL CD28 CD8 B7 ClassI +peptide APC Dendritic Cell IMMUNE RECOGNITION Class II + peptide CD40 Ag Processing/ presentation of peptides Cross-Priming: Induction of Anti-tumor T cell response IL-2 CD4 CD4 TH1 CD40L Endocytosis/ phagocytosis Provide T H 1 or 2 Help for B cell Ab Responses 3

CD8 CTL Can Recognize Class I peptide Complex and Induce Tumor Lysis and Apoptosis Granule exocytosis: Perforin/granzyme Class I + peptide CD8 Fas - FasL CTL NK Cells Can Recognize Class I Negative Cells and Induce Tumor Lysis and Apoptosis Granule exocytosis: Perforin/granzyme Class I KIR Fas - FasL NK et, class I loss is common in cancer. Lack of activation of NK via activating NK receptors? Cytokine milieu? Class II + peptide Macrophage Macrophages are Cell-Mediated Effectors TNF (+ other TNF-family members) NO, O2, proteases CD40 CD4 CD4 TH1 CD40L Cytokine- Mediated Activation IFN-γ GM-CSF TNF Antibody Bound Targets Induce Myeloid Cell Tumor Cytotoxicity Through Fc Receptors +/or Complement Receptors ADCC, phagocytosis, release of inflammatory mediators (NO, O2, proteases, TNF, etc.,) Tumor Cell C3b FcR Mediated NK Cell ADCC ADCC Tumor Cell Tumor Evasion of the Immune Response Macrophage NK Cell 4

Tumor Evasion: Two separate problems Tumor antigens are not recognized by immune response-poorly immunogenic (Immunologically ignorant). Tumors and tumor environment are resistant to or inhibit immune cytotoxic responses. (active suppression either dampen priming or inhibit/resist effector cell function). Bad News/Tumor Evasion Resistance to Effector Response Properties Intrinsic resistance Upregulation of genetic survival pathways (anti-apoptotic genes), e.g. akt, Bcl-2. etc., Resistance to death receptor pathways: Reduction of Fas receptor or enhanced expression of c-flip by tumors may render tumors resistance to fas-mediated apoptosis. Similarly, tumors commonly lose TRAIL receptors or express decoy receptors. Loss of tumor antigen expression: Tumor heterogeneity (need to target multiple antigens)-and possibly proteins essential for transformation/growth. Loss of antigen presentation capacity by tumor More Bad News/Tumor Evasion Resistance to Effector Response 2 pages of problems not good Local Inhibitory Factors in the Tumor Stroma produced by 1) tumor cells themselves or by 2) stromal T cells or macrophages Tumor cell or Tumor-associated-macrophage production of local factors (TGF-β, IL-10) that suppress T cell responses and DCs (VEGF, and TGF-β, IL-10) Conventional T cells and DCs may be suppressed by Treg cells preferentially induced or recruited by tumor. (early clinical promise with Treg depleting approaches and anti-ctla4 antibodies). IL-10, TGF-β perforin/granzyme FOP3+ Tregs in human tumor (ovarian tumor ascites) Regulatory T cells Suppress Tumor Immunity Vaccine + Treg depletion CD8 Immune Cells Tolerogenic DC Tumor, DC and Mφ derived Vaccine alone Tregs + CD8 immune cells Induction of Tolerogenic DC IL-10, tryptophan metabolites, B7-H4 T regulatory cells are also present in draining lymph node. Thereby inhibiting both T cell priming (in the lymph node) and effector T cell responses (in the tumor tissue) Survival days after tumor challenge 5

Autoimmunity Correlates With Tumor Regression in Patients With Metastatic Melanoma Treated With Anti-CTLA-4 Tumor response rate 15% pre post pre post Grade 3/4 autoimmunity 30% (colitis, uveitis, hypopophysitis, thyroiditis, hepatitis, dermatitis) Colitis Attia, P. et al. J Clin Oncol; 23:6043-6053 2005 Alterations in Antigen Processing (Loss of function analogous to tumor suppressor loss -tumor progression?) Proteosome, TAP loss, β2m loss, Class I loss or upregulation CTL Frequency Class I loss/ reg n 31-70% TAP/Proteosome(LMP2,7)10-80% IFN-gammaR signaling defect (rare) *associated with metastatic and poor prognostic lesions Strategies for induction of anti-tumor Immune Responses -Passive- Adoptive transfer of autologous tumor Agspecific T cells: customized therapy: Requires ex vivo expansion of cytokine-enhanced antigen-specific memory T cells. Has worked for EBV lymphoproliferative disorders and melanoma. Monoclonal and engineered antibodies: 1. /chimeric mabs: Herceptin (anti-her2), Rituxan (anti-cd20), anti-idiotype (custom therapy), anti-egfr (Erbitux), CAMPATH (anti-cd52), anti-vegf (targets neovasculature, Avastin). 2. Immune conjugates ( smart bombs ) mab-toxin (Mylotarg: anti-cd33 calicheamicin), mab-chemo, mabisotope (anti-cd20 Zevalin and Bexxar). Therapeutic Antibodies in Oncology Potential Cytotoxic Mechanisms of Anti-Tumor Antibodies mab Construct Isotype Target Rituxan TM (rituxamab) Herceptin TM (trastuzumab) Campath TM (alemtuzumab) Erbitux TM (cetuximab) Avastin TM (bevacisamab) Bexxar (Tositumomab) I131 Zevalin TM (Ibritumomab tiuxetan) trium90 Mylotarg TM (aemtuzumab ozogamicin) Chimeric Chimeric Mouse Mouse IgG4 CD20 HER-2 CD52 EGFR VEGF- A CD20 CD20 CD33 AB-EGF Human IgG2 EGFR 6

Tumor Immunity (Clynes) Fc Receptors Modulate Anti-Melanoma TA99 Monoclonal Antibody Efficacy Rituxan Clinical Responses in Follicular Lymphoma are Associated with High Affinity FcR Polymorphic Alleles Weng and Levy, JCO, Vol. 21 (2003) Strategies for induction of antitumor Immune Responses ACTIVE IMMUNIZATION Normal Mouse Mouse without Activating Fc receptors C3 Mouse without Inhibitory Fc receptors C3 Val/Phe 158 Fc Domain of Human C2 C2 FcRIIIA D2 D1 Effector Cell Clynes, Takechi, Morai, Houghton, Ravetch, PNAS, 1998 Dall Ozzo et al Cancer Research 2004 Goal is to define tumor antigens and then use them in an immunostimulatory fashion. How to induce immune response and break tolerance: Essentially the dirty little secret of immunologiststhe adjuvant effect;effective immunization usually requires mixing antigen with agents which promote uptake of antigen by APCs as well as activate and recruit APCs to vaccine site (e.g. Alum or Complete Freund s Adjuvant: mineral oil/water emulsion + heat killed bacillus). How to present antigen: clinical trials Systemic cytokines (e.g.ifnα); upregulate HLA/antigen processing, mature and activate APC Whole cell and adjuvant Tumor antigen protein or peptide and adjuvant Peptide and cytokines Turn cancer cell into an APC or a recruiter of APCs: transfect/infect tumor with costim. gene (B7) or with cytokine gene (GM-CSF), DC tumor cell fusion. Gene gun (DNA vaccination:tumor specific gene+/costimulatory+/-cytokine genes) Autologous DC s pulsed with protein, peptides etc. Attempts to deliver tumor peptide for cytosolic class I loading in activated DCs. Tumor Immunology: Summary 1) Immunological recognition of tumor occurs. Tumor specific T cells are found in patients, but are ineffective. Classify the types of tumor antigens thus far identified. 2) Tumors have emerged in individuals having successfully overcome immunological surveillance. Experimental data from mice are provided showing that immunological surveillance prevents tumor development and there are examples in humans in which cancers emerge in immunodeficient individuals. 3) Evasion mechanisms include reduced tumor antigen presentation and local immunoregulatory factors: inhibitory cytokines and cells. 4) Reversal of tolerogenic response is goal of immunotherapy Passive immunization (antitumor antibodies, adoptive T cell therapy). Active immunization (vaccine=antigen plus adjuvant). The goal is to induce antigen specific effector T cells while eliminating regulatory negative immunoregulatory pathways. 7